Skip to main content
Erschienen in: Public Choice 1-2/2015

01.04.2015

Constitutional law in social choice perspective

verfasst von: Maxwell L. Stearns

Erschienen in: Public Choice | Ausgabe 1-2/2015

Einloggen

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

Constitutional scholars do not typically employ spatial reasoning in their work. And yet, constitutional jurisprudence and much work in judicial politics implicitly rest on assumptions best cast in spatial terms. These include assuming that positions in constitutional disputes, and the views of Supreme Court justices, generally lie along a common liberal-to-conservative ideological dimension. Although the single dimension assumption is often appropriate, it suffers inherent limitations. First, Supreme Court decision-making rules, both within and across cases, expose problems of dimensionality. Second, important substantive doctrines likewise reveal dimensionality. Third, and finally, throughout the Supreme Court’s history, positions deemed liberal (or conservative) in one period have emerged as conservative (or liberal) in a later period, suggesting that dimensionality is a persistent feature in our jurisprudential history. Social choice proves uniquely suited to explaining these important aspects of constitutional law. After briefly introducing the discipline of constitutional law and its relationship to social choice, this article offers three illustrations of how social choice analysis deepens our understanding of important substantive areas. The analysis exposes dimensionality within Supreme Court decision-making rules, within separation-of-powers doctrine, and over historical shifts in the liberal and conservative valence of once-prominent jurisprudential positions. Failing to appreciate dimensionality, which lies at the core of social choice theory, when studying the Supreme Court and constitutional law risks a truly one-dimensional understanding of a richer and multidimensional institution and body of doctrine.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Fußnoten
1
I am setting aside those rules deemed Condorcet consistent; see Tideman (2006). Those rules tend to divide over two sub-rules, one that meets the Condorcet criterion, and one that chooses a default outcome in the event of a cycle. For a related discussion, see Stearns (2002, pp. 46–49).
 
2
Justice O’Connor expressed a similar insight in relying on the Commerce Clause and the Tenth Amendment to strike down a federal statute coercing state legislatures to either enact a self-sufficiency provision for low level radioactive waste or to take title of offending waste; see New York v. United States (1992, pp. 176–177): “This line of reasoning, however, only underscores the critical alternative that a State lacks: A State may not decline to administer the federal program.” Like Congress but unlike appellate courts, state legislatures have the power of inertia.
 
3
Only 4 of the Constitution’s 27 amendments overturn Supreme Court decisions. See US Constitution (amend. XI), limiting suits against the states and overturning Chisholm v. Georgia (1793); US Constitution (amend. XIV), granting citizenship to all persons born or naturalized in the US and overturning Dred Scott v. Sandford (1857); US Constitution (amend. XVI), allowing the income tax and overturning Pollock v. Farmers’ Loan & Trust Co. (1895); US Constitution (amend. XXVI), lowering the voting age to 18 and overturning Oregon v. Mitchell (1970).
 
4
Although rare, prominent illustrations include Brown v. the Board of Education (1954), overruling Plessy v. Ferguson (1896), and West Coast Hotel v. Parrish (1937), overruling Adkins v. Children’s Hospital (1923), thus ending the era of Lochner v. New York (1905).
 
5
This ruling was later extended to include the power to strike down state laws that violate the Constitution. See, e.g., Cohens v. Virginia, 19 US 264 (1821).
 
6
Not entirely: Kenneth Arrow (1963) followed the discovery of a mathematical error in Kenneth Arrow (1951), but the efforts to disprove Arrow’s later proof were unavailing. For a discussion of the error and Arrow’s revision, see Stearns (2002, pp. 344–345 n. 91). In this article, with a minor exception involving range, I employ the definitions set out in William Vickrey, as presented by Dennis Mueller (Vickrey 1960, 1997, pp. 29, 107, 139, 142; Mueller 2003). For an explanation, including a comparison to Arrow’s original and revised proofs, see Stearns (2002, pp. 344–45 n. 91, 346–47 n. 104, 347–48 n. 112).
 
7
Glassman et al. (2011, p. i) state that the average tenure of a Senator in the last three Congresses has been just over 13 years, and the average tenure of a member of the House of Representatives has been approximately 10 years.
 
