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2020 | OriginalPaper | Chapter

16. Precarious Peace: Nuclear Deterrence and Defence Doctrines of Nuclear-Weapon States in the Post-Cold War Era

Author : Jonathan Black-Branch

Published in: Nuclear Non-Proliferation in International Law - Volume V

Publisher: T.M.C. Asser Press

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Abstract

The purpose of this chapter is to discuss the deterrence and defence policies of the nuclear-weapon States under the NPT—the United States, the United Kingdom, China, Russia, and France. It begins by reviewing the concept of deterrence, followed by an examination of each nuclear-weapon State’s present stance on nuclear deterrence within its respective military doctrine. It subsequently looks at the requirements under Article VI of the Nuclear Non-Proliferation Treaty (NPT) moving to explore concerns regarding disarmament matters, noting the continued reliance on deterrence as a central feature of military protection and defence doctrine. Instead of deterrence becoming an out-dated concept that should have expired with the Cold War, it remains the status quo, despite requirements to the contrary under Article VI of the NPT.

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Footnotes
1
The Reagan Vision for a Nuclear Weapons Free World, https://​www.​thereaganvision.​org/​quotes/​.
 
2
Poettcker 2019.
 
3
Cioffi-Revilla 1999.
 
4
Finnis et al. 1987, Chapter XII (Disarmament).
 
5
Gerson 2009, at 34.
 
6
See Lee 2009, at 258; Drummond 2009, at 117.
 
7
A World Free of Nuclear Weapons 1/4/2007 by George P. Shultz, William J. Perry, Henry A. Kissinger and Sam Nunn. The Wall Street Journal (4 January 2007), page A15.
 
9
Treaty on the Prohibition of Nuclear Weapons, UN Doc A/CONF.229/2017/8 (7 July 2017).
 
10
Docherty 2018.
 
11
Pasley 2010.
 
13
Treaty on the Non-Proliferation of Nuclear Weapons (1 July 1968), 729 UNTS 161.
 
14
Article IX(3) states that ‘a nuclear-weapon State is one which has manufactured and exploded a nuclear weapon or other nuclear explosive device prior to 1 January 1967’.
 
15
Article I requires that nuclear-weapon State Parties are ‘not to transfer to any recipient whatsoever nuclear weapons or other nuclear explosive devices or control over such weapons or explosive devices directly, or indirectly; and not in any way to assist, encourage, or induce any non-nuclear-weapon State to manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices, or control over such weapons or explosive devices’.
 
16
Article II stipulates in no uncertain terms that, non-nuclear-weapon State Parties are ‘not to receive the transfer from any transferor whatsoever of nuclear weapons or other nuclear explosive devices or of control over such weapons or explosive devices directly, or indirectly; [as well as] not to manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices; and not to seek or receive any assistance in the manufacture of nuclear weapons or other nuclear explosive devices’.
 
17
Unconfirmed estimates for Israel's nuclear weapons stockpile range around 80 intact nuclear weapons and additional inventories of fissile materials of 0.3 tonnes highly enriched uranium (HEU) plus 0.84 ± 0.13 tonnes of separated plutonium, see Schell and Kristensen 2013; Glaser and Mian 2013. See also reports by the Federation of American Scientists (FAS), http://​www.​fas.​org/​nuke/​guide/​israel/​nuke/​; Cohen 1998.
 
18
See SC Res 1172 (1998); Agreement for Cooperation Between the Government of the United States of America and the Government of India Concerning Peaceful Uses of Nuclear Energy—U.S.-India 123 Agreement, named after the relevant Section of the U.S. Atomic Energy Act—(10 October 2008), http://​www.​cfr.​org/​india/​agreement-cooperation-between-government-united-states-america-government-india-concerning-peaceful-uses-nuclear-energy-123-agreement/​p15459.
 
19
See SC Res 1172 (1998); Agreement between the Government of Islamic Republic of Pakistan and the Government of Republic of India on Reducing the Risk from Accidents Relating to Nuclear Weapons (21 February 2007), http://​www.​stimson.​org/​research-pages/​agreement-on-reducing-the-risk-from-accidents-relating-to-nuclear-weapons/​.
 
