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Existence results for nonlinear fourth-order elliptic boundary value problems

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  • 24-11-2025
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Abstract

This article delves into the intricate world of nonlinear fourth-order elliptic boundary value problems, focusing on the conditions under which solutions exist. It begins by establishing the mathematical framework necessary for understanding these problems, including the relevant function spaces and operators. The article then explores various methods for proving the existence of solutions, such as variational techniques and fixed-point theorems. A significant portion of the text is dedicated to the application of these methods to specific examples, illustrating their practical utility. The article concludes with a discussion on the implications of these results for related fields, such as fluid dynamics and material science. Readers will gain a deeper understanding of the theoretical underpinnings of these problems and the tools available for their resolution.

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1 Introduction

In this paper, we discuss the existence of the nonlinear fourth-order elliptic boundary value problem (BVP)
$$ \left \{ \textstyle\begin{array}{l} {\Delta}^{2} u = f(x,\,u,\,\Delta u),\qquad x\in \Omega , \\ u=\Delta u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(1.1)
where Ω is a smooth bounded domain in \(\mathbb{R}^{N}\) with \(C^{2+\mu}\)-boundary Ω (\(0<\mu <1\)), \(N\ge 2\), Δ is the Laplace operator, \(f: \overline{\Omega}\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) is a continuous function. A classical solution u of BVP (1.1) means that \(u\in C^{4}(\overline{\Omega })\) and it satisfies Equation (1.1). To discuss the classical solution of BVP (1.1) requires the Hölder continuous continuity of f on bounded domains, that is, the following condition:
(H0)
For every  \(R>0\), there exists \(\alpha \in (0,\,1)\), such that \(f(x,\,\xi ,\,\eta )\) is α-order Hölder continuous on \(\overline{\Omega }\times [-R,\,R]\times [-R,\,R]\).
For the general continuous f, we also discuss the existence of \(L^{p}\)-solutions for some \(p>1\). A \(L^{p}\)-solution u means that \(u\in W^{4,p}(\Omega )\cap C^{2}(\overline{\Omega })\) and satisfies the equation in the sense of \(W^{4,p}(\Omega )\).
The fourth order elliptic equation boundary value such as BVP (1.1) arises in the study of traveling waves in suspension bridges and the study of the static deflection of an elastic plate in a fluid, see [14]. The special case of BVP (1.1) that the nonlinearity f does not contain Δu, that is,
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2}u=f(x,\,u),\quad \; x\in \Omega , \\ u=\triangle u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(1.2)
has been discussed by many researchers, see [512] and references therein. Dalmass [5] obtained uniqueness and positivity results of radial solutions when \(f(x,\,u)=|u|^{p}\) and Ω is a Ball. In [610], some existence results are obtained by applying mountain pass lemma and critical point theory. Recently, the authors of [11, 12] using the fixed point theorem on a cone obtained the existence results of positive solutions.
There are some researchers discussed the case when the right side of the equation is added a linear term of Δu,
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2}u=c\,\Delta u+f(x,\,u),\quad \; x\in \Omega , \\ u=\triangle u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(1.3)
see [1317]. The authors of [1317] mainly applied variational methods and critical theory to discuss the existence of nontrivial solutions of BVP (1.3).
For the general case that the nonlinearity f contains Δu, the existence of a solution has also been discussed by Pao [18] and Wang [19]. In [18], Pao introduced the concept of a pair of coupled upper and lower solutions, and he showed that if BVP (1.1) has a pair of coupled upper and lower solutions ũ and û, then BVP (1.1) has a solution between ũ and û under f satisfies proper regularity condition. See [18, Theorem 2.1]. However, it is not easy to find a pair of coupled upper and lower solutions in the applications. In [19], Wang used a pair of uncoupled upper and lower solutions ũ and û with \(\tilde{u}\ge \hat{u}\) and \(\Delta \tilde{u}\le \Delta \hat{u}\), to replace the pair of Pao’s coupled upper and lower solutions, under the nonlinearity \(f(x,\,u,\,v)\) satisfies an order condition obtained the existence of a solution between ũ and û and established a monotonic iterative program for seeking the solutions. See [19, Theorem 2.1]. Recently, for the case of that f is nonnegative, the authors of [20, 21] obtained existence of positive solutions by applying the theory of fixed point index in cons, which extended the results in [11, 12].
The purpose of this paper is further to obtain the existence results of BVP (1.1). In §2, we build an existence result and an existence and uniqueness result under that \(f(x,\,\xi ,\,\eta )\) satisfies some growth conditions on ζ and η. See Theorem 2.1 and Theorem 2.2. In §3, we establish a theorem of lower and upper solutions providing a pair of upper and lower solutions ũ and û with \(\tilde{u}\ge \hat{u}\) and \(\Delta \tilde{u}\le \Delta \hat{u}\) to obtain a solution u satisfying \(\hat{u}\le u\le \tilde{u}\) and \(\Delta \hat{u}\le \Delta u\le \Delta \tilde{u}\). See Theorem 3.1. In this theorem, we delete the wang’s order condition in [19]. In §4, we use the theorem of lower and upper solutions to obtain the existence result of a positive solution, and present an example to illustrates the applicability of our results.
Recently, the case when the nonlinearity  f is also dependent on the gradient ∇u,
$$ \left \{ \textstyle\begin{array}{l} {\Delta}^{2} u = f(x,\,u,\,\nabla u,\,\Delta u),\qquad x\in \Omega , \\ u=\Delta u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(1.4)
has be studied, see [22, 23]. In [22], the authors considered the case that Ω is a annulus and \(f (x,\,\xi ,\,\zeta ,\,\eta )\) is radially symmetric on x, and obtained the existence and uniqueness results of radially symmetry solutions by discussing the corresponding boundary value problem of fourth-order ordinary differential equation and using the Leray-Schauder fixed-point theorem. In [23], the authors considered the case that the biharmonic operator \(\Delta ^{2} u\) on the right is replaced by the sign-changing Kirchhoff type \(p(x)\)-biharmonic operator \(\Delta ^{2}_{k,p}u\), and obtained the existence of solutions in weak sense by applied topological theory together with Galerkin method and fixed-point arguments. The problem involving \(p(x)\)-Laplacian-like operator and nonlinear gradient term has also been discussed in [24] by the topological degree theory of demi-continuous operators of generalized type. For these problems, due to the appearance of nonlinear gradient terms, they have no variational structure, and the variational method and critical point theory cannot be directly applied to them. It should be pointed out that our method of discussing BVP (1.1) can be applied to these problems, but we have to overcome some technical difficulties caused by gradient terms. For the ideas, See [25].

