3. Data

Schumpeter, J. A. (1934): The Theory of Economic Development: An Inquiry into Profits, Capital, Credit, Interest, and the Business Cycle. Cambridge, Mass.: Harvard University Press.

Kehoe, T. J., and E. C. Prescott (2002): “Great Depressions of the twentieth century,” Review of Economic Dynamics, 5, 1–18.

Hayashi, F., and E. C. Prescott (ibid.“The 1990s in Japan: A Lost Decade,” 206–235.

Fukao, K., and H. U. Kwon (2006): “Why Did Japan’s TFP Growth Slow Down in the Lost Decade? An Empirical Analysis Based on Firm-Level Data of Manufacturing Firms,” Japanese Economic Review, 57, 195–228.

North, D. C. (1990): Institutions, Institutional Change, and Economic Performance. Cambridge; New York: Cambridge University Press.

Chandler, A. D. (1962): Strategy and Structure: Chapters in the History of the Industrial Enterprise. Cambridge, Massachusetts: MIT Press.

Rumelt, R. P. (1974): Strategy, Structure, and Economic Performance. Boston: Harvard University Press.

Rosenberg, N. (1982): “Learning by Using,” in Inside the Black Box: Technology and Economics, ed. by N. Rosenberg. Cambridge [Cambridgeshire]; New York: Cambridge University Press, 120–140.

Carpenter, M. P., and F. Narin (1983): “Validation Study: Patent Citation as Indicators of Science and Foreign Dependence,” World Patent Information, 5, 180–185, Carpenter, M. P., F. Narin, and P. Woolf (1981): “Citation Rates to Technologically Important Patents,” ibid., 3, 160–163, Narin, F., E. Noma, and R. Perry (1987): “Patents as Indicators of Corporate Technological Strength,” Research Policy, 16, 143–155, Stoneman, P. (1995): Handbook of the Economics of Innovation and Technological Change. Oxford, UK; Cambridge, Massachusetts: Blackwell, Wartburg, I. v., T. Thorstern, and K. Rost (2005): “Inventive Progress Measured by Multi-Stage Patent Citation Analysis,” Research Policy, 34, 1591–1607.

Attempts have also been made to utilize a patent citation network to discover knowledge and patents in important science that cannot be measured only by reference to patents. There is also research to follow the genealogy of technology using citation information. See the followings. Fontana, R., A. Nuvolari, and B. Verspagen (2009): “Mapping Technological Trajectories as Patent Citation Networks. An Application to Data Communication Standards,” Economics of Innovation and New Technology, 4, 311–336, Verspagen, B. (2007): “Mapping Technological Trajectories as Patent Citation Networks: A Study on the History of Fuel Cell Research,” Advances in Complex Systems, 10, 93–115.

Cockburn, I., and Z. Griliches (1988): “Industry Effects and Appropriability Measures in the Stock Market’s Valuation of R&D and Patents,” American Economic Review Papers and Proceedings, 78, 419–423, Jaffe, A. B. (1986): “Technological Opportunity and Spillovers of R&D: Evidence from Firms’ Patents, Profits, and Market Value,” American Economic Review, 76, 984–1001.

Walsh, J. P., and S. Nagaoka (2009): “How Open! Is Innovation in the Us and Japan?: Evidence from the Rieti-Georgia Tech Inventor Survey,” RIETI Discussion Papers, 09-E-022. Merges, R. P., and R. R. Nelson (1990): “On the Complex Economics of Patent Scope,” Columbia Law Review, 90, 839–916.

Arundel, A. (2001): “The Relative Effectiveness of Patents and Secrecy for Appropriation,” Research Policy, 30, 611–624.

Acs, Z. n. J., and D. B. Audretsch (1990): Innovation and Small Firms. Cambridge (Mass.); London: MIT Press, Mansfield, E. (1986): “Patents and Innovation: An Empirical Study,” Management Science, 32, 173–181.

Fontana, R., A. Nuvolari, H. Shimizu, and A. Vezzulli (2013): “Reassessing Patent Propensity: Evidence from a Dataset of R&D Awards, 1977–2004,” Research Policy, 42, 1780–1792.

Basberg, B. L. (1987): “Patents and the Measurement of Technological Change: A Survey of the Literature,” ibid., 16, 131–141, Wartburg, I. v., T. Thorstern, and K. Rost (2005): “Inventive Progress Measured by Multi-Stage Patent Citation Analysis,” ibid., 34, 1591–1607.

Kotabe, M. (1992): “A Comparative Study of U.S. And Japanese Patent Systems,” Journal of International Business Studies, 23, 147–168.

Basberg, B. L. (1987): “Patents and the Measurement of Technological Change: A Survey of the Literature,” Research Policy, 16, 131–141.

The retrieval expression is following.USC = 372/43$ + 372/44$ + 372/45$ + 372/46$ + 372/49$ + 372/50$ + 372/75, IPC=H01S5/$ + H01S3/018 + H01S3/019.

Nannichi, Y. (1971): “New Trend in Laser Diodes (Handotai Reza no Atarashii Ugoki),” Oyo Butsuri, 40, 912–915.

Interview [63].

This study utilizes the following industry reports. Forrest, S. R., L. A. Coldren, S. C. Esener, D. B. Keck, F. J. Leonberger, G. R. Saxonhouse, and P. W. Whumate (1996): “JTEC Panel on Optoelectronics in Japan and the United States Final Report,” Baltimore, Maryland: Japanese Technology Evaluation Center/ International Technology Research Institute, Honda, T., and Y. Nakauchi (1986): “Optical Technology: Optoelectronics Industrial Technology, Current and Future (Hikari Gijyutsu: Hikari Sangyo Gijyutsu no Genjyo to Shorai),” Japan Business Federation Monthly Report (Keidanren Geppo), 34, 24–29, Industrial Bank of Japan (1990): “The Prpspects for the Optoelectronics Industry(Hikari Sangyo no Shorai Tenbo),” Kogin Chosa, 250, 2–120, Japan Development Bank (1986): “Growning Optoelectronics Industry (Ririkuki O Mukaeta Oputoelekutoronikusu Sangyo),” Japan Development Bank Report (Nippon Kaihatsu Ginko Chosa), 90, Mitsui Bank Resarch Division (Mitsui Ginko Chosabu) (1981): “Optoelectronics Industry Current Situation and Future (Hikarisangyo no Genjyo to Tenbo),” Mitsui Bank Monthly Report (Mitsui Ginko Chosa Geppo), 564, 1–30, Nippon Credit Bank Research Department (1988): “Laser and Optical Technology (Reza to Hikari Gijyutsu),” Nippon Credit Bank Research Report (Nippon Saiken Shinyo Ginko Chosa Jiho), 75, 1–32, Wada, T. (1982): “Current Status of Optoelectronics Industry and Its Future: Optical Fiber (Hikari Sangyo no Genjyo to Tenbo: Hikari Faiba O Chushin Toshite),” Japan Development Bank Report (Nihon Kaihatsu Ginko Chosa), 52.

Forrest, S. R., L. A. Coldren, S. C. Esener, D. B. Keck, F. J. Leonberger, G. R. Saxonhouse, and P. W. Whumate (1996): “JTEC Panel on Optoelectronics in Japan and the United States Final Report,” Baltimore, Maryland: Japanese Technology Evaluation Center/International Technology Research Institute.

If a journal/book does not provide a title in English, the title is translated into English and the original title in Japanese is in the bracket.