20
Article X states: 1. Each Party shall in exercising its national sovereignty have the right to withdraw from the Treaty if it decides that extraordinary events, related to the subject matter of this Treaty, have jeopardized the supreme interests of its country. It shall give notice of such withdrawal to all other Parties to the Treaty and to the United Nations Security Council three months in advance. Such notice shall include a statement of the extraordinary events it regards as having jeopardized its supreme interests. 2. Twenty-five years after the entry into force of the Treaty, a conference shall be convened to decide whether the Treaty shall continue in force indefinitely, or shall be extended for an additional fixed period or periods. This decision shall be taken by a majority of the Parties to the Treaty.
 
21
See Joint Statement by EU High Representative Catherine Ashton and Iran Foreign Minister Zarif (24 November 2013), http://​www.​eeas.​europa.​eu/​statements/​docs/​2013/​131124_​02_​en.​pdf.
 
22
Note that the JPOA is a binding political accord rather than a legally binding agreement.
 
23
IAEA, The Structure and Content of Agreements between the Agency and States Required in Connection with the Treaty on the Non-Proliferation of Nuclear Weapons, INFCIRC/153 (Corr.), June 1972, http://​www.​iaea.​org/​Publications/​Documents/​Infcircs/​Others/​infcirc153.​pdf.
 
24
IAEA, Model Protocol Additional to the Agreement(s) between State(s) and the International Atomic Energy Agency for the Application of Safeguards, INFCIRC/540 (Corr.), as of 1 December 1998, http://​www.​iaea.​org/​Publications/​Documents/​Infcircs/​1997/​infcirc540c.​pdf. See SC Res 1887 (2009), para 15b.
 
25
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion (General Assembly Request), ICJ Reports 1996, 226, para 67.
 
26
Ifft 2017.
 
27
International Law and Policy Institute, Nuclear umbrellas and umbrella states (last modified 22 April 2016), http://​nwp.​ilpi.​org/​?​p=​1221.
 
28
North Atlantic Treaty (1949-08-24) 34 UNTS 243.
 
29
Gerson, at 34. See also Morgan 2003, at 25.
 
30
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion (General Assembly Request), ICJ Reports 1996, 226, para 67.
 
31
Kristensen and Korda 2019a.
 
32
Id.
 
34
Arms Control Association, Arms Control and Proliferation Profile: the United States (Last updated May 2019), https://​www.​armscontrol.​org/​factsheets/​unitedstatesprof​ile.
 
35
NPR 2018, at 1.
 
36
NPR 2018, at II–III.
 
37
NPR 2018, at I.
 
38
NPR 2018 at I.
 
39
Id at I.
 
40
NPR 2018, at II–III.
 
41
NPR 2018, at VII.
 
42
NPR 2018, at VIII.
 
43
NPR 2018, at VI–VII.
 
44
International Law and Policy Institute, Nuclear umbrellas and umbrella states (last modified 22 April 2016), http://​nwp.​ilpi.​org/​?​p=​1221.
 
45
NPR 2018, at III.
 
46
McGwire 2006.
 
47
McGwire, at 775, 776.
 
48
Id at 778.
 
49
NPR 2018 at VII.
 
50
Kristensen and Norris 2019a.
 
51
Kulacki 2016.
 
52
Grinter 2013.
 
53
Annual Report to Congress, Military and Security Developments Involving the People’s Republic of China 2019, at 65–66.
 
54
See Ministry of Defence of the Russian Federation, Russian Armed Forces Held Strategic Nuclear Forces Control Training (26 October 2017), http://​eng.​mil.​ru/​en/​news_​page/​country/​more.​htm?​id=​12148494@egNews.
 
55
Kristensen and Norris 2019b.
 
56
Arms Control Association: Arms Control and Proliferation Profile: Russia, https://​www.​armscontrol.​org/​factsheets/​russiaprofile.
 
57
Military Doctrine of the Russian Federation for the Time Period through the Year 2020, https://​www.​nti.​org/​learn/​countries/​russia/​nuclear/​.
 
58
Quinlivan and Oliker 2011, at 16–19.
 
60
Berls Jr. et al. 2018.
 
61
Arms Control Association: Arms Control and Proliferation Profile: United Kingdom, https://​www.​armscontrol.​org/​factsheets/​ukprofile.
 
63
Norris and Kristensen 2013.
 
65
Kristensen and Korda 2019b.
 
66
See N Sarkozy (21 March 2008) Presentation of ‘Le Terrible’ Submarine. Cherbourg, https://​www.​diplomatie.​gouv.​fr/​IMG/​pdf/​Speech_​by_​Nicolas_​Sarkozy_​presentation_​of_​Le_​Terrible_​submarine.​pdf0[GoogleScholar], as quoted from France’s nuclear forces, 2019.
 