2 Existence and uniqueness

To discuss BVP (1.1), we review some concepts and conclusions on the linear elliptic boundary value problem (LBVP)
$$ \left \{ \textstyle\begin{array}{l} -\Delta u = h(x)\,,\qquad x\in \Omega \,,\qquad \\ u(x)=0,\qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(2.1)
where \(h\in L^{p}(\Omega )(1< p<\infty )\). Let \(W^{n,p}(\Omega )\) be the usual Sobolev space on domain Ω, and \(H^{n}(\Omega ):=W^{n,2}(\Omega )\). Let \(C^{\mu}(\overline{\Omega })\) be the μ-order Hölder continuous function space on Ω̅ with exponent \(\mu \in (0,\,1)\), and \(C^{n+\mu}(\overline{\Omega }):=\{u\in C^{n}(\overline{\Omega })\;|\;D^{ \alpha }u\in C^{\mu}(\overline{\Omega }),\;|\alpha |=n\,\}\). By the \(L^{p}\)-theory of the linear elliptic equations [26], for every \(h\in L^{p}(\Omega )\), LBVP (2.1) has a unique strong solution \(u:=T h\in W^{2,p}(\Omega )\cap W^{1,p}_{0}(\Omega )\), and the solution operator \(T: L^{p}(\Omega )\to W^{2,p}(\Omega )\) is a linear bounded operator. When \(h\in C^{\mu}(\overline{\Omega })\), by the Schauder theory of the linear elliptic equations [26], \(u=T h\in C^{2+\mu}(\overline{\Omega })\) is a classical solution of LBVP (2.1). When \(p>\tfrac{N}{2}\), by the compactness of the Sobolev embedding \(W^{2,p}(\Omega )\hookrightarrow C(\overline{\Omega })\), \(T: L^{p}(\Omega )\to C(\overline{\Omega })\) is a linear compact operator. Especially, the restriction of T on \(C(\overline{\Omega })\), \(T: C(\overline{\Omega })\to C(\overline{\Omega })\) is compact. When \(h\ge 0\), by the maximum principle of elliptic operators [27], \(u=Th\ge 0\). Hence, \(T: C(\overline{\Omega })\to C(\overline{\Omega })\) is a positive compact linear operator.
It is well-known that the Laplace operator −Δ with the boundary condition \(u|_{\partial \Omega}=0\) has a minimum positive real eigenvalue \(\lambda _{1}\), which given by
$$ \lambda _{1}=\inf \left \{{\frac{\|\nabla u\|_{2}}{\|u\|_{2}}\;\bigg| \;u\in H^{2}(\Omega )\cap H_{0}^{1}(\Omega ),\,\|u\|_{2}\ne 0}\right \}. $$
(2.2)
Moreover, \(\lambda _{1}\) has a positive unit eigenfunction, that is, there exists a function \(\phi _{1}\in C^{2}(\overline{\Omega })\cap C^{+}(\overline{\Omega })\) with \(\|\phi _{1}\|_{C(\overline{\Omega })}=1\) satisfies the equation
$$ \left \{ \textstyle\begin{array}{l} -\Delta \phi _{1} = \lambda _{1}\,\phi _{1},\qquad x\in \Omega , \\ \phi _{1}(x)=0,\qquad x\in \partial \Omega . \end{array}\displaystyle \right . $$
(2.3)
For \(h\in L^{2}(\Omega )\), the solution \(u=T h\) of LBVP (2.1) satisfies
$$ \|T h\|_{2}\le \frac{1}{\lambda _{1}}\,\|h\|_{2},\qquad h\in L^{2}( \Omega ). $$
(2.4)
In fact, since \(u=T h\in H^{2}(\Omega )\cap H^{1}_{0}(\Omega )\) is a \(L^{2}\)-solution of LBVP (2.1), By (2.2) and the Schwartz inequality, we have
$$ \lambda _{1}{\|u\|_{2}}^{2}\le{\|\nabla u\|_{2}}^{2}=(-\Delta u,\,u) \le \|-\Delta u\|_{2}\|u\|_{2}= \|h\|_{2}\|u\|_{2}. $$
Hence (2.4) holds.
Theorem 2.1
Let \(f:\overline{\Omega}\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) be continuous. If there exist constant \(a,\,b\ge 0\) satisfying \(\frac{a}{\lambda _{1}^{\;2}}+\frac{b}{\lambda _{1}}<1\) and \(c>0\) such that
$$ |f(x,\,\xi ,\,\eta )|\le a |\xi |+b |\eta |+c, \qquad (x,\,\xi ,\, \eta )\in \overline{\Omega}\times \mathbb{R}\times \mathbb{R}, $$
(2.5)
then BVP (1.1) has a solution \(u\in H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\). Moreover, when f satisfies (H0), the solution \(u\in C^{4}(\overline{\Omega })\) is a classical solution.
Proof
For BVP (1.1), set \(v=-\Delta u\), then it becomes second order elliptic boundary value problem
$$ \left \{ \textstyle\begin{array}{l} -\Delta v = f(x,\,Tv,\, -v),\qquad x\in \Omega , \\ v(x)=0,\qquad x\in \partial \Omega . \end{array}\displaystyle \right . $$
(2.6)
We firstly show that BVP (2.6) has a \(L^{2}\)-solution \(v_{0}\in H^{2}(\Omega )\cap H^{1}_{0}(\Omega )\). Since the solution operator of LBVP (2.1) \(T: L^{2}(\Omega )\to H^{2}(\Omega )\) is a linear bounded operator, by the compactness of the Sobolev embedding \(H^{2}(\Omega )\hookrightarrow L^{2}(\Omega )\), \(T: L^{2}(\Omega )\to L^{2}(\Omega )\) is a linear compact operator. Define a mapping F on \(L^{2}(\Omega )\) by
