Skip to main content
Top
Published in: Environmental Earth Sciences 16/2017

01-08-2017 | Original Article

Numerical analysis of volume loss caused by tunnel face instability in soft soils

Authors: Z. X. Zhang, C. Liu, X. Huang

Published in: Environmental Earth Sciences | Issue 16/2017

Log in

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

This study investigates the critical support pressure at collapse on the tunnel face at different cover-to-diameter (\({C \mathord{\left/ {\vphantom {C D}} \right. \kern-0pt} D}\)) ratios. During shallow tunnelling, the cover-to-diameter ratios may change from a positive to a negative value. The collapse of tunnel face was modelled with the use of finite element analyse (FEA) with consideration of different soil strength parameters, cover-to-diameter ratios and support pressure distribution patterns. The numerical simulations were verified against published experimental data for different \({C \mathord{\left/ {\vphantom {C D}} \right. \kern-0pt} D}\) ratios, and the results agree well with each other. A design chart for determining the critical support pressure at collapse under undrained conditions is developed based on the FEA results. The effectiveness of the design chart in conjunction with volume loss predicted by Klar and Klein’s equation to predict volume loss at collapse failure for tunnelling in soft soils is demonstrated through two case histories.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Literature
go back to reference Anagnostou G (2012) The contribution of horizontal arching to tunnel face stability. Geotechnik 35:34–44CrossRef Anagnostou G (2012) The contribution of horizontal arching to tunnel face stability. Geotechnik 35:34–44CrossRef
go back to reference Anagnostou G, Kovari K (1994) The face stability of slurry-shield-driven tunnels. Tunn Undergr Space Technol 9(2):165–174CrossRef Anagnostou G, Kovari K (1994) The face stability of slurry-shield-driven tunnels. Tunn Undergr Space Technol 9(2):165–174CrossRef
go back to reference Anagnostou G, Kovari K (1996) Face stability conditions with earth-pressure-balanced shields. Tunn Undergr Space Technol 11:165–173CrossRef Anagnostou G, Kovari K (1996) Face stability conditions with earth-pressure-balanced shields. Tunn Undergr Space Technol 11:165–173CrossRef
go back to reference Belter B, Heiermann W, Katzenbach R, Maidl B, Quick H, Wittke W (1999) NBS Köln-Rhein/Main-Neue Wege bei der Umsetzung von Verkehrsprojekten. Bauingenieur 74:1–7 Belter B, Heiermann W, Katzenbach R, Maidl B, Quick H, Wittke W (1999) NBS Köln-Rhein/Main-Neue Wege bei der Umsetzung von Verkehrsprojekten. Bauingenieur 74:1–7
go back to reference Broere W (2001) Tunnel face stability and new CPT applications. Ph.D. thesis, Delft University of Technology, The Netherlands Broere W (2001) Tunnel face stability and new CPT applications. Ph.D. thesis, Delft University of Technology, The Netherlands
go back to reference Broms BB, Bennermark H (1967) Stability of clay at vertical opening. J Soil Mech Found Div 93(1):71–94 Broms BB, Bennermark H (1967) Stability of clay at vertical opening. J Soil Mech Found Div 93(1):71–94
go back to reference Cairncross AM (1973) Deformations around model tunnels in stiff clay. Ph.D. thesis, University of Cambridge Cairncross AM (1973) Deformations around model tunnels in stiff clay. Ph.D. thesis, University of Cambridge
go back to reference Casarin C, Mair R (1981) The assessment of tunnel stability in clay by model tests. In: Reséndiz D, Romo MP (eds) Soft-ground tunnelling: failures and displacements. A.A. Balkema, Rotterdam, pp 33–34 Casarin C, Mair R (1981) The assessment of tunnel stability in clay by model tests. In: Reséndiz D, Romo MP (eds) Soft-ground tunnelling: failures and displacements. A.A. Balkema, Rotterdam, pp 33–34
