Skip to main content
Log in

Exploring the Effects of Assemblage Accumulation on Diversity and Innovation Rate Estimates in Neutral, Conformist, and Anti-Conformist Models of Cultural Transmission

  • Published:
Journal of Archaeological Method and Theory Aims and scope Submit manuscript

Abstract

Recent research has shown that accumulation and time averaging can affect the neutrality tests used in evolutionary archaeology. This study builds upon this line of research and explores the effects of assemblage accumulation and time averaging on diversity estimates and innovation rate estimates commonly used in evolutionary archaeology by simulating three kinds of transmission processes (neutral, conformist, and anti-conformist). Accumulation often results in equifinality, but in some cases, it is possible to identify the specific transmission process by looking at the patterns of covariation of diversity measures and the duration of an assemblage accumulation. The relevance of simulation results is illustrated by an archaeological example.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9

Similar content being viewed by others

Notes

  1. The t E is the maximum likelihood estimator of theta parameter, although biased (Ewens 1972).

  2. However, Premo and Scholnick (2011) demonstrated that the spatial scale of transmission might affect the difference between t F and t E in such way to create false patterns of departure from neutrality even if the underlying transmission process was neutral.

  3. This seems like a reasonable assumption for most classes of material culture, but it is still an assumption. The timescale of cultural transmission for a particular class of material culture is actually an empirical issue, and it has to be determined and justified for each specific context. It is possible that for certain classes of material culture, the timescale of transmission events is linked to human generation length (e.g., if a potter learns a particular decoration from a teacher and then continues to apply the same decoration each time that a new pot is made). Given that this paper is primarily theoretical, the assumption that cultural transmission occurs each time that a new artifact is produced is preferred for its simplicity.

References

  • Bailey, G. (2007). Time perspectives, palimpsests and the archaeology of time. Journal of Anthropological Archaeology, 26(2), 198–223.

    Article  Google Scholar 

  • Bentley, R. A., & Shennan, S. J. (2003). Cultural Transmission and Stochastic Network Growth. American Antiquity, 68, 459–485.

    Article  Google Scholar 

  • Bentley, R. A., Hahn, M. W., & Shennan, S. J. (2004). Random Drift and Culture Change. Proceedings: Biological Sciences, 271(1547), 1443–1450. doi:10.2307/4142981.

    Google Scholar 

  • Bentley, R. A., Lipo, C. P., Herzog, H. A., & Hahn, M. W. (2007). Regular rates of popular culture change reflect random copying. Evolution and Human Behavior, 28(3), 151–158.

    Article  Google Scholar 

  • Bettinger, R. L., & Eerkens, J. (1999). Point typologies, cultural transmission, and the spread of bow-and-arrow technology in the prehistoric Great Basin. American Antiquity, 64(2), 231–242.

    Article  Google Scholar 

  • Boyd, R., & Richerson, P. J. (1985). Culture and the evolutionary process. Chicago: The University of Chicago Press.

    Google Scholar 

  • Brantingham, P. J., & Perreault, C. (2010). Detecting the effects of selection and stochastic forces in archaeological assemblages. Journal of Archaeological Science, 37(12), 3211–3225. doi:10.1016/j.jas.2010.07.021.

    Article  Google Scholar 

  • Buchanan, B., & Collard, M. (2007). Investigating the peopling of North America through cladistic analyses of Early Paleoindian projectile points. Journal of Anthropological Archaeology, 26(3), 366–393.

    Article  Google Scholar 

  • Buchanan, B., & Collard, M. (2008). Phenetics, cladistics, and the search for the Alaskan ancestors of the Paleoindians: a reassessment of relationships among the Clovis, Nenana, and Denali archaeological complexes. Journal of Archaeological Science, 35(6), 1683–1694.

    Article  Google Scholar 

  • Cavalli-Sforza, L. L., & Feldman, M. W. (1981). Cultural transmission and evolution: a quantitative approach. Princeton: Princeton University Press.

