Skip to main content
Log in

Community Resilience in Southern Appalachia: A Theoretical Framework and Three Case Studies

  • Published:
Human Ecology Aims and scope Submit manuscript

Abstract

A fundamental assumption in nearly all research on social adaptation to environmental change is that there is a concomitant and inverse relationship between human communities’ dependence upon particular natural resources affected by environmental change and those communities or societies’ resilience to disturbances. However, recent theoretical and empirical developments suggest resilience is a dynamic social process determined, in part, by the ability of communities to act collectively and solve common problems. The interactional approach to community is utilized to develop a framework whereby various patterns of social interaction define the process of social resilience. Data come from multiple mixed methods case studies of forest dependent communities within Southern Appalachia. The findings reveal varied processes of social resilience can occur in communities with similar levels of resource dependence; a community’s composition of internal social ties and their cross-scale linkages to external agencies and organizations define these processes.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. However, the theory’s applicability to social systems has been called into question (Davidson 2010; Wilbanks and Kates 2010).

  2. This data is publically available from 1977 to 2008 from the US Census Bureau’s County Business Patterns datasets.

References

  • Adger, W. N. (2000). Social and Ecological Resilience: Are They Related? Progress in Human Geography 24: 347–364.

    Article  Google Scholar 

  • Adger, W. N. (2003). Social Capital, Collective Action, and Adaptation to Climate Change. Economic Geography 79: 387–404.

    Article  Google Scholar 

  • Aspinall, R. (2010). Geographical Perspectives on Climate Change. Annals of the Association of American Geographers 100: 715–719 doi:10.1080/00045608.2010.502408.

    Article  Google Scholar 

  • Bourdieu, P. (1986). The Forms of Capital. In Richardson, J. G. (ed.), Handbook of Theory and Research for the Sociology of Education. Greenwood Press, New York, pp. 241–258.

    Google Scholar 

  • Box, G. E. P., Jenkins, G. M., and Reinsel, G. C. (1994). Time Series Analysis: Forecasting and Control, 3rd ed. Prentice Hall, Englewood Cliffs, NJ.

    Google Scholar 

  • Brown, R. B., Dorins, S. F., and Krannich, R. S. (2005). The Boom–Bust–Recovery Cycle: Dynamics of Change in Community Satisfaction and Social Integration in Delta, Utah. Rural Sociology 70: 28–49 doi:10.1526/0036011053294673.

    Article  Google Scholar 

  • Castells, M. (1977). The Urban Question: A Marxist Approach. MIT Press, Cambridge, MA.

    Google Scholar 

  • Coleman, J. S. (1988). Social Capital in the Creation of Human Capital. American Journal of Sociology 94: S95–S120.

    Article  Google Scholar 

  • Coleman, J. S. (1990). The Foundations of Social Theory. Harvard University Press, Cambridge, MA.

    Google Scholar 

  • Corbin, J. M., and Strauss, A. C. (2007). Basics of Qualitative Research: Techniques and Procedures for Developing Grounded Theory, 3rd ed. Sage Publications, Thousand Oaks, CA.

    Google Scholar 

  • Davidson, D. J. (2010). The Applicability of the Concept of Resilience to Social Systems: Some Sources of Optimism and Nagging Doubts. Society & Natural Resources 23: 1135–1149 doi:10.1080/08941921003652940.

    Article  Google Scholar 

  • Davidson, R., and MacKinnon, J. G. (1993). Estimation and Inference in Econometrics. Oxford University Press, New York.

    Google Scholar 

  • Dey, I. (1999). Grounding Grounded Theory: Guidelines for Qualitative Inquiry. Academic, San Diego, CA.

    Google Scholar 

  • Dickey, D. A., and Fuller, W. A. (1979). Distributions of the Estimators for Autoregressive Time Series with a Unit Root. Journal of the American Statistical Association 74: 427–431.

    Google Scholar 

  • Durkheim, E. (1933). The Division of Labor in Society. Free Press, Glencoe, IL.

    Google Scholar 

  • Elliott, G., Rothenberg, T. J., and Stock, J. H. (1996). Efficient Tests for an Autoregressive Unit Root. Econometrica 64: 813–836.

    Article  Google Scholar 

  • Field, D. R., Luloff, A. E., and Krannich, R. S. (2002). Revisiting the Origins of and Distinctions Between Natural Resource Sociology and Environmental Sociology. Society & Natural Resources 15: 213–227 doi:10.1080/089419202753445052.

    Article  Google Scholar 

  • Fisher, J. (2001). Resource Dependency and Rural Poverty: Rural Areas in the United States and Japan. Rural Sociology 66: 181–202.