67
See F Hollande (19 February 2015). Discourse sur la dissuasion nucléaire: Déplacement auprès des forces aériennes stratégiques. [Speech on nuclear deterrence: visit to the strategic air forces.] Istres, http://​www.​defense.​gouv.​fr/​content/​download/​352889/​5043677/​file/​discours-sur-la-dissuasion-nucleaire-deplacement-aupres-des-forces-aeriennes-strategiques-istres-3.​pdf[GoogleScholar] as quoted from France’s nuclear forces, 2019.
 
68
See N Sarkozy (21 March 2008), Presentation of ‘Le Terrible’ Submarine. Cherbourg, 21 March. https://​www.​diplomatie.​gouv.​fr/​IMG/​pdf/​Speech_​by_​Nicolas_​Sarkozy_​presentation_​of_​Le_​Terrible_​submarine.​pdf[GoogleScholar] as quoted from France’s nuclear forces, 2019.
 
69
Kristensen and Korda 2019b.
 
70
Tertrais 2019.
 
71
Kristensen and Korda 2019b.
 
72
French Ministry of Defense, White Paper on Defense and National Security 2013, https://​www.​defense.​gouv.​fr/​english/​dgris/​defence-policy/​white-paper-2013/​white-paper-2013[GoogleScholar] as quoted from France’s forces, 2019.
 
73
Speech by Florence Parly, Minister of Defence—60 years of DAM. French Ministry of the Armed Forces, Paris (21 November 2018), https://​www.​defense.​gouv.​fr/​salle-de-presse/​discours/​discours-de-florence-parly/​discours-de-florence-parly-ministre-des-armees-60-ans-de-la-dam.
 
74
Arms Control Association: Arms Control and Proliferation Profile: France, https://​www.​armscontrol.​org/​factsheets/​franceprofile.
 
75
Speech by Nicolas Sarkozy, President of the French Republic Presentation of “Le Terrible” Submarine in Cherbourg (21 March 2008), https://​docplayer.​net/​37504211-.​html.
 
76
Article IX(3) NPT states that, ‘a nuclear weapon State is one which has manufactured and exploded a nuclear weapon or other nuclear explosive device prior to 1 January, 1967’.
 
77
Article VI NPT: ‘Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.’.
 
78
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion (General Assembly Request), I.C.J. Reports 1996, 226.
 
79
Id, at 267.
 
80
Jonas 2012, at 631.
 
81
Docherty 2018, at 9.
 
82
Jonas 2012, at 624.
 
83
Ruff 2018, at 7.
 
84
See Marshall Islands v. United Kingdom (5 October 2016), I.C.J. Reports 2016, 833, at para 11.
 
85
Ibid., para 100.
 
86
The Court quoted from its Nuclear Weapons Advisory Opinion (General Assembly Request), I.C.J. Reports 1996, at para 23.
 
87
NATO, NATO’s Positions Regarding Nuclear Non-Proliferation, Arms Control and Disarmament and Related Issues (22 October 2009) online (pdf): North Atlantic Treaty Organization, https://​www.​nato.​int/​nato_​static/​assets/​pdf/​pdf_​topics/​20091022_​NATO_​Position_​on_​nuclear_​nonproliferation​-eng.​pdf, at 4.
 
88
ICJ, Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion of 8 July 1996 (General Assembly Request), ICJ Reports (1996), 226.
 
89
See NATO, NATO’s Positions Regarding Nuclear Non-Proliferation, Arms Control and Disarmament and Related Issues (22 October 2009), at 4, online (pdf): North Atlantic Treaty Organization, https://​www.​nato.​int/​nato_​static/​assets/​pdf/​pdf_​topics/​20091022_​NATO_​Position_​on_​nuclear_​nonproliferation​-eng.​pdf.
 
90
Developments regarding land mines, cluster munitions and chemical weapons.
 
91
See ILA Committee on Nuclear Weapons, Non-Proliferation and Contemporary International Law, Second Report: Legal Aspects of Nuclear Disarmament (2014), at 6.
 
