Elsevier

Forest Ecology and Management

Volume 262, Issue 9, 1 November 2011, Pages 1786-1798
Forest Ecology and Management

Estimating aboveground biomass in forest and oil palm plantation in Sabah, Malaysian Borneo using ALOS PALSAR data

https://doi.org/10.1016/j.foreco.2011.07.008Get rights and content

Abstract

Conversion of tropical forests to oil palm plantations in Malaysia and Indonesia has resulted in large-scale environmental degradation, loss of biodiversity and significant carbon emissions. For both countries to participate in the United Nation’s REDD (Reduced Emission from Deforestation and Degradation) mechanism, assessment of forest carbon stocks, including the estimated loss in carbon from conversion to plantation, is needed. In this study, we use a combination of field and remote sensing data to quantify both the magnitude and the geographical distribution of carbon stock in forests and timber plantations, in Sabah, Malaysia, which has been the site of significant expansion of oil palm cultivation over the last two decades. Forest structure data from 129 ha of research and inventory plots were used at different spatial scales to discriminate forest biomass across degradation levels. Field data was integrated with ALOS PALSAR (Advanced Land-Observing Satellite Phased Array L-band Synthetic Aperture Radar) imagery to both discriminate oil palm plantation from forest stands, with an accuracy of 97.0% (κ = 0.64) and predict AGB using regression analysis of HV-polarized PALSAR data (R2 = 0.63, p < .001). Direct estimation of AGB from simple regression models was sensitive to both environmental conditions and forest structure. Precipitation effect on the backscatter data changed the HV prediction of AGB significantly (R2 = 0.21, p < .001), and scattering from large leaves of mature palm trees significantly impeded the use of a single HV-based model for predicting AGB in palm oil plantations. Multi-temporal SAR data and algorithms based on forest types are suggested to improve the ability of a sensor similar to ALOS PALSAR for accurately mapping and monitoring forest biomass, now that the ALOS PALSAR sensor is no longer operational.

Highlights

► Tree height measurements are essential for reliable aboveground biomass (AGB) estimates. ► Wet conditions and high forest AGB values limit the applicability of L-band SAR data. ► Given dry and degraded forest conditions, ALOS-PALSAR predicted AGB values (R2 = 0.62). ► ALOS-PALSAR can distinguish between forest and oil palm areas with 97% accuracy.

Introduction

Conversion of secondary forest to oil palm plantation is a huge concern for carbon emissions and biodiversity conservation in Southeast Asia. The forests in this region are a large carbon reserve, having among the highest carbon densities of all undisturbed tropical forests (Slik et al., 2010); however, aggressive timber extraction over the past several decades has severely decreased this carbon store (Houghton, 2005). Borneo has suffered among the highest levels of logging in Southeast Asia with extraction rates of greater than 100 m3 ha−1 (Collins et al., 1991, Sundberg, 1983), with 80% of its lowlands already degraded by selective logging (Curran and Trigg, 2006). Pressure on these forest reserves will continue to increase as volumes of readily harvestable timber dwindle, sometimes resulting in the conversion of these areas to oil palm plantations. As very little if any unprotected “primary forest” in this region remains and only previously logged areas can be cited for conversion, the focus of this study has been to compare AGB of logged and degraded forest with AGB of oil palm plantation.

Past efforts at estimating the degree of forest loss due to expansion of oil palm plantation, such as that by Koh and Wilcove (2008), have used data from the United Nations Food and Agriculture’s (FAO) Forest Resource Assessment (FRA). These data allowed them to estimate the amount of planted oil palm area replacing natural forest in Malaysia and Indonesia. However, this analysis was not able to differentiate the aboveground biomass (AGB) stored in this forest before clearance and therefore could not estimate the carbon emissions due to this land conversion. As a result of studies like these, concerted efforts are underway to improve the mapping of AGB using remote sensing.