$$ F(u)(x)=f(x,\,Tv(x),\,-v(x)),\qquad v\in L^{2}(\Omega ),\;\;x\in \Omega . $$
(2.7)
By (2.5), \(F: L^{2}(\Omega )\to L^{2}(\Omega )\) is continuous. By (2.5) and (2.4), we have
$$\begin{aligned} \|F(v)\|_{2} &\le a\|Tv\|_{2}+b\|v\|_{2}+c|\Omega |^{1/2} \\ &\le \Big(\tfrac{a}{\lambda _{1}}+b\Big)\|v\|_{2}+c|\Omega |^{1/2}, \quad v\in L^{2}(\Omega ). \end{aligned}$$
(2.8)
Hence, the composite mapping of F and T
$$ A=T\circ F: L^{2}(\Omega )\to L^{2}(\Omega ) $$
(2.9)
is completely continuous. By the definition of T, the \(L^{2}\)-solution of BVP (2.6) is equivalent to the fixed point of A. We use the Schauder fixed point theorem [28] to show that A has a fixed point. Set
$$ R_{0}= \frac{c|\Omega |^{1/2}}{\lambda _{1}\big(1-\big(\frac{a}{\lambda _{1}^{\;2}}+\frac{b}{\lambda _{1}}\big)\big)}, \qquad \bar{B}(R_{0},\,L^{2})=\{v\in L^{2}(\Omega )\;|\;\|v\|_{2}\le R_{0} \}. $$
Then \(\bar{B}(R_{0},\,L^{2})\) is a bounded closed convex set in \(L^{2}(\Omega )\). For every \(v\in \bar{B}(R_{0},\,L^{2})\), by (2.4) and (2.8), we have
$$\begin{aligned} \|Av\|_{2}=\|T(F(v))\|_{2} &\le \tfrac{1}{\lambda _{1}}\|F(v)\|_{2} \\ &\le \Big(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}\Big) \|v\|_{2}+\tfrac{c|\Omega |^{1/2}}{\lambda _{1}} \\ &\le \Big(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}\Big)R_{0}+ \tfrac{c|\Omega |^{1/2}}{\lambda _{1}}=R_{0}. \end{aligned}$$
Hence, \(A v\in \bar{B}(R_{0},\,L^{2})\). This means that \(A(\bar{B}(R_{0},\,L^{2}))\subset \bar{B}(R_{0},\,L^{2})\). By the Schauder fixed point theorem, A has a fixed point \(v_{0}\in \bar{B}(R_{0},\,L^{2})\). Since \(v_{0}=A v_{0}=T(F(v_{0}))\). By the definition of T, \(v_{0}\) is a \(L^{2}\)-solution of LBVP (2.1) for \(h=F(v_{0})\in L^{2}(\Omega )\). By the definition of F, \(v_{0}\in H^{2}(\Omega )\cap H_{0}^{1}(\Omega )\) is \(L^{2}\)-solution of BVP (2.6). Hence, \(u_{0}=Tv_{0}\in H^{4}(\Omega )\) is a \(L^{2}\)-solution of BVP (1.1).
Next, we show that \(u_{0}\in C^{2}(\overline{\Omega })\). For this we need to prove that \(v_{0}\in C^{1}(\overline{\Omega })\). Set \(h_{0}=F(v_{0})\). Then \(v_{0}=Th_{0}\) is the solution of LBVP (2.1) for \(h=h_{0}\). By (2.7) and (2.5)
$$ |h_{0}(x)|\le a\,|Tv_{0}(x)|+b\,|v_{0}(x)|+c,\qquad x\in \Omega . $$
(2.10)
If \(p_{0}:=2< N\), choose \(p_{1}=\tfrac{Np_{0}}{N-p_{0}}(>p_{0})\), then by the Sobolev embedding theorem, \(H^{2}(\Omega )\hookrightarrow L^{p_{1}}(\Omega )\). Since \(v_{0}\in H^{2}(\Omega )\), it follows that \(v_{0}\in L^{p_{1}}(\Omega )\). By the definition of T, \(Tv_{0}\) is a \(L^{p_{1}}\)-solution of LBVP (2.1) for \(h=v_{0}\). Hence, \(Tv_{0}\in W^{2,p_{1}}(\Omega )\subset L^{p_{1}}(\Omega )\). Hence, by (2.10), \(h_{0}\in L^{p_{1}}(\Omega )\). So by existence and uniqueness of \(L^{p}\)-solution of LBVP (2.1), \(v_{0}=T h_{0}\in W^{2,p_{1}}(\Omega )\).
If \(p_{1}< N\), choose \(p_{2}=\frac{Np_{1}}{N-p_{1}}(>p_{1})\), then by the Sobolev embedding theorem, \(W^{2, p_{1}}(\Omega )\hookrightarrow L^{p_{2}}(\Omega )\). Hence \(v_{0}\in L^{p_{2}}(\Omega )\). Using the same argument as above, we can obtain that \(u_{0}=T h_{0}\in W^{2,p_{2}}(\Omega )\).
Continuing such procedure for \(p_{1},\, p_{2},\,p_{3},\,\ldots\, \), since the step length \(p_{k}-p_{k-1}(k=1,\,2,\,\ldots )\) is increasing, we can choose \(p>N\), such that \(h_{0}\in L^{p}(\Omega )\). Hence \(v_{0}=Th_{0}\in W^{2,p}(\Omega )\). By the Sobolev embedding theorem, \(W^{2,p}(\Omega )\hookrightarrow C^{1}(\overline{\Omega })\). Hence \(v_{0}\in C^{1}(\overline{\Omega })\). Since \(u_{0}=Tv_{0}\), by the Schauder theory of the linear elliptic equations, \(u_{0}\in C^{2+\mu}(\overline{\Omega })\) is a classical solution of LBVP (1.1) for \(h=v_{0}\).
Assume that f satisfies (H0). Then from (H0) and (2.7) we easily see the fact: there exists \(\alpha \in (0,\,\mu )\), such that \(h_{0}=F(v_{0})\in C^{\alpha}(\overline{\Omega })\). Hence, by the regularity of the solutions of LBVP (2.1), \(v_{0}=Th_{0}\in C^{2+\alpha}(\overline{\Omega })\), and thus \(u_{0}=Tv_{0}\in C^{4+\alpha}(\overline{\Omega })\) is a classical solution of BVP (1.1). □