8
Portions of the analysis that follows are based on Stearns (2002, pp. 97–157).
 
9
For a discussion and critique of proposals to change the Supreme Court’s voting rules from outcome to issue voting, see Stearns and Zywicki (2009, pp. 447–451). Such proposals would have spillover effects not only in the narrow category of cases for which they are targeted—category 3—but also, as a result of preference endogeneity, in categories, including 1 and 2, which do not presently pose aggregation difficulties.
 
10
A notable illustration of the exception: Bush v. Gore (2000). For a general discussion, see Abramowicz and Stearns (2001), discussing how alternative voting protocols might have affected the voting path despite the majority opinion.
 
11
These approaches include simply voting on a per-issue basis, at least when the issues divide “vertically” but not “horizontally” (Post and Salop 1996); voting on whether to decide via issue or outcome (Kornhauser and Sager 1993); or applying issue voting to questions of law and outcome voting to questions of fact (Nash 2003). Judge John Rogers and I have opposed these proposed voting protocols, albeit on different grounds (Rogers 1996, pp. 449–460; Stearns 1996).
 
12
For a discussion of other cases that thwart the dimensionality assumption of the narrowest grounds rule, see Stearns (2002, pp. 97–156), collecting and analyzing cases.
 
13
Portions of the discussion that follow are based on Stearns (1995a, b, 2002, 2008a, b, 2013).
 
14
This discussion focuses on constitutional, rather than statutory, standing. Although traditionally the Court generally afforded Congress substantial latitude to broaden standing by statute, in the 1992 decision, Lujan v. Defenders of Wildlife, the Court for the first time held that claimants relying on a broad citizen-standing provision in a federal environmental statute had to demonstrate linkage between a claimed personal injury and the alleged legal violation similar to common-law notions of injury. For a discussion of the competing separation of powers premises of Lujan and Allen v. Wright, see Stearns (2013).
 
15
The discussion in this paragraph borrows from the analysis in Stearns (1994).
 
16
This hypothetical was adapted from New York v. United States (1992).
 
17
Skinner v. Oklahoma (1942). This decision precedes the Warren Court but establishes the framework for many of the equal protection-based individual rights vindicated in that era.
 
18
Sunstein (1988, p. 1437) writes: “Such doctrines were used enthusiastically by judges associated with the progressive movement, and the New Deal, most prominently Justices Brandeis and Frankfurter, who reflected the prevailing belief that traditional conceptions of the rule of law were incompatible with administrative regulation;” see also Stearns (2008a, pp. 888–891), describing New Deal standing.
 
