Skip to main content
Erschienen in: Bulletin of Engineering Geology and the Environment 4/2021

08.02.2021 | Original Paper

Comparison between baseline technique design and partial factor design in slope engineering

verfasst von: Lihong Chen, Ning Zhang, Xu Li, Lulu Zhang

Erschienen in: Bulletin of Engineering Geology and the Environment | Ausgabe 4/2021

Einloggen

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

In slope engineering, the allowable safety factor design (ASFD) is widely used. However, it includes all sources of uncertainties and does not truly account for risk. Therefore, a more robust design method is required. This study compares the actual reliability levels that ASFD, PFD (partial factor design), and BTD (baseline technique design) provide. The results indicate BTD provides the most stable reliability levels. The major findings are as follows. (1) A sampling strategy is provided to evaluate the performance that ASFD, PFD, and BTD achieve specific target reliability indexes. It provides reliability-based calibration and evaluation. (2) BTD provides more stable reliability levels, especially when the target reliability index is high. (3) The performance of PFD is influenced by the selection of quantile; BTD uses optimal quantiles and achieves the most stable reliability levels. This study provides a numerical investigation of design factors for shear strength parameters, and it uses a sampling strategy considering typical soils from sand to clay. Preliminary results show that BTD is attractive in numerical aspects.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Anhänge
Nur mit Berechtigung zugänglich
Literatur
Zurück zum Zitat Baravalle M, Köhler J (2019) A risk-based approach for calibration of design codes. Struct Saf 78:63–75 Baravalle M, Köhler J (2019) A risk-based approach for calibration of design codes. Struct Saf 78:63–75
Zurück zum Zitat Bathurst RJ, Allen TM, Lin P, Bozorgzadeh N (2019) LRFD calibration of internal limit states for Geogrid MSE walls. J Geotech Geoenviron 145(11):04019087CrossRef Bathurst RJ, Allen TM, Lin P, Bozorgzadeh N (2019) LRFD calibration of internal limit states for Geogrid MSE walls. J Geotech Geoenviron 145(11):04019087CrossRef
Zurück zum Zitat Baxter DJ, Dixon N, Fleming PR, Cromwell K (2008) Refining shear strength characteristic value using experience. Proceedings of the Institution of Civil Engineers - Geotechnical Engineering 161(5):247–257CrossRef Baxter DJ, Dixon N, Fleming PR, Cromwell K (2008) Refining shear strength characteristic value using experience. Proceedings of the Institution of Civil Engineers - Geotechnical Engineering 161(5):247–257CrossRef
Zurück zum Zitat Bhattacharya G, Jana D, Ojha S, Chakraborty S (2003) Direct search for minimum reliability index of earth slopes. Comput Geotech 30(6):455–462CrossRef Bhattacharya G, Jana D, Ojha S, Chakraborty S (2003) Direct search for minimum reliability index of earth slopes. Comput Geotech 30(6):455–462CrossRef
Zurück zum Zitat Canadian Geotechnical Society (2006) Foundations committee: Canadian foundation engineering manual, 4nd edn. BiTech Publishers Canadian Geotechnical Society (2006) Foundations committee: Canadian foundation engineering manual, 4nd edn. BiTech Publishers
Zurück zum Zitat Carter M, Bentley SP (1991) Correlations of soil properties. Pentech press publishers Carter M, Bentley SP (1991) Correlations of soil properties. Pentech press publishers