    Article  Google Scholar 

  • Flora, C.B., and Flora, J.L. (2003). Social Capital. In Challenges for Rural America in the Twenty-First Century, The Pennsylvania State University Press, State College, PA. pp. 214–227.

  • Folke, C., Carpenter, S., Elmqvist, T., Gunderson, L., Holling, C. S., and Walker, B. (2002). Resilience and Sustainable Development: Building Adaptive Capacity in a World of Transformations. AMBIO: A Journal of the Human Environment 31: 437–440 doi:10.1579/0044-7447-31.5.437.

    Google Scholar 

  • Folke, C., Hahn, T., Olsson, P., and Norberg, J. (2005). Adaptive Governance of Social-Ecological Systems. Annual Review of Environment and Resources 30: 441–473 doi:10.1146/annurev.energy.30.050504.144511.

    Article  Google Scholar 

  • Force, J. E., Machlis, G. E., Zhang, L., and Kearney, A. (1993). The Relationship Between Timber Production, Local Historical Events, and Community Social Change. Forest Science 39: 722–742.

    Google Scholar 

  • Freudenburg, W. R. (1992). Addictive Economies: Extractive Industries and Vulnerable Localities in a Changing World Economy. Rural Sociology 57: 305–332.

    Article  Google Scholar 

  • Freudenburg, W. R., and Gramling, R. (1994). Natural Resources and Rural Poverty: A Closer Look. Society & Natural Resources 7: 5–22.

    Article  Google Scholar 

  • Gittell, R., and Vidal, A. (1988). Community Organizing: Building Social Capital as a Development Strategy. Sage, Thousand Oaks, CA.

    Google Scholar 

  • Gomm, R., Hammersley, M., and Foster, P. (2000). Case Study Method: Key Issues, Key Texts. Sage, Thousand Oaks, CA.

    Google Scholar 

  • Granovetter, M. S. (1973). The Strength of Weak Ties. The American Journal of Sociology 78: 1360–1380.

    Article  Google Scholar 

  • Hamilton, J. D. (1994). Time Series Analysis. Princeton University Press, Princeton, NJ.

    Google Scholar 

  • Harvey, A. C. (1989). Forecasting, Structural Time Series Models and the Kalman Filter. Cambridge University Press, Cambridge, United Kingdom.

    Google Scholar 

  • Hawley, A. H. (1950). Human Ecology: A Theory of Community Structure. Ronald Press, New York.

    Google Scholar 

  • Herriott, R. E., and Firestone, W. A. (1983). Multisite Qualitative Policy Research: Optimizing Description and Generalizabilty. Educational Researcher 12: 14–19.

    Google Scholar 

  • Holling, C. S. (1973). Resilience and Stability of Ecological Systems. Annual Review of Ecology and Systematics 4: 1–23.

    Article  Google Scholar 

  • Holling, C. S., and Gunderson, L. H. (2002). Resilience and Adaptive Cycles. In Gunderson, L. H., and Holling, C. S. (eds.), Panarchy: Understanding Transformations in Human and Natural Systems. Island Press, Washington, DC, pp. 25–62.

    Google Scholar 

  • Machlis, G. E., and Force, J. E. (1988). Community Stability and Timber-Dependent Communities. Rural Sociology 53: 220–234.

    Google Scholar 

  • May, R. M. (1977). Thresholds and Breakpoints in Ecosystems with a Multiplicity of Stable States. Nature 269: 471–477.

    Article  Google Scholar 

  • McIntosh, R. J., Tainter, J. A., and McIntosh, S. K. (2000). The Way the Wind Blows: Climate, History, and Human Action. Columbia University Press, New York.

    Google Scholar 

  • National Research Council (2010a). America’s Climate Choices: Adapting to the Impacts of Climate Change. National Research Council, Washington, DC.

    Google Scholar 

  • National Research Council (2010b). America's Climate Choices: Advancing the Science of Climate Change. National Research Council, Washington, DC.

    Google Scholar 

  • Nord, M. (1994). Natural Resources and Persistent Rural Poverty: In Search of the Nexus. Society & Natural Resources 7: 205–220.

    Article  Google Scholar 

  • Parkins, J. R., Stedman, R. C., and Beckley, T. M. (2003). Forest Sector Dependence and Community Well-Being: A Structural Equation Model for New Brunswick and British Columbia. Rural Sociology 68: 554–572.

    Article  Google Scholar 

  • Robison, L. J., and Siles, M. E. (1999). Social Capital and Household Income Distributions in the United States: 1980, 1990. Journal of Socio-Economics 28: 43–93.