go back to reference Chambon P, Corte J-F (1994) Shallow tunnels in cohesionless soil: stability of tunnel face. J Geotech Eng 120(7):1148–1165CrossRef Chambon P, Corte J-F (1994) Shallow tunnels in cohesionless soil: stability of tunnel face. J Geotech Eng 120(7):1148–1165CrossRef
go back to reference Chen WF (1975) Limit analysis and soil plasticity. Elsevier, Amsterdam Chen WF (1975) Limit analysis and soil plasticity. Elsevier, Amsterdam
go back to reference Chen RP, Tang LJ, Ling DS, Chen YM (2011) Face stability analysis of shallow shield tunnels in dry sandy ground using the discrete element method. Comput Geotech 38(2):187–195CrossRef Chen RP, Tang LJ, Ling DS, Chen YM (2011) Face stability analysis of shallow shield tunnels in dry sandy ground using the discrete element method. Comput Geotech 38(2):187–195CrossRef
go back to reference Chen RP, Li J, Kong LG, Lj Tang (2013) Experimental study on face instability of shield tunnel in sand. Tunn Undergr Space Technol 33:12–21CrossRef Chen RP, Li J, Kong LG, Lj Tang (2013) Experimental study on face instability of shield tunnel in sand. Tunn Undergr Space Technol 33:12–21CrossRef
go back to reference Chen RP, Tang LJ, Yin XS, Chen YM, Bian XC (2015) An improved 3D wedge-prism model for the face stability analysis of the shield tunnel in cohesionless soils. Acta Geotech 10:683–692CrossRef Chen RP, Tang LJ, Yin XS, Chen YM, Bian XC (2015) An improved 3D wedge-prism model for the face stability analysis of the shield tunnel in cohesionless soils. Acta Geotech 10:683–692CrossRef
go back to reference Coulomb C (1773) Sur une application des règles de maximis et minimis á quelques problèmes relatifs á l’architecture. Mémoire Acad R Sci 7:343–382 Coulomb C (1773) Sur une application des règles de maximis et minimis á quelques problèmes relatifs á l’architecture. Mémoire Acad R Sci 7:343–382
go back to reference Dassault Systèmes Simulia Corp (2014) Abaqus user’s manual, version 6.14. Providence, R.I., USA Dassault Systèmes Simulia Corp (2014) Abaqus user’s manual, version 6.14. Providence, R.I., USA
go back to reference Davis EH, Gunn MJ, Mair RJ, Seneviratne HN (1980) The stability of shallow tunnels and underground openings in cohesive material. Geotechnique 30(4):397–416CrossRef Davis EH, Gunn MJ, Mair RJ, Seneviratne HN (1980) The stability of shallow tunnels and underground openings in cohesive material. Geotechnique 30(4):397–416CrossRef
go back to reference Dimmock PS, Mair RJ (2007) Estimating volume loss for open-face tunnels in London Clay. Proc Inst Civ Eng-Geotech 160(1):13–22CrossRef Dimmock PS, Mair RJ (2007) Estimating volume loss for open-face tunnels in London Clay. Proc Inst Civ Eng-Geotech 160(1):13–22CrossRef
go back to reference Drucker DC, Prager W (1952) Soil mechanics and plastic analysis or limit design. Q Appl Math 10:157–165CrossRef Drucker DC, Prager W (1952) Soil mechanics and plastic analysis or limit design. Q Appl Math 10:157–165CrossRef
go back to reference Fan Z, Zhang Z (2013) Model test of excavation face stability of EPB shield in sandy cobble ground and adjacent building effect. Yanshilixue Yu Gongcheng Xuebao/Chin J Rock Mech Eng 32(12):2506–2512 (in Chinese) Fan Z, Zhang Z (2013) Model test of excavation face stability of EPB shield in sandy cobble ground and adjacent building effect. Yanshilixue Yu Gongcheng Xuebao/Chin J Rock Mech Eng 32(12):2506–2512 (in Chinese)
go back to reference Harding H (1981) Tunnelling history and my own involvement. Golder Associates, Toronto Harding H (1981) Tunnelling history and my own involvement. Golder Associates, Toronto