Zurück zum Zitat Chen ZY, Mi H, Zhang F, Wang X (2003) A simplified method for 3D slope stability analysis. Can Geotech J 40(3):675–683CrossRef Chen ZY, Mi H, Zhang F, Wang X (2003) A simplified method for 3D slope stability analysis. Can Geotech J 40(3):675–683CrossRef
Zurück zum Zitat Chen ZY, Chen LH, Xu JC, Sun P, Wu C, Wang YJ (2014) Quantitative deterministic versus probability analyses based on a safety margin criterion. SCIENCE CHINA Technol Sci 57(10):1988–2000CrossRef Chen ZY, Chen LH, Xu JC, Sun P, Wu C, Wang YJ (2014) Quantitative deterministic versus probability analyses based on a safety margin criterion. SCIENCE CHINA Technol Sci 57(10):1988–2000CrossRef
Zurück zum Zitat Chen LH, Li X, Xu Y, Chen Z, Deng G (2019) Accurate estimation of soil shear strength parameters. J Cent South Univ 26(4):1000–1010CrossRef Chen LH, Li X, Xu Y, Chen Z, Deng G (2019) Accurate estimation of soil shear strength parameters. J Cent South Univ 26(4):1000–1010CrossRef
Zurück zum Zitat Chen L, Zhang W, Gao X, Wang L, Li Z, Böhlke T, Perego U (2020a) Design charts for reliability assessment of rock bedding slopes stability against bi-planar sliding: SRLEM and BPNN approaches. Assessment and Management of Risk for Engineered Systems and Geohazards, Georisk, pp 1–16 Chen L, Zhang W, Gao X, Wang L, Li Z, Böhlke T, Perego U (2020a) Design charts for reliability assessment of rock bedding slopes stability against bi-planar sliding: SRLEM and BPNN approaches. Assessment and Management of Risk for Engineered Systems and Geohazards, Georisk, pp 1–16
Zurück zum Zitat Chen L, Zhang W, Zheng Y, Gu D, Wang L (2020b) Stability analysis and design charts for over-dip rock slope against bi-planar sliding. Eng Geol 275:105732CrossRef Chen L, Zhang W, Zheng Y, Gu D, Wang L (2020b) Stability analysis and design charts for over-dip rock slope against bi-planar sliding. Eng Geol 275:105732CrossRef
Zurück zum Zitat Ching J, Phoon KK (2011) A quantile-based approach for calibrating reliability-based partial factors. Struct Saf 33(4–5):275–285CrossRef Ching J, Phoon KK (2011) A quantile-based approach for calibrating reliability-based partial factors. Struct Saf 33(4–5):275–285CrossRef
Zurück zum Zitat Ching J, Phoon KK (2013) Quantile value method versus design value method for calibration of reliability-based geotechnical codes. Struct Saf 44:47–58CrossRef Ching J, Phoon KK (2013) Quantile value method versus design value method for calibration of reliability-based geotechnical codes. Struct Saf 44:47–58CrossRef
Zurück zum Zitat Duncan JM (2000) Factors of safety and reliability in geotechnical engineering. J Geotech Geoenviron 126(4):307–316CrossRef Duncan JM (2000) Factors of safety and reliability in geotechnical engineering. J Geotech Geoenviron 126(4):307–316CrossRef
Zurück zum Zitat Duncan JM, Sleep M (2017) The need for judgement in geotechnical reliability studies. Georisk 11(1):70–74 Duncan JM, Sleep M (2017) The need for judgement in geotechnical reliability studies. Georisk 11(1):70–74
Zurück zum Zitat Duzgun HSB, Yucemen MS, Karpuz C (2003) A methodology for reliability-based design of rock slopes. Rock Mech Rock Eng 36(2):95–120CrossRef Duzgun HSB, Yucemen MS, Karpuz C (2003) A methodology for reliability-based design of rock slopes. Rock Mech Rock Eng 36(2):95–120CrossRef
Zurück zum Zitat El-Ramly H, Morgenstern NR, Cruden DM (2002) Probabilistic slope stability analysis for practice. Can Geotech J 39(3):665–683CrossRef El-Ramly H, Morgenstern NR, Cruden DM (2002) Probabilistic slope stability analysis for practice. Can Geotech J 39(3):665–683CrossRef