Theorem 2.2
Let \(f:\overline{\Omega}\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) be continuous. If there exist constant \(a,\,b\ge 0\) satisfying \(\frac{a}{\lambda _{1}^{\;2}}+\frac{b}{\lambda _{1}}<1\), such that
$$\begin{aligned} |f(x,\,\xi _{2},\,\eta _{2})-f(x,\,\xi _{1},\,\eta _{2})| &\le a | \xi _{2}-\xi _{1}|+b |\eta _{2}-\eta _{1}|, \\ &\quad \textit{for}\quad x\in \overline{\Omega },\;\; (\xi _{1},\,\eta _{1}), \;(\xi _{2},\,\eta _{2})\in \times \mathbb{R}\times \mathbb{R}, \end{aligned}$$
(2.11)
then BVP (1.1) has a unique solution in \(H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\).
Proof
Obviously, from (2.11) it follows that f satisfies (2.5). By Theorem 2.1, BVP (1.1) has a solution in \(H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\). Let \(u_{1},\,u_{2}\in H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\) be two solutions of BVP (1.1). Set \(v_{1}=-\Delta u_{1}\), \(v_{2}=-\Delta u_{2}\). Then \(v_{1}\), \(v_{2}\) are the solution of BVP (2.6). By the definition of T and F,
$$ v_{1}=T(F(v_{1})),\qquad v_{2}=T(F(v_{2})). $$
(2.12)
By (2.7) and (2.11), we have
$$\begin{aligned} |F(v_{2})(x)-F(v_{1})(x)|&=|f(x,\,Tv_{2}(x),\,-v_{2}(x))-f(x,\,Tv_{1}(x), \,-v_{1}(x))| \\ &\le a\,|Tv_{2}(x)-Tv_{1}(x)|+b\,|v_{2}(x)-v_{1}(x)|, \qquad x\in \overline{\Omega }. \end{aligned}$$
By this and (2.4) we obtain that
$$\begin{aligned} \|F(v_{2})-F(v_{1})\|_{2} &\le a\|T(v_{2}-v_{1})\|_{2}+b\|v_{2}-v_{1} \|_{2} \\ &\le \big(\tfrac{a}{\lambda _{1}}+b\big)\|v_{2}-v_{1}\|_{2}. \end{aligned}$$
Hence, by (2.12) and (2.4), we have
$$\begin{aligned} \|v_{2}-v_{1}\|_{2}=\|T(F(v_{2})-T(F(v_{1})\|_{2} &=\|T(F(v_{2})-F(v_{1})) \|_{2} \\ &\le \tfrac{1}{\lambda _{1}}\|F(v_{2})-f(v_{1})\|_{2} \\ &\le \big(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}\big) \|v_{2}-v_{1}\|_{2}. \end{aligned}$$
Since \(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}<1\), from this inequality it follows that \(\|v_{2}-v_{1}\|=0\). Thus, \(v_{1}=v_{2}\), so we have \(u_{1}=Tv_{1}=Tv_{2}=u_{2}\). Hence, BVP (1.1) has a unique solution in \(H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\). □
Theorem 2.3
Let \(a,\,b\ge 0\) and \(c>0\) be constants, and \(\frac{a}{\lambda _{1}^{\;2}}+\frac{b}{\lambda _{1}}<1\). Then the fourth order linear elliptic boundary value
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2} u = a u-b\Delta u+c,\qquad x\in \Omega \,,\qquad \\ u=\Delta u=0, \qquad x\in \partial \Omega \end{array}\displaystyle \right . $$
(2.13)
has a unique classical solution \(\tilde{u}\in C^{4}(\overline{\Omega })\), moreover \(\tilde{u}\ge 0\), \(\Delta \tilde{u}\le 0\).
Proof
Consider fourth order the elliptic boundary value
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2} u = a\,|u|+b\,|\Delta u|+c,\qquad x\in \Omega \,,\qquad \\ u=\Delta u=0, \qquad x\in \partial \Omega \end{array}\displaystyle \right . $$
(2.14)
It is easy to verify that the corresponding nonlinearity
$$ f(x,\,\xi ,\,\eta ):=a\,|\xi |+b\,|\eta |+c, \qquad (x,\,\xi ,\,\eta ) \in{\overline{\Omega }}\times \mathbb{R}\times \mathbb{R} $$
(2.15)
satisfies the condition (2.11). By Theorem 2.2, BVP (2.14) has a unique solution \(\tilde{u}\in H^{4}(\Omega )\cap C^{2}(\overline{\Omega })\). Set
$$ \tilde{v}=-\Delta \tilde{u},\qquad \tilde{h}=F(\tilde{v})=a|(T \tilde{v})(x)|+b|\tilde{v}(x)|+c, $$
(2.16)
then \(\tilde{u}=T\tilde{v}\), \(\tilde{v}=T\tilde{h}\). By (2.16), \(h\ge 0\). By the positivity of T, \(\tilde{v}=T\tilde{h}\ge 0\), \(\tilde{u}=T\tilde{v}\ge 0\). Hence, \(\tilde{u}\ge 0\), \(\Delta \tilde{u}=-\tilde{v}\le 0\). This implies that ũ is also a solution of BVP (2.13). Similarly to BVP (2.14), it is easy to prove that ũ is the unique solution of BVP (2.13).
By (2.16), \(\tilde{h}=aT\tilde{v}+b\tilde{v}+c\in C^{2}(\overline{\Omega })\). By the regularity of the solution of BVP (2.1), \(\tilde{v}=T\tilde{h}\in C^{2+\mu}(\overline{\Omega })\). Hence \(\tilde{u}=T\tilde{v}\in C^{4+\mu}(\overline{\Omega })\) is the classical solution of BVP (2.13). □

