Abstract
Neither positive nor negative Poisson’s ratio materials are fully advantageous across a wide range of load bearing applications. In some cases, it is advantageous for structures to possess duality in material properties so as to take advantage of auxetic behavior under one loading condition as well as conventional behavior when the loading condition changes. This paper proposes two metamaterials—the hybrid rhombic–re-entrant metamaterial and the hybrid kite-arrowhead metamaterial—in which the prescription of either compressive or tensile load always leads to lateral expansion. Specifically, the Poisson’s ratio of these metamaterials range from negative infinity to zero upon tensile load, and from zero to positive infinity upon compressive load. This duality of auxetic and conventional behavior for each of these metamaterial is achieved by employing a simultaneous lock and slide mechanism that is interchangeable upon load reversal. When loaded in one direction, the locked part takes effect while the sliding part becomes redundant. Upon load direction reversal, the previously locked and sliding parts convert to sliding and locked parts, respectively, thereby activating the redundant part while deactivating the functional part. The change in effective microstructural components, therefore, facilitates Poisson’s ratio sign toggling with load reversal. Due to the indiscriminate lateral expansion regardless of the axial loading direction, such behavior in a fiber is useful to resist both fiber pull-out as well as fiber push-out from the matrix material.
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1 Introduction
Under the influence of an applied tensile or compressive normal stress, and hence a prescribed normal strain \(\varepsilon_{n}\), common materials tend to contract or expand, respectively, in the direction orthogonal to the load application, e.g. the transverse strain \(\varepsilon_{t}\) possesses a sign that is opposite to that of \(\varepsilon_{n}\). See Fig. 1a. Suppose a material property is defined as being \(\varepsilon_{t} /\varepsilon_{n}\), then most list of such material properties would give a predominantly, or even completely, negative values. For this reason, the Poisson’s ratio has been defined in such a manner so as to provide positive values, i.e. \(\nu = - \,\varepsilon_{t} /\varepsilon_{n}\). The belief on the positivity of the Poisson’s ratio for isotropic solids, at the expense on its negativity, has been so prevalent that almost all publications—be they data handbooks, archival journal papers, textbooks, technical reports, etc.—furnish mechanical and other physical responses for positive Poisson’s ratio within the range \(0 \le \nu \le 0.5\), and mainly \(v = 0.3\) if a typical value is needed or about \(v = 0.2\) in some cases. Interest was therefore generated whenever materials of negative Poisson’s ratio—illustrated in Fig. 1b—were reported (e.g. [1,2,3,4,5,6,7]), although such negativity should not be a total surprise since it has been proven earlier that the Poisson’s ratio falls within the range \(- 1 \le v \le 0.5\) for isotropic solids [8, 9]; in the case of anisotropic solids, it was subsequently proven that their Poisson’s ratio has no bounds [10, 11]. The term “auxetic” materials was coined in 1991 [12], thus auxeticity refers to the extent of negativity of Poisson’s ratio. Applications of auxetic materials and structures have been widely explored due to their rare characteristic, without which it would be technically impossible to obtain [13]. These include, but not limited to, piezocomposites and piezoelectric sensors [14, 15], filters [16, 17], artificial blood vessels [18], fasteners [19], deployable antenna for deep space missions [20] and technical textiles [21]. Research in auxetics has been expanding exponentially such that a comprehensive literature survey would be too voluminous, hence interested readers are referred to reviews [22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39,40,41,42,43,44] and a monograph [45] in this field.
It is obvious that the Poisson’s ratio signs for both conventional and auxetic materials are retained regardless of the direction of loading direction. However, greater flexibility in design of materials and structures can be achieved if material properties can be reversed under the influence of reversed loading. For example, one may wish to design a beam that always contracts laterally whenever an axial stress is applied along the beam, regardless of whether the axial stress is tensile or compressive. To achieve this, the beam material must possess a positive Poisson’s ratio under tensile load, but becomes an auxetic material under compressive load. One such microstructure is that of centro-symmetric honeycombs with T-shaped joints [46], which consists of a single material, but with differing rib thicknesses, as shown in Fig. 2a. An alternative to this can be achieved by means of composites with pin-jointed rods of equal, or almost equal, thicknesses but of different material moduli—long flexible rods and short rigid rods indicated by red and blue, respectively, in Fig. 2b—which is known as rectangular-cell in triangular-array microstructure [47, 48]. Reference to Fig. 2a, b indicate that the application tensile and compressive loads in the direction of the short rods leads to transformation of the rectangular cells into hexagonal and re-entrant cells, respectively. A similar effect can be observed for the triangular-cell in rectangular-array microstructure illustrated in Fig. 2c whereby application of tensile and compressive loads in the same direction converts the triangular cell into kite and double arrowhead cells, respectively [47, 48].
