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hα: An index to quantify an individual’s scientific leadership

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Abstract

The \(\alpha\) person is the dominant person in a group. We define the \(\alpha\)-author of a paper as the author of the paper with the highest h-index among all the coauthors, and an \(\alpha\)-paper of a scientist as a paper authored or coauthored by the scientist where he/she is the \(\alpha\)-author. For most but not all papers in the literature there is only one \(\alpha\)-author. We define the \(h_\alpha\) index of a scientist as the number of papers in the h-core of the scientist (i.e. the set of papers that contribute to the h-index of the scientist) where this scientist is the \(\alpha\)-author. We also define the \(h'_\alpha\) index of a scientist as the number of \(\alpha\)-papers of this scientist that have \(\ge\)\(h'_\alpha\) citations. \(h_\alpha\) and \(h'_\alpha\) contain similar information, while \(h'_\alpha\) is conceptually more appealing it is harder to obtain from existing databases, hence of less current practical interest. We propose that the \(h_\alpha\) and/or \(h'_\alpha\) indices, or other variants discussed in the paper, are useful complements to the h-index of a scientist to quantify his/her scientific achievement, that rectify an inherent drawback of the h-index, its inability to distinguish between authors with different coauthorships patterns. A high h index in conjunction with a high \(h_\alpha /h\) ratio is a hallmark of scientific leadership.

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Notes

  1. See Alpha (Wikipedia).

  2. See http://www.researcherid.com/.

  3. See list of Universities classified as “R1: Doctoral Universities Highest Research Activity” in https://en.wikipedia.org/wiki/List_of_research_universities_in_the_United_States. According to this website, “These universities have a very high level of both research activity and per capita in such research activity”.

  4. There are six other theoretical physicists in this department at the rank of Distinguished Professor, all have h-indices higher than 50.

  5. Scientists interested to know whether they are listed in table II can obtain this information from the author upon request.

  6. Private communications (2018).

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Acknowledgements

The author is grateful to a colleague for thoughtful comments.

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Correspondence to J. E. Hirsch.

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Hirsch, J.E. hα: An index to quantify an individual’s scientific leadership. Scientometrics 118, 673–686 (2019). https://doi.org/10.1007/s11192-018-2994-1

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