3. Technical Path of Artificial Intelligence Compliance Efficiency

The focus of financial work is risk prevention and control, and this is also an important part of the overall national security concept. China has repeatedly stressed that strengthening financial supervision, preventing and defusing financial risks, especially systemic financial risks are the fundamental tasks of financial work. Strengthening financial supervision requires financial institutions to continuously enhance compliance awareness and take the initiative to improve compliance management. Relying on new technologies such as big data, blockchain, and artificial intelligence (AI), compliance technology (CompTech) strives to provide faster and more effective supervision schemes for financial institutions. Given the complexity of financial transactions and the huge amounts of data involved, AI and machine learning are playing an increasingly important role for financial institutions and regulators. CompTech needs to grasp the trend of AI, realize timely and efficient supervision and compliance, maintain financial security, and prevent system risks.