What if there is a need to produce a beam that expands laterally under the influence of axial load, regardless of whether the axial load is tensile or compressive? For such a material, the Poisson’s ratio must be negative under axial stretching but the Poisson’s ratio must become positive when the axial load is compressive. An idealized schematic for contrasting the sign switching with load reversal considered herein with a recent approach [46,47,48] is furnished in Fig. 3 based on \(\sigma_{x}\) loading; in addition, diagrams for conventional and auxetic materials are included for the sake of completeness. The choice of negativity in the vertical axis is made so as to give positive and negative slopes corresponding to positive and negative \(v_{xy}\), respectively. The property shown in Fig. 3d is attained herein by using the hybrid rhombic–re-entrant metamaterial and the hybrid kite-arrowhead metamaterial discussed in Sects. 2.2 and 2.3, respectively.
2 Analysis
2.1 Preamble
The basic hybrid rhombic–re-entrant metamaterial microstructure is shown Fig. 4a, which consists of a pair of slot and slider to effect simultaneous jam and slide mechanism. Each column consists of a zigzag structure with alternating slots and sliders pointing to opposite directions, as shown in Fig. 4b, wherein the slots are joined to the sliders in a neighboring zigzag structure while the sliders are joined to the slots in another neighboring zigzag structure. The zigzag vertices are pin-joints to permit free rotations with each rod member being rigid. In the relaxed state, i.e. original state as indicated in Fig. 4b, the sliders lightly touch the open end of the slots while the vertices from neighboring zigzags also lightly touch one another. Upon application of compressive stress in the x-direction, as shown in Fig. 4c, the vertices are prevented from motion along the x-direction due to symmetric constraints from neighboring vertices and therefore negative strain in x-direction is made possible through motion of the sliders along the slots towards the closed ends, and a simultaneous rotation of the inclined rods. In other words, the contact points of the vertices are effectively pin joints while the slot-slider pairs are effectively non-structural. The effective microstructure is hence that of rhombic geometry, which is a special case of hexagonal honeycomb with diminished horizontal ribs. When a tensile stress is applied in the x-direction as indicated in Fig. 4d, the interlock between the sliders and the open ends of the slots retains the total dimension of the horizontal parts such that positive strain in x-direction is made possible through rotation of the inclined rods. The slot-slider pairs effectively become rigid horizontal rods and the effective microstructure is therefore that of re-entrant geometry. In other words, the hybrid rhombic–re-entrant metamaterial exhibits microstructural duality, and hence behavioural duality with opposing Poisson’s ratio signs for opposing stress directions.
A unit of the hybrid kite-arrowhead metamaterial microstructure is illustrated in Fig. 5a, each consisting of two slots and two sliders. The inner and outer sliders are placed in the inner and outer slots, respectively, of the neighboring parts, as illustrated in Fig. 5b. In this original state, both the sliders are in light contact with the closed end of the slots. The outer slot-slider pairs are locked with the application of compressive stress in the x-direction, while the inner sliders move toward the open ends of their corresponding slots, as denoted in Fig. 5c. Essentially, the outer slot-slider pairs form rigid rods while the inner slot-slider pairs are non-structural so as to effectively form a network of kite microstructural geometry. When tensile load is applied in the x-direction as shown in Fig. 5d, the inner slot-slider pairs are being locked, while the outer sliders move toward the open ends of the outer slots. The inner slot-slider pairs become rigid rods while the outer slot-slider pairs are non-load bearing. This results in a modified double arrowhead geometry. For this reason, it can be said that the hybrid kite-arrowhead metamaterial demonstrates microstructural duality, and therefore behavioural duality with opposite Poisson’s ratio signs being manifested under opposing stress directions.
In what follows, the representative units for both metamaterials’ microstructures are isolated for the purpose of analysis, whereby the origin is denoted by “O” while the vertices “A” and “B” are freely rotating pin-jointed vertices as indicated in Figs. 6 and 7. For the hybrid rhombic–re-entrant microstructure, “O” is located at the mid-span of a horizontal slot-slider mechanism whereas “C” is located midway in the nearest horizontal slot-slider; both are not freely rotating pin-joints for this microstructure. For the hybrid kite-arrowhead microstructure, “O” is a freely-rotating joint while “C” is also a freely rotating joint, but forms the origin of the neighbouring representative unit. The original state of both microstructures are shown in Figs. 6a and 7a. The geometries illustrated in Figs. 6b and 7b refer to the case where compressive stress is applied along the x-direction, while those in Figs. 6c and 7c correspond to the case where tensile stress is applied in the x-direction.