Zurück zum Zitat Eurocode 7 (2006) Geotechnical design – Part 1: General rules. European Committee for Standardization, Brussels Eurocode 7 (2006) Geotechnical design – Part 1: General rules. European Committee for Standardization, Brussels
Zurück zum Zitat Foye KC, Salgado R, Scott B (2006) Assessment of variable uncertainties for reliability-based Design of Foundations. J Geotech Geoenviron 132(9):1197–1207CrossRef Foye KC, Salgado R, Scott B (2006) Assessment of variable uncertainties for reliability-based Design of Foundations. J Geotech Geoenviron 132(9):1197–1207CrossRef
Zurück zum Zitat Gayton N, Mohamed A, Sorensen JD, Pendola M, Lemaire M (2004) Calibration methods for reliability-based design codes. Struct Saf 26(1):91–121CrossRef Gayton N, Mohamed A, Sorensen JD, Pendola M, Lemaire M (2004) Calibration methods for reliability-based design codes. Struct Saf 26(1):91–121CrossRef
Zurück zum Zitat GB 50021–2001 (2009) Code for investigation of geotechnical engineering. China Architecture & Building Press, Beijing (in Chinese) GB 50021–2001 (2009) Code for investigation of geotechnical engineering. China Architecture & Building Press, Beijing (in Chinese)
Zurück zum Zitat GB 50199–2013 (2014) Unified standard for reliability design of hydraulic engineering structures. China Planning Press, Beijing (in Chinese) GB 50199–2013 (2014) Unified standard for reliability design of hydraulic engineering structures. China Planning Press, Beijing (in Chinese)
Zurück zum Zitat GB 50330–2013 (2013) Technical code for building slope engineering. China Architecture & Building Press, Beijing (in Chinese) GB 50330–2013 (2013) Technical code for building slope engineering. China Architecture & Building Press, Beijing (in Chinese)
Zurück zum Zitat Griffiths DV, Fenton GA (2004) Probabilistic slope stability analysis by finite elements. J Geotech Geoenviron 130(5):507–518CrossRef Griffiths DV, Fenton GA (2004) Probabilistic slope stability analysis by finite elements. J Geotech Geoenviron 130(5):507–518CrossRef
Zurück zum Zitat Griffiths DV, Fenton GA (2007) Probabilistic methods in geotechnical engineering. Springer Vienna, ViennaCrossRef Griffiths DV, Fenton GA (2007) Probabilistic methods in geotechnical engineering. Springer Vienna, ViennaCrossRef
Zurück zum Zitat Javankhoshdel S, Bathurst RJ (2014) Simplified probabilistic slope stability design charts for cohesive and cohesive-frictional (c-φ) soils. Can Geotech J 51(9):1033–1045CrossRef Javankhoshdel S, Bathurst RJ (2014) Simplified probabilistic slope stability design charts for cohesive and cohesive-frictional (c-φ) soils. Can Geotech J 51(9):1033–1045CrossRef
Zurück zum Zitat Javankhoshdel S, Luo N, Bathurst RJ (2017) Probabilistic analysis of simple slopes with cohesive soil strength using RLEM and RFEM. Georisk 11(3):231–246 Javankhoshdel S, Luo N, Bathurst RJ (2017) Probabilistic analysis of simple slopes with cohesive soil strength using RLEM and RFEM. Georisk 11(3):231–246
Zurück zum Zitat Kulhawy F H (1993). On the evaluation of static soil properties in: stability and performance of slopes and embankments II, ASCE Kulhawy F H (1993). On the evaluation of static soil properties in: stability and performance of slopes and embankments II, ASCE
Zurück zum Zitat Lacasse S, Nadim F (1997) Uncertainties in characterising soil properties. Publikasjon-Norges Geotekniske Institutt 201:49–75 Lacasse S, Nadim F (1997) Uncertainties in characterising soil properties. Publikasjon-Norges Geotekniske Institutt 201:49–75