92
See Agreement on Measures to Reduce the Risk of Outbreak of Nuclear War between the United States of America and the Union of Soviet Socialist Republics (30 September 1971), http://​www.​bits.​de/​ac-archive/​vsbm/​on/​710930-accident.​html; Agreement between the United States of America and the Union of Soviet Socialist Republics on Measures to Improve the U.S.A.-USSR Direct Communications Link (with Annex, supplementing and modifying the Memorandum of Understanding with Annex, of 20 June 1963), 30 September 1971, http://​www.​bits.​de/​ac-archive/​vsbm/​on/​hotmoder.​html; Interim Agreement between the United States of America and the Union of Soviet Socialist Republics on Certain Measures with Respect to the Limitation of Strategic Offensive Arms (SALT I Interim A-3 Agreement), 26 May 1972, http://​www.​fas.​org/​nuke/​control/​salt1/​text/​salt1.​htm; Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Anti-Ballistic Missile Systems (Anti-Ballistic Missile—ABM—Treaty), 26 May 1972, http://​www.​state.​gov/​t/​avc/​trty/​101888.​htm, U.S. withdrawal on 13 December 2001, effective 13 June 2002; Agreement between the United States of America and the Union of Soviet Socialist Republics on the Prevention of Nuclear War (22 June 1973), http://​www.​bits.​de/​ac-archive/​vsbm/​on/​5186.​htm; Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Underground Nuclear Weapon Tests and Protocol Thereto (Threshold Test Ban Treaty—TTBT), 3 July 1974, http://​www.​armscontrol.​org/​documents/​ttbt (entered into force 1990); Treaty between the United States of America and the Union of Soviet Socialist Republics on Underground Nuclear Explosions for Peaceful Purposes and Protocol Thereto (Peaceful Nuclear Explosions Treaty—PNET), 28 May 1976, http://​www.​armscontrol.​org/​documents/​pnet (entered into force 1990); Treaty between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms (SALT II), 18 June 1979 http://​www.​state.​gov/​t/​isn/​5195.​htm (never entered into force); Agreement Between The United States of America and The Union of Soviet Socialist Republics To Expand the U.S.-USSR Direct Communications Link, 17 July 1984, http://​www.​state.​gov/​t/​isn/​4786.​htm; Agreement between the United States of America and the Union of Soviet Socialist Republics on the Establishment of Nuclear Risk Reduction Centres (and Protocols Thereto), 15 September 1987, http://​www.​state.​gov/​t/​isn/​5179.​htm; Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Elimination of Their Intermediate-Range and Shorter-Range Missiles (INF Treaty), 8 December 1987, http://​www.​armscontrol.​org/​documents/​inf; Agreement between the United States of America and the Union of Soviet Socialist Republics on Notifications of Launches of Intercontinental Ballistic Missiles and Submarine-Launched Ballistic Missiles (Ballistic Missile Launch Notification Agreement), 31 May 1988, http://​www.​state.​gov/​t/​isn/​4714.​htm; Treaty between the United States of America and the Union of Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms (Start I Treaty) and Associated Documents, 31 July 1991, http://​www.​state.​gov/​www/​global/​arms/​starthtm/​start/​start1.​html; Agreement between the Russian Federation and the United States of America concerning the Safe and Secure Transportation, Storage, and Destruction of Weapons and the Prevention of Weapons Proliferation (Cooperative Threat Reduction—CTR—Umbrella Agreement), 17 June 1992, expired in June 2013, replaced by new bilateral framework on threat reduction on 14 June 2013, http://​www.​whitehouse.​gov/​the-pressoffice/​2013/​06/​17/​fact-sheet-united-states-and-russian-federation-sign-new-bilateral-frame, see Woolf 2012; Treaty between the United States of America and the Union of Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms (Start II Treaty) and Associated Documents, 3 January 1993, http://​www.​state.​gov/​www/​global/​arms/​starthtm/​start2/​stiitoc.​html (never entered into force); Russian—US HEU Purchase Agreement [Russian-U.S. government agreement concerning the disposition of highly enriched uranium extracted from nuclear weapons], 18 February 1993, http://​fissilematerials​.​org/​library/​heu93.​pdf, implemented through a contract between the US Enrichment Corporation (USEC) and Techsnabexport (Tenex), http://​www.​state.​gov/​documents/​organization/​242396.​pdf, see SIPRI Yearbook 2014, 379–380; Memorandum of Agreement between the United States of America and the Russian Federation on the Establishment of a Joint Center for the Exchange of Data from Early Warning Systems and Notifications of Missile Launches (JDEC MOA), 4 June 2000, http://​www.​state.​gov/​t/​isn/​4799.​htm; Agreement Between the Government of The United States Of A -8 America and the Government of The Russian Federation Concerning the Management and Disposition of Plutonium Designated as no Longer Required for Defense Purposes and Related Cooperation (Plutonium Management and Disposition Agreement—PMDA), 4 June 2000, amended on 13 April 2010, http://​dtirp.​dtra.​mil/​tic/​synopses/​pmda.​aspx 29 August/1; Agreement between the Government of the United States of America and the Government of the Russian Federation Concerning the Management and disposition of Plutonium Designated as no Longer Required for Defense Purposes and Related Cooperation (PMDA) September 2000, as amended by the 2010 Protocol, http://​fissilematerials​.​org/​library/​PMDA2010.​pdf; Treaty Between the United States of America and the Russian Federation on Strategic Offensive Reductions (SORT), 24 May 2002 http://​www.​armscontrol.​org/​documents/​sort; Agreement concerning the Future Consultation Procedure for Implementation of the Agreement between the United States and the Union of Soviet Socialist Republics of September 30, 1971 on Measures to Reduce the Risk of Outbreak of Nuclear War. Effected by exchange of notes at Moscow 13 May and 25 June 25 2004. 25 June 2004 Entered into force 25 June 2004; Treaty between the United States of America and the Russian Federation on Measures for the Further Reduction and Limitation of Strategic Offensive Arms (The New START Treaty) and Protocol, 8 April 2010 http://​www.​whitehouse.​gov/​blog/​2010/​04/​08/​new-start-treaty-and-protocol; and, Agreement between the Government of the United States of America and the Government of the Russian Federation for Cooperation in the Field of Peaceful Uses of Nuclear Energy (U.S.-Russia 123 Agreement after the relevant section of the U.S. Atomic Energy Act) 12 January 2011, http://​www.​state.​gov/​r/​pa/​prs/​ps/​2011/​01/​154318.​htm.
 