2.2 Hybrid rhombic–re-entrant metamaterial
The analysis of compression in x-direction for the hybrid rhombic–re-entrant metamaterial can be established by comparing Fig. 6b against Fig. 6a, in which B is prevented from moving to the left due to a symmetrically opposing vertex; overall contraction in x-direction is therefore made possible with the sliding of vertices A and C in the slots towards O and B, respectively, to their new locations A′ and C′, with the vertex B shifting upward to B′. This causes the inclined rod of length \(l\) to rotate clockwise by an amount \(d\theta\) such that the projections \(y_{0}\) elongates to \(y\) while \(x_{0}\) shortens to \(x\).
From the projected dimension along the y-axis
in the original state, and
in the deformed state, we have the change in projected dimension along y-direction
so as to give the corresponding strain component
Based on the projected dimension along the x-axis
in the original state, and
in the deformed state, one obtains the change of projected dimension in x-direction
to yield its strain component
This gives the Poisson’s ratio for the hybrid rhombic–re-entrant microstructure for \(\sigma_{x} < 0\)
which indicates conventional behavior for \(\sigma_{x} < 0\).
The analysis of tension in x-direction for the hybrid rhombic–re-entrant metamaterial can be obtained by comparing Fig. 6c vis-à-vis Fig. 6a. Since the sliders are locked on the right side of the slots, extension in x-direction is made possible by clockwise rotation of the inclined rod by an angle \(d\theta\) such that BC undergoes curvilinear motion to B′C′, i.e. B′C′ remains horizontal and retains the same length as that for BC. Considering the original state, the projected length on y-axis is given by Eq. (1) and, for a clockwise rotation of \(d\theta\) the projected length at the same axis is the same as that in Eq. (2), thereby leading to the incremental change of dimension in y-direction and its strain as furnished in Eqs. (3) and (4), respectively. Likewise, the projected dimension along the x-axis in the original state is that given in Eq. (5). Upon rotation of the inclined rod by \(d\theta\), the projected dimension along the x-direction can be obtained from Fig. 6c as
so as to give
and its corresponding strain
thereby leading to
which indicates auxetic behavior for \(\sigma_{x} > 0\).
2.3 Hybrid kite-arrowhead metamaterial
The analysis of compression in x-direction for the hybrid kite-arrowhead metamaterial can be established by contrasting Fig. 7b with reference to Fig. 7a, whereby the length \(l_{3}\) remains constant as A and C displace to A′ and C′, respectively. During this time, OA rotates anticlockwise to OA′ by an angle \(d\theta_{1}\) while AC rotates clockwise to A′C′ by \(d\theta_{3}\). Therefore, the compression analysis considers the movement of linkage OAC while ABC is redundant.
Perusal to Fig. 7a for the projection on y-axis
at the original state, and consideration of \(y = l_{1} \sin (\theta_{1} + d\theta_{1} ) = l_{3} \sin (\theta_{3} + d\theta_{3} )\) from Fig. 7b for similar projection gives
based on infinitesimal deformation. This gives the incremental change in dimension measured along the y-axis
and its corresponding strain
To pave a way for obtaining the strain in x-direction, it is useful at this stage to write
based on Eq. (14), and
from Eq. (15). Substituting Eq. (18) into Eq. (19) gives
Reference to Fig. 7a gives the projection along the x-axis through OAC as \(x_{0} = l_{1} \cos \theta_{1} + l_{3} \cos \theta_{3}\) or, using Eq. (18),
for the original state, while perusal to Fig. 7b yields a similar projection through OA′C′ as \(x = l_{1} \cos (\theta_{1} + d\theta_{1} ) + l_{3} \cos (\theta_{3} + d\theta_{3} ),\) or
on the basis of infinitesimal rod rotation. Substituting Eqs. (18) and (20) into Eq. (22) eliminates \(l_{3}\) and \(d\theta_{3}\) to yield
Therefore, we have the incremental change in dimension along the x-direction
and strain in the same direction
This gives the Poisson’s ratio
which denotes conventional behavior for \(\sigma_{x} < 0\). For the special case where \(l_{1} = l_{3}\) (or \(\theta_{1} = \theta_{3}\)), then Eq. (26) simplifies to
which is analogous to Eq. (9) for the compression of the hybrid rhombic–re-entrant microstructure in the x-direction.
