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2018 | OriginalPaper | Buchkapitel

6. Intellectual Property Consequences of Commercial Relations with Small States: A View from the Pacific

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Abstract

The close link between aid and trade means that for developing countries dependent to a greater or lesser extent on financial support from external sources, autonomy in determining the frameworks to support commercial relations with external partners are severely constrained. The agenda is driven largely by developed economies using laws with which they are most familiar and which consequently become integrated into trade agreements. For those countries which are persuaded to sign up to the World Trade Organisations (WTO)—and this includes several Pacific island states (PICs)—this means incurring obligations to comply with TRIPS and TRIPS Plus agreements (TRIPS stands for Trade-Related Aspects of Intellectual Property Rights). Even for those countries outside the WTO, regional trading agreements with developed economies such as Australia and New Zealand [PACER and the proposed PACER-Plus; PACER is the Pacific Agreement on Closer Economic Relations (see below)], or the European Union through inclusion in the Asia, Caribbean, Pacific group (EU-ACP Agreements) may include intellectual property obligations either expressly or obliquely—the so-called ‘spaghetti bowl’ of overlapping and intersecting free-trade agreements (A term coined by Jagdish Bagwati, ‘US Trade Policy: The Infatuation with Free Trade Agreements’ in Bhagwati and Krueger (eds) The Dangerous Drift to Preferential Trade Agreements, AEI Press, 1995). Historically, the purpose of intellectual property laws introduced into the legal systems of small states was to protect the commercial interests of colonisers, not the interests of indigenous people (Even today most applications are by non-indigenous people. See Susan Farquar, ‘A Regional International Property Rights Office for the South Pacific: Cost-Benefit Analysis’, Pacific Studies Series – towards a New Pacific Regionalism, Volume 3: Working Paper No 16, Asian Development Bank, Commonwealth Secretariat, Joint Report to the Pacific Islands Forum Secretariat, 2010). They were rarely used, poorly understood and expensive to implement. Post-independence many of these laws remain. Others have been modified and in recent years some attempts, albeit with limited success, have been made to bring within the same intellectual property umbrella indigenous perceptions of intellectual property, traditional knowledge and expressions of traditional culture. Among the underpinning difficulties are the failure of regional initiatives, tensions between different stakeholders, conflicting agendas at ministerial and local levels, fundamental misunderstandings about rights to intellectual property and lack of resources to implement or enforce legislative provisions. In attempting to both protect and preserve indigenous intellectual property and foster creative industries, promote tourism and utilize natural resources—including a wealth of bio-diversity, for commercial advantage, small states face a number of dilemmas. This paper looks at recent developments in Pacific island small states triggered by commercial relations and draws attention to some of the challenges that arise when the law tries to encompass very different value systems within national frameworks informed by international imperatives.

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Fußnoten
1
This therefore excludes the French Pacific territories such as New Caledonia and French Polynesia, and those island countries which are not yet independent such as Pitcairn (which falls under the control of Britain) and Tokelau (which remains a New Zealand territory).
 
2
Papua New Guinea has a land mass of 462,840 square kilometres and an estimated population of 8,083,700 (as at mid 2015) SPC Statistics http://​sdd.​spc.​int/​images/​documents/​Pocket_​Summary/​2015_​Pocket-Statistical-summary.​pdf (last accessed 5 May 2016).
 
3
As above.
 
4
Development Policy and Analysis Division Department of Economic and Social Affairs Committee for Development Policy (2016).
A General Assembly Resolution A/RES/70?78 adopted on 9 December 2015 extended the preparatory period for graduation off the list for Vanuatu to 4 December 2020 due to the setbacks incurred by cyclone damage in 2015.
 
5
Fiji, Kiribati, Marshall Islands, Federated States of Micronesia, Nauru, Palau, Samoa, Solomon Islands, Tonga, Tuvalu and Vanuatu.
 
7
These include—at the top of the list, Vanuatu and Tonga and in the top twenty: Solomon Islands, Papua New Guinea and Fiji. World Risk Index overview, United Nations University (2015), p. 64.
 
