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Published in: Autonomous Robots 4/2019

23-05-2018

Quantifying protocol evaluation for autonomous collision avoidance

Toward establishing COLREGS compliance metrics

Authors: Kyle Woerner, Michael R. Benjamin, Michael Novitzky, John J. Leonard

Published in: Autonomous Robots | Issue 4/2019

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Abstract

Collision avoidance protocols such as COLREGS are written primarily for human operators resulting in a rule set that is open to some interpretation, difficult to quantify, and challenging to evaluate. Increasing use of autonomous control of vehicles emphasizes the need to more uniformly establish entry and exit criteria for collision avoidance rules, adopt a means to quantitatively evaluate performance, and establish a “road test” for autonomous marine vehicle collision avoidance. This paper presents a means to quantify and subsequently evaluate the otherwise subjective nature of COLREGS thus providing a path toward standardized evaluation and certification of protocol-constrained collision avoidance systems based on admiralty case law and on-water experience. Notional algorithms are presented for evaluation of COLREGS collision avoidance rules to include overtaking, head-on, crossing, give-way, and stand-on rules as well as applicable entry criteria. These rules complement and enable an autonomous collision avoidance road test as a first iteration of algorithm certification prior to vessels operating in human-present environments. Additional COLREGS rules are discussed for future development. Both real-time and post-mission protocol evaluation tools are introduced. While the motivation of these techniques applies to improvement of autonomous marine collision avoidance, the concepts for protocol evaluation and certification extend naturally to human-operated vessels. Evaluation of protocols governing other physical domains may also benefit from adapting these techniques to their cases.

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Footnotes
1
COLREGS refers to the international rules as formalized at the Convention on the International Rules for Preventing Collisions at Sea, developed by the International Maritime Organization, and ratified as an international treaty by Congress. These rules were further formalized by the U.S. International Navigational Rules Act of 1977 (United States Coast Guard 1999), and are sometimes referred to as the Collision Regulations outside the United States.
 
2
Range at CPA sometimes appears in the literature as distance at CPA (DCPA). Both may be used interchangeably. Similarly, \(t_{\text {cpa}}\) sometimes appears as TCPA.
 
3
The term originated in World War II submarine operations under the names of “angle on the bow” and “target angle.”
 
4
Maintaining course and speed gives appropriate latitude to normal actions required per case law (Allen 2005; Cockcroft and Lameijer 2012; Zhao 2010).
 
5
Submarines operating on the surface are currently the only special signal not contained as a requirement within the numbered international rules.
 
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Metadata
Title
Quantifying protocol evaluation for autonomous collision avoidance
Toward establishing COLREGS compliance metrics
Authors
Kyle Woerner
Michael R. Benjamin
Michael Novitzky
John J. Leonard
Publication date
23-05-2018
Publisher
Springer US
Published in
Autonomous Robots / Issue 4/2019
Print ISSN: 0929-5593
Electronic ISSN: 1573-7527
DOI
https://doi.org/10.1007/s10514-018-9765-y

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