go back to reference Hayashi M, Miki K, Yokomizo F, Yoshida M, Izawa M (2006) The demonstration work of URUP method. In: Proceedings of the 61st annual conference of Japan society of civil engineers. Shiga Prefecture, pp 485–486 Hayashi M, Miki K, Yokomizo F, Yoshida M, Izawa M (2006) The demonstration work of URUP method. In: Proceedings of the 61st annual conference of Japan society of civil engineers. Shiga Prefecture, pp 485–486
go back to reference Horn M (1961) Horizontal earth pressure on perpendicular tunnel face. In: Hungarian national conference of the foundation engineer industry, Budapest, pp 7–16 Horn M (1961) Horizontal earth pressure on perpendicular tunnel face. In: Hungarian national conference of the foundation engineer industry, Budapest, pp 7–16
go back to reference Huang R (2008) Overview of Shanghai Yangtze River tunnel project. Geotechnical Aspects of Underground Construction in Soft Ground. CRC Press, Boca Raton Huang R (2008) Overview of Shanghai Yangtze River tunnel project. Geotechnical Aspects of Underground Construction in Soft Ground. CRC Press, Boca Raton
go back to reference Idinger G, Aklik P, Wu W, Borja RI (2011) Centrifuge model test on the face stability of shallow tunnel. Acta Geotech 6(2):105–117CrossRef Idinger G, Aklik P, Wu W, Borja RI (2011) Centrifuge model test on the face stability of shallow tunnel. Acta Geotech 6(2):105–117CrossRef
go back to reference Jancsecz S, Steiner W (1994) Face support for a large mix-shield in heterogeneous ground conditions. Tunnelling ’94. Springer, pp 531–550 Jancsecz S, Steiner W (1994) Face support for a large mix-shield in heterogeneous ground conditions. Tunnelling ’94. Springer, pp 531–550
go back to reference Kamata H, Mashimo H (2003) Centrifuge model test of tunnel face reinforcement by bolting. Tunn Undergr Space Technol 18:205–212CrossRef Kamata H, Mashimo H (2003) Centrifuge model test of tunnel face reinforcement by bolting. Tunn Undergr Space Technol 18:205–212CrossRef
go back to reference Kanayasu S, Kubota I, Shikibu N (1995) Stability of face during shield tunneling–a survey of Japanese shield tunneling. Undergr Construct Soft Ground pp 337–343 Kanayasu S, Kubota I, Shikibu N (1995) Stability of face during shield tunneling–a survey of Japanese shield tunneling. Undergr Construct Soft Ground pp 337–343
go back to reference Karim ASMM (2007) Three-dimensional discrete element modeling of tunneling in sand. Ph.D. thesis, Canada: University of Alberta Karim ASMM (2007) Three-dimensional discrete element modeling of tunneling in sand. Ph.D. thesis, Canada: University of Alberta
go back to reference Kirsch A (2010) Experimental investigation of the face stability of shallow tunnels in sand. Acta Geotech 5(1):43–62CrossRef Kirsch A (2010) Experimental investigation of the face stability of shallow tunnels in sand. Acta Geotech 5(1):43–62CrossRef
go back to reference Klar A, Klein B (2014) Energy-based volume loss prediction for tunnel face advancement in clays. Geotechnique 64(20):776–786CrossRef Klar A, Klein B (2014) Energy-based volume loss prediction for tunnel face advancement in clays. Geotechnique 64(20):776–786CrossRef
go back to reference Leca E, Dormieux L (1990) Upper and lower bound solutions for the face stability of shallow circular tunnels in frictional material. Geotechnique 40(4):581–606CrossRef Leca E, Dormieux L (1990) Upper and lower bound solutions for the face stability of shallow circular tunnels in frictional material. Geotechnique 40(4):581–606CrossRef