8
With a GDP of US$11,810 in 2013.
 
9
Tonga (111), Fiji (112), Samoa (115), Tuvalu (118), Vanuatu (128), Papua New Guinea (138), Solomon Islands (140), Kiribati (149) while countries such as Niue and Nauru do not even feature on the list. Index Mundi GDP per capita (current US$)—Country ranking http://​www.​indexmundi.​com/​facts/​inidcators/​NY.​GDP.​PCAP.​CD/​rankings. Some of these figures are several years old and are therefore likely to have changed.
 
10
See Hezel (2012). Hezel also points to the unreliability of data in some countries and the total lack of it in some. James Mak points to the variable conclusions that can be drawn using different economic indicators in the region: Mak (2001).
 
11
Examples are hard wood timber in Solomon Islands and Papua New Guinea, sugar cane in Fiji, fisheries in Solomon Islands and Kiribati. Papua New Guinea, Fiji and Solomon Islands have mineral deposits and off-shore mining exploration is on the increase across the region.
 
12
See for example Farran (2014b), p. 179.
 
13
Revenues from phosphate in Nauru is an example. See Smyth (2014).
 
14
As in the case of sugar in Fiji. See Serrano (2007), pp. 169–193.
 
15
Micronesian countries such as Marshall Islands, the Federated States of Micronesia, and Palau benefit from close trade and labour arrangements with the United States of America.
 
16
Chen et al. (2014), p. 6.
 
17
For example, in Vanuatu cyclone Pam in 2015 meant the closure of several tourist resorts which only re-opened in 2016 and poor management of repairs to the main international airfield led to the cessation of international flights.
 
18
See Barclay and Cartwright (2008).
 
19
See Gillett and van Santen (2008).
 
20
See Pacific Institute of Public Policy (03 August 2008a), p. 1, which states that ‘import duties comprised on average one third of total tax revenues’ for 12 out of the 14 island countries of the Pacific Forum.
 
21
See for example Valemei (2016), in an article which claimed that Fiji would lose US$89.77 million as a result of 100% liberalisation on imports from Australia and New Zealand under the proposed PACER-Plus trade deal, and across the Pacific Island States the loss could be US$200 million per year in respect of current imports from Australia and New Zealand http://​www.​fijitimes.​com/​story.​aspx?​id=​358122 last accessed 2 October 2016.
 
22
See for example the Compact on Economic Negotiations with the Federated States of Micronesia under which the USA is FSMs largest trade partner. In December 2015 however the congress of FSM indicated that it wished to terminate the compact in 2018. The USA fear this could open the door to China becoming the main trade and foreign relations influence in the region—Matelski (2016). Officially, the compact has no expiry date.
 
23
Chen et al above p. 10.
 
24
South Pacific Regional Trade and Economic Co-operation Agreement was established in 1980 and has largely benefitted the textile and garments trade emanating from parts of the Pacific giving unrestricted access to markets in the two large Oceania countries. It is intended that PACERPlus will replace SPARTECA.
 
25
Fiji and Solomon Islands have signed this—Radio New Zealand International 21 January 2017, reported by the Editor, ‘Fiji Signs Melanesian Spearhead Group Trade Agreement’ Pacific Islands Report 1/22/2017.
 
26
PICTA is the Pacific Island Countries Trade Agreement which initially covered trade in goods and came into force in 2006. Members are: Cook Islands, Fiji, Kiribati, Niue, Papua new Guinea, Samoa, Solomon Islands, Tonga, Tuvalu and Vanuatu. Full text can be found at https://​wits.​worldbank.​org/​GPTAD/​PDF/​archive/​picta.​pdf. Attempts to extend this to trade in services to mirror free trade in services as found in the WTO General Agreement on Trade in Services seem to have stalled. Details of PACER can be found at http://​www.​forumsec.​org/​resources/​uploads/​attachments/​documents/​PACER.​pdf. It is aimed at ‘trade liberalisation and economic integration in the Pacific region’ it opened for signature in 2001 and came into force in 2003. Australia is a PACER partner and provides funding for the project. For comment see Kelsey (2004).
 
27
PACER Plus was launched by Forum Trade Ministers in 2009. Australia and New Zealand are involved in PACER Plus.
 
28
Pacific Institute of Public Policy (2008b).
 
29
The countries under consideration are: Cook Islands, Fiji, Kiribati, Marshall Islands, Micronesia, Nauru, Niue, Palau, Papua New Guinea, Samoa, Solomon Islands, Tonga, Tuvalu and Vanuatu. See Jane Kelsey.
 