3 Theorem of upper and lower solutions

In this section, we present an existence result of BVP (1.1) by upper and lower solutions. If a function \(\tilde{u}\in C^{4}(\overline{\Omega })\) satisfies
$$ \left \{ \textstyle\begin{array}{l} {\Delta}^{2} \tilde{u} \ge f(x,\,\tilde{u},\,\Delta \tilde{u}), \qquad x\in \Omega , \\ \tilde{u}\ge 0,\quad \Delta \tilde{u}\le 0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(3.1)
we call it an upper solution of BVP (1.1), and if a function \(\hat{u}\in C^{4}(\overline{\Omega })\) satisfies
$$ \left \{ \textstyle\begin{array}{l} {\Delta}^{2} \hat{u} \le f(x,\,\hat{u},\,\Delta \hat{u}),\qquad x\in \Omega , \\ \hat{u}\le 0,\quad \Delta \hat{u}\ge 0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(3.2)
we call it a lower solution of BVP (1.1).
Lemma 3.1
Let ũ be an upper solution of BVP (1.1) and û a lower solution with \(\Delta \tilde{u}\le \Delta \hat{u}\). Then \(\tilde{u}\ge \hat{u}\).
Proof
Consider \(u=\tilde{u}-\hat{u}\). By the definitions of upper and lower solutions, \(u\in C^{2}(\overline{\Omega })\) satisfies: \(-\Delta u\ge 0\), \(u|_{\partial \Omega}\ge 0\), By the maximum principle of elliptic operators, \(u\ge 0\). Hence, \(\tilde{u}\ge \hat{u}\). □
Theorem 3.1
Let \(f: \overline{\Omega }\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) satisfy the condition (H0) and BVP (1.1) have an upper solution ũ and an lower solution û with \(\Delta \tilde{u}\le \Delta \hat{u}\). If f satisfies the following condition
(H1) for any \(x\in \overline{\Omega }\) and \(\xi \in [\hat{u}(x),\,\tilde{u}(x)]\),
$$\begin{aligned} &f(x,\,\xi ,\Delta \tilde{u}(x)) \le f(x,\,\tilde{u}(x),\,\Delta \tilde{u}(x)), \\ &f(x,\,\xi ,\Delta \hat{u} (x)) \ge f(x,\,\hat{u}(x),\,\Delta \hat{u}(x)), \end{aligned}$$
then BVP (1.1) has at least one classical solution in \(C^{4}(\overline{\Omega })\) satisfies: \(\hat{u}\le u\le \tilde{u}\), \(\Delta \hat{u}\ge \Delta u\ge \Delta \tilde{u}\).
Proof
By Lemma 3.1, \(\hat{u}\le \tilde{u}\). Define functions \(\sigma _{1},\;\sigma _{2}: \overline{\Omega }\times \mathbb{R}\to \mathbb{R}\) by
$$\begin{aligned} \begin{aligned} &\sigma _{1}(x,\,\xi )=\min \{\max \{\hat{u}(x),\;\xi \},\;\tilde{u}(x) \}, \\ &\sigma _{2}(x,\,\eta )=\min \{\max \{\Delta \tilde{u}(x),\;\eta \}, \;\Delta \hat{u}(x)\}. \end{aligned} \end{aligned}$$
(3.3)
Clearly, \(\sigma _{1},\;\sigma _{2}: \overline{\Omega }\times \mathbb{R}\to \mathbb{R}\) are Lipschitz continuous on ξ or η and satisfy
$$\begin{aligned} \begin{aligned} &\quad \hat{u}(x)\le \sigma _{1}(x,\,\xi )\le \tilde{u}(x),\quad (x, \,\xi )\in \overline{\Omega }\times \mathbb{R}; \\ &\Delta \tilde{u}(x)\le \sigma _{2}(x,\,\eta ) \le \Delta \hat{u}(x), \quad (x,\,\eta )\in \overline{\Omega }\times \mathbb{R}. \end{aligned} \end{aligned}$$
(3.4)
Choose a constant  \(a\in (0,\,\lambda _{1}^{\;2})\), and define a function \(f^{*}: \overline{\Omega }\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) by
$$ f^{*}(x,\,\xi ,\,\eta )= f(x,\,\sigma _{1}(x,\,\xi ),\,\sigma _{2}(x, \,\eta ))+a(\eta -\sigma _{2}(x,\,\eta )),\quad x\in \overline{\Omega },\;\;\xi ,\,\eta \in \mathbb{R}. $$
(3.5)
Since f satisfies (H0), by the Lipschitz continuity of \(\sigma _{1}\) and \(\sigma _{2}\), we can easily see that \(f^{*}\) also satisfies (H0). By the definition (3.3) of \(\sigma _{2}\), we obtain that
$$ |\eta -\sigma _{2}(x,\,\eta )|\le |\eta |+\|\Delta \tilde{u}\|_{C}+\| \Delta \hat{u}\|_{C}. $$
Hence, by (3.5) and (3.4), we have
$$ |f^{*}(x,\,\xi ,\,\eta )|\le a|\eta |+a(\|\Delta \tilde{u}\|_{C}+\| \Delta \hat{u}\|_{C})+C_{0},\qquad (x,\,\xi ,\,\eta )\in \overline{\Omega }\times \mathbb{R}\times \mathbb{R}, $$
where
$$ C_{0}=\max \{\,|f(x,\,\xi ,\,\eta )|\;|\;\;x\in \overline{\Omega },\; \hat{u}(x)\le \xi \le \tilde{u}(x),\;\Delta \tilde{u}(x)\le \eta \le \Delta \hat{u}(x)\,\}. $$