go back to reference Leca E, Dormieux L (1992) Contribution à l’étude de la stabilité du front de taille d’un tunnel en milieu cohérent. Rev Française Géotech 61:5–16CrossRef Leca E, Dormieux L (1992) Contribution à l’étude de la stabilité du front de taille d’un tunnel en milieu cohérent. Rev Française Géotech 61:5–16CrossRef
go back to reference Lee IM, Nam SW, Ahn JH (2003) Effect of seepage forces on tunnel face stability. Can Geotech J 40(2):342–350CrossRef Lee IM, Nam SW, Ahn JH (2003) Effect of seepage forces on tunnel face stability. Can Geotech J 40(2):342–350CrossRef
go back to reference Li S (2007) Experiment and performance analysis of shear band for cohesive soil. Ph.D. thesis, Nanjing University of Technology, Nanjing, China (in Chinese) Li S (2007) Experiment and performance analysis of shear band for cohesive soil. Ph.D. thesis, Nanjing University of Technology, Nanjing, China (in Chinese)
go back to reference Li Y (2008) Stability analysis of large slurry shield-driven tunnel in soft clay. Ph.D. thesis, Tongji University, Shanghai (in Chinese) Li Y (2008) Stability analysis of large slurry shield-driven tunnel in soft clay. Ph.D. thesis, Tongji University, Shanghai (in Chinese)
go back to reference Li Z (2015) Deformation and stability investigation of underground excavations of subway transit system in soft clay. Zhejiang University, Hangzhou (in Chinese) Li Z (2015) Deformation and stability investigation of underground excavations of subway transit system in soft clay. Zhejiang University, Hangzhou (in Chinese)
go back to reference Li Y, Emeriault F, Kastner R, Zhang ZX (2009) Stability analysis of large slurry shield-driven tunnel in soft clay. Tunn Undergr Space Technol 24(4):472–481CrossRef Li Y, Emeriault F, Kastner R, Zhang ZX (2009) Stability analysis of large slurry shield-driven tunnel in soft clay. Tunn Undergr Space Technol 24(4):472–481CrossRef
go back to reference Liu C, Zhang ZX, Regueiro RA (2014) Pile and pile group response to tunnelling using a large diameter slurry shield—case study in Shanghai. Comput Geotech 59:21–43CrossRef Liu C, Zhang ZX, Regueiro RA (2014) Pile and pile group response to tunnelling using a large diameter slurry shield—case study in Shanghai. Comput Geotech 59:21–43CrossRef
go back to reference Liu C, Zhang ZX, Kwok CY, Jiang HQ, Teng L (2017) Ground responses to tunneling in soft soil using the URUP method. J Geotech Geoenviron Eng 143(7):04017023CrossRef Liu C, Zhang ZX, Kwok CY, Jiang HQ, Teng L (2017) Ground responses to tunneling in soft soil using the URUP method. J Geotech Geoenviron Eng 143(7):04017023CrossRef
go back to reference Lu X, Wang H, Huang M (2014) Upper bound solution for the face stability of shield tunnel below the water table. Math Probl Eng 2014:1–11 Lu X, Wang H, Huang M (2014) Upper bound solution for the face stability of shield tunnel below the water table. Math Probl Eng 2014:1–11
go back to reference Macklin SR (1999) The prediction of volume loss due to tunnelling in overconsolidated clay based on heading geometry and stability number. Ground Eng 32(4):30–33 Macklin SR (1999) The prediction of volume loss due to tunnelling in overconsolidated clay based on heading geometry and stability number. Ground Eng 32(4):30–33
go back to reference Mair RJ (1979) Centrifugal modelling of tunnel construction in soft clay. Ph.D. thesis, Cambridge University Mair RJ (1979) Centrifugal modelling of tunnel construction in soft clay. Ph.D. thesis, Cambridge University
go back to reference Mair R (1993) Unwin memorial lecture 1992: developments in geotechnical engineering research: application to tunnels and deep excavations. Proc Inst Civ Eng Civ Eng 97(1):27–41 Mair R (1993) Unwin memorial lecture 1992: developments in geotechnical engineering research: application to tunnels and deep excavations. Proc Inst Civ Eng Civ Eng 97(1):27–41