Zurück zum Zitat Lacasse S, Nadim F (2009) Landslide risk assessment and mitigation strategy. Landslides–disaster risk reduction. Springer, Berlin, Heidelberg, pp 31–61 Lacasse S, Nadim F (2009) Landslide risk assessment and mitigation strategy. Landslides–disaster risk reduction. Springer, Berlin, Heidelberg, pp 31–61
Zurück zum Zitat Lam L, Fredlund DG (1993) A general limit equilibrium model for three-dimensional slope stability analysis. Can Geotech J 30(6):905–919CrossRef Lam L, Fredlund DG (1993) A general limit equilibrium model for three-dimensional slope stability analysis. Can Geotech J 30(6):905–919CrossRef
Zurück zum Zitat Li KS, Lumb P (1987) Probabilistic design of slopes. Can Geotech J 24(4):520–535CrossRef Li KS, Lumb P (1987) Probabilistic design of slopes. Can Geotech J 24(4):520–535CrossRef
Zurück zum Zitat Likitlersuang S, Plengsiri P, Mase LZ, Tanapalungkorn W (2020) Influence of spatial variability of ground on seismic response analysis: a case study of Bangkok subsoils. Bull Eng Geol Environ 79(1):39–51CrossRef Likitlersuang S, Plengsiri P, Mase LZ, Tanapalungkorn W (2020) Influence of spatial variability of ground on seismic response analysis: a case study of Bangkok subsoils. Bull Eng Geol Environ 79(1):39–51CrossRef
Zurück zum Zitat Lin W, Yoda T (2017) Bridge engineering: classifications, design loading, and analysis methods. Butterworth-Heinemann Lin W, Yoda T (2017) Bridge engineering: classifications, design loading, and analysis methods. Butterworth-Heinemann
Zurück zum Zitat Low BK (2019) Probabilistic insights on a soil slope in San Francisco and a rock slope in Hong Kong. Georisk: Assessment and Management of Risk for Engineered Systems and Geohazards 13(4):326–332 Low BK (2019) Probabilistic insights on a soil slope in San Francisco and a rock slope in Hong Kong. Georisk: Assessment and Management of Risk for Engineered Systems and Geohazards 13(4):326–332
Zurück zum Zitat Low BK, Gilbert RB, Wright SG (1998) Slope reliability analysis using generalized method of slices. J Geotech Geoenviron 124(4):350–362CrossRef Low BK, Gilbert RB, Wright SG (1998) Slope reliability analysis using generalized method of slices. J Geotech Geoenviron 124(4):350–362CrossRef
Zurück zum Zitat Mahmoud MH, Mansour MF (2017) Limit states Design of Weak Rock Slopes: proposal for Eurocode partial factors. Procedia Eng 191:1161–1168CrossRef Mahmoud MH, Mansour MF (2017) Limit states Design of Weak Rock Slopes: proposal for Eurocode partial factors. Procedia Eng 191:1161–1168CrossRef
Zurück zum Zitat McCormac JC (2008) Structural steel design. Pearson/Prentice Hall, New Jersey McCormac JC (2008) Structural steel design. Pearson/Prentice Hall, New Jersey
Zurück zum Zitat Meyerhof GG (1982) Limit states design in geotechnical engineering. Struct Saf 1(1):67–71CrossRef Meyerhof GG (1982) Limit states design in geotechnical engineering. Struct Saf 1(1):67–71CrossRef
Zurück zum Zitat Nguyen TS, Likitlersuang S (2019) Reliability analysis of unsaturated soil slope stability under infiltration considering hydraulic and shear strength parameters. Bull Eng Geol Environ 78(8):5727–5743CrossRef Nguyen TS, Likitlersuang S (2019) Reliability analysis of unsaturated soil slope stability under infiltration considering hydraulic and shear strength parameters. Bull Eng Geol Environ 78(8):5727–5743CrossRef
Zurück zum Zitat Nguyen TS, Likitlersuang S, Ohtsu H, Kitaoka T (2017) Influence of the spatial variability of shear strength parameters on rainfall induced landslides: a case study of sandstone slope in Japan. Arab J Geosci 10(16) Nguyen TS, Likitlersuang S, Ohtsu H, Kitaoka T (2017) Influence of the spatial variability of shear strength parameters on rainfall induced landslides: a case study of sandstone slope in Japan. Arab J Geosci 10(16)