93
Treaty between the United States of America and the Russian Federation on Measures for the Further Reduction and Limitation of Strategic Offensive Arms (The New START Treaty) and Protocol (8 April 2010), http://​www.​whitehouse.​gov/​blog/​2010/​04/​08/​new-start-treaty-and-protocol.
 
94
See Russian State Duma statements on 25 January 2011. ‘As the US has withdrawn from the Soviet-US Treaty on the limitation of anti-ballistic missile systems, special significance has to be attached to maintaining missile defence systems and all their components at a designated level of preparedness for improvement in case of a military threat against Russia.’ … ‘The State Duma considers the deployment of the US non-strategic nuclear weapons outside the US unjustified and not complying with today’s Euro-Atlantic relations.’.
 
95
‘President Donald Trump declared Wednesday [April 2017] that U.S. relations with Russia “may be at an all-time low”. His top diplomat offered a similarly grim assessment from the other side of the globe after meeting with Russian President Vladimir Putin in Moscow [stating] “Right now we’re not getting along with Russia at all”, Trump said during a White House news conference. It was stark evidence that the president is moving ever further from his campaign promises to establish better ties with Moscow. Vladimir Putin, Russia’s president stated: ‘The level of trust … has not improved but has rather deteriorated’, https://​www.​stuff.​co.​nz/​world/​europe/​91530508/​vladimir-putin-says-usrussia-trust-deteriorated-by-donald-trump.
 
96
Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Elimination of Their Intermediate-Range and Shorter-Range Missiles—INF Treaty—(8 December 1987), https://​www.​state.​gov/​t/​avc/​trty/​102360.​htm.
 
97
For a comprehensive overview, see Kimball and Reif 2019.
 
98
BBC News (2019) Is nuclear disarmament set to self-destruct? (1 February 2019), https://​www.​bbc.​com/​news/​world-europe-46510957.
 
99
See Chap. 3 in this Volume.
 
100
See: Winnipeg Nuclear Declaration 2018 The Right to Nuclear Peace and Freedom from Nuclear Fear - RNP-FNF.
 
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Metadata
Title
Precarious Peace: Nuclear Deterrence and Defence Doctrines of Nuclear-Weapon States in the Post-Cold War Era
Author
Jonathan Black-Branch
Copyright Year
2020
Publisher
T.M.C. Asser Press
DOI
https://doi.org/10.1007/978-94-6265-347-4_16