go back to reference Mair R, Taylor R (1997) Bored tunnelling in the urban environment. In: The 14th international conference on soil mechanics and foundation engineering, Rotterdam, pp 2353–2385 Mair R, Taylor R (1997) Bored tunnelling in the urban environment. In: The 14th international conference on soil mechanics and foundation engineering, Rotterdam, pp 2353–2385
go back to reference Mair R, Gunn M, O’Reilly M (1981) Ground movements around shallow tunnels in soft clay. In: The 10th international conference on soil mechanics and foundation engineering: international society for soil mechanics and foundation engineering, pp 323–328 Mair R, Gunn M, O’Reilly M (1981) Ground movements around shallow tunnels in soft clay. In: The 10th international conference on soil mechanics and foundation engineering: international society for soil mechanics and foundation engineering, pp 323–328
go back to reference Mair RJ, Taylor RN, Bracegirdle A (1993) Subsurface settlement profiles above tunnels in clays. Geotechnique 43(2):315–320CrossRef Mair RJ, Taylor RN, Bracegirdle A (1993) Subsurface settlement profiles above tunnels in clays. Geotechnique 43(2):315–320CrossRef
go back to reference Maynar MJM, Rodriguez L (2005) Discrete numerical model for analysis of earth pressure balance tunnel excavation. J Geotech Geoenviron 131(10):1234–1242CrossRef Maynar MJM, Rodriguez L (2005) Discrete numerical model for analysis of earth pressure balance tunnel excavation. J Geotech Geoenviron 131(10):1234–1242CrossRef
go back to reference Mollon G, Dias D, Soubra AH (2010) Face stability analysis of circular tunnels driven by a pressurized shield. J Geotech Geoenviron 136(1):215–229CrossRef Mollon G, Dias D, Soubra AH (2010) Face stability analysis of circular tunnels driven by a pressurized shield. J Geotech Geoenviron 136(1):215–229CrossRef
go back to reference Mollon G, Dias D, Soubra AH (2013) Continuous velocity fields for collapse and blowout of a pressurized tunnel face in purely cohesive soil. Int J Numer Anal Methods 37(13):2061–2083CrossRef Mollon G, Dias D, Soubra AH (2013) Continuous velocity fields for collapse and blowout of a pressurized tunnel face in purely cohesive soil. Int J Numer Anal Methods 37(13):2061–2083CrossRef
go back to reference Nakamura T, Hazama H (2010) URUP (Ultra Rapid under Pass) method the first implementation in a public project. In: The 5th civil engineering conference in the asian region and Australasian structural engineering conference 2010, Engineers Australia, Sydney, pp 1175–1180 Nakamura T, Hazama H (2010) URUP (Ultra Rapid under Pass) method the first implementation in a public project. In: The 5th civil engineering conference in the asian region and Australasian structural engineering conference 2010, Engineers Australia, Sydney, pp 1175–1180
go back to reference Peck RB (1969) Deep excavations and tunneling in soft ground. In: The 7th international conference on soil mechanics and foundation engineering: Sociedad Mexicana de Mecánica, pp 225–290 Peck RB (1969) Deep excavations and tunneling in soft ground. In: The 7th international conference on soil mechanics and foundation engineering: Sociedad Mexicana de Mecánica, pp 225–290
go back to reference Schofield AN (1980) Cambridge geotechnical centrifuge operations. Geotechnique 30(3):227–268CrossRef Schofield AN (1980) Cambridge geotechnical centrifuge operations. Geotechnique 30(3):227–268CrossRef