The analysis of tensile load application in x-direction on the hybrid kite-arrowhead metamaterial is carried out by comparing Fig. 7c with respect to Fig. 7a, whereby the length \(l_{2}\) remains constant as A, B and C displace to A′, B′ and C′, respectively. During this time, OA and AB rotate anticlockwise to OA′ and A′B′ by \(d\theta_{1}\) and \(d\theta_{2}\), respectively, while BC moves to B′C′ by translation along the x-axis. In other words, the tensile analysis accounts for the motion of linkage OABC, with AC being redundant. Perusal to Fig. 7a for the projection on y-axis at the original state
and consideration of \(y = l_{1} \sin (\theta_{1} + d\theta_{1} ) = l_{2} \sin (\theta_{2} + d\theta_{2} )\) from Fig. 7c for similar projection gives rise to
on the assumption of infinitesimal deformation. This gives the incremental change in dimension measured along the y-axis
and its strain
As before, it is beneficial to express
based on Eq. (28) and
from Eq. (29). Substituting Eq. (32) into Eq. (33) gives
In addition,
Reference to Fig. 7a gives the projection along the x-axis through OABC as \(x_{0} = l_{1} \cos \theta_{1} - l_{2} \cos \theta_{2} + l_{4}\) or, using Eq. (32),
for the original state, while perusal to Fig. 7c yields a similar projection through OA′B′C′ as \(x = l_{1} \cos (\theta_{1} + d\theta_{1} ) - l_{2} \cos (\theta_{2} + d\theta_{2} ) + l_{4} ,\) or
based on infinitesimal rod rotation. Substituting Eqs. (32) and (34) into Eq. (37) eliminates \(l_{2}\) and \(d\theta_{2}\) to yield
Therefore, we have the incremental change in dimension along the x-direction
and strain in the corresponding direction
Substituting Eq. (35) into Eq. (40) gives
thereby leading to the Poisson’s ratio
which indicates auxetic behavior for \(\sigma_{x} > 0\) because \(\tan \theta_{1} < \tan \theta_{2}\). Although AC is redundant in the case of tensile \(\sigma_{x}\), the angle \(\theta_{3}\) comes into play arising from the need to include the length \(l_{4}\) for evaluating \(x\), i.e. OC′, in Fig. 7c. Equation (42) is comparable to Eq. (26) except for the terms in the parenthesis.
3 Results and discussion
3.1 Experimental
A unit cell for each metamaterial has been constructed in such a manner that permits combined rotation and sliding motion, as shown in Figs. 8 and 9 for the hybrid rhombic–re-entrant and the hybrid kite-arrowhead metamaterials, respectively. For both unit cells, the top picture refers to the unit cell in its original condition before deformation. The remaining pictures on the left, i.e. (b), (d) and (f), denote compression while those on the right, i.e. (c), (e) and (g), indicate tension along the horizontal direction. The experimental strains were calculated based on the center of the hinges for indicating the unit cell boundaries. The theoretical \(\varepsilon_{y}\) of the hybrid rhombic–re-entrant unit cell were calculated using Eqs. (9) and (13) for the prescribed decrease and increase, respectively, of the cell dimension in x-direction, while the theoretical \(\varepsilon_{y}\) of the hybrid kite-arrowhead unit cell were computed from Eqs. (26) and (42) for the imposed decrease and increase, respectively, of the cell dimension in x-direction. Comparison of the theoretical and experimental strains in Fig. 10 reveal that better agreement is shown for the hybrid rhombic–re-entrant unit cell due to the lesser amount of linkages and joints. The greater number of linkages and joints for the hybrid kite-arrowhead unit cell leads to more unintended slippage at the rotating joints, and hence more deviation of the experimental results from the theoretical results. The deviation at larger strain may also be attributed to the infinitesimal strain assumption in the analysis. Notwithstanding this, reasonable agreement is observed for the latter at small strains.
3.2 Hybrid rhombic–re-entrant metamaterial
Perusal to Eqs. (9) and (13) for the Poisson’s ratio \(v_{xy}\) of the hybrid rhombic–re-entrant metamaterial, as a result from \(\sigma_{x}\) loading, indicates that the magnitudes of \(v_{xy}\) is gigantic if the inclined rod is highly aligned to the x-axis, i.e.
but diminishes when the inclined rod becomes oriented towards the y-axis
The variation of Poisson’s ratio for other values of \(\theta\) are plotted in Fig. 11 to aid visual observation.