Literatur
Zurück zum Zitat Abbott, E. A. (1992). Flatland: A romance of many dimensions. New York: Dover Thrift Editions. Abbott, E. A. (1992). Flatland: A romance of many dimensions. New York: Dover Thrift Editions.
Zurück zum Zitat Abramowicz, M., & Stearns, M. L. (2001). Beyond counting votes: the political economy of Bush v. Gore. Vanderbilt Law Review, 54(5), 1849–1952. Abramowicz, M., & Stearns, M. L. (2001). Beyond counting votes: the political economy of Bush v. Gore. Vanderbilt Law Review, 54(5), 1849–1952.
Zurück zum Zitat Arrow, K. (1951). Social choice and individual values. New York: Wiley. Arrow, K. (1951). Social choice and individual values. New York: Wiley.
Zurück zum Zitat Arrow, K. (1963). Social choice and individual values (2nd ed.). New York: Wiley. Arrow, K. (1963). Social choice and individual values (2nd ed.). New York: Wiley.
Zurück zum Zitat Fletcher, W. A. (1988). The structure of standing. Yale Law Journal, 98(2), 221–291.CrossRef Fletcher, W. A. (1988). The structure of standing. Yale Law Journal, 98(2), 221–291.CrossRef
Zurück zum Zitat Glassman, M. E., Hemlin, E., & Wilhelm, A. H. (2011). Congressional careers: service tenure and patterns of member service, 1789–2011 (CRS Report for Congress R41545), Congressional Research Service, Library of Congress Glassman, M. E., Hemlin, E., & Wilhelm, A. H. (2011). Congressional careers: service tenure and patterns of member service, 1789–2011 (CRS Report for Congress R41545), Congressional Research Service, Library of Congress
Zurück zum Zitat Kornhauser, L. A., & Sager, L. G. (1993). The one and the many: adjudication in collegial courts. California Law Review, 81(1), 1–59.CrossRef Kornhauser, L. A., & Sager, L. G. (1993). The one and the many: adjudication in collegial courts. California Law Review, 81(1), 1–59.CrossRef
Zurück zum Zitat McNollgast (1994). Legislative intent: The use of positive political theory in statutory interpretation. Law & Contemporary Problems, 57(1), 3–37.CrossRef McNollgast (1994). Legislative intent: The use of positive political theory in statutory interpretation. Law & Contemporary Problems, 57(1), 3–37.CrossRef
Zurück zum Zitat Mueller, D. C. (2003). Public choice III. New York: Cambridge University Press.CrossRef Mueller, D. C. (2003). Public choice III. New York: Cambridge University Press.CrossRef
Zurück zum Zitat Nash, J. R. (2003). A context-sensitive voting protocol paradigm for multimember courts. Stanford Law Review, 56(1), 75–159. Nash, J. R. (2003). A context-sensitive voting protocol paradigm for multimember courts. Stanford Law Review, 56(1), 75–159.
Zurück zum Zitat Pildes, R. H., & Anderson, E. S. (1990). Slinging arrows at democracy: Social choice theory, value pluralism, and democratic politics. Columbia Law Review, 90(8), 2121–2214.CrossRef Pildes, R. H., & Anderson, E. S. (1990). Slinging arrows at democracy: Social choice theory, value pluralism, and democratic politics. Columbia Law Review, 90(8), 2121–2214.CrossRef
Zurück zum Zitat Post, D. G., & Salop, S. C. (1996). Issues and outcomes, guidance, and indeterminacy: A reply to Professor John Rogers and others. Vanderbilt Law Review, 49(4), 1069–1085. Post, D. G., & Salop, S. C. (1996). Issues and outcomes, guidance, and indeterminacy: A reply to Professor John Rogers and others. Vanderbilt Law Review, 49(4), 1069–1085.
Zurück zum Zitat Pushaw, R. J, Jr. (1997). Congressional power over federal court jurisdiction: a defense of the neo-federalist interpretation of Article III. BYU Law Review, 1997(4), 847–898. Pushaw, R. J, Jr. (1997). Congressional power over federal court jurisdiction: a defense of the neo-federalist interpretation of Article III. BYU Law Review, 1997(4), 847–898.
Zurück zum Zitat Riker, W. H. (1958). The paradox of voting and congressional rules for voting on amendments. American Political Science Review, 52(2), 349–366.CrossRef Riker, W. H. (1958). The paradox of voting and congressional rules for voting on amendments. American Political Science Review, 52(2), 349–366.CrossRef
