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Norms reconstituting interests: global racial equality and U.S. sanctions against South Africa

Published online by Cambridge University Press:  22 May 2009

Audie Klotz
Affiliation:
Assistant Professor in the Department of Political Science, University of Illinois at Chicago.
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Abstract

The extraordinary success of transnational anti-apartheid activists in generating great power sanctions against South Africa offers ample evidence that norms, independent of strategic and economic considerations, are an important factor in determining states' policies. The crucial role of a strengthened global norm of racial equality in motivating U.S. anti-apartheid sanctions illustrates the limitations of conventional international relations theories, which rely primarily on structural and material interest explanations, and supports theoretically derived constructivist claims. In particular, this case suggests that analysts should examine the role of global norms in defining states' interests, rather than viewing norms solely as external constraints on state behavior.

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Copyright © The IO Foundation 1995

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References

For extensive discussions and detailed comments I thank Paul D'Anieri, Locksley Edmondson, Lori Gronich, Anita Isaacs, Peter Katzenstein, Cecelia Lynch, John Odell, Judith Reppy, Chris Reus-Smit, Cherie Steele, and Alex Wendt. I gratefully acknowledge financial support for research and writing from the following institutions: the National Science Foundation's graduate fellowship program, the Social Science Research Council's MacArthur Program on International Peace and Security, and the University of Southern California's visiting scholar program at its Center for International Studies.

1. For the most comprehensive overview of sanctions against South Africa, see Geldenhuys, Deon, Outcast States: A Comparative Analysis (Cambridge: Cambridge University Press, 1990)Google Scholar.

2. See, variously, Minter, William, King Solomon's Mines Revisited: Western Interests and the Burdened History of Southern Africa (New York: Basic Books, 1986)Google Scholar; Study Commission on U.S. Policy Toward Southern Africa, South Africa: Time Running Out (Berkeley: University of California Press, 1981)Google Scholar; and Coker, Christopher, The United States and South Africa 1968–1985: Constructive Engagement and Its Critics (Durham, N.C.: Duke University Press, 1986)Google Scholar.

3. For an overview of the early international debates over apartheid, see Bissell, Richard E., Apartheid and International Organizations (Boulder, Colo.: Westview, 1977)Google Scholar; as well as the debate summaries and resolutions in United Nations (UN), Department of Information, Yearbook of the United Nations (New York: Columbia University Press/United Nations, 19461988). Hereafter, these annuals will be cited by title and yearGoogle Scholar.

4. The 1977 arms embargo is the one notable mandatory UN sanction against South Africa. It targeted South Africa's aggressive regional military role, defined as a “threat to international peace and security,” and violations of Security Council sanctions against Rhodesia. It was not adopted in response to apartheid, as evident in Western permanent members' concurrent rejection of mandatory economic sanctions. For details of these debates and resolutions see UN, Yearbook of the United Nations, 1977Google Scholar.

5. The most explicit statement of this position is National Security Study Memorandum 39, prepared for Secretary of State Henry Kissinger. For details see El-Khawas, Mohamed A. and Cohen, Barry, eds., National Security Study Memorandum 39: The Kissinger Study of Southern Africa (Westport, Conn.: Lawrence Hill, 1976)Google Scholar. However, similar arguments dominated policy as early as the Truman administration. See Borstelmann, Thomas, Apartheid's Reluctant Uncle: The United States and Southern Africa in the Early Cold War (New York: Oxford University Press, 1993)Google Scholar. For an overview of the South African government's view, see Barber, James and Barratt, John, South Africa's Foreign Policy: The Search for Status and Security 1945–1988 (Cambridge: Cambridge University Press, 1990)Google Scholar.

6. For details of the shift in U.S. policy toward Rhodesia, see Lake, Anthony, The Tar Baby Option: American Policy Toward Southern Rhodesia (New York: Columbia University Press, 1976)Google Scholar.

7. Analyses of policies toward South Africa are rarely explicitly theoretically informed but generally conform to either a traditional realist perspective or a domestic politics perspective. A noteworthy exception is Bender, Gerald J., Coleman, James S., and Sklar, Richard L., eds., African Crisis Areas and U.S. Policy (Berkeley: University of California Press, 1985)Google Scholar, which emphasizes the importance of bipolarity and superpower intervention in southern African conflicts. For an elaboration on the theoretical tenets and critiques of a structural realist approach, see Keohane, Robert O., ed., Neo-realism and Its Critics (New York: Columbia University Press, 1986)Google Scholar.

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12. External constraint may, however, have limited overt support for the South African regime, even in the early postwar period when the norm of racial equality was emerