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Explaining the move toward the market in US academic science: how institutional logics can change without institutional entrepreneurs

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Abstract

Organizational institutionalism has shown how institutional entrepreneurs can introduce new logics into fields and push for their broader acceptance. In academic science in the United States, however, market logic gained strength without such an entrepreneurial project. This article proposes an alternative “practice selection” model to explain how a new institutional logic can gain strength when local innovations interact with changes outside the field. Actors within a field are always experimenting with practices grounded in a variety of logics. When one logic is dominant, innovations based on alternative logics may have trouble gaining the resources they need to become more broadly institutionalized. But if a changing environment starts systematically to favor practices based on an alternative logic, that logic can become stronger even in the absence of a coherent project to promote it. This is what happened in US academic science, as growing political concern with the economic impact of innovation changed the field’s environment in ways that encouraged the spread of local market-logic practices.

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Notes

  1. There are of course several new institutionalisms; my discussion is oriented toward the organizational variety. The shift toward explaining change, however, has taken place across institutionalisms (e.g., Pierson 2004; Thelen 2004).

  2. I should note here that the empirical claims I make apply solely to changes that occurred within the United States, and I do not attempt to address the increasing role of market logic in academic science more globally. The United States, however, is an important case, since it was an early mover in marketization and its policies have served as a model for other countries (Forero-Pineda 2006).

  3. Friedland and Alford (1991), using slightly different language, refer to the logic of capitalism.

  4. History of the MIT Industrial Liaison Program, Finding Aid, [Massachusetts] Institute [of Technology] Archives and Special Collections AC 265.

  5. F. E. Terman to David S. Jacobson, 20 June 1958, Folder 1, Box 18, Series VII, Stanford University Archives SC 160.

  6. See Joining hands (1980), Smith and Karlesky (1977:67), Prager and Omenn (1980:381), US GAO (1983:8), NSB (1983b:45-46), US OTA (1984b:30), Cibuzar (1993), and Leslie (2001), among others.

  7. Based on a search of the Congressional Record on HeinOnline conducted 28 July 2010 using the terms “technological innovation” and “‘innovation economy’ ~ 20 OR ‘innovation economic’ ~ 20.” The trend holds across a variety of searches on technology, innovation, and the economy. Numbers are corrected for the increasing length of the Congressional Record during this period and reflect the number of pages that contain the search term, not the total number of times the term is found.

  8. Innovation arguments were absent in the discussions that led to the creation of institutional patent agreements (which made it easier for universities to patent agency-funded research) at NIH in 1968 and NSF in 1973. In general, such arguments were not very visible politically before 1977. The IPA decisions, however, were not completely distinct from the passage of Bayh-Dole, since the same group of people who worked to implement IPAs later turned their efforts to pursuing such legislation and explicitly decided to reframe their project in terms of innovation rhetoric once it became popular around 1978 (Berman 2008). So the absence of innovation arguments in the IPA decisions does not appear to be a strong piece of evidence against the critical role of innovation rhetoric in changing the policy environment in ways that eventually expanded market logic in academic science.

  9. A fuller account of how innovation concerns shaped the policy decisions that are discussed only briefly here can be found in Berman (2012).

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Acknowledgments

I would like to thank Kecia Johnson, Joanne Kaufman, Ryan King, Richard Lachmann, Nicholas Pagnucco, Lisa Stampnitzky, Kate Strully, Sapna Swaroop, and Jim Zetka for their helpful comments on previous drafts of this article. An earlier version was presented at the 2008 American Sociological Association meeting in San Francisco. This research was supported by a Spencer Foundation dissertation fellowship, the SSRC Corporation as a Social Institution program, and the UC Berkeley Center for Studies in Higher Education. I am grateful to the Theory & Society Editors as well as to several anonymous reviewers for their constructive feedback.

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Berman, E.P. Explaining the move toward the market in US academic science: how institutional logics can change without institutional entrepreneurs. Theor Soc 41, 261–299 (2012). https://doi.org/10.1007/s11186-012-9167-7

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