    Google Scholar 

  • Chapman, J. (2000). Rubbish-dumps’ or ‘places of deposition’?: Neolithic and Copper age settlements in central and Eastern Europe. In A. Ritchie (Ed.), Neolithic Orkney in its European context (pp. 347–362). Cambridge: Cambridge MacDonald Institute.

    Google Scholar 

  • Chapman, J., & Gaydarska, B. (2007). Parts and wholes: fragmentation in prehistoric context. Oxford: Oxbow Books.

    Google Scholar 

  • Collard, M., Shennan, S. J., & Tehrani, J. (2006). Branching, blending, and the evolution of cultural similarities and differences among human populations. Evolution and Human Behavior, 27(3), 169–184.

    Article  Google Scholar 

  • Csilléry, K., Blum, M. G. B., Gaggiotti, O. E., & François, O. (2010). Approximate Bayesian Computation (ABC) in practice. Trends in Ecology & Evolution, 25(7), 410–418. doi:10.1016/j.tree.2010.04.001.

    Article  Google Scholar 

  • Dunnell, R. C. (1978). Style and function: a fundamental dichotomy. American Antiquity, 43(2), 192–202.

    Article  Google Scholar 

  • Eerkens, J. W., & Lipo, C. P. (2005). Cultural transmission, copying errors, and the generation of variation in material culture and the archaeological record. Journal of Anthropological Archaeology, 24(4), 316–334.

    Article  Google Scholar 

  • Eerkens, J. W., & Lipo, C. P. (2007). Cultural transmission theory and the archaeological record: providing context to understanding variation and temporal changes in material culture. Journal of Archaeological Research, 15, 239–274.

    Article  Google Scholar 

  • Ewens, W. J. (1972). The sampling theory of selectively neutral alleles. Theoretical Population Biology, 3(1), 87–112.

    Article  Google Scholar 

  • Hahn, M. W., & Bentley, R. A. (2003). Drift as a mechanism for cultural change: an example from baby names. Proceedings of the Royal Society of London Series B: Biological Sciences, 270(Suppl 1), 120–123. doi:10.1098/rsbl.2003.0045.

    Article  Google Scholar 

  • Henrich, J. (2001). Cultural transmission and the diffusion of innovations: adoption dynamics indicate that biased cultural transmission is the predominate force in behavioral change. American Anthropologist, 103(4), 992–1013.

    Article  Google Scholar 

  • Henrich, J., Boyd, R., & Richerson, P. J. (2008). Five misunderstandings about cultural evolution. Human Nature, 19, 119–137.

    Article  Google Scholar 

  • Herzog, H. A., Bentley, R. A., & Hahn, M. W. (2004). Random drift and large shifts in popularity of dog breeds. Proceedings of the royal society: Biological sciences, 271, S353–S356.

    Article  Google Scholar 

  • Jordan, P., & Shennan, S. (2003). Cultural transmission, language, and basketry traditions amongst the California Indians. Journal of Anthropological Archaeology, 22(1), 42–74.

    Article  Google Scholar 

  • Kandler, A., & Shennan, S. (2013). A non-equilibrium neutral model for analysing cultural change. Journal of Theoretical Biology, 330, 18–25. doi:10.1016/j.jtbi.2013.03.006.

    Article  Google Scholar 

  • Kohler, T. A., VanBuskirk, S., & Ruscavage-Barz, S. (2004). Vessels and villages: evidence for conformist transmission in early village aggregations on the Pajarito Plateau, New Mexico. Journal of Anthropological Archaeology, 23(1), 100–118.

    Article  Google Scholar 

  • Lipo, C. P., & Madsen, M. E. (2001). Neutrality, ‘style,’ and drift: building methods for studying cultural transmission in the archaeological record. In T. D. Hurt & G. Rakita (Eds.), Style and function: conceptual issues in evolutionary archaeology (pp. 91–118). Westport: Bergin & Garvey.

    Google Scholar 

  • Lipo, C. P., Madsen, M. E., Dunnell, R. C., & Hunt, T. (1997). Population structure, cultural transmission, and frequency seriation. Journal of Anthropological Archaeology, 16(4), 301–333.

