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Published in:
2013 | OriginalPaper | Chapter
6. View from the Regulators
Authors : Robert Colby, James Brigagliano, Brian Peters, Susan Wolburgh Jenah
Published in: Rethinking Regulatory Structure
Publisher: Springer New York
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Abstract
ROBERTY COLBY: Let’s start this panel with the following question: What is happening with financial regulation in the banking and the securities industry in the USA and Canada as we emerge from the credit crisis? We are indeed extremely fortunate to have on the panel some of the top experts in the field to answer that question: Jamie Brigagliano, coacting director, Securities and Exchange Commission; Brian Peters, senior vice president, Federal Reserve Bank of New York; and Susan Wolburgh Jenah, head of the Investment Industry Regulatory Organization of Canada, the Canadian equivalent of our FINRA in the USA Brian, for his part, was in charge of every individual emergency last year through the credit crisis from Lehman, to Merrill, to AIG. When I saw Brian running down the halls of the Fed I knew something had just gotten worse!