Zurück zum Zitat Nguyen TS, Likitlersuang S, Jotisankasa A (2019) Influence of the spatial variability of the root cohesion on a slope-scale stability model: a case study of residual soil slope in Thailand. Bull Eng Geol Environ 78(5):3337–3351CrossRef Nguyen TS, Likitlersuang S, Jotisankasa A (2019) Influence of the spatial variability of the root cohesion on a slope-scale stability model: a case study of residual soil slope in Thailand. Bull Eng Geol Environ 78(5):3337–3351CrossRef
Zurück zum Zitat Nguyen TS, Likitlersuang S, Jotisankasa A (2020) Stability analysis of vegetated residual soil slope in Thailand under rainfall conditions. Environ Geotech 7(5):338–349CrossRef Nguyen TS, Likitlersuang S, Jotisankasa A (2020) Stability analysis of vegetated residual soil slope in Thailand under rainfall conditions. Environ Geotech 7(5):338–349CrossRef
Zurück zum Zitat Orr T L L (2000). Selection of characteristic values and partial factors in geotechnical designs to Eurocode 7. Computers and Geotechnics. 26 (3–4): 263–279. 352X(99)00042–7 Orr T L L (2000). Selection of characteristic values and partial factors in geotechnical designs to Eurocode 7. Computers and Geotechnics. 26 (3–4): 263–279. 352X(99)00042–7
Zurück zum Zitat Orr TLL (2017) Defining and selecting characteristic values of geotechnical parameters for designs to Eurocode 7. Georisk 11(1):103–115 Orr TLL (2017) Defining and selecting characteristic values of geotechnical parameters for designs to Eurocode 7. Georisk 11(1):103–115
Zurück zum Zitat Pandit B, Babu GS (2018) Reliability-based robust design for reinforcement of jointed rock slope. Georisk 12(2):152–168 Pandit B, Babu GS (2018) Reliability-based robust design for reinforcement of jointed rock slope. Georisk 12(2):152–168
Zurück zum Zitat Phoon KK (2017) Role of reliability calculations in geotechnical design. Georisk 11(1):4–21 Phoon KK (2017) Role of reliability calculations in geotechnical design. Georisk 11(1):4–21
Zurück zum Zitat Phoon KK, Kulhawy FH (1999) Evaluation of geotechnical property variability. Can Geotech J 36(4):625–639CrossRef Phoon KK, Kulhawy FH (1999) Evaluation of geotechnical property variability. Can Geotech J 36(4):625–639CrossRef
Zurück zum Zitat Phoon KK, Tang C (2019) Characterisation of geotechnical model uncertainty. Georisk: Assessment and Management of Risk for Engineered Systems and Geohazards 13(2):101–130 Phoon KK, Tang C (2019) Characterisation of geotechnical model uncertainty. Georisk: Assessment and Management of Risk for Engineered Systems and Geohazards 13(2):101–130
Zurück zum Zitat Phoon K K, Becker D E, Kulhawy F H, Honjo Y, Ovesen N K, Lo S R (2003). Why consider reliability analysis for geotechnical limit state design? in: Limit State Design In Geotechnical Engineering Practice: World Scientific Phoon K K, Becker D E, Kulhawy F H, Honjo Y, Ovesen N K, Lo S R (2003). Why consider reliability analysis for geotechnical limit state design? in: Limit State Design In Geotechnical Engineering Practice: World Scientific
Zurück zum Zitat Rahardjo H, Satyanaga A, Leong EC, Ng YS, Pang HTC (2012) Variability of residual soil properties. Eng Geol 141:124–140CrossRef Rahardjo H, Satyanaga A, Leong EC, Ng YS, Pang HTC (2012) Variability of residual soil properties. Eng Geol 141:124–140CrossRef
