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Published in: Political Behavior 2/2022

20-08-2020 | Original Paper

Norms and Political Payoffs in Supreme Court Recusals

Authors: Udi Sommer, Quan Li, Jonathan Parent

Published in: Political Behavior | Issue 2/2022

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Abstract

In times when the public and scholarly debates around the effects of norms on political decision making are at their height—and in light of the argument that government decisionmakers are now likelier than ever to put political payoffs above norms—we examine this question in an institutional setting where norms are expected to reign supreme: The Supreme Court. If politics fail to trump norms, we posit, the Court should be the institutional setting where this happens. We juxtapose randomly distributed health recusals with discretionary recusals on the Supreme Court of the United States, to test the predictions of a concise formal model predicting a central tendency where political payoffs would surpass norms even in courts. Findings from multivariate regression models strongly suggest that even justices on the high court are not immune to the tendency to abandon norms when institutional settings are conducive and with political payoffs sufficiently high. Political payoffs are brought to bear much earlier in the decision-making process than previously thought, and way ahead of the decision on the merits. This has been the case since the middle of the twentieth century. We conclude with lessons about the effects of norms in democratic institutions. (Data and replication material are available on the webpage of the Harvard Dataverse Project at: https://​dataverse.​harvard.​edu/​dataset.​xhtml?​persistentId=​doi:​10.​7910/​DVN/​QDLNTI.)

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Appendix
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Footnotes
1
In Economics, private goods are defined as rivalrous and excludable. Consumption by one individual prevents others from consuming it. In our case, private good refers the benefit that is unique to a Justice, which cannot be shared by other Justices. Pivotal Justices who provide the critical vote that either puts a case on the Court’s agenda or wins the case in a certain direction, for example, gain unique benefits by being in this role of a critical actor.
 
2
In this function, j is Justice i’s effort that she would need to contribute in a particular case should she choose to participate, \(l\) represents the Court’s final ruling. The difference between j and \(l\) is Justice i’s undiscounted return from a case. α is a composite weight variable representing a set of factors such as being in the final majority that can inflate the benefit to various degrees. H(p) is the binary entropy function that measures the likelihood of a minimal winning coalition. γ j is the cost component of justice i’s action. For further details, please see Online Appendix.
 
3
Since the Supreme Court often combines several cases under the same opinion, case citations may have more than one docket numbers. We use the value of the variable for unit of analysis, ANALU, of 0, which indicates by case citation. As for the decision type (dec_type), we look at values l, 5, 6, or 7 (full opinion cases, equally divided votes, per curiam and judgments).
 
4
The model for the Vinson Court did not converge due to lack of observations. Accordingly, results are not reported.
 
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Metadata
Title
Norms and Political Payoffs in Supreme Court Recusals
Authors
Udi Sommer
Quan Li
Jonathan Parent
Publication date
20-08-2020
Publisher
Springer US
Published in
Political Behavior / Issue 2/2022
Print ISSN: 0190-9320
Electronic ISSN: 1573-6687
DOI
https://doi.org/10.1007/s11109-020-09640-3

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