This study focuses on Sabah, Malaysian Borneo, which covers 73,731 km2 or 10% of Borneo’s total area. It is also the Malaysian state with the largest area of planted oil palm, covering approximately 17% of the state’s total land area (MPOB, 2008). Under the Malaysian National Forest Policy 45% of Sabah’s land area is designated as Permanent Forest Reserve, which are unlikely to be converted to oil palm; although they will continue to be logged. Berry et al. (2008) predicted that by the end of 2010 all of the remaining natural forest outside of protected areas will have been logged at least once. Better AGB estimates could be pivotal for prioritizing areas needing enhanced protection and/or identifying areas being degraded unsustainably.

Estimating the carbon implications of this forest degradation and large-scale conversion is still relatively uncertain considering the errors in regional carbon stock estimates. While carbon is stored in both vegetation and soil, 89% of carbon losses are due to loss of living biomass (Houghton, 2005); therefore, efforts have been focused on estimating AGB of vegetation at the landscape scale (Saatchi et al., 2007b). Mapping AGB using remote sensing has been a significant challenge to researchers, but is extremely important for future implementation of carbon credit verification in the Land-use Change and Forestry (LUCF) sector (GOFC-GOLD, 2009).

Mapping AGB in tropical regions can be especially challenging due to the complex canopy structure as well as predominant cloud cover. Passive optical data can only sense the canopy in two dimensions making it unable to sense the sub-canopy structure, including canopy height (Almeida-Filho et al., 2007, Anaya et al., 2009, Olander et al., 2008). Therefore, passive optical data has been considered to have limited use for estimating AGB in comparison to synthetic aperture radar (SAR) and light detection and ranging (LiDAR) data, which are sensitive to the forest structure (Drake et al., 2003, Gibbs et al., 2007, Le Toan et al., 2004, Patenaude et al., 2005). SAR data has been effective in directly estimating forest AGB in African (Mitchard et al., 2009), Latin American (Saatchi et al., in press) and more recently in Southeast Asian forests, namely in peatland areas of Kalimantan (Englhart et al., 2011). Also, efforts have attempted to relate height variables (e.g. canopy height and lorey’s height) to AGB estimates to be applicable for techniques able to estimate forest height directly from remote sensing data (Köhler and Huth, 2010, Saatchi et al., 2011).

SAR data acquisition entails emission of a microwave of discrete wavelength, 1–150 cm, which interacts with the earth’s surface described by a scattering coefficient, σ0. This coefficient is a dimensionless value, which is mapped as intensity using a logarithmic scale in decibels [dB] (Waring et al., 1995). Each pixel of a SAR image is a combination of several backscattering coefficients, which can lead to either constructive or deconstructive interference creating a speckle effect in an image (Balzter, 2001). Smoothing this speckle through kernel filters or reducing the resolution of SAR backscatter to 50 or 100 m improves the quality of intensity information (Le Toan et al., 2004, Saatchi et al., in press). Finally, more advanced SAR sensors discriminate returning signals by polarization, providing information on the structure of the backscattering surface. With polarimetric SAR, the backscatter signal from the surface is measured in a combination of horizontal (H), transmitted or received parallel to the ground surface, and vertical, (V) transmitted or received perpendicular to the surface, polarizations.

Before the launch of the Advanced Land-Observing Satellite (ALOS), it was not considered possible to generate biomass maps from the radar sensors available (e.g. JERS-1, ERS, etc.). The Japanese Earth Resources Satellite 1 (JERS-1), launched from 1992 to 1998, has been used in conjunction with optical sensors to aid in deforestation monitoring; however the use of only one polarization (HH) severely limited its ability to differentiate between disturbance types. The longer wavelength of the L-band is particularly sensitive to the primary, secondary branches and stems of forests, although it also exhibits saturation to dense forest (Quegan and Le Toan, 2002). ALOS launched in 2006 with the L-band (wavelength: ∼24 cm) synthetic aperture radar sensor, PALSAR, onboard was hailed as a significant contribution to the field of forest monitoring (Rosenqvist, 2003), namely for biomass estimation and/or growing stock volume (Eriksson et al., 2003). Unfortunately, the PALSAR sensor failed on May 12, 2011; therefore, new imagery will not be available for future monitoring efforts.

