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2021 | OriginalPaper | Chapter

5. Paving the Way for Effective Socio-economic Rights? The Domestic Enforcement of the European Social Charter System in Light of Recent Judicial Practice

Author : Nikolaos A. Papadopoulos

Published in: Myth or Lived Reality

Publisher: T.M.C. Asser Press

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Abstract

The current crisis era in Europe has revealed symptoms of lack of respect for international socio-economic rights and challenges vis-à-vis their effectiveness at the national level. One such symptom relates to the (lack of) responsiveness of domestic judges concerning the justiciability, direct applicability and enforceability of such rights. Against this background, the European Social Charter—a rather neglected legal instrument, albeit the most important one with regard to socio-economic rights in Europe—has emerged in the jurisprudence of domestic courts in recent years, providing a unique perspective to address these challenges. In reality, even though the Charter initially seemed to exclude the possibility of being invoked before national courts, the situation has changed today. This is especially the case since the adoption of the Collective Complaints Procedure, as can be seen in the practice of lower and apex courts of several contracting parties. Specifically, various domestic courts—e.g. in Greece and Spain—have in many cases ruled in favour of the direct effect of various Charter provisions, and have given considerable weight to the ‘quasi-case law’ of the Charter’s monitoring body: the European Committee of Social Rights. Domestic courts are thus providing a valuable perspective on the normative debates in legal doctrine, specifically regarding the (democratic) legitimacy of judicially reviewing the legislator’s choices, and the issue of effectively protecting and enforcing international socio-economic rights at the domestic level in times of crisis.

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Footnotes
1
De Schutter 2015, p. 126.
 
2
Menéndez 2017, p. 73.
 
3
Christodoulidis 2017, p. 124.
 
4
The terms ‘socio-economic rights’, ‘economic and social rights’, and ‘social rights’ are used interchangeably in this chapter. Cultural rights are beyond the scope of this analysis.
 
5
Gearty and Mantouvalou 2010.
 
6
See e.g. MacNaughton and Frey 2018.
 
7
See e.g. De Schutter 2013.
 
8
Contiades and Fotiadou 2012, p. 661.
 
9
O’Connell 2013, p. 60.
 
10
See e.g. Neumayer 2005; Hafner-Burton and Tsutsui 2007; Posner 2014; Moyn 2018.
 
11
See e.g. Rosenberg 2008.
 
12
See e.g. Landau 2012; Cf. Bilchitz 2008.
 
13
Millard 2008, p. 349.
 
14
Raustiala 2005, p. 581; Hawkins and Jacoby 2010, p. 39; Krommendijk 2015, p. 492.
 
15
De Schutter 2017, p. 11.
 
16
Brillat 2010, p. 45.
 
17
See ECSR, FIDH v. France, Complaint No 14/2003, decision on the merits of 8 September 2004, para 27.
 
18
Alston 2005, p. 58; Cullen 2009, p. 75.
 
19
See Article 24(2) of the 1991 Additional Protocol to the Charter.
 
20
Akandji-Kombé 2009, p. 13.
 
21
See e.g. Harris 2009.
 
22
Akandji-Kombé 2005, p. 90; Nivard 2012, p. 239.
 
23
The word ‘system’ points to a set of coordinated normative and institutional elements, including the substantive and procedural provisions laid down in the Charter and its Protocols, as well as the ECSR’s monitoring work.
 
24
De Schutter 2017, p. 12.
 
25
See e.g. Akandji-Kombé 2013, p. 488.
 
26
For French courts’ relevant case law, see e.g. Mouly 2019.
 
27
Notably, in strictly dualist states, giving direct effect to treaties is not an option in principle, since treaties are not part of domestic law unless the legislature enacts a statute to incorporate a treaty. Once a treaty has been incorporated, courts in such states apply that statute—not the treaty, at least as a formal matter, and use other techniques to harmonize domestic law with international law, such as the method of consistent interpretation (indirect effect). See Sloss and Van Alstine 2017, p. 110.
 
28
The terms ‘direct-effect’, ‘self-executingness’ and ‘direct applicability’ are used interchangeably in this chapter.
 
29
See generally Nollkaemper 2014, p. 105; Peters 2016, p. 495.
 
30
Bétaille 2012, pp. 23–24.
 
31
ECSR, ICJ v. Portugal, Complaint No 1/1998, decision on the merits of 9 September 1999, para 32; FEANTSA v. Slovenia, Complaint No 53/2008, decision on the merits of 8 September 2009, para 28.
 
