Abstract
Universities are engines of the knowledge-based economy, both as sites of knowledge production and exploitation. Over the past two decades a “Third Mission” for universities has been articulated, alongside teaching and research; and this third mission is understood as commercial engagement. While growing literatures on the entrepreneurial university and university entrepreneurship have emerged, they are broadly conceptualized and overly fragmented. In this article we advance the concept of entrepreneurial architecture as an analytical framework to understand the organizational dynamics of the contemporary university and fuse two dominant discourses on the entrepreneurial evolution of higher education. We offer a pragmatic approach for institutions to respond to the challenges of the Third Mission.
Similar content being viewed by others
Notes
The term ‘Third Mission’ is predominantly used in an Anglo-European context to refer to the socio-economic role of universities. In the U.S. the third mission of the university, after teaching and research, is regarded to be service provision (MacLabhrainn 2004) while the fourth mission, stemming from the Bayh-Dole’s, emphasises realising maximum socio-economic benefit from government-funded research (Henderson and Smith 2002). While the missions do not map directly, the Anglo-European interpretation of the Third Mission can be seen to include those activities classified under the third and fourth mission in US universities. The remainder of this discussion is framed in a U.K. context, and the term Third Mission used to identify their socio-economic role.
This research project, entitled Entrepreneurial Architectures: Reconceptualising Higher Education’s New Mission in Europe, was funded through a British Academy Small Research Grant, and it is scheduled to be completed in June 2010.
References
Aldrich, H. E., & Baker, T. (1997). Blinded by the cites? Has there been progress in entrepreneurship research? In D. L. Sexton & R. W. Smilor (Eds.), Entrepreneurship 2000 (pp. 377–401). Chicago, IL: Upstart.
Armbruster, C. (2008). Research universities: Autonomy and self-reliance after the entrepreneurial university. Policy Futures in Education, 6(4), 372–389.
Aronowitz, S. L. (2000). The knowledge factory: Dismantling the corporate university and creating true higher learning. Boston, MA: Beacon.
Bercovitz, J., Feldman, M., Feller, I., & Burton, R. (2001). Organizational structure as a determinant of academic patent and licensing behavior: An exploratory study of Duke, Johns Hopkins, and Pennsylvania State Universities. Journal of Technology Transfer, 26(1–2), 21–35.
Bramwell, A., & Wolfe, D. A. (2008). Universities and regional economic development: The entrepreneurial University of Waterloo. Research Policy, 37(8), 1175–1187.
Burns, P. (2005). Corporate entrepreneurship: Building an entrepreneurial organization. Basingstoke, England: Palgrave Macmillan.
Chandler, A. (1962). Strategy and structure: Chapters in the history of the industrial enterprise. Cambridge, MA: MIT.
Clark, B. R. (1983). The higher education system. Berkeley, CA: University of California Press.
Clark, B. R. (2001). The entrepreneurial university: New foundations for collegiality, autonomy and achievement. Higher Education Management, 13(2), 9–24.
Collins, S., & Wakoh, H. (2000). Universities and technology transfer in Japan: Recent reforms in historical perspective. Journal of Technology Transfer, 25(2), 213–222.
Debackere, K., & Veugelers, R. (2005). The role of academic technology transfer organizations in improving industry science links. Research Policy, 34(3), 321–342.
Del Campo, A. A., Sparks, A., Hill, R. C., & Keller, R. T. (1999). The transfer and commercialization of university-developed medical imaging technology: Opportunities and problems. IEEE Transactions on Engineering Management, 46(3), 289–299.
Etzkowitz, H. (1983). Entrepreneurial scientists and entrepreneurial universities in American academic science. Minerva, 21, 198–233.
Etzkowitz, H. (1997). The entrepreneurial university and the emergence of democratic corporatism. In L. Leydesdorff & H. Etzkowitz (Eds.), Universities and the global knowledge economy: A triple helix of university-industry-government relations (pp. 141–152). London, England: Cassell.
Etzkowitz, H. (2002). M.I.T. and the rise of entrepreneurial science. London, England: Routledge.
Etzkowitz, H., & Klofsten, M. (2005). The innovating region: Toward a theory of knowledge-based regional development. R & D Management, 35(3), 243–255.
Etzkowitz, H., Webster, A., Gebhardt, C., Regina, B., & Terra, B. R. C. (2000). The future of the university and the university of the future: Evolution of ivory tower to entrepreneurial paradigm. Research Policy, 29(2), 313–330.