31
Pacific Institute of Public Policy Briefing Paper 03/2008, above.
 
32
Radio New Zealand suggests this was earlier, see ‘Radio (2013).
 
33
Pareti (2015).
 
34
Dearden (2008).
 
35
These are largely the Melanesian countries because Cook Islands and Niue enjoy preferential rights with New Zealand and the countries of Micronesia have certain privileges under Compacts of Free Association with the USA.
 
36
Rural Migration News April 2009, Volume 15, Number 2 https://​migration.​ucdavis.​edu/​rmn/​more.​php?​id=​1430. See also Maclellan and Mares (2006), pp. 137–172; Bailey (2013).
 
37
A cap on numbers in Australia, for example was removed in July 2015, Garae (2015).
 
38
In 2016 this was extended in Australia for example, to include the tourism industry in Northern Australia, boosting not only that part of Australia but also offering the chance of employment experience to graduates of tourism studies in Pacific Islands.
 
39
Partly triggered by fear that Pacific Island Countries would undermine trade arrangements under PACER through negotiating markets with the EU. In fact EU-ACP partnership agreements have similarly stalled.
 
40
Vanuatu Daily Digest (2016).
 
41
See Australian government, Pacific Agreement on Closer Economic Relations (PACER) Plus http://​dfat.​gov.​au/​trade/​agreements/​pacer/​pages/​pacific-agreement-on-closer-economic-relations-pacer-plus.​aspx and New Zealand Foreign Affairs and Trade ‘PACER Plus’ https://​www.​mfat.​govt.​nz/​en/​trade/​free-trade-agreements/​agreements-under-negotiation/​pacer/​. Technical and policy support has also been provided by the Commonwealth, see Office of the Chief Trade Adviser (OCTA) ‘The Pacific Agreement of Closer Economic Relations (PACER) Plus—Benefits and Myths’ 2016 http://​www.​octapic.​org/​wp-content/​uploads/​2015/​05/​Benefits-and-Myths-High-Res2.​pdf.
 
42
See for example, Morgan (2013) and Trade Briefing paper ’10 Reasons to challenge the Pacific Agreement on Closer Economic Relations (PACER-Plus)’ Pacific Network on Globalisation.
 
43
Institute for International Trade (2008).
 
44
See Morgan (2014), p. 325.
 
45
See the report of the Pacific Network on Globalisation (2016).
 
46
Swire (2016).
 
47
OCTA, ‘PACER Plus: Benefits for Pacific Island countries’ http://​www.​octapic-org/​pacer-plus-benefits-for-pacific-island-countries/​. OCTA is funded by the European Union through the Pacific Integration Technical Assistance project, and the Chief Trade Adviser has recently had to defend his independence from Australia and New Zealand interests in the negotiations. See Pacific Islands Report (2016a).
 
48
See Vakasukawaqaa (2017).
 
49
Antons and Hilty (2014), p. 3.
 
50
Contained in Annex 1C of the Agreement establishing the World Trade Organization which came into effect on 1 January 1995.
 
51
This is despite related concerns about access to medicines, nutrition and food security and rules of origin for agricultural products—See AFTINET (2013) www.​aftinet.​org.​au.
 
53
The Paris Convention (1883) and the Berne Convention (1886) had already established the foundations for the link between intellectual property rights and trade. The former established international protection for industrial property rights, notably patents, trade marks and industrial designs, while the latter was directed at literary and artistic works (as its full tile the ‘Berne Convention for the Protection of Literary and artistic works’ suggests. TRIPS incorporates provisions from both conventions. See Botoy (2004), pp. 115–130.
 
54
Dreyfuss and Frankel (2015), p. 557.
 
55
Curtis (2012), CIGI Papers No. 3, 4.
 
56
Antons and Hilty above.
 
57
Correa (2000).
 
58
See for example, comments on intellectual property rights and access to essential medicines in the report of the MDG Gap Task force, established by the former Secretary General of the United Nations Ki-moon (2015), pp 61–63, and Van Genugten et al. (2011).
 
