Mifid II

Assistance-Leistungen sind bei den Versicherungskunden schon lange gefragt. Die Corona-Pandemie hat die Nachfrage nochmals erhöht. Wie Vermittler und Versicherer zu diesem Service-Aspekt stehen, hat das Assistance-Barometer der Hochschule …

Giovanni Gay, Geschäftsführer von Union Investment Privatfonds, über die Folgen des Kriegs in der Ukraine, die Vorteile aktiver Geldanlage und beratungsbedürftige Bankkunden sowie die Herausforderungen von Regulatorik und Digitalisierung.

Eine bedarfsorientierte Beratung zu nachhaltigen Investments wird bald zum Pflichtprogramm für Anlageberater und Versicherungsvermittler. Doch die konkrete Umsetzung im Kundengespräch hat so ihre Tücken.

Model-driven technologies (MD*), considered beneficial through abstraction and automation, have not enjoyed widespread adoption in the industry. In keeping with the recent trends, using AI techniques might help the benefits of MD* outweigh their …

We consider a program that, by bringing additional liquidity to the equity markets, would benefit market participants, listed companies, an exchange, and the broader economy. Established by an issuer, managed by a third party broker-dealer …

LARRY TABB: If we look closely enough at some of the issues that arise with regulation—from technology and the markets, to Reg NMS and the automation of these markets—we realize how our market structure was supposed to work much better. There …

ROBERT SCHWARTZ: My professional colleague, academic collaborator and dear friend, Amber Anand, is our next moderator. It’s always my great pleasure to introduce him.

In this chapter, we aim at exploring the corporate disclosure landscape as non-financial information becomes increasingly paramount. We start by summarising the recent evolutions in the unfolding scenario of non-financial reporting and ESG …