ALOS-PALSAR acquired L-band data in five different modes; however, this study used fine beam dual polarization (FBD) data HH and HV. Dual and quad band polarizations increase the sensitivity of the signal in order to overcome saturation for biomass values greater than 50 Mg ha−1 (Quegan and Le Toan, 2002). Nevertheless, PALSAR FBD may not be an effective dataset for mapping very biomass-rich forest types due to saturation of the signal (Gibbs et al., 2007, Magnusson et al., 2008) or its inability to distinguish between types of severely degraded forests (Watanbe et al., 2007).

For this study it was considered necessary to explore the range of AGB values by forest disturbance type and oil palm age in order to reliably estimate changes in AGB from forest to oil palm plantation. Also, to map AGB in these two structurally different land-cover types a reliable means of differentiating their respective areas was needed. Therefore, the main aims of this paper are: (1) present mean carbon stock values for different land-cover types across Sabah (2) investigate the potential for ALOS-PALSAR data to differentiate oil palm plantation from forest area and (3) assess generated logarithmic relationships between AGB and SAR backscatter for estimating biomass across Sabah.

Section snippets

Study area

The study sites sampled were located in six forest reserves and three oil palm plantations across much of eastern, lowland Sabah. Annual precipitation ranges from 2000 to 3000 mm due to the influence of two monsoons acting in November–March and a drier one in June–July, creating relative dry seasons in April–May and August–September (Marsh and Greer, 1992). Temperatures are typical for a moist, tropical climate, and in the lowlands rarely go below 20 °C or above 30 °C, with means of 26.7–27.7 °C.

Differentiation of disturbance levels by height estimates

Due to the range of plot sizes available for analysis, plot-level mensuration variables were plotted as histograms to assess their changes in distribution with increasing plot size (see Fig. A2). The evolution of average height values across plot size were illustrative, showing reduced variation with increasing plot size across disturbance levels indicating it was not an effective means of distinguishing between them. Dominant height showed a better distribution across plot sizes (not

Relationship between AGB and forest structural metrics

Average height values did not change significantly across disturbance level, but exhibited a stronger relationship with biomass compared to dominant height. This was surprising considering that biomass did change across disturbance levels. It appears that neither of these height variables would make a reliable estimator of plot biomass levels, however other studies have had more success relating height variables to AGB. Saatchi et al. (2011) have found significant relationships using Lorey’s

Conclusion

This study has accomplished two of its three aims, being unable to map AGB in oil palm plantations. It has also highlighted some of the limitations to monitoring this region with SAR data, due to the high AGB values in unlogged and secondary forest as well as the difficulty in avoiding rain events. Similar studies in savannah forests of Africa have shown much higher degrees of correlation (Mitchard et al., 2009), both due to the relatively lower range of AGB levels and drier state of the

Acknowledgements

The authors would like to acknowledge Dr. Glen Reynolds, Simon Siburat, Philip Ho, Amy Bosi, Unding Jemy, Mike Bernadus and Alex Karolus for support in the field and Dr. Richard Lucas and Matthew Walthram for advice on SAR analysis. Finally, Dr. Heiko Balzter provided valuable feedback on an interim draft of this paper.

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      Additionally, post-disturbance recovery dynamics are usually ignored when only deforestation and forest degradation are being tracked, which is particularly important as tree plantations, such as rubber, cashew, timber, and oil palm, are one of the main drivers of deforestation in Southeast Asia (Hurni and Fox, 2018). Growth rates of plantations can range from 4 to 8 Mg ha−1 yr−1 depending on the species (Avtar et al., 2014; Lewis et al., 2020; Morel et al., 2011). Instead of using regional aggregates, Tang et al. (2020b) developed a spatiotemporal carbon bookkeeping model based on the carbon bookkeeping approach introduced by Houghton et al. (2000) to account for the spatial variation in AGB, regrowth rates, and post-disturbance land use dynamics.

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