    Article  Google Scholar 

  • Lycett, S. J. (2007). Why is there a lack of Mode 3 Levallois technologies in East Asia? A phylogenetic test of the Movius-Schick hypothesis. Journal of Anthropological Archaeology, 26(4), 541–575.

    Article  Google Scholar 

  • Madsen, M. E. (2012). Unbiased cultural transmission in time-averaged archaeological assemblages. Paper presented at the 77th Annual Meeting of the Society for American Archaeology, Memphis, TN. http://arxiv.org/pdf/1204.2043v1.pdf Accessed 4 February 2014.

  • Mesoudi, A. (2011). Cultural evolution: how Darwinian theory can explain human culture and synthesize the social sciences. Chicago: The University of Chicago Press.

    Book  Google Scholar 

  • Mesoudi, A., & O’Brien, M. J. (2008a). The cultural transmission of great basin projectile-point technology I: an experimental simulation. American Antiquity, 73(1), 3–28.

    Google Scholar 

  • Mesoudi, A., & O’Brien, M. J. (2008b). The cultural transmission of great basin projectile-point technology II: an agent-based computer simulation. American Antiquity, 73(4), 627–644. doi:10.2307/25470521.

    Google Scholar 

  • Mesoudi, A., Whiten, A., & Laland, K. N. (2006). Towards a unified science of cultural evolution. Behavioral and Brain Sciences, 29, 329–383.

    Google Scholar 

  • Mills, B. J. (1989). Integrating functional analyses of vessels and sherds through models of ceramic assemblage formation. World Archaeology, 21(1), 133–147.

    Article  Google Scholar 

  • Neiman, F. D. (1995). Stylistic variation in evolutionary perspective: inferences from decorative diversity and interassemblage distance in Illinois woodland ceramic assemblages. American Antiquity, 60, 7–36.

    Article  Google Scholar 

  • O’Brien, M. J., & Lyman, R. L. (2000). Applying evolutionary archaeology. New York: Plenum Press.

    Google Scholar 

  • O’Brien, M. J., & Lyman, R. L. (2003). Cladistics and archaeology. Salt Lake City: The University of Utah Press.

    Google Scholar 

  • O’Brien, M. J., & Shennan, S. (Eds.). (2010). Innovation in cultural systems: contributions from evolutionary anthropology. Cambridge: The MIT Press.

    Google Scholar 

  • O’Brien, M. J., Darwent, J., & Lyman, R. L. (2001). Cladistics is useful for reconstructing archaeological phylogenies: Palaeoindian points from the southeastern United States. Journal of Archaeological Science, 28(10), 1115–1136.

    Article  Google Scholar 

  • Porčić, M. (2012). De facto refuse or structured deposition? House inventories of the Late Neolithic Vinča culture. Starinar, 62, 19–43.

    Google Scholar 

  • Powell, A. (2009). Late Pleistocene demography and the appearance of modern human behavior. Science, 324, 1298–1301.

    Article  Google Scholar 

  • Premo, L. S. (2014). Cultural transmission and diversity in time-averaged assemblages. Current Anthropology, 55(1), 105–114.

    Article  Google Scholar 

  • Premo, L. S., & Scholnick, J. B. (2011). The spatial scale of social learning affects cultural diversity. American Antiqiuty, 76, 163–176.

    Article  Google Scholar 

  • Richerson, P. J., & Boyd, R. (2005). Not by genes alone: how culture transformed human evolution. Chicago: The University of Chicago Press.

    Google Scholar 

  • Schiffer, M. B. (1976). Behavioral archeology. New York: Academic.

    Google Scholar 

  • Schiffer, M. B. (1987). Formation processes of the archaeological record. Salt Lake City: University of Utah Press.

    Google Scholar 

  • Shennan, S. (2002). Genes, memes and human history: Darwinian archaeology and cultural evolution. London: Thames & Hudson.

    Google Scholar 

  • Shennan, S. (Ed.). (2009). Pattern and process in cultural evolution. Los Angeles: University of California Press.

