Abstract
In this contribution, I investigate the changes of focus in the philosophical concept of emergence in the nineteenth and twentieth century period, especially in connection with the problem of characterizing life and its origins. Since its early philosophical formulation in the nineteenth century, “emergence” has been applied to vital phenomena, but also to chemical compounds and mental states. In each case, the whole is said to be more than the sum of its parts: a higher level of organization appears to exhibit properties that are claimed to be non-deducible, non-predictable or unexplainable on the basis of the properties of its lower level components. In the early twentieth century, the concept of emergence was strongly stimulated by the wish to formulate a philosophical alternative to both vitalism and mechanism. The concept experienced a golden age that proved to be short lived as it encountered several scientific and philosophical setbacks in the mid-twentieth century. The concept somehow re-emerged in the late twentieth century, especially as it became a central topic in philosophy of mind, and as it also received the unexpected support of the science of complex systems. In the first decade of the twenty-first century, benefiting from a growing awareness of the complexity of biological phenomena, the concept of emergence re-emerges as a way of characterizing life and its origin, not so much as an alternative to vitalism, but as an alternative to reductive explanations of life. Its relevance remains a debated topic.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
- 2.
- 3.
James and Coolidge (1933).
- 4.
Watson and Crick (1953).
- 5.
Miller (1953).
- 6.
- 7.
Cf. Bedau (1997).
- 8.
- 9.
Malaterre (2010).
- 10.
- 11.
Mill [1843] (1866), vol.1, Book III, Ch.6, § 1, 407–408.
- 12.
- 13.
Lewes (1875), vol. 2, Problem V, Ch. III, 412–413, my italics.
- 14.
Lewes (1877), Ch. 2, §17, 324.
- 15.
Stephan (1992).
- 16.
Ibid., 25.
- 17.
Fagot-Largeault (2002, 954).
- 18.
Malaterre (2007).
- 19.
Rey (2000, 18).
- 20.
Vanderlinden (1989).
- 21.
Duchesneau (2000).
- 22.
Weber (2007).
- 23.
Alexander [1920] 1927, vol. 2, 46.
- 24.
For Alexander, “the existence of emergent qualities thus described is something to be noted, as some would say, under the compulsion of brute empirical fact, or, as I should prefer to say in less harsh terms, to be accepted with the ‘natural piety’ of the investigator. It admits no explanation” ([1920] 1927, vol. 2, 46–47). Alexander will be severely criticized for his ‘natural piety’, including by fellow emergentist philosophers (e.g. Broad 1925).
- 25.
Morgan (1923, 19–20).
- 26.
- 27.
Broad 1925, 61, italics mine.
- 28.
Ablowitz (1939).
- 29.
- 30.
This is the physiologist and biologist John Scott Haldane, father of John Burdon Sanderson Haldane (also known as J.B.S. Haldane).
- 31.
Haldane 1926, Part I, Lecture I.
- 32.
Hogben (1930).
- 33.
For a historical account of quantum mechanics, cf. for instance Jammer (1974).
- 34.
Heitler and London (1927).
- 35.
James and Collidge (1933).
- 36.
For more details on the application of quantum mechanics to chemistry cf. Atkins and Friedman (1999).
- 37.
For a historical overview of molecular biology, cf. Morange (1994).
- 38.
Wöhler (1828).
- 39.
- 40.
Bada and Lazcano (2003).
- 41.
- 42.
Hempel and Oppenheim (1948, 151).
- 43.
Hempel and Oppenheim (1948, 151).
- 44.
Nagel (1961, 438).
- 45.
See also Garrett, (2013) this volume.
- 46.
Davidson (1970).
- 47.
Putnam (1967).
- 48.
Cf. Fetzer (2001).
- 49.
Hull (1972).
- 50.
Ruse (1976).
- 51.
Badii and Politi (1997, xi).
- 52.
Cf. Bonabeau and Dessales (1997).
- 53.
- 54.
Cf. Newman (1996).
- 55.
- 56.
Langton (1989).
- 57.
Langton (1989, 2–3).
- 58.
Cf. Furusawa and Kaneko (1998).
- 59.
Cf. Read (2003).
- 60.
Cf. Kubik (2003).
- 61.
Cf. Ronald et al. (1999).
- 62.
- 63.
O’Malley and Dupré (2005).
- 64.
Gilbert and Sarkar (2000).
- 65.
Sonnenschein and Soto (1999).
- 66.
Solé and Goodwin (2000).
- 67.
- 68.
Aderem (2005, 511), italics mine.
- 69.
Hazen (2005, xiv–xv), my italics.
- 70.
Luisi (2002, 197), my italics.
- 71.
Malaterre (2010).
- 72.
- 73.
Stephan (1999).
- 74.
Duhem (1906).
References
Ablowitz, Reuben. 1939. The theory of emergence. Philosophy of Science 6: 1–16.
Aderem, Alan. 2005. Systems biology: Its practice and challenges. Cell 121: 511–513.
Alexander, Samuel. [1920] 1927. Space, time, and deity . London: Macmillan.
Atkins, P.W., and R.S. Friedman. 1999. Molecular quantum mechanics. Oxford: Oxford University Press.
Bada, Jeffrey L., and Antonio Lazcano. 2003. Prebiotic soup – Revisiting the Miller experiment. Science 300: 745–746.
Badii, Remo, and Antonio Politi. 1997. Complexity. Hierarchical structures and scaling in physics. Cambridge: Cambridge University Press.
Barabasi, Albert-Laszlo, and Albert Reka. 1999. Emergence of scaling in random networks. Science 286(5439): 509–512.
Bedau, Mark. 1997. Weak emergence. Philosophical Perspectives 11: 375–399.
Bonabeau, Eric, and Jean-Louis Dessales. 1997. Detection and emergence. Intellectica 25(2): 85–94.
Broad, Charlie Dunbar. 1925. The mind and its place in nature. London: Kegan Paul, Trench, Trübner & Co.
Bunge, Mario. 1977. Emergence and the mind. Neuroscience 2: 501–509.
Davidson, Donald. 1970. Mental events. In Experience and theory, ed. L. Foster and J.W. Swanson, 79–101. Amherst: University of Massachusetts Press.
Deamer, David. 2007. Emergent phenomena in biology: The origin of cellular life. In Planetary systems and the origins of life, ed. Ralph E. Pudritz, Paul G. Higgs, and J.R. Stone, 89–109. Cambridge: Cambridge University Press.
Driesch, Hans [1908] 1921. The science and philosophy of the organism vol. I. Aberdeen: University of Aberdeen.
Duchesneau, François. 2000. Préface. In R. Rey, Naissance et développement du vitalisme en France de la deuxième moitié du 18e siècle à la fin du Premier Empire, ix-xii. Oxford: Voltaire Foundation.
Duhem, Pierre. [1906] 1954. The aim and structure of physical theory. Reprint. Tran. P.P. Wiener. Originally published as La théorie physique: son objet, et sa structure (Paris: Marcel Rivière & Cie). Princeton: Princeton University Press.
Fagot-Largeault, Anne. 2002. L’émergence. In Philosophie des sciences II, ed. D. Andler, A. Fagot-Largeault, and B. Saint-Sernin, 951–1048. Paris: Gallimard.
Fetzer, James (ed.). 2001. The philosophy of Carl G. Hempel. Oxford: Oxford University Press.
Furusawa, Chikara, and Kunihiko Kaneko. 1998. Emergence of multicellular organisms with dynamic differentiation and spatial pattern. Artificial Life 4(1): 79–93.
Garrett, Brian. 2013. Vitalism versus emergent materialism. In Vitalism and the scientific image in post-Enlightenment life science, 1800–2010, ed. Sebastian Normandin and Charles T. Wolfe, 127–154. Dordrecht: Springer.
Gilbert, Scott F., and Sahotra Sarkar. 2000. Embracing complexity: organicism for the 21st century. Developmental Dynamics 219: 1–9.
Haldane, John Scott. 1926. The sciences and philosophy. Gifford lectures. Accesible on-line at: http://www.giffordlectures.org/Browse.asp?PubID=TPSAPH&Cover=TRUE.
Haldane, John Burdon Sanderson. [1929] 1967. The origin of life. The Rationalist Annual 148: 3–10. (Reprinted in Bernal J.D. 1967. The origin of life, 242–249. London: Weidenfeld and Nicolson.)
Hazen, Robert M. 2005. Genesis. The scientific quest for life’s origin. Washington, DC: Joseph Henry Press.
Heitler, Walter, and F. London. 1927. Wechselwirkung neutraler Atome und homoopolare Bindung nach der Quantenmechanik. Zeitschrift für Physik 44: 455–472.
Hempel, Carl G., and Paul Oppenheim. 1948. Studies in the logic of explanation. Philosophy of Science 15(2): 135–175.
Hogben, Lancelot. 1930. The nature of living matter. London: Kegan Paul, Trench, Trübner.
Holland, John. 1998. Emergence: From Chaos to order. Cambridge, MA: Perseus Books.
Hull, David. 1972. Reduction in genetics – Biology or philosophy. Philosophy of Science 39: 491–499.
James, Hubert M., and Albert S. Coolidge. 1933. The ground state of the hydrogen molecule. Journal of Chemical Physics 1: 825–834.
Jammer, Max. 1974. The philosophy of quantum mechanics. The interpretations of quantum mechanics in historical perspective. New York: Wiley.
Kasting, James F. 1993. Earth’s early atmosphere. Science 259(5097): 920–926.
Kasting, James F. 2005. Methane and climate during the Precambrian era. Precambrian Research 137(3–4): 119–129.
Kauffman, Stuart A. 1993. The origins of order: Self-organization and selection in evolution. Oxford: Oxford University Press.
Keller, Evelyn Fox. 2005. The century beyond the gene. Journal of Biosciences 30(1): 3–10.
Kim, Jaegwon. 1993. Supervenience and mind. Cambridge: Cambridge University Press.
Kim, Jaegwon. 1996. Philosophy of mind. Boulder: Westview Press.
Kitcher, Philip. 1984. 1953 and all that. A tale of two sciences. Philosophical Review 93(3): 335–373.
Kubik, Ales. 2003. Toward a formalization of emergence. Artificial Life 9(1): 41–65.
Langton, Christopher G. 1989. Artificial life. In Artificial life: Proceedings of an interdisciplinary workshop on the synthesis and simulation of living systems, Los Alamos – 1987, ed. C. Langton, 1–47. Reading, MA: Addison-Wesley.
Lewes, George Henry. 1875. Problems of life and mind, vol. II. London: Trübner and Co.
Lewes, George Henry. 1877. The physical basis of mind: Second series of problems of life and mind. London: Trübner and Co.
Luisi, Pier Luigi. 2002. Emergence in chemistry: Chemistry as the embodiment of emergence. Foundations of Chemistry 4: 183–200.
Malaterre, Christophe. 2007. Le néo-vitalisme au XIXe siècle: une seconde école française de l’émergence? Bulletin d’Histoire et d’Épistémologie des Sciences de Vie 14(1): 25–44.
Malaterre, Christophe. 2010. Les origines de la vie: émergence ou explication réductive? Paris: Hermann.
Maurel, Marie-Christine. 1994. Les origines de la vie. Paris: Syros.
McLaughlin, Brian. 1992. The rise and fall of British emergentism. In Emergence or reduction? Essays on the prospects of nonreductive physicalism, ed. A. Beckermann et al., 49–93. Berlin: Walter de Gruyter.
McLaughlin, Brian. 1997. Emergence and supervenience. Intellectica 2: 25–43.
Mill, John Stuart. [1843] 1866. System of logic. London: J.W. Parker.
Miller, Stanley. 1953. A production of amino acids under possible primitive Earth conditions. Science 117: 528–529.
Morange, Michel. 1994. Histoire de la Biologie Moléculaire. Paris: La Découverte.
Morange, Michel. 2005. Les secrets du vivant. Contre la pensée unique en biologie. Paris: La Découverte.
Morgan, C.Lloyd. 1923. Emergent evolution. London: Williams and Norgate.
Morgan, C.Lloyd. 1925. Emergent Evolution. Mind 34(133): 70–74.
Morowitz, Harold. 2002. The emergence of everything: How the world became complex. New York: Oxford University Press.
Nagel, Ernest. 1961. The structure of science: Problems in the logic of scientific explanation. New York: Harcourt Brace and World.
Newman, David V. 1996. Emergence and strange attractors. Philosophy of Science 63(2): 245–261.
O’Malley, Maureen A., and John Dupré. 2005. Fundamental issues in systems biology. BioEssays 27: 1270–1276.
Oparin, Aleksander I. [1924] 1967. The origin of life, Trad. A. Synge. (Reprinted in Bernal J.D. The origin of life, 199–234. London: Weidenfeld and Nicolson.)
Popper, Karl R. 1959. The logic of scientific discovery. New York: Basic Books.
Popper, Karl R., and J.C. Eccles. 1977. The self and its brain. New York: Springer International.
Putnam, Hilary. 1967. Psychological predicates. In Art, mind, and religion, ed. W.H. Capitan and D.D. Merrill, 37–48. Pittsburgh: University of Pittsburgh Press.
Quine, Willard V. 1951. Two dogmas of empiricism. Philosophical Review 60: 20–43.
Raulin-Cerceau, Florence. 2009. Les origines de la vie: histoire des idées. Paris: Ellipses.
Read, Dwight W. 2003. Emergent properties in small-scale societies. Artificial Life 9(4): 419–434.
Rey, Roselyne. 2000. Naissance et développement du vitalisme en France de la deuxième moitié du 18e siècle à la fin du Premier Empire. Oxford: Voltaire Foundation.
Ronald, Edmund M.A., Moshe Sipper, and Mathieu Capcarrère. 1999. Design, observation, surprise! a test of emergence. Artificial Life 5(3): 225–239.
Ruse, Michael. 1976. Reduction in genetics. In PSA Proceedings 1974, ed. R.S. Cohen et al., 32:633–651. Boston: D. Reidel.
Schaffner, Kenneth. 1967. Approaches to reduction. Philosophy of Science 34(2): 137–147.
Schaffner, Kenneth. 1976. Reductionism in biology: prospects and problems. In PSA proceedings 1974, ed. R.S. Cohen et al., 32: 613–632. Boston: Reidel.
Solé, Ricard, and Brian Goodwin. 2000. Signs of life: How complexity pervades biology. New York: Basic.
Sonnenschein, Carlos, and Ana Soto. 1999. The society of cells: Cancer and control of cell proliferation. New York: Springer.
Sperry, Roger W. 1980. Mind-brain interaction: Mentalism, yes; Dualism, no. Neuroscience 5: 195–206.
Stephan, Achim. 1992. Emergence – A systematic view on its historical aspects. In Emergence or reduction? Essays on the prospects of nonreductive physicalism, ed. A. Beckermann, H. Flohr, and J. Kim, 25–47. Berlin: Walter de Gruyter.
Stephan, Achim. 1999. Varieties of emergentism. Evolution and Cognition 5: 49–59.
Vanderlinden, Sonja. 1989. Le vitalisme dans la littérature néerlandaise. In Aspects du vitalisme, ed. S. Vanderlingen and G. Jacques, 190–209. Bruxelles: Editions Nauwelaerts.
Watson, James D., and Francis H.C. Crick. 1953. A structure for desoxyribose nucleic acid. Nature 171: 737–738.
Weber, Bruce H. 2007. Emergence of life. Zygon 42(4): 837–856.
Wöhler, Friedrich. 1828. Ueber künstliche Bildung des Harnstoffs. Annalen der Physik und Chemie 88(2): 253–256.
Acknowledgments
An earlier version of this paper was presented at the 2006 HOPOS conference in Paris, and I thank the audience for valuable insights. I also thank Charles Wolfe and Sebastian Normandin for their editorial contribution.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2013 Springer Science+Business Media Dordrecht
About this chapter
Cite this chapter
Malaterre, C. (2013). Life as an Emergent Phenomenon: From an Alternative to Vitalism to an Alternative to Reductionism. In: Normandin, S., Wolfe, C. (eds) Vitalism and the Scientific Image in Post-Enlightenment Life Science, 1800-2010. History, Philosophy and Theory of the Life Sciences, vol 2. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-2445-7_7
Download citation
DOI: https://doi.org/10.1007/978-94-007-2445-7_7
Published:
Publisher Name: Springer, Dordrecht
Print ISBN: 978-94-007-2444-0
Online ISBN: 978-94-007-2445-7
eBook Packages: Humanities, Social Sciences and LawPhilosophy and Religion (R0)