go back to reference Soubra AH (2000) Three-dimensional face stability analysis of shallow circular tunnels. In: ISRM international symposium. International Society for Rock Mechanics, Melbourne, Australia Soubra AH (2000) Three-dimensional face stability analysis of shallow circular tunnels. In: ISRM international symposium. International Society for Rock Mechanics, Melbourne, Australia
go back to reference Soubra AH (2002) Kinematical approach to the face stability analysis of shallow circular tunnels. In: 8th international symposium on plasticity. British Columbia, Canada Soubra AH (2002) Kinematical approach to the face stability analysis of shallow circular tunnels. In: 8th international symposium on plasticity. British Columbia, Canada
go back to reference Tang X-W, Liu W, Albers B, Savidis S (2014) Upper bound analysis of tunnel face stability in layered soils. Acta Geotech 9(4):661–671CrossRef Tang X-W, Liu W, Albers B, Savidis S (2014) Upper bound analysis of tunnel face stability in layered soils. Acta Geotech 9(4):661–671CrossRef
go back to reference Vermeer PA, Ruse N, Marcher T (2002) Tunnel heading stability in drained ground. Felsbau 20(6):8–18 Vermeer PA, Ruse N, Marcher T (2002) Tunnel heading stability in drained ground. Felsbau 20(6):8–18
go back to reference Wong KS, Ng CWW, Chen YM, Bian XC (2012) Centrifuge and numerical investigation of passive failure of tunnel face in sand. Tunn Undergr Space Technol 28:297–303CrossRef Wong KS, Ng CWW, Chen YM, Bian XC (2012) Centrifuge and numerical investigation of passive failure of tunnel face in sand. Tunn Undergr Space Technol 28:297–303CrossRef
go back to reference Yang Y (2011) Experimental study on engineering properties of Qiantang alluvial silts. Zhejiang University, Hangzhou (in Chinese) Yang Y (2011) Experimental study on engineering properties of Qiantang alluvial silts. Zhejiang University, Hangzhou (in Chinese)
go back to reference Zhang ZX, Hu XY, Scott KD (2011) A discrete numerical approach for modeling face stability in slurry shield tunnelling in soft soils. Comput Geotech 38(1):94–104CrossRef Zhang ZX, Hu XY, Scott KD (2011) A discrete numerical approach for modeling face stability in slurry shield tunnelling in soft soils. Comput Geotech 38(1):94–104CrossRef
go back to reference Zhang C, Han K, Zhang D (2015) Face stability analysis of shallow circular tunnels in cohesive–frictional soils. Tunn Undergr Space Technol 50:345–357CrossRef Zhang C, Han K, Zhang D (2015) Face stability analysis of shallow circular tunnels in cohesive–frictional soils. Tunn Undergr Space Technol 50:345–357CrossRef
go back to reference Zhang ZX, Liu C, Huang X, Kwok CY, Teng L (2016) Three-dimensional finite-element analysis on ground responses during twin-tunnel construction using the URUP method. Tunn Undergr Space Technol 58:133–146CrossRef Zhang ZX, Liu C, Huang X, Kwok CY, Teng L (2016) Three-dimensional finite-element analysis on ground responses during twin-tunnel construction using the URUP method. Tunn Undergr Space Technol 58:133–146CrossRef
go back to reference Zizka Z, Thewes M (2016) Recommendations for face support pressure calculations for shield tunnelling in soft ground. German Tunnelling Committee (ITA-AITES), Cologne, Germany Zizka Z, Thewes M (2016) Recommendations for face support pressure calculations for shield tunnelling in soft ground. German Tunnelling Committee (ITA-AITES), Cologne, Germany
Metadata
Title
Numerical analysis of volume loss caused by tunnel face instability in soft soils
Authors
Z. X. Zhang
C. Liu
X. Huang
Publication date
01-08-2017
Publisher
Springer Berlin Heidelberg
Published in
Environmental Earth Sciences / Issue 16/2017
Print ISSN: 1866-6280
Electronic ISSN: 1866-6299
DOI
https://doi.org/10.1007/s12665-017-6893-1

Other articles of this Issue 16/2017

Environmental Earth Sciences 16/2017 Go to the issue