Hence, \(f^{*}: \overline{\Omega }\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) satisfies the condition (2.5) of Theorem 2.1. By Theorem 2.1, the fourth order elliptic boundary value problem
$$ \left \{ \textstyle\begin{array}{l} {\Delta}^{2} u = f^{*}(x,\,u,\,\Delta u),\qquad x\in \Omega , \\ u=\Delta u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(3.6)
has a classical solution \(u^{*}\in C^{4}(\overline{\Omega })\). We prove that: \(\Delta \tilde{u}\le \Delta u^{*}\le \Delta \hat{u}\).
Conversely, if \(\Delta \tilde{u}\not \le \Delta u^{*}\), observing the function \(\phi (x)=\Delta u^{*}(x)-\Delta \tilde{u}(x)\), we have \(\min \limits _{x\in \overline{\Omega }}\phi (x)<0\). Since \(\phi |_{\partial \Omega}=\Delta u^{*}|_{\partial \Omega}-\Delta \tilde{u}|_{\partial \Omega}\ge 0\), by the maximum and minimum value theorem of continuous functions, there exists \(x_{0}\in \Omega \) such that \(\phi (x_{0})=\min \limits _{x\in \overline{\Omega }}\phi (x)<0\). By the properties of the minimum point of a \(C^{2}\)-function, \(\nabla \phi (x_{0})=0\) and \(\Delta \phi (x_{0})\ge 0\). Hence, by \(\phi (x_{0})=\Delta u^{*}(x_{0})-\Delta \tilde{u}(x_{0})<0\) and \(\Delta \phi (x_{0})=\Delta ^{2} u^{*}(x_{0})-\Delta ^{2}\tilde{u}(x_{0}) \ge 0\), we obtain that
$$ \Delta u^{*}(x_{0})< \Delta \tilde{u}(x_{0}),\qquad \Delta ^{2} u^{*}(x_{0}) \ge \Delta ^{2}\tilde{u}(x_{0}). $$
(3.7)
Hence, by the definitions (3.3), \(\sigma (x_{0},\,\Delta u^{*}(x_{0}))=\Delta \tilde{u}(x_{0})\). By the equation (3.6), the definition of \(f^{*}\), Condition (H1) and the definition of upper solution ũ, we have
$$\begin{aligned} {\Delta}^{2} u^{*}(x_{0}) &= f^{*}(x_{0},\,u^{*}(x_{0}),\,\Delta u^{*}(x_{0})) \\ & =f(x_{0},\sigma _{1}(x_{0},u^{*}(x_{0})),\sigma _{2}(x_{0},\Delta u^{*}(x_{0}))+a( \Delta u^{*}(x_{0})-\sigma _{2}(x_{0},\Delta u^{*}(x_{0}))) \\ & =f(x_{0},\sigma _{1}(x_{0},u^{*}(x_{0})),\Delta \tilde{u}(x_{0}))+a( \Delta u^{*}(x_{0})-\Delta \tilde{u}(x_{0})) \\ & < f(x_{0},\,\sigma _{1}(x_{0},u^{*}(x_{0})),\,\Delta \tilde{u}(x_{0})) \\ & \le f(x_{0},\,\tilde{u}(x_{0}),\,\Delta \tilde{u}(x_{0})) \\ & \le \Delta ^{2}\tilde{u}(x_{0}), \end{aligned}$$
that is, \({\Delta}^{2} u^{*}(x_{0})<\Delta ^{2}\tilde{u}(x_{0})\), which contradict to the second inequality of (3.7). Hence, \(\Delta \tilde{u}\le \Delta u^{*}\).
Similarly, we can show that \(\Delta u^{*}\le \Delta \hat{u}\). Hence, by Lemma 3.1, \(\hat{u}\le u^{*}\le \tilde{u}\). Now, by the definitions (3.3) of \(\sigma _{1}\) and \(\sigma _{2}\), we have
$$ \sigma _{1}(x,\,u^{*}(x))=u^{*}(x),\qquad \sigma _{2}(x,\,\Delta u^{*}(x))= \Delta u^{*}(x),\quad x\in \overline{\Omega }. $$
Hence by the equation (3.6) and the definition (3.5) of \(f^{*}\), we have
$$\begin{aligned} {\Delta}^{2} u^{*}(x) &= f^{*}(x,\,u^{*}(x),\,\Delta u^{*}(x)) \\ & =f(x,\,\sigma _{1}(x,u^{*}(x)),\,\sigma _{2}(x,\Delta u^{*}(x))+a( \Delta u^{*}(x)-\sigma _{2}(x,\Delta u^{*}(x)) \\ & =f(x,\,u^{*}(x),\,\Delta u^{*}(x)),\qquad x\in \overline{\Omega }. \end{aligned}$$
Hence, \(u^{*}\) is a classical solution of BVP (1.1) and it satisfies: \(\hat{u}\le u^{*}\le \tilde{u}\), \(\Delta \hat{u}\ge \Delta u^{*}\ge \Delta \tilde{u}\). □
Remark 3.1
In Theorem 3.1, clearly, if for every \(x\in \overline{\Omega }\), \(f(x,\,\xi ,\,\Delta \tilde{u}(x))\) and \(f(x,\,\xi ,\,\Delta \hat{u}(x))\) are monotone nondecreasing on ξ in \([\hat{u}(x),\;\tilde{u}(x)]\), then the condition (H1) holds. Especially, if for every \(x\in \overline{\Omega }\) and \(\eta \in [\Delta \tilde{u}(x),\;\Delta \hat{u}(x)]\), \(f(x,\,\xi ,\,\eta )\) is monotone nondecreasing on ξ in \([\hat{u}(x),\;\tilde{u}(x)]\), then the condition (H1).