Feldman, M. P., Feller, I., Bercovitz, J., & Burton, R. (2002). Equity and the technology transfer strategies of American research universities. Management Science, 48(1), 105–121.
Friedman, J., & Silberman, J. (2003). University technology transfer: Do incentives, management, and location matter? Journal of Technology Transfer, 28(1), 17–30.
Goldstein, H. (2008). The “entrepreneurial turn” and regional economic development mission of universities. The Annals of Regional Science, 42(2). doi:10.1007/s00168-008-0841-z
Guenther, J., & Wagner, K. (2008). Getting out of the Ivory Tower: New perspectives on the entrepreneurial university. European Journal of International Management, 2(4), 400–411.
Hackett, S. M., & Dilts, D. M. (2004). A systematic review of business incubation research. Journal of Technology Transfer, 29(1), 55–82.
Henderson, J. A., & Smith, J. J. (2002) Academia, Industry, and the Bayh-Dole Act: An Implied Duty to Commercialize. In White Paper, Center for the Integration of Medicine and Innovative Technology, Harvard University
Henrekson, M., & Rosenberg, N. (2001). Designing efficient institutions for science based entrepreneurship: Lesson from the US and Sweden. Journal of Technology Transfer, 26(3), 207–231.
Jacob, M., Lundqvist, M., & Hellsmark, H. (2003). Entrepreneurial transformations in the Swedish university system: The case of Chalmers University of Technology. Research Policy, 32(9), 1555–1568.
Jensen, R. A., Thursby, J. G., & Thursby, M. C. (2003). Disclosure and licensing of university inventions: ‘The best we can do with the S**T we get to work with? International Journal of Industrial Organization, 21(9), 1271–1300.
Jongbloed, B., Enders, J., & Salerno, C. (2008). Higher education and its communities: Interconnections, interdependencies and a research agenda. Higher Education, 56(3), 303–324.
Kay, J. (1993). Foundations of corporate success: How business strategies add value. Oxford, England: Oxford University Press.
Kenney, M., & Goe, W. R. (2004). The role of social embeddedness in professorial entrepreneurship: A comparison of electrical engineering and computer science at UC Berkeley and Stanford. Research Policy, 33(5), 691–707.
Kerr, C. (1963). The uses of the University. London, England: Harvard University Press.
Krücken, G. (2003). Learning the ‘‘new, new thing’’: On the role of path dependency in university structures. Higher Education, 46(3), 315–339.
Laredo, P. (2007). Revisiting the Third Mission of universities: Toward a renewed categorization of university activities? Higher Education Policy, 20(4), 441–456.
Leys, J. M. (2000, December). University Inc—the new world order. Paper presented at the Australasian Association for Institutional Research (AAIR) 11th International Conference, Sydney, Australia.
MacLabhrainn, I. (2004, September). Reinvigorating the Civic Mission of The University, Paper presented at AISHE Conference, Trinity College Dublin, Ireland.
Marginson, S., & Considine, M. (2000). The Enterprise University: Power, governance and reinvention in Australia. Cambridge, England: Cambridge University Press.
Markman, G. D., Gianiodis, P. T., Phan, P. H., & Balkin, D. B. (2004). Entrepreneurship from the Ivory tower: Do incentive systems matter? Journal of Technology Transfer, 29(3–4), 353–364.
Mollas-Gallart, J., Salter, A., Patel, P., Scott, A., & Duran, X. (2002, April). Measuring third stream activities, Report to the Russell Group Universities. Retrieved August 15, 2009 from http://www.sussex.ac.uk/spru/documents/final_russell_report.pdf
O’Shea, R. P., Allen, T. J., Morse, K. P., O’Gorman, C., & Roche, F. (2007). Delineating the anatomy of an entrepreneurial university: The Massachusetts Institute of Technology experience. R&D Management, 37(1), 1–16.
Owen-Smith, J., & Powell, W. W. (2003). The expanding role of university patenting in the life sciences: Assessing the importance of experience and connectivity. Research Policy, 32(9), 1695–1711.
PACEC. (2009). Evaluation of the effectiveness and role of HEFCE/OSI third stream funding. Bristol, England: HEFCE.
Pilbeam, C. (2008). Designing an entrepreneurial university in an institutional setting. Higher Education Policy, 21, 393–404.
Powers, J. B. (2003). Commercializing academic research: Resource effects on performance of university technology transfer. The Journal of Higher Education, 74(1), 26–50.