32
See e.g. the Committee’s reasoning in FEANTSA v. France, Complaint No 39/2006, decision on the merits of 5 December 2007, paras 52–56.
 
33
See McCrudden 2018.
 
34
The research is grounded on a document-based desk(top) analysis of already existing legal and extra-legal data. Greek courts’ decisions, as published in law journals, have been collected through the ‘NOMOS’ (https://​lawdb.​intrasoftnet.​com) and the ‘ISOKRATIS’ (https://​www.​dsanet.​gr) databases, and Spanish courts’ decisions through the General Council of the Judiciary database (https://​www.​poderjudicial.​es) and the Constitutional Court’s database (https://​hj.​tribunalconstitu​cional.​es).
 
35
See Supreme Civil and Criminal Court No 1603/1991 EllDni 1993, 332; Council of State No 2281/2001 EllDni 2001, 959. See generally Yokaris 2011, p. 253.
 
36
See Council of State No 867/1988 Arm 1988, 265.
 
37
Yokaris 2012, p. 167.
 
38
See Article 25(1)c of the Constitution; Supreme Civil and Criminal Court No 2159/2007 NOMOS.
 
39
See Article 93(4) of the Constitution.
 
40
Due to the lack of an express constitutional provision, treaty-based review is carried out on the basis of Article 28(1) of the Constitution.
 
41
Law 1428/1984.
 
42
Law 2422/1996 and Law 2595/1998.
 
43
Law 4359/2016.
 
44
See e.g. with respect to Article 1(2) of the ESC, Council of State No 1571/2010 NoB, 1269.
 
45
Apart from giving direct effect to the Charter, courts must interpret national law consistently with the Charter (in particular where national legislation exists, and its provisions are capable of such interpretation), on the basis of Article 25(1) and/or Article 2(2) of the Constitution.
 
46
See generally Kilpatrick and de Witte 2014.
 
47
See e.g. Papadopoulos 2020.
 
48
In Greece there are no labour courts, therefore labour law-related disputes are resolved by civil courts, which may refuse, like all other Greek courts, to apply legislation if they find it contrary to the Constitution or to European/international law.
 
49
The employees were under private law contracts of indefinite duration in the public sector.
 
50
See Article 1, subparagraph Z.4-Z.2 of Law 4093/2012.
 
51
Single-Member First Instance Court of Messolonghi No 63/2013 EErgD 2013, 353; Single-Member First Instance Court of Patras No 202/2014 NOMOS; Single-Member First Instance Court of Piraeus No 2700/2013 NOMOS; Single-Member First Instance Court of Thessaloniki No 4916/2013 NOMOS; Single-Member First Instance Court of Athens Nos 1759/2013 NOMOS, 13915/2013 EErgD 2014, 547, 13917/2013 NOMOS, and 7809/2014 NOMOS.
 
52
Single-Member First Instance Court of Chios No 37/2013 EErgD 2013, 338; Single-Member First Instance Court of Xanthi No 90/2013 EErgD 2013, 347 and Single-Member First Instance Court of Patras No 494/2013 EErgD 2014, 567.
 
53
ECSR, GENOP-DEI/ADEDY v. Greece, Complaint No 66/2011, decision on the merits of 23 May 2012.
 
54
See Hellenic Parliament 2015, p. 14; see also Pavlidou 2018, p. 299.
 
55
Law 4325/2015.
 
56
See e.g. Aftodioikisi 2013, 2015.
 
57
See Article 1(5) of the Spanish Civil Code.
 
58
Iglesias Velasco 2013, p. 185.
 
59
Remiro Brotóns 1997, p. 359.
 
60
Torres Pérez 2013.
 
61
See Article 31 of Law 25/2014 (‘Treaties and other International Agreements’). See also Article 95(1) of the Constitution.
 
62
See Spanish Constitutional Court, 20 December 2018, STC 140/2018-ECLI:ES:TC:2018:140. This is based inter alia on Article 96 combined with Article 10(2) of the Constitution. See generally Jimena Quesada 2018.
 
63
Saiz Arnaiz 1999.
 
64
Article 10(2): “Provisions relating to the fundamental rights and liberties recognised by the Constitution shall be construed in conformity with the Universal Declaration of Human Rights and international treaties and agreements thereon ratified by Spain”.
 
