Skip to main content

2012 | OriginalPaper | Buchkapitel

Social Innovation Theories: Can Theory Catch Up with Practice?

verfasst von : Geoff Mulgan

Erschienen in: Challenge Social Innovation

Verlag: Springer Berlin Heidelberg

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

The paper describes ten sets of theoretical sources that have either influenced social innovation or provide useful insights. It argues that although the field has been led by practice rather than theory it now needs stronger theoretical foundations in order to progress. The theoretical sources described include: theoretical perspectives on social plasticity and change; evolutionary theories; complexity theories; theories of entrepreneurship; theories of dialectical change; theories from innovation studies; theories of techno-economic paradigms; theories concerned with the ends of innovation, in particular well-being and capabilities; and epistemological approaches to social innovation. In each case I describe some of the main ideas and arguments, and their relevance to social innovation (and in some cases their key limitations). I then suggest ways in which these may be synthesized into an overall framework for social innovation that can generate useful and often testable hypotheses to guide practice.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Fußnoten
1
SIX, the Social Innovation Exchange, remains the leading network for practitioners (and has recently run Social Innovation Europe). A first scan of global methods was done for 2010, The Open Book of Social Innovation. Other publications include: Mulgan (2006, 2007); Mulgan et al. (2007, 2010).
 
2
This definition has emerged out of a series of research studies I’ve been involved in, cited above.
 
3
Helpman (2004). Following on from Solow’s work Elhanan Helpman estimated that differences in knowledge and technology explain more than 60 % of the differences among countries in income and growth rates.
 
4
Baumol (2003).
 
5
Rogers (2003). Rogers defines an innovation as ‘an idea, practice, or object that is perceived as new by an individual or other unit of adoption. It matters little, so far as human behaviour is concerned, whether or not an idea is objectively new as measured by the lapse of time since its first use or discovery. The perceived newness of the idea for the individual determines his or her reaction to it. If the idea seems new to the individual, it is an innovation.’
 
6
Stoneman and Diederen (1994).
 
7
Rogers (1995); Nutley et al. (2002); Nooteboom (2000).
 
8
Lester and Piore (2004).
 
9
Markman and Wood (2009).
 
11
For example, Christenson (2003).
 
12
See for example, Chesbrough (2006).
 
13
Von Hippel (1988).
 
14
McCraw (2007).
 
15
Schumpeter (1934).
 
16
Kirzner (1973).
 
17
Shockley and Frank (2011).
 
18
Kirzner (1982), pp. 150.
 
19
Von Mises (1949/1996).
 
20
Swedberg (2009).
 
21
Drayton (2006).
 
22
See for example Defourny and Nyssens (2008a, b).
 
23
Boltanski and Laurent (2006).
White (2001).
 
24
Stark (2009).
 
25
See Westley et al. (2006).
 
26
Mandelbrot and Hudson (2008).
 
27
A good review of literature and possible relevant to development is Ramalingam and Jones (2008).
 
28
Freeman and Perez (1988).
 
29
Hochgerner (2011). See also, Gerber (2006), Schwarz at al. (2010).
 
30
Freeman and Perez (1988).
 
31
As in Europe big business could see advantages in the socialisation of risk: it ensured a more stable and efficient society, and tended to raise the relative costs more for small than for large firms.
 
32
Castells (1996).
 
33
Moulier-Boutang (2007).
 
34
Hamalainen ( 2003 ).
 
35
Hillier (2004); see, for example, Gerber (2006), Schwarz et al. (2010).
 
36
Maxmin and Shoshanna (2002), was a good account of these issues that has been largely vindicated by subsequent events.
 
37
These rhetorics are described in my book Mulgan (2009).
 
38
All three of these themes are very prominent in the life of Michael Young, who remains almost unique as an example of a successful social innovator who also reflected on the patterns which he exemplified. See, for example, Briggs (2001), and Young (1983).
 
39
Managabeira Unger (2007).
 
40
Simmel (2010).
 
41
Kao (1991) and (1997), are both particularly good accounts of the creative dimension of innovation.
 
42
Menand (2001).
 
43
Cho (2006).
 
44
Emerson (2003).
 
47
Stiglitz at al. (2009).
 
48
Nussbaum and Sen (eds) (2010), is one of the best compilations of thought on the theory. Bacon at al. (2010).
 
49
Damasio (2010).
 
Literatur
Zurück zum Zitat Bacon, N., Brophy, M., Mguni, N., Mulgan, G., & Shandro, A. (2010). The state of happiness: Can public policy shape people’s wellbeing and resilience? London: The Young Foundation. Bacon, N., Brophy, M., Mguni, N., Mulgan, G., & Shandro, A. (2010). The state of happiness: Can public policy shape people’s wellbeing and resilience? London: The Young Foundation.
Zurück zum Zitat Baumol, W. J. (2003). The free market innovation machine. Princeton: Princeton University Press. Baumol, W. J. (2003). The free market innovation machine. Princeton: Princeton University Press.
Zurück zum Zitat Boltanski, L., & Laurent, T. (2006). On justification: Economies of worth. Princeton: Princeton University Press. Boltanski, L., & Laurent, T. (2006). On justification: Economies of worth. Princeton: Princeton University Press.
Zurück zum Zitat Boutang, Y. M. (2007). Le Capitalisme Cognitif: La Nouvelle Grande transformation. Paris: Editions Amsterdam. Boutang, Y. M. (2007). Le Capitalisme Cognitif: La Nouvelle Grande transformation. Paris: Editions Amsterdam.
Zurück zum Zitat Briggs, A. (2001). Michael Young: Social entrepreneur. London: Palgrave Macmillan.CrossRef Briggs, A. (2001). Michael Young: Social entrepreneur. London: Palgrave Macmillan.CrossRef
Zurück zum Zitat Castells, M. (1996). and later, The rise of the network society. The information age: Economy, society and culture, Vol. I, 2 and 3. Oxford: Blackwell. Castells, M. (1996). and later, The rise of the network society. The information age: Economy, society and culture, Vol. I, 2 and 3. Oxford: Blackwell.
Zurück zum Zitat Chesbrough, H. (2006). Innovation intermediaries, enabling open innovation. Boston: Harvard Business School Press. Chesbrough, H. (2006). Innovation intermediaries, enabling open innovation. Boston: Harvard Business School Press.
Zurück zum Zitat Cho, A. H. (2006). Politics, values and social entrepreneurship: A critical appraisal. In J. Mair, J. Robinson, & K. Hockerts (Eds.), Social entrepreneurship (pp. 35–56). London: Palgrave. Cho, A. H. (2006). Politics, values and social entrepreneurship: A critical appraisal. In J. Mair, J. Robinson, & K. Hockerts (Eds.), Social entrepreneurship (pp. 35–56). London: Palgrave.
Zurück zum Zitat Christenson, C. (2003). The innovators solution. Cambridge, MA: Harvard Business School Press. Christenson, C. (2003). The innovators solution. Cambridge, MA: Harvard Business School Press.
Zurück zum Zitat Damasio, A. (2010). Self comes to mind: Constructing the conscious brain. New York: Pantheon. Damasio, A. (2010). Self comes to mind: Constructing the conscious brain. New York: Pantheon.
Zurück zum Zitat Dees, J. G., & Anderson, B. B. (2006). Framing a theory of social entrepreneurship: Building on two schools of practice and thought. In R. Mosher-Williams (Ed.), Research on social entrepreneurship: Understanding and contributing to an emerging field (ARNOVA occasional paper series, Vol. 1 (3), pp. 39–66). Indianapolis: Association for Research on Nonprofit Organizations and Voluntary Action. Dees, J. G., & Anderson, B. B. (2006). Framing a theory of social entrepreneurship: Building on two schools of practice and thought. In R. Mosher-Williams (Ed.), Research on social entrepreneurship: Understanding and contributing to an emerging field (ARNOVA occasional paper series, Vol. 1 (3), pp. 39–66). Indianapolis: Association for Research on Nonprofit Organizations and Voluntary Action.
Zurück zum Zitat Defourny, J., & Nyssens, M. (2008a). Social enterprise in Europe: Recent trends and developments. Social Enterprise Journal, 4(3), 202–228.CrossRef Defourny, J., & Nyssens, M. (2008a). Social enterprise in Europe: Recent trends and developments. Social Enterprise Journal, 4(3), 202–228.CrossRef
Zurück zum Zitat Defourny, J., & Nyssens, M. (2008). Conceptions of social enterprise in Europe and the United States: Convergences and divergences. Paper presented at the 8th ISTR International Conference and 2d EMES-ISTR European Conference, Barcelona, 9–12 July 2008. Defourny, J., & Nyssens, M. (2008). Conceptions of social enterprise in Europe and the United States: Convergences and divergences. Paper presented at the 8th ISTR International Conference and 2d EMES-ISTR European Conference, Barcelona, 9–12 July 2008.
Zurück zum Zitat Drayton, W. (2006). Everyone a changemaker: Social entrepreneurship’s ultimate goal. Innovations, Winter, 1–32. Drayton, W. (2006). Everyone a changemaker: Social entrepreneurship’s ultimate goal. Innovations, Winter, 1–32.
Zurück zum Zitat Freeman, C., & Perez, C. (1988). Structural crisis of adjustments, business, cycles and investment behaviour. In G. Dosi (Ed.), Technical change and economic theory (p. 60). London: Pinter Publishers. Freeman, C., & Perez, C. (1988). Structural crisis of adjustments, business, cycles and investment behaviour. In G. Dosi (Ed.), Technical change and economic theory (p. 60). London: Pinter Publishers.
Zurück zum Zitat Gerber, P. (2006). Der lange Weg der sozialen Innovation – Wie Stiftungen zum sozialen Wandel im Feld der Bildungs-und Sozialpolitik beitragen können. Eine Fallstudie zur Innovationskraft der Freudenberg Stiftung. Weinheim. Gerber, P. (2006). Der lange Weg der sozialen Innovation – Wie Stiftungen zum sozialen Wandel im Feld der Bildungs-und Sozialpolitik beitragen können. Eine Fallstudie zur Innovationskraft der Freudenberg Stiftung. Weinheim.
Zurück zum Zitat Hamalainen, T. J. (2003). National competitiveness and economic growth: The changing determinants of economic performance in the world economy (New Horizons in institutional and evolutionary economics series). Cheltenham: Edward Elgar. Hamalainen, T. J. (2003). National competitiveness and economic growth: The changing determinants of economic performance in the world economy (New Horizons in institutional and evolutionary economics series). Cheltenham: Edward Elgar.
Zurück zum Zitat Helpman, E. (2004). The mystery of economic growth. Cambridge, MA: Harvard University Press. Helpman, E. (2004). The mystery of economic growth. Cambridge, MA: Harvard University Press.
Zurück zum Zitat Hillier, J. (2004). Trois essais sur le rôle de l’innovation sociale dans le développement territorial. Géographie, Économie, société, 02, 6. Hillier, J. (2004). Trois essais sur le rôle de l’innovation sociale dans le développement territorial. Géographie, Économie, société, 02, 6.
Zurück zum Zitat Hirschman, A. (1991). The rhetoric of reaction. Cambridge, MA: Harvard University Press. Hirschman, A. (1991). The rhetoric of reaction. Cambridge, MA: Harvard University Press.
Zurück zum Zitat Hochgerner, J. (2011). The analysis of social innovations as social practice, published in original German language under the title Die Analyse sozialer Innovationen als gesellschaftliche Praxis. In: Zentrum fur Soziale Innovation (Ed.), Pendeln zwischen Wissenschaft und Praxis. ZSI-Beitrage zu sozialen Innovationen (pp. 173–189). Vienna and Berlin: LIT. Hochgerner, J. (2011). The analysis of social innovations as social practice, published in original German language under the title Die Analyse sozialer Innovationen als gesellschaftliche Praxis. In: Zentrum fur Soziale Innovation (Ed.), Pendeln zwischen Wissenschaft und Praxis. ZSI-Beitrage zu sozialen Innovationen (pp. 173–189). Vienna and Berlin: LIT.
Zurück zum Zitat Kao, J. (1991). The entrepreneurial organisation. New Jersey: Prentice Hall. Kao, J. (1991). The entrepreneurial organisation. New Jersey: Prentice Hall.
Zurück zum Zitat Kao, J. (1997). Jamming: The art and discipline of business creativity. New York: HarperBusiness. Kao, J. (1997). Jamming: The art and discipline of business creativity. New York: HarperBusiness.
Zurück zum Zitat Kirzner, I. (1973). Competition and entrepreneurship. Chicago: University of Chicago Press. Kirzner, I. (1973). Competition and entrepreneurship. Chicago: University of Chicago Press.
Zurück zum Zitat Kirzner, I. (1982). Uncertainty, Discovery, and Human Action: A Study of the Entrepreneurial Profile in the Misesian System. In Kirzner, I. (Ed.). Method, Process, and Austrian Economics. Lexington, Mass: D. C. Heath and Company. Kirzner, I. (1982). Uncertainty, Discovery, and Human Action: A Study of the Entrepreneurial Profile in the Misesian System. In Kirzner, I. (Ed.). Method, Process, and Austrian Economics. Lexington, Mass: D. C. Heath and Company.
Zurück zum Zitat Lester, R., & Piore, M. (2004). Innovation: The missing dimension. Cambridge, MA: Harvard University Press. Lester, R., & Piore, M. (2004). Innovation: The missing dimension. Cambridge, MA: Harvard University Press.
Zurück zum Zitat Managabeira Unger, R. (2007). The self awakened: Pragmatism unbound. Cambridge, MA: Harvard University Press. Managabeira Unger, R. (2007). The self awakened: Pragmatism unbound. Cambridge, MA: Harvard University Press.
Zurück zum Zitat Mandelbrot, B., & Hudson, R. (2008). The (mis)behaviour of markets: A fractal view of risk, ruin and reward. London: Profile Books. Mandelbrot, B., & Hudson, R. (2008). The (mis)behaviour of markets: A fractal view of risk, ruin and reward. London: Profile Books.
Zurück zum Zitat Markman, A., & Wood, K. (Eds.). (2009). Tools for innovation. Oxford: Oxford University Press. Markman, A., & Wood, K. (Eds.). (2009). Tools for innovation. Oxford: Oxford University Press.
Zurück zum Zitat Maxmin, J., & Zuboff, S. (2002). The support economy: Why corporations are failing individuals and the next episode of capitalism. New York: Viking Press. Maxmin, J., & Zuboff, S. (2002). The support economy: Why corporations are failing individuals and the next episode of capitalism. New York: Viking Press.
Zurück zum Zitat McCraw, T. K. (2007b). Prophet of innovation: Joseph Schumpeter and creative destruction. Cambridge, MA: Belknap Press. McCraw, T. K. (2007b). Prophet of innovation: Joseph Schumpeter and creative destruction. Cambridge, MA: Belknap Press.
Zurück zum Zitat Menand, L. (2001). The metaphysical club: A story of ideas in America Farrar. New York: Straus and Giroux Xi-xii. Menand, L. (2001). The metaphysical club: A story of ideas in America Farrar. New York: Straus and Giroux Xi-xii.
Zurück zum Zitat Moulier-Boutang, Y. (2007). Le Capitalisme Cognitif: La Nouvelle Grande transformation. Paris: Editions Amsterdam. Moulier-Boutang, Y. (2007). Le Capitalisme Cognitif: La Nouvelle Grande transformation. Paris: Editions Amsterdam.
Zurück zum Zitat Mulgan, G. (2006). Social innovation: What it is, why it matters, how it can be accelerated. London: Basingstoke Press. Mulgan, G. (2006). Social innovation: What it is, why it matters, how it can be accelerated. London: Basingstoke Press.
Zurück zum Zitat Mulgan, G. (2007). Ready or not? Taking innovation in the public sector seriously, NESTA Provocation 03. London: NESTA. Mulgan, G. (2007). Ready or not? Taking innovation in the public sector seriously, NESTA Provocation 03. London: NESTA.
Zurück zum Zitat Mulgan, G. (2009). The art of public strategy. Oxford: Oxford University Press. Mulgan, G. (2009). The art of public strategy. Oxford: Oxford University Press.
Zurück zum Zitat Mulgan, G., Ali, R., Halkett, R., & Sanders, B. (2007). In and out of sync: The challenge of growing social innovations. London: NESTA/Young Foundation. Mulgan, G., Ali, R., Halkett, R., & Sanders, B. (2007). In and out of sync: The challenge of growing social innovations. London: NESTA/Young Foundation.
Zurück zum Zitat Murray, R., Caulier-Grice, J., & Mulgan, G. (2010). The open book of social innovation. London: NESTA/Young Foundation. Murray, R., Caulier-Grice, J., & Mulgan, G. (2010). The open book of social innovation. London: NESTA/Young Foundation.
Zurück zum Zitat Nooteboom, B. (2000). Learning and innovation in organisations and economies. Oxford: Oxford University Press. Nooteboom, B. (2000). Learning and innovation in organisations and economies. Oxford: Oxford University Press.
Zurück zum Zitat Nussbaum, M., & Sen, A. (Eds.). (2010). The quality of life. Oxford: Clarendon Press. Nussbaum, M., & Sen, A. (Eds.). (2010). The quality of life. Oxford: Clarendon Press.
Zurück zum Zitat Nutley, S., Davies, H., & Walter, I. (2002). Learning from the diffusion of innovations. St. Andrews: University of St Andrews. Nutley, S., Davies, H., & Walter, I. (2002). Learning from the diffusion of innovations. St. Andrews: University of St Andrews.
Zurück zum Zitat Ramalingam, B., & Jones, H. (2008). Exploring the science of complexity: Ideas and implications for development and humanitarian efforts. ODI Working paper 285. Ramalingam, B., & Jones, H. (2008). Exploring the science of complexity: Ideas and implications for development and humanitarian efforts. ODI Working paper 285.
Zurück zum Zitat Rogers, E. M. (1995). Diffusion of innovations. New York: Free Press. Rogers, E. M. (1995). Diffusion of innovations. New York: Free Press.
Zurück zum Zitat Rogers, E. M. (2003). Diffusion of innovations. New York: Free Press. Rogers, E. M. (2003). Diffusion of innovations. New York: Free Press.
Zurück zum Zitat Schumpeter, J. (1934b). The theory of economic development: An inquiry into profits, capital, credit, interest and the business cycle. New Brunswick: Transaction Publishers. Schumpeter, J. (1934b). The theory of economic development: An inquiry into profits, capital, credit, interest and the business cycle. New Brunswick: Transaction Publishers.
Zurück zum Zitat Schwarz, M., Birke, M., & Beerheide, E. (2010) Die Bedeutung sozialer Innovationen für eine nachhaltige Entwicklung. In: Jürgen Howaldt, Jacobsen H. (Eds.). Soziale Innovation. Auf dem Weg zu einem postindustriellen Innovationsparadigma. Wiesbaden: VS Verlag für Sozialwissenschaften. Schwarz, M., Birke, M., & Beerheide, E. (2010) Die Bedeutung sozialer Innovationen für eine nachhaltige Entwicklung. In: Jürgen Howaldt, Jacobsen H. (Eds.). Soziale Innovation. Auf dem Weg zu einem postindustriellen Innovationsparadigma. Wiesbaden: VS Verlag für Sozialwissenschaften.