3.3 Hybrid kite-arrowhead metamaterial
With reference to Eqs. (26) and (42) for the Poisson’s ratio \(v_{xy}\) of the hybrid kite-arrowhead metamaterial arising from \(\sigma_{x}\) loading, we observe that
and
which resemble the hybrid rhombic–re-entrant metamaterial characteristic. Unlike the hybrid rhombic–re-entrant metamaterial, perusal to Eq. (42) for the hybrid kite-arrowhead metamaterial under tensile load further indicates that
In addition to these extremes, the Poisson’s ratio for other values of \(\theta_{1}\) are furnished in Figs. 12 and 13 to facilitate visual observation under compressive and tensile \(\sigma_{x}\), respectively.
For Special Case I where the joints ABC in Fig. 7a form the corners of an isosceles triangle such that \(l_{3} = l_{2}\) (or \(\theta_{3} = \theta_{2}\)) as the original condition, Eq. (42) reduces to
To facilitate comparison with Eq. (48), one may express Eq. (26) as
For Special Case II where the angle BAC in Fig. 7a forms a right angle, we have \(\theta_{2} + \theta_{3} = 90^\circ\) such that applying the relation \(\tan \theta_{2} \tan \theta_{3} = 1\) on Eq. (42) gives \(v_{xy} = - \tan (\theta_{1} + \theta_{3} )/\tan \theta_{1}\) or
which is comparable to Eq. (26). The Poisson’s ratio plots of these two special cases are shown in Fig. 14.
4 Applications
For the purposes of wrapping a flat sheet onto a curved surface, a positive, a zero or a negative Poisson’s ratio material is advised if the surface takes the form of an anticlastic shape, a cylindrical shape or a synclastic shape in order to reduce bending stress in the sheet material. This line of reasoning implies that the choice of Poisson’s ratio sign is dependent on the application. Likewise, the choice of auxetic fiber is useful to resist fiber pull-out from the matrix material due to the self-locking mechanism in the form of radial expansion during axial pulling; however, auxetic fibers are easily pushed out from matrix material due to radial contraction. In fact, it is the conventional fibers that resist push-out due to radial expansion, although it is also known that conventional fibers are easily pulled out due to the resulting radial contraction. If the fiber behaves as auxetic material during fiber pull-out (\(\sigma_{z} > 0 \Rightarrow v_{zr} < 0\)) but becomes conventional material during fiber push-out (\(\sigma_{z} < 0 \Rightarrow v_{zr} > 0\)), then such a fiber resists both pull-out and push-out as a result of its duality.
5 Conclusions
Two metamaterial microstructures—the kite-arrowhead metamaterial and the hybrid kite-arrowhead metamaterial—have been introduced herein to produce sign toggling of Poisson’s ratio upon reversal of applied stress direction. Specifically, these metamaterials exhibit the following opposing Poisson’s ratio properties
-
$$\sigma_{x} < 0 \Rightarrow v_{xy} > 0$$
-
$$\sigma_{x} > 0 \Rightarrow v_{xy} < 0$$
or collectively as \(v_{xy} \sigma_{x} < 0\). While the previous approach of attaining Poisson’s ratio sign switching upon stress reversal [48] can be achieved by catering for lateral contraction upon axial loading to give \(v_{xy} \sigma_{x} > 0\), the opposing sense of Poisson’s ratio toggling elucidated herein is made possible by means of simultaneous jam and slide mechanism in both metamaterials. The capability of materials to switch their Poisson’s ratio signs by mere stress direction reversal permits them to act in ways that can only be partially fulfilled by auxetic and conventional materials. The present metamaterials with Poisson’s ratio sign toggling capability \(v_{xy} \sigma_{x} < 0\) not only complement the available conventional \(v_{xy} > 0\), auxetic \(v_{xy} < 0\), and recent Poisson’s ratio sign switching \(v_{xy} \sigma_{x} > 0\) materials, but also avail wider options for the design of materials and structures to fulfil functions which until this time cannot be fully attained.
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Lim, TC. Metamaterials with Poisson’s ratio sign toggling by means of microstructural duality. SN Appl. Sci. 1, 176 (2019). https://doi.org/10.1007/s42452-019-0185-1
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DOI: https://doi.org/10.1007/s42452-019-0185-1