Powers, J. B., & McDougall, P. P. (2005). University start-up formation and technology licensing with firms that go public: A resource-based view of academic entrepreneurship. Journal of Business Venturing, 20(3), 291–311.
Rothaermel, F. T., Agung, S. D., & Jiang, L. (2007). University entrepreneurship: A taxonomy of the literature. Industrial and Corporate Change, 16(4), 691–791.
Schmiemann, M., & Durvy, J.-N. (2003). New approaches to technology transfer from publicly funded research. Journal of Technology Transfer, 28(1), 9.
Sampat, B. N., & Nelson, R. R. (1999. September). The emergence and standardization of university technology transfer offices: A case study of institutional change. Paper presented at the International Society for the New Institutional Economics (ISNIE) World Bank, Washington, DC.
Seerano-Velarde, K. (2007, November). The university between humanism and the market: Redefining its values and functions for the 21st century. Paper presented at New Challenges to Higher Education: Managing the Complexities of a Globalised Society, Council of Europe Conference, Strasbourg, France.
Siegel, D. S., Waldman, D. A., & Link, A. N. (2003). Assessing the impact of organizational practices on the productivity of university technology transfer offices: An exploratory study. Research Policy, 32(1), 27–48.
Siegel, D. S., Waldman, D. A., Atwater, L. E., & Link, A. N. (2004). Toward a model of the effective transfer of scientific knowledge from academicians to practitioners: Qualitative evidence from the commercialization of university technologies. Journal of Engineering and Technology Management, 21(1/2), 115–142.
Slaughter, G., & Leslie, L. (1997). Academic capitalism: Politics, policies and the entrepreneurial university. Baltimore, MD: Johns Hopkins University Press.
Thursby, J. G., & Kemp, S. (2002). Growth and productive efficiency of university intellectual property licensing. Research Policy, 31(1), 109–124.
Thursby, J. G., & Thursby, M. C. (2004). Are faculty critical? Their role in university-industry licensing. Contemporary Economic Policy, 22, 162–178.
Tuunainen, J. (2005). Hybrid practices? Contributions to the debate on the mutation of science and university. Higher Education, 50(2), 275–298.
Vorley, T., & Nelles, J. (2008a). (Re)Conceptualising the academy: Institutional development of and beyond the Third Mission. Higher Education Management and Policy, 20(3), 109–126.
Vorley, T., & Nelles, J. (2008b, November). Entrepreneurial architecture in UK higher education institutions: Consolidating the Third Mission. Paper presented at the 25th DRUID Celebration Conference on Entrepreneurship and Innovation. Copenhagen Business School, Copenhagen, Denmark.
Walton, J. (2005). Would the real Corporate University please stand up? Journal of European Industrial Training, 29(1), 7–20.
Webster, A., & Etzkowitz, H. (1991). Academic-industry relations: The second academic revolution?: A framework paper for the proposed research workshop on academic-industry relations. London: Science Policy Support Group.
Wright, M., Birley, S., & Mosey, S. (2004). Entrepreneurship and university technology transfer Journal of Technology Transfer, 29(3–4), 235–246.
Zucker, L. G., & Darby, M. R. (2001). Capturing technological opportunity via Japan’s star scientists: Evidence from Japanese firms’ biotech patents and products. Journal of Technology Transfer, 26(1), 37–58.
Author information
Authors and Affiliations
Corresponding author
Additional information
Jen Nelles
received her Ph.D. from the University of Toronto. She is a post-doctoral fellow associated with the Innovation Systems Research Network (ISRN) at the University of Toronto and the Centre d’Etudes de Populations, de Pauverté et de Politique socio-économiques/International Networks for Studies in Technology, Environment, Alternatives, Development (CEPS/INSTEAD) in Luxembourg. Her research interests include the changing role of universities in national and regional economies and the economic development and governance of city-regions.
Tim Vorley
is a University Lecturer and Fellow of Churchill College in geography at the University of Cambridge. His current research interests focus on entrepreneurship and higher education, specifically how the entrepreneurial turn has affected the organizational dynamics of universities in Europe. Tim holds a Ph.D. from the University of Leicester.
Rights and permissions
About this article
Cite this article
Nelles, J., Vorley, T. Constructing an Entrepreneurial Architecture: An Emergent Framework for Studying the Contemporary University Beyond the Entrepreneurial Turn. Innov High Educ 35, 161–176 (2010). https://doi.org/10.1007/s10755-009-9130-3
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10755-009-9130-3