Zurück zum Zitat Salgado R, Kim D (2014) Reliability analysis of load and resistance factor design of slopes. J Geotech Geoenviron 140(1):57–73CrossRef Salgado R, Kim D (2014) Reliability analysis of load and resistance factor design of slopes. J Geotech Geoenviron 140(1):57–73CrossRef
Zurück zum Zitat SL 274–2001 (2002) Design code for rolled earth-rockfill dams. China Water Power Press, Beijing (in Chinese) SL 274–2001 (2002) Design code for rolled earth-rockfill dams. China Water Power Press, Beijing (in Chinese)
Zurück zum Zitat SL 386–2016 (2016) Design code for engineered slopes in water resources and hydropower projects. China Water Power Press, Beijing (in Chinese) SL 386–2016 (2016) Design code for engineered slopes in water resources and hydropower projects. China Water Power Press, Beijing (in Chinese)
Zurück zum Zitat Sørensen JD, Kroon IB, Faber MH (1994) Optimal reliability-based code calibration. Struct Saf 15(3):197–208CrossRef Sørensen JD, Kroon IB, Faber MH (1994) Optimal reliability-based code calibration. Struct Saf 15(3):197–208CrossRef
Zurück zum Zitat Steward T, Sivakugan N, Shukla SK, Das BM (2011) Taylor’s slope stability charts revisited. Int J Geomech 11(4):348–352CrossRef Steward T, Sivakugan N, Shukla SK, Das BM (2011) Taylor’s slope stability charts revisited. Int J Geomech 11(4):348–352CrossRef
Zurück zum Zitat Wang L, Wu C, Gu X, Liu H, Mei G, Zhang W (2020a) Probabilistic stability analysis of earth dam slope under transient seepage using multivariate adaptive regression splines. Bull Eng Geol Environ:1–13 Wang L, Wu C, Gu X, Liu H, Mei G, Zhang W (2020a) Probabilistic stability analysis of earth dam slope under transient seepage using multivariate adaptive regression splines. Bull Eng Geol Environ:1–13
Zurück zum Zitat Wang Z, Zhang W, Gao X, Liu H, Böhlke T (2020b) Stability analysis of soil slopes based on strain information. Acta Geotech 15:3121–3134CrossRef Wang Z, Zhang W, Gao X, Liu H, Böhlke T (2020b) Stability analysis of soil slopes based on strain information. Acta Geotech 15:3121–3134CrossRef
Zurück zum Zitat Wang Z, Gu D, Zhang W (2020c) Influence of excavation schemes on slope stability: a DEM study. J Mt Sci 17(6):1509–1522CrossRef Wang Z, Gu D, Zhang W (2020c) Influence of excavation schemes on slope stability: a DEM study. J Mt Sci 17(6):1509–1522CrossRef
Zurück zum Zitat Xiao M (2015) Geotechnical engineering design. John Wiley & Sons Xiao M (2015) Geotechnical engineering design. John Wiley & Sons
Zurück zum Zitat Yuan J, Papaioannou I, Straub D (2019) Probabilistic failure analysis of infinite slopes under random rainfall processes and spatially variable soil. Georisk 13(1):20–33 Yuan J, Papaioannou I, Straub D (2019) Probabilistic failure analysis of infinite slopes under random rainfall processes and spatially variable soil. Georisk 13(1):20–33
Zurück zum Zitat Zheng H, Liu DF, Li CG (2005) Slope stability analysis based on elasto-plastic finite element method. Int J Numer Methods Eng 4(14):1871–1888CrossRef Zheng H, Liu DF, Li CG (2005) Slope stability analysis based on elasto-plastic finite element method. Int J Numer Methods Eng 4(14):1871–1888CrossRef
Metadaten
Titel
Comparison between baseline technique design and partial factor design in slope engineering
verfasst von
Lihong Chen
Ning Zhang
Xu Li
Lulu Zhang
Publikationsdatum
08.02.2021
Verlag
Springer Berlin Heidelberg
Erschienen in
Bulletin of Engineering Geology and the Environment / Ausgabe 4/2021
Print ISSN: 1435-9529
Elektronische ISSN: 1435-9537
DOI
https://doi.org/10.1007/s10064-020-02074-5

Weitere Artikel der Ausgabe 4/2021

Bulletin of Engineering Geology and the Environment 4/2021 Zur Ausgabe