    Article  Google Scholar 

  • Rupasingha, A., Goetz, S. J., and Freshwater, D. (2002). Social and Institutional Factors as Determinants of Economic Growth: Evidence from the United States Counties. Papers in Regional Science 81: 139–155.

    Article  Google Scholar 

  • Rupasingha, A., Goetz, S. J., and Freshwater, D. (2006). The Production of Social Capital in U.S. Counties. Journal of Socio-Economics 35: 83–101 doi:10.1016/j.socec.2005.11.001.

    Article  Google Scholar 

  • Schulman, M. D., and Anderson, C. (1999). The Dark Side of the Force: A Case Study of Restructuring and Social Capital. Rural Sociology 64: 351–372.

    Article  Google Scholar 

  • Smith, M. D., Krannich, R. S., and Hunter, L. M. (2001). Growth, Decline, Stability, and Disruption: A Longitudinal Analysis of Social Well–Being in Four Western Rural Communities. Rural Sociology 66: 425–450 doi:10.1111/j.1549-0831.2001.tb00075.x.

    Article  Google Scholar 

  • StataCorp. (2009a). [d] data management, ipolate. In Stata: Release 11, StataCorp LP, College Station, TX, pp. 339–340.

  • StataCorp. (2009b). [ts] time-series, dfgls. In Stata: Release 11, StataCorp LP, College Station, TX, pp. 111–116.

  • StataCorp. (2009c). [ts] time-series, corrgram. In Stata: Release 11, StataCorp LP, College Station, TX, pp. 77–83.

  • StataCorp. (2009d). [r] base reference, vce_option. In Stata: Release 11, StataCorp LP, College Station, TX, pp. 2010–2014.

  • Stedman, R., Parkins, C. J., and Beckley, T. (2004). Resource Dependence and Community Well Being in Rural Canada. Rural Sociology 69: 213–234.

    Article  Google Scholar 

  • Stedman, R., Parkins, C. J., and Beckley, T. (2005). Forest Reliance and Community Well Being in Rural Canada: Variations by Forest Sector and Region. Canadian Journal of Forest Resources 35: 215–220.

    Article  Google Scholar 

  • Stedman, R., White, W., Patriquin, M., and Watson, D. (2007). Measuring Community Forest-Sector Dependence: Does Method Matter? Society & Natural Resources 20: 629–646 doi:10.1080/08941920701329660.

    Article  Google Scholar 

  • Tschakert, P., and Dietrich, K. A. (2010). Anticipatory Learning for Climate Change Adaptation and Resilience. Ecology and Society 15: 11.

    Google Scholar 

  • U.S. Census Bureau. (2011). Spruce Pine town, North Carolina - Population Finder - American FactFinder. U.S. Census Bureau - American FactFinder. http://factfinder.census.gov/servlet/SAFFPopulation?_event=Search&_name=Spruce+Pine&_state=04000US37&_county=Spruce+Pine&_cityTown=Spruce+Pine&_zip=&_sse=on&_lang=en&pctxt=fph.

  • Wilbanks, T. J., and Kates, R. W. (2010). Beyond Adapting to Climate Change: Embedding Adaptation in Response to Multiple Threats and Stresses. Annals of the Association of American Geographers 100: 719–728 doi:10.1080/00045608.2010.500200.

    Article  Google Scholar 

  • Wilkinson, K. P. (1999). The Community in Rural America. Social Ecology Press, Middleton, WI.

    Google Scholar 

  • Woolcock, M. (1998). Social Capital and Economic Development: Toward a Theoretical Synthesis and Policy Framework. Theory and Society 27: 151–208.

    Article  Google Scholar 

  • Wooldridge, J. M. (2008). Introductory Econometrics: A Modern Approach, 4th ed. South-Western College Publishers, Australia.

    Google Scholar 

  • Yin, R. K. (2009). Case Study Research: Design and Methods, 4th ed. Sage, Los Angeles.

    Google Scholar 

Download references

Acknowledgements

This research was supported by a doctoral dissertation improvement grant from the National Science Foundation (Award No. 1030395) and a Hoffmann Fellowship from the College of Natural Resources at North Carolina State University. The authors would like to thank Dr. Ed Kick, Dr. Hugh Devine, and Hollie Smith for their comments and suggestions.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jordan W. Smith.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Smith, J.W., Moore, R.L., Anderson, D.H. et al. Community Resilience in Southern Appalachia: A Theoretical Framework and Three Case Studies. Hum Ecol 40, 341–353 (2012). https://doi.org/10.1007/s10745-012-9470-y

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10745-012-9470-y

Keywords

Navigation