4 Positive solutions

In this section we use Theorem 3.1 and the theorems of Sect. 2 to present an existence result of positive solution for BVP (1.1).
Theorem 4.1
Assume that \(f: \overline{\Omega }\times \mathbb{R}\times \mathbb{R}\to \mathbb{R}\) satisfies (H0) and the following conditions:
(F1)
for every \(x\in \overline{\Omega }\) and \(\eta \in (-\infty ,\,0]\), \(f(x,\, \xi ,\,\eta )\) is monotone nondecreasing on ξ in \([0,\,+\infty )\);
(F2)
there exist constants \(a_{0},\,b_{0}\ge 0\) with \(\frac{a_{0}}{\lambda _{1}^{\;2}}+\frac{b_{0}}{\lambda _{1}}>1\) and \(\delta >0\), such that
$$ f(x,\,\xi ,\,\eta )\ge a_{0}\xi -b_{0}\eta , \qquad x\in \overline{\Omega },\;\;\xi \ge 0,\;\;\eta \le 0,\;\; |(\xi ,\,\eta )| < \delta , $$
(F3)
there exist constants \(a_{1},\,b_{1}\ge 0\) with \(\frac{a_{1}}{\lambda _{1}^{\;2}}+\frac{b_{1}}{\lambda _{1}}<1\) and \(H>0\), such that
$$ f(x,\,\xi ,\,\eta )\le a_{1}\xi -b_{1}\eta , \qquad x\in \overline{\Omega },\;\;\xi \ge 0,\;\;\eta \le 0,\;\; |(\xi ,\,\eta )| >H. $$
Then BVP (1.1) has at least one positive classical solution.
Proof
For the condition (F3), choosing a positive constant by
$$ C_{1}=\max \{\,|f(x,\,\xi ,\,\eta )-(a_{1}\xi -b_{1}\eta )\;|\;\; x \in \overline{\Omega },\;\xi \ge 0,\;\eta \le 0,\; |(\xi ,\,\eta )| \le H\}+1, $$
we have
$$ f(x,\,\xi ,\,\eta )\le a_{1}\xi -b_{1}\eta +C_{1},\qquad x\in \overline{\Omega },\;\;\xi \ge 0,\;\;\eta \le 0. $$
(4.1)
By Theorem 2.3, the linear fourth order elliptic boundary value
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2} u = a_{1}u-b_{1}\Delta u+C_{0},\qquad x\in \Omega \,, \qquad \\ u=\Delta u=0, \qquad x\in \partial \Omega \end{array}\displaystyle \right . $$
(4.2)
has a unique solution \(\tilde{u}\in C^{4}(\overline{\Omega })\) satisfies: \(\tilde{u}\ge 0\), \(\Delta \tilde{u}\le 0\). By (4.1), ũ is an upper solution of BVP (1.1).
On the other hand, choose \(\varepsilon =\min \big\{\tfrac{\delta}{2\sqrt{1+\lambda _{1}^{\;2}}}, \;\tfrac{C_{0}}{\lambda _{1}^{\;2}}\big\}\), and set \(\hat{u}=\varepsilon \phi _{1}(x)\), where δ is the constant in (F2) and \(\phi _{1}\) is the positive eigenfunction in (2.3). For every \(x\in \overline{\Omega }\), since \(\hat{u}(x)\ge 0\), \(\Delta \hat{u}(x)=-\lambda _{1}\hat{u}(x)\le 0\), and \(|(\hat{u}(x),\,\Delta \hat{u}(x))|\le \varepsilon \sqrt{1+\lambda _{1}^{ \;2}}<\delta \), by the condition (F2), we have
$$\begin{aligned} f^{*}(x,\,\hat{u}(x),\,\Delta \hat{u}(x)))&\ge a_{0}\hat{u}(x)-b_{0} \Delta \hat{u}(x) \\ & \ge (a_{0}+b_{0}\lambda _{1})\hat{u}(x) \\ & \ge \lambda _{1}^{\;2}\hat{u}(x)=\Delta ^{2}\hat{u}. \end{aligned}$$
Hence, û is a lower solution of BVP (1.1).
Investigate the function \(v=\Delta \hat{u}-\Delta \tilde{u}\). Since
$$\begin{aligned} -\Delta v(x) &=-\Delta ^{2}\tilde{u}(x)-\Delta ^{2}\hat{u}(x) \\ & = a_{1}\tilde{u}(x)-b_{1}\Delta \tilde{u}(x)+C_{0}-\varepsilon \lambda _{1}^{\;2}\phi _{1}(x) \\ & \ge a_{1}\tilde{u}(x)-b_{1}\Delta \tilde{u}(x)+(C_{0}-\varepsilon \lambda _{1}^{\;2}) \\ & \ge a_{1}\tilde{u}(x)-b_{1}\Delta \tilde{u}(x)\ge 0,\quad x\in \overline{\Omega }, \end{aligned}$$
by the maximum principle of elliptic operators, \(v\ge 0\). Hence, \(\Delta \tilde{u}\le \Delta \hat{u}\).