Zurück zum Zitat Shockley, G., & Frank, P. (2011). Schumpeter, Kirzner, and the field of social entrepreneurship. Journal of Social Entrepreneurship, 2(1), 6–26. March 2011.CrossRef Shockley, G., & Frank, P. (2011). Schumpeter, Kirzner, and the field of social entrepreneurship. Journal of Social Entrepreneurship, 2(1), 6–26. March 2011.CrossRef
Zurück zum Zitat Simmel, G. (2010). The view of life: Four metaphysical essays with journal aphorisms (trans: Andrews, A. Y., Levine, D. J.). Chicago: University of Chicago Press. Simmel, G. (2010). The view of life: Four metaphysical essays with journal aphorisms (trans: Andrews, A. Y., Levine, D. J.). Chicago: University of Chicago Press.
Zurück zum Zitat Stark, D. (2009). The sense of dissonance: Accounts of worth in economic life. Princeton: Princeton University Press. Stark, D. (2009). The sense of dissonance: Accounts of worth in economic life. Princeton: Princeton University Press.
Zurück zum Zitat Stiglitz, J., Sen, A., & Fitoussi, J. (2009). Report by the commission on the measurement of economic performance and social progress. Paris: The Commission. Stiglitz, J., Sen, A., & Fitoussi, J. (2009). Report by the commission on the measurement of economic performance and social progress. Paris: The Commission.
Zurück zum Zitat Stoneman, P., & Diederen, P. (1994). Technology diffusion and public policy. The Economic Journal, 104(July), 918–930. Oxford: Blackwell.CrossRef Stoneman, P., & Diederen, P. (1994). Technology diffusion and public policy. The Economic Journal, 104(July), 918–930. Oxford: Blackwell.CrossRef
Zurück zum Zitat Swedberg, R. (2009). Schumpeter’s full model of entrepreneurship: Economic, non-economic and social entrepreneurship. In R. Ziegler (Ed.), An introduction to social entrepreneurship: Voices, preconditions, contexts (pp. 77–106). Cheltenham: Edward Elgar. Swedberg, R. (2009). Schumpeter’s full model of entrepreneurship: Economic, non-economic and social entrepreneurship. In R. Ziegler (Ed.), An introduction to social entrepreneurship: Voices, preconditions, contexts (pp. 77–106). Cheltenham: Edward Elgar.
Zurück zum Zitat Von Hippel, E. (1988). Sources of innovation. Oxford: Oxford University Press. Von Hippel, E. (1988). Sources of innovation. Oxford: Oxford University Press.
Zurück zum Zitat Von Mises, L. (1949/1996). Human action: A treatise on economics (pp. 252–253). San Francisco: Fox and Wilkes. Von Mises, L. (1949/1996). Human action: A treatise on economics (pp. 252–253). San Francisco: Fox and Wilkes.
Zurück zum Zitat Westley, F., Zimmerman, B., & Patton, M. (2006). Getting to maybe: How the world is changed. Toronto: Random House Canada. Westley, F., Zimmerman, B., & Patton, M. (2006). Getting to maybe: How the world is changed. Toronto: Random House Canada.
Zurück zum Zitat White, H. C. (2001). Markets from networks: Socioeconomic models of production. Princeton: Princeton University Press. White, H. C. (2001). Markets from networks: Socioeconomic models of production. Princeton: Princeton University Press.
Zurück zum Zitat Young, M. (1983). The social scientist as innovator. Cambridge, MA: Harvard University Press. Young, M. (1983). The social scientist as innovator. Cambridge, MA: Harvard University Press.
Zurück zum Zitat Young Foundation/SIX report for the Bureau of European Policy Advisers, European Commission, (2010). Young Foundation/SIX report for the Bureau of European Policy Advisers, European Commission, (2010).
Metadaten
Titel
Social Innovation Theories: Can Theory Catch Up with Practice?
verfasst von
Geoff Mulgan
Copyright-Jahr
2012
Verlag
Springer Berlin Heidelberg
DOI
https://doi.org/10.1007/978-3-642-32879-4_2