59
Lee (2016).
 
60
For alternative perspectives, which reflect, some of these issues see Ghidini et al. (2014).
 
61
Some commentators suggest accommodation may be possible, see for example Gervais (2005), p. 137; Dutfield (2001), p. 233.
 
62
Former colonies became members of GATT (the predecessor to WTO) on independence provided their colonial masters were GATT members. This was an interim provision and full membership—which would automatically lead in turn to WTO membership, through formal accession had to be applied for. WTO agreements are wider in scope that the former GATT membership and include legislative and regulatory reforms and market access concessions relating to goods and services, intellectual property rights and investment ventures.
 
63
Fiji became a member of GATT in 1993 and a member of WTO in 1996; Papua New Guinea was a member of GATT in 1994 and of WTO in 1996; Solomon Islands was a member of GATT in 1994 and therefore became a member of WTO in 1996. Samoa joined WTO in 2012, Vanuatu in 2012, and Tonga in 2007.
 
64
The aim behind TRIPS compliance was to arrive at global standardisation but this has not been achieved. See Binkert (2004–2006), pp. 143–162.
 
65
Its scope includes: copyright and related rights, trademarks, geographical indicators, industrial designs, patents, layout designs of integrated circuits and undisclosed information such as trade secrets and test data. It does not cover utility models, traditional knowledge and handicrafts.
 
66
For example, 4 year transition periods for developing countries and economies in transition, 10 years for least developed countries.
 
67
On the challenges of accession to WTO see Adhikari and Dahal (2004). It should be noted that Vanuatu’s accession took 16 years. For a critique of WTO membership for small developing island states, commenting on Tonga and Vanuatu, see Farran (2009), pp. 137–140 and for insights into the campaign that tried to prevent Vanuatu joining WTO see http://​vanuatu-wto.​blogspot.​com.​au/.
 
68
See for example comments on Vanuatu in Lloyd Lipsett, Miranda Forsyth, Selim Raihan and Wesley Morgan, ‘Report on Pacific Trade and Human Rights: Excerpt on State Obligations on IPR, with focus on Vanuatu’ UN Agencies, infojustice.org, 2014.
 
69
Drahos (2007), p. 5. Within ASEAN countries India might be singled out as one which has managed to make the most of TRIPS flexibilities. Kapczynski (2009), p. 1571.
 
70
See Forsyth (2003).
 
71
Secretariat of the Pacific Community (2006), Preface.
 
72
See Blakeney (2011), pp. 80–89.
 
73
Forsyth above.
 
75
Forum Secretariat (PFS), Trade Commission, Secretariat of the Pacific Community (SPC), and the Secretariat of the Pacific Regional Environmental Programme (SPREP).
 
76
Notably, Cook Islands, Fiji, Papua New Guinea and Vanuatu.
 
77
See for example in Niue the Tāoga Niue Act. For comment see Xiong (2008), p. 123 and in Cook Islands the 2013 Traditional Knowledge Act.
 
78
See Forsyth (2012).
 
79
On the economics of culture or ‘cultural economics’ see Forsyth (2015a), pp. 356–369.
 
80
WIPO (2015).
 
81
United Nations Partnerships for SDGs. EU-ACP Enhancing the Pacific Cultural industries: Fiji, Samoa and Solomon Islands. https://​sustainabledevel​opment.​un.​org/​partnership/​?​p=​7717, (last accessed 29 May 2017).
 
82
For comment on content see Blakeney (2011), pp. 80–89.
 
83
Forsyth (2015b), pp. 84, 95.
 
84
Blakeney, above, 82.
 
85
See for comment Yuri (2013), pp. 177–188.
 
86
‘Intellectual Property Awareness Campaign Kicks Off’ Pacific Islands Report 26 April 2016b http://​www.​pireport.​org/​articles/​2016/​04/​26/​intellectual-property-awareness-campaign-kicks.
 
87
WIPO suggests that different legal tools need to be used for intellectual property relating to expressions of culture and intellectual property applying to technical knowledge, but this division is not necessarily accepted in the Pacific where traditional knowledge may relate to both. See Pacific Islands Forum Secretariat and Secretariat of the Pacific Regional Environment Programme ‘Integrating the TBKIP and the Pacific Model law’ http://​www.​spc.​int/​hdp/​index2.​php?​option=​com_​docman&​task=​doc_​view&​gid=​259&​Itemid=​4.
 