65
Unofficial translation.
 
66
See e.g. Constitutional Court, 23 November 1981, STC 38/1981-ECLI:ES:TC:1981:38; Supreme Court (Contentious-Administrative Chamber-6th), 22 April 2010, STS 2223/2010-ECLI:ES:TS:2010:2223.
 
67
Supreme Court (Contentious-Administrative Chamber-4th), 17 July 2018, STS 2747/2018-ECLI:ES:TS:2018:2747.
 
68
Gutiérrez Espada 2018.
 
69
CEDAW Committee, Angela González Carreño v. Spain, Communication No 47/2012, decision of 16 July 2014.
 
70
Notably, the ESC also contains in para 1 of Part 1 a very similar provision, albeit with a less assertive wording.
 
71
See generally Kanetake 2019.
 
72
See Article 1(1) of the Constitution.
 
73
“Instrumento de Ratificación de 29 de abril de 1980, de la Carta Social Europea, hecha en Turín de 18 de octubre de 1961”.
 
74
“Instrumento de Ratificación por parte de España del Protocolo Adicional a la Carta Social Europea, hecho en Estrasburgo el 5 de mayo de 1988”.
 
75
See e.g. Brillat 2009, p. 231.
 
76
On 10 November 2020, the Spanish government approved an agreement providing for the referral of the RevESC to the Parliament for ratification and also authorising the expression of Spain’s consent to be bound by that Charter as well as the Collective Complaints Protocol.
 
77
Social Court of Barcelona-2nd [‘Juzgado de lo Social’], No 412/2013, 19 November 2013, SJSO 63/2013-ECLI:ES:JSO:2013:63.
 
78
This contract is a full/part time open-ended one establishing a probationary period of 12 months during which a worker can be dismissed without any notice or compensation. See generally Salcedo Beltran 2013.
 
79
See Article 17(5) of Law 3899/2010 and Section 1, subsection IA of Law 4093/2012.
 
80
See also Articles 29, 30 and 31 of Law 25/2014 supra note 61.
 
81
ECSR, GENOP-DEI and ADEDY v. Greece, Complaint No 65/2011, decision on the merits of 23 May 2012.
 
82
See ECSR, General Introduction to Conclusions XIX-2 (2009).
 
83
Social Court of Toledo-1st, No 667/2014, 27 November 2014, SJSO 183/2014-ECLI:ES:JSO:2014:183; more recently Social Court of Barcelona-23rd, 12 March 2018, SJSO 1483/2018-ECLI:ES:JSO:2018:1483 and Social Court of Talavera de la Reina-3rd, No 152/2018, 29 June 2018, SJSO 4856/2018-ECLI:ES:JSO:2018:4856. See also the following decisions, not available at https://​www.​poderjudicial.​es, cited in the ECSR’s 2015 Activity Report, https://​rm.​coe.​int/​CoERMPublicCommo​nSearchServices/​DisplayDCTMConte​nt?​documentId=​09000016805ab9c7​, p. 120, accessed 10 February 2020: “Employment tribunal-no. 1 of Tarragona no. 179, 2 April 2014—Employment tribunal-no. 1 of Mataró no. 144, 29 April 2014—Employment tribunal-no. 3 of Barcelona no. 352, 5 November 2014—Employment tribunal-no. 19 of Barcelona no. 491, 17 November 2014—Employment tribunal-no. 9 of Gran Canaria no. 705, 31 March 2015—Employment tribunal-no. 2 of Fuerteventura no. 58, 31 March 2015—Employment tribunal-no. 1 of Toledo no. 202, 9 April 2015—Employment tribunal-no. 1 of Las Palmas no. 74, 11 May 2015—Employment tribunal-no. 1 of Las Palmas no. 896, 3 June 2015”.
 
84
High Court of Justice [‘Tribunal Superior de Justicia’] of Las Palmas de Gran Canaria (Social Chamber-1st), Decisions No 30/2016, 28 January 2016, STSJ ICAN 1420/2016-ECLI:ES:TSJICAN:2016:1420, No 252/2016, 30 March 2016, STSJ ICAN 829/2016-ECLI:ES:TSJICAN:2016:829, No 342/2016, 18 April 2016, STSJ ICAN 1598/2016-ECLI:ES:TSJICAN:2016:1598 and No 73/2017, 31 January 2017, STSJ ICAN 547/2017-ECLI:ES:TSJICAN:2017:547; High Court of Justice of Valladolid (Social Chamber-1st), Decisions No 01497/2016, 26 June 2016, STSJ CL 3026/2016-ECLI:ES:TSJCL:2016:3026 and No 02077/2016, 19 December 2016, STSJ CL 4707/2016-ECLI:ES:TSJCL:2016:4707.
 