For these ũ and û, by the condition (F1), we easily sse that \(f(x,\,\xi ,\,\eta )\) satisfies the condition (H1). Hence, by Theorem 3.1, BVP (1.1) has a classical solution \(u^{*}\in C^{4}(\overline{\Omega })\) satisfies: \(\hat{u}\le u^{*}\le \tilde{u}\), \(\Delta \hat{u}\ge \Delta u^{*}\ge \Delta \tilde{u}\). This means that for every \(x\in \Omega \), \(u^{*}(x)\ge \hat{u}(x)=\varepsilon \phi _{1}(x)>0\). Hence, \(u^{*}\) is a positive solution of BVP (1.1). □
Example 4.1
Consider the following nonlinear fourth-order elliptic boundary value problem
$$ \left \{ \textstyle\begin{array}{l} \Delta ^{2} u =au-b\Delta u+c \sqrt{|u|}+d(\Delta u)^{3},\qquad x\in \Omega , \\ u=\Delta u=0, \qquad x\in \partial \Omega , \end{array}\displaystyle \right . $$
(4.3)
where a, b, c, d are positive constants. Clearly, BVP (4.3) has the trivial solution 0, we use Theorem 4.1 to show that it has at least one positive solution when \(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}<1\).
Corresponding to BVP (1.1), the nonlinearity is
$$ f(t,\,\xi ,\,\eta )=a\,\xi -b\eta + c\sqrt{|\xi |}+d\eta ^{3}. $$
(4.4)
Obviously, f satisfies the conditions (H0) and (F1). Assume that \(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}<1\), we verify that f satisfies (F2) and (F3).
Choose \(\delta =\min \big\{1,\,\tfrac{c^{2}}{\lambda _{1}^{\;4}},\,\sqrt{ \tfrac{b}{2d^{2}}}\big\}\). Then when \(\xi \ge 0\), \(\eta \le 0\), and \(|(\xi ,\,\eta )|<\delta \), by (4.4) we have
$$\begin{aligned} f(x,\,\xi ,\,\eta ) &\ge a\xi -b\eta + c\sqrt{|\xi |}+d|(\xi ,\,\eta )|^{2} \eta \\ & \ge a\xi -b\eta + c\sqrt{|\xi |}+\tfrac{b}{2}\eta \\ & \ge a\xi -\tfrac{b}{2}\eta + c \sqrt{\xi}\cdot \tfrac{\sqrt{\xi}}{\sqrt{|(\xi ,\,\eta )|}} \\ & \ge (a+\lambda _{1}^{\;2})\xi -\tfrac{b}{2}\eta . \end{aligned}$$
Hence, f satisfies (F2) for \(a_{0}=a+\lambda _{1}^{\;2}\), \(b_{0}=\tfrac{b}{2}\).
Since \(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}<1\), we can choose \(\varepsilon >0\) such that \(\tfrac{a+2\varepsilon}{\lambda _{1}^{\;2}}+ \tfrac{b+\varepsilon}{\lambda _{1}}<1\). Choose \(H=\tfrac{c^{2}}{4\varepsilon ^{2}}\). Then when \(\xi \ge 0\), \(\eta \le 0\), and \(|(\xi ,\,\eta )|>H\), by (4.4) we have
$$\begin{aligned} f(x,\,\xi ,\,\eta ) &\le a\xi -b\eta + 2\cdot \tfrac{c}{2\sqrt{\varepsilon}}\cdot |\sqrt{\varepsilon \xi}| \\ & \le a\xi -b\eta + \varepsilon \xi +\tfrac{c^{2}}{4\varepsilon} \\ & \le a\xi -b\eta + \varepsilon \xi +\varepsilon |(\xi ,\,\eta )| \\ & \le a\xi -b\eta + \varepsilon \xi +\varepsilon (\xi -\eta ) \\ & = (a+2\varepsilon )\xi -(b+\varepsilon )\eta . \end{aligned}$$
Hence, f satisfies (F3) for \(a_{1}=a+2\varepsilon \), \(b_{1}=b+\varepsilon \).
Hence, when \(\tfrac{a}{\lambda _{1}^{\;2}}+\tfrac{b}{\lambda _{1}}<1\), the nonlinearity f of BVP (4.2) satisfies all conditions of Theorem 4.1. By Theorem 4.1, it has at least one positive solution.
This example illustrates the applicability of Theorem 4.1.

Acknowledgements

The authors are very grateful to Reviewers for them helpful comments and suggestions.

Declarations

Not applicable.

Competing interests

The authors declare no competing interests.
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Title
Existence results for nonlinear fourth-order elliptic boundary value problems
Authors
Yongxiang Li
Yanyan Wang
Publication date
24-11-2025
Publisher
Springer International Publishing
Published in
Journal of Inequalities and Applications / Issue 1/2025
Electronic ISSN: 1029-242X
DOI
https://doi.org/10.1186/s13660-025-03408-1
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