88
See comment by Forsyth (2015a), pp. 356, 359–360.
 
89
Narrated in the folkloric song O le Vi’i o le Tatau Samoa. See also Krutak (2011).
 
90
Tapaleao (2013).
 
91
Some of the strongest lobby groups have for example been musicians and artists.
 
92
See comment in Legge et al. (2013), and Forsyth and Farran (2015), pp. 85–113.
 
93
Nemala (2013).
 
94
Samoa Observer (2016).
 
95
Although it should be noted TRIPS did not go unopposed in India, particularly the impact on the pharmaceutical industry. See Chaudhuri (2005), pp. 5–7; cf however Nair (2008), p. 432.
 
96
A belief that for example, strong patent laws would encourage more inward investment in research and technology for local pharmaceutical industries for has simply not materialised and in any case seems highly optimistic. See Ahmadu (1998).
 
97
See for example the recent invention of a portable wave-solar energy harvesting device developed by staff and students at the University of the South Pacific which has been patented by Intellectual Property Australia, the Australian government agency that administers intellectual property rights and legislation. University of the South Pacific, Press Release 20 September 2016.
 
98
The Convention on Biological Diversity came into effect on 29 December 1993. Cook Islands, Fiji, Marshall Islands, Nauru, Papua New Guinea, Samoa, Solomon Islands, Tuvalu and Vanuatu have all signed and ratified this treaty, while Kiribati, Niue and Tonga have ratified it. Vanuatu has given effect to this treaty in domestic law through the Convention on Biological Diversity (Ratification) Act No. 23 of 1992, which came into effect in 1993. On the potential of the CBD see Coombe (1998–1999), pp. 59–116. The Nagoya Protocol on Access to Genetic Resources and Fair and Equitable Sharing of Benefits Arising from their Utilization, which was adopted in 2010, and entered into force in October 2014, has been acceded to by Fiji (2014), Marshall Islands (2015), Samoa (2014) and Vanuatu (2014).
 
99
See Kariyawasam (2008), pp. 73–89.
 
100
Rosendal (2003).
 
101
Exceptionally Vanuatu passed a ratification act in 2014.
 
102
Anderson and Bosworth (2009), p. 136.
 
104
See Farquar (2010).
 
105
See Frankel (2015), pp. 22–23.
 
106
See for example discussion in Legge et a1. (2013).
 
107
See for example, the exploitation of the hoodia cactus patented as an appetite suppressant by the Council for Scientific and Industrial Research, South Africa, although used for this purpose for generations by the San people in Southern Africa and the fight to obtain an equitable distribution of benefits: Wynberg and Chennells (2009), p. 89.
 
108
Forsyth above, n 92, refers to patents taken out by L’Oreal for example on kava-based preparations for countering hair loss from which no benefits flowed back to the Pacific.
 
110
See Farran (2014a), pp. 277–296.
 
111
See for example, the practice of ifoga in Samoa—Leilana Tuala-Warren, ‘A Study in Ifoga: Samoa’s Answer to Dispute Healing’ Te Matahauariki Institute Occasional Paper Series Number 2, 2002; and bulubulu in Fiji – Ralogaivau (2006) Pacific Island Governance Portal digital library, and also the role of shaming in reconciliation and restorative justice mechanisms—Maxwell and Hayes (2006), pp. 127, 144–147.
 
112
These cultural practices currently receive considerable adverse commentary due to their negative impact on women, see for example Newland (2015), p. 47.
 
113
Fiji Government Trade Marks (Amendment) No 2 Decree No 65 2012. See Kaplan (2007), p. 685.
 
114
See Forsyth and Farran (2015), pp. 209–210.
 
115
See for example Downes (2000), p. 253, Phillips (2016), p. 1, Ansong (2015), p. 1.
 
116
See Farquar (2010).
 
117
This was agreed by the WTO TRIPS Council on 6 November 2015.
 
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Metadaten
Titel
Intellectual Property Consequences of Commercial Relations with Small States: A View from the Pacific
verfasst von
Sue Farran
Copyright-Jahr
2018
DOI
https://doi.org/10.1007/978-3-319-74573-2_6