85
See e.g. Social Court of Barcelona-23rd, 12 March 2018, SJSO 1483/2018-ECLI:ES:JSO:2018:1483.
 
86
Constitutional Court, 16 July 2014, STC 119/2014-ECLI:ES:TC:2014:119, 22 January 2015, STC 8/2015-ECLI:ES:TC:2015:8, 22 June 2015, STC 140/2015-ECLI:ES:TC:2015:140.
 
87
See e.g. Social Court of Badajoz-1st, No 62/2018, 2 February 2018, SJSO 374/2018-ECLI: ES:JSO:2018:374; High Court of Justice of Barcelona (Social Chamber-1st), No 4090/2015, 22 June 2015, STSJ CAT 6721/2015-ECLI:ES:TSJCAT:2015:6721.
 
88
See e.g. High Court of Justice of Coruña (Social Chamber-1st), No 625/2017, 30 January 2017, STSJ GAL 662/2017-ECLI:ES:TSJGAL:2017:662.
 
89
That is a procedure established under Articles 218-228 of Law 36/2011 (‘Regulating Social Jurisdiction’), which may be applicable when there is a diversity of judicial responses dealing with substantially equal facts, grounds, and claims of the same or other litigants.
 
90
See e.g. Supreme Court (Social Chamber-1st), 7 February 2017, ATS 1120/2017-ECLI:ES:TS:2017:1120A.
 
91
Royal Decree-Law 28/2018.
 
92
Sloss 2012, p. 375.
 
93
Verdier and Versteeg 2017, p. 174.
 
94
Brewster 2017, p. 66.
 
95
Remarkably, the ECSR’s power to guide the interpretation of the Charter’s provisions is not only founded explicitly in the text of the Treaty and its Protocols but is also articulated in a very clear way, as opposed to other international human rights monitoring bodies. In addition, according to a view, this affirmation results in a procedural obligation for domestic courts to acknowledge that power and give serious consideration to the ECSR’s collective complaints decisions, or else provide compelling reasons and counterarguments in case of disagreement. See Articles 10 and 12 of the 1995 Additional Protocol to the Charter in conjunction with Article 24(2) of the 1961 ESC, as amended by Article 2 of the 1991 Additional Protocol.
 
96
See e.g. ECSR, World Organisation against Torture (OMCT) v. Italy, Complaint No 19/2003, decision on the merits of 7 December 2004, para 41.
 
97
See on this International Court of Justice, Ahmadou Sadio Diallo (Republic of Guinea v. Democratic Republic of the Congo), Merits, Judgment, I.C.J. Reports 2010, p. 639, para 66.
 
98
Either as an interpretation accepted by parties through “subsequent practice in the application of the treaty” (Article 31(3)b VCLT) or as supplementary interpretive means (Article 32 VCLT).
 
99
Kanetake and Nollkaemper 2014, p. 774.
 
100
See generally Petersen 2012, p. 231; Mechlem 2009, p. 908.
 
101
See Flanders 2009.
 
102
Borlini and Crema 2020.
 
103
Van Alebeek and Nollkaemper 2012, p. 356.
 
104
Kanetake and Nollkaemper 2014, p. 806; Shelton 2012, p. 575.
 
105
See also e.g. Social Court of Barcelona-12th, No 287/2015, 4 September 2015, SJSO 60/2015-ECLI:ES:JSO:2015:60, relying on the ECSR’s decisions on the merits of collective complaints Nos 76-80/2012, which concerned social security and pension reforms in Greece.
 
106
Pavlidou 2018, p. 299.
 
107
See Landau 2012, p. 191; Tushnet 2012, p. 156.
 
108
Rosenberg 2008.
 
109
Tushnet 2008.
 
110
Cavallaro and Brewer 2008, p. 770.
 
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Metadata
Title
Paving the Way for Effective Socio-economic Rights? The Domestic Enforcement of the European Social Charter System in Light of Recent Judicial Practice
Author
Nikolaos A. Papadopoulos
Copyright Year
2021
Publisher
T.M.C. Asser Press
DOI
https://doi.org/10.1007/978-94-6265-447-1_5