    Google Scholar 

  • Shennan, S. (2011). Descent with modification and the archaeological record. Philosophical transactions of the royal society B: Biological sciences, 366, 1070–1079.

    Article  Google Scholar 

  • Shennan, S., & Bentley, R. A. (2008). Style, interaction and demography among the earliest farmers of central Europe. In M. J. O’Brien (Ed.), Cultural transmission and archaeology: issues and case studies (pp. 164–177). Washington, DC: Society for American Archaeology.

    Google Scholar 

  • Shennan, S., & Wilkinson, J. R. (2001). Ceramic style change and neutral evolution: a case study from neolithic Europe. American Antiquity, 66(4), 577–593.

    Article  Google Scholar 

  • Slatkin, M. (1994). An exact test for neutrality based on the Ewens sampling distribution. Genetic Research, 64, 71–74.

    Article  Google Scholar 

  • Slatkin, M. (1996). A correction to the exact test based on the Ewens sampling distribution. Genetic Research, 68, 259–260.

    Article  Google Scholar 

  • Spencer, M., Davidson, E. A., Barbrook, A. C., & Howe, C. J. (2004). Phylogenetics of artificial manuscripts. Journal of Theoretical Biology, 227(4), 503–511. doi:10.1016/j.jtbi.2003.11.022.

    Article  Google Scholar 

  • Steele, J., Glatz, C., & Kandler, A. (2010). Ceramic diversity, random copying, and tests for selectivity in ceramic production. Journal of Archaeological Science, 37, 1348–1358.

    Article  Google Scholar 

  • Tehrani, J., & Collard, M. (2002). Investigating cultural evolution through biological phylogenetic analyses of Turkmen textiles. Journal of Anthropological Archaeology, 21(4), 443–463.

    Article  Google Scholar 

  • Tehrani, J., & Collard, M. (2009). On the relationship between interindividual cultural transmission and population-level cultural diversity: a case study of weaving in Iranian tribal populations. Evolution and Human Behavior, 30(4), 286–300.e281.

    Article  Google Scholar 

  • Varien, M. D., & Mills, B. (1997). Accumulations research: problems and prospects for estimating site occupation span. Journal of Archaeological Method and Theory, 4(2), 141–191.

    Article  Google Scholar 

  • Varien, M. D., & Ortman, S. G. (2005). Accumulations research in the southwest United States: middle-range theory for big-picture problems. World Archaeology, 37(1), 132–155. doi:10.2307/40023889.

    Article  Google Scholar 

  • Weninger, B. (1995). Stratified 14C dates and ceramic chronologies: case studies for the early Bronze Age at Troy (Turkey) and Ezero (Bulgaria). Radiocarbon, 37, 443–456.

    Google Scholar 

  • Георгиев, Г., Мерперт, Н., Катинчаров, Р., & Димитров, Д. (Eds.). (1979). Езеро: Раннобронзовото селище. София: Издателство на Българската Академия на Науките.

    Google Scholar 

Download references

Acknowledgments

This research was undertaken as a part of the project No. 177008 funded by the Ministry of Education and Science of the Republic of Serbia. I am most grateful to Mark Madsen for allowing me to cite his unpublished work and for the useful comments and suggestions. Dr. Mladen Nikolić provided comments and suggestions regarding the simulation algorithms and proofs. I would like to express my sincere gratitude to the reviewers, Professor Michael O’Brien and the anonymous reviewer, for their observations and comments, as well as for the helpful and detailed suggestions. The responsibility for errors and shortcomings is exclusively mine.

Conflict of Interest

The author declares that he has no conflict of interest.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Marko Porčić.

Electronic supplementary material

Below is the link to the electronic supplementary material.

ESM 1

(DOC 90 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Porčić, M. Exploring the Effects of Assemblage Accumulation on Diversity and Innovation Rate Estimates in Neutral, Conformist, and Anti-Conformist Models of Cultural Transmission. J Archaeol Method Theory 22, 1071–1092 (2015). https://doi.org/10.1007/s10816-014-9217-8

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10816-014-9217-8

Keywords

Navigation