Zurück zum Zitat Riker, W. H. (1982). Liberalism against populism: A confrontation between the theory of democracy and the theory of social choice. Prospect Heights, IL: Waveland Press. Riker, W. H. (1982). Liberalism against populism: A confrontation between the theory of democracy and the theory of social choice. Prospect Heights, IL: Waveland Press.
Zurück zum Zitat Rogers, J. M. (1996). Issue voting by multimember appellate courts: a response to some radical proposals. Vanderbilt Law Review, 49(4), 997–1044. Rogers, J. M. (1996). Issue voting by multimember appellate courts: a response to some radical proposals. Vanderbilt Law Review, 49(4), 997–1044.
Zurück zum Zitat Saari, D. G. (2008). Disposing dictators, demystifying voting paradoxes: social choice analysis. New York: Cambridge University Press.CrossRef Saari, D. G. (2008). Disposing dictators, demystifying voting paradoxes: social choice analysis. New York: Cambridge University Press.CrossRef
Zurück zum Zitat Segal, J. A., & Spaeth, H. (2002). The supreme court and the attitudinal model revisited. New York: Cambridge University Press.CrossRef Segal, J. A., & Spaeth, H. (2002). The supreme court and the attitudinal model revisited. New York: Cambridge University Press.CrossRef
Zurück zum Zitat Shepsle, K. A., & Weingast, B. R. (1981). Structure-induced equilibrium and legislative choice. Public Choice, 37(3), 503–519.CrossRef Shepsle, K. A., & Weingast, B. R. (1981). Structure-induced equilibrium and legislative choice. Public Choice, 37(3), 503–519.CrossRef
Zurück zum Zitat Shepsle, K. A., & Weingast, B. R. (1987). The institutional foundations of committee power. American Political Science Review, 81(1), 85–104.CrossRef Shepsle, K. A., & Weingast, B. R. (1987). The institutional foundations of committee power. American Political Science Review, 81(1), 85–104.CrossRef
Zurück zum Zitat Stearns, M. L. (1992). The public choice case against the item veto. Washington & Lee Law Review, 49(2), 385–436. Stearns, M. L. (1992). The public choice case against the item veto. Washington & Lee Law Review, 49(2), 385–436.
Zurück zum Zitat Stearns, M. L. (1994). The misguided renaissance of social choice. Yale Law Journal, 103(5), 1219–1293.CrossRef Stearns, M. L. (1994). The misguided renaissance of social choice. Yale Law Journal, 103(5), 1219–1293.CrossRef
Zurück zum Zitat Stearns, M. L. (1995a). Standing back from the forest: justiciability and social choice. California Law Review, 83(6), 1309–1413.CrossRef Stearns, M. L. (1995a). Standing back from the forest: justiciability and social choice. California Law Review, 83(6), 1309–1413.CrossRef
Zurück zum Zitat Stearns, M. L. (1995b). Standing and social choice: Historical evidence. University of Pennsylvania Law Review, 144(2), 309–462.CrossRef Stearns, M. L. (1995b). Standing and social choice: Historical evidence. University of Pennsylvania Law Review, 144(2), 309–462.CrossRef
Zurück zum Zitat Stearns, M. L. (1996). How outcome voting promotes principled issue identification: A reply to Professor John Rogers and others. Vanderbilt Law Review, 49(4), 1045–1067. Stearns, M. L. (1996). How outcome voting promotes principled issue identification: A reply to Professor John Rogers and others. Vanderbilt Law Review, 49(4), 1045–1067.
Zurück zum Zitat Stearns, M. L. (2002). Constitutional process: a social choice analysis of Supreme Court decision making (1st paperback ed.). Ann Arbor: University of Michigan Press. Stearns, M. L. (2002). Constitutional process: a social choice analysis of Supreme Court decision making (1st paperback ed.). Ann Arbor: University of Michigan Press.
Zurück zum Zitat Stearns, M. L. (2008a). Standing at the crossroads: The Roberts court in historical perspective. Notre Dame Law Review, 83(3), 875–964. Stearns, M. L. (2008a). Standing at the crossroads: The Roberts court in historical perspective. Notre Dame Law Review, 83(3), 875–964.
Zurück zum Zitat Stearns, M. L. (2008b). Standing. In D. Tanenhaus (Ed.), Encyclopedia of the Supreme Court of the United States (Vol. 4, pp. 442–446). Detroit: MacMillan Reference. Stearns, M. L. (2008b). Standing. In D. Tanenhaus (Ed.), Encyclopedia of the Supreme Court of the United States (Vol. 4, pp. 442–446). Detroit: MacMillan Reference.
Zurück zum Zitat Stearns, M. L. (2013). “Grains of sand” or “butterfly effect”: Standing and the legitimacy of precedent. Alabama Law Review, 65(2), 349–402. Stearns, M. L. (2013). “Grains of sand” or “butterfly effect”: Standing and the legitimacy of precedent. Alabama Law Review, 65(2), 349–402.
Zurück zum Zitat Stearns, M. L., & Zywicki, T. J. (2009). Public choice concepts and applications in law. St. Paul, MN: West. Stearns, M. L., & Zywicki, T. J. (2009). Public choice concepts and applications in law. St. Paul, MN: West.
Zurück zum Zitat Sunstein, C. R. (1988). Standing and the privatization of public law. Columbia Law Review, 88(7), 1432–1481.CrossRef Sunstein, C. R. (1988). Standing and the privatization of public law. Columbia Law Review, 88(7), 1432–1481.CrossRef
Zurück zum Zitat Tideman, N. (2006). Collective decisions and voting: the potential for public choice. Burlington, VT: Ashgate. Tideman, N. (2006). Collective decisions and voting: the potential for public choice. Burlington, VT: Ashgate.
Zurück zum Zitat Vickrey, W. (1960). Utility, strategy, and social decision rules. Quarterly Journal of Economics, 74(4), 507–535.CrossRef Vickrey, W. (1960). Utility, strategy, and social decision rules. Quarterly Journal of Economics, 74(4), 507–535.CrossRef
Zurück zum Zitat Vickrey, W. (1997). Public economics. Cambridge: Cambridge University Press. Vickrey, W. (1997). Public economics. Cambridge: Cambridge University Press.
Zurück zum Zitat Winter, S. L. (1988). The metaphor of standing and the problem of self-governance. Stanford Law Review, 40(6), 1371–1516.CrossRef Winter, S. L. (1988). The metaphor of standing and the problem of self-governance. Stanford Law Review, 40(6), 1371–1516.CrossRef
Zurück zum Zitat Allen v. Wright (1984). 468 U.S. 737. Allen v. Wright (1984). 468 U.S. 737.
Zurück zum Zitat Regents of the University of California v. Bakke (1984). 438 U.S. 265. Regents of the University of California v. Bakke (1984). 438 U.S. 265.
Zurück zum Zitat Crawford v. Board of Education (1982). 458 U.S. 527. Crawford v. Board of Education (1982). 458 U.S. 527.
Zurück zum Zitat District of Columbia v. Heller (2008). 554 U.S. 570. District of Columbia v. Heller (2008). 554 U.S. 570.
Zurück zum Zitat Gilmore v. Utah (1976). 429 U.S. 1012. Gilmore v. Utah (1976). 429 U.S. 1012.
Zurück zum Zitat Griswold v. Connecticut (1965). 381 U.S. 479. Griswold v. Connecticut (1965). 381 U.S. 479.
Zurück zum Zitat Marbury v. Madison (1803). 5 U.S. (1 Cranch) 137. Marbury v. Madison (1803). 5 U.S. (1 Cranch) 137.
Zurück zum Zitat Marks v. United States (1977). 430 U.S. 188. Marks v. United States (1977). 430 U.S. 188.
Zurück zum Zitat McDonald v. City of Chicago (2010). 130 S. Ct. 3020. McDonald v. City of Chicago (2010). 130 S. Ct. 3020.
Zurück zum Zitat Planned Parenthood of Southeastern Pennsylvania v. Casey (1992). 505 U.S. 833. Planned Parenthood of Southeastern Pennsylvania v. Casey (1992). 505 U.S. 833.
Zurück zum Zitat Plessy v. Ferguson (1896). 163 U.S. 537. Plessy v. Ferguson (1896). 163 U.S. 537.
Zurück zum Zitat Sierra Club v. Morton (1972). 405 U.S. 727. Sierra Club v. Morton (1972). 405 U.S. 727.
Zurück zum Zitat The Slaughter-House Cases (1873). 83 U.S. 36. The Slaughter-House Cases (1873). 83 U.S. 36.
Zurück zum Zitat Washington v. Seattle School Distrist No. 1 (1982). 458 U.S. 457. Washington v. Seattle School Distrist No. 1 (1982). 458 U.S. 457.
Zurück zum Zitat Wesberry v. Sanders (1964). 376 U.S. 1. Wesberry v. Sanders (1964). 376 U.S. 1.
Zurück zum Zitat Youngstown Sheet & Tube Co. v. Sawyer (1952). 343 U.S. 579. Youngstown Sheet & Tube Co. v. Sawyer (1952). 343 U.S. 579.
Metadaten
Titel
Constitutional law in social choice perspective
verfasst von
Maxwell L. Stearns
Publikationsdatum
01.04.2015
Verlag
Springer US
Erschienen in
Public Choice / Ausgabe 1-2/2015
Print ISSN: 0048-5829
Elektronische ISSN: 1573-7101
DOI
https://doi.org/10.1007/s11127-014-0216-9

Weitere Artikel der Ausgabe 1-2/2015

Public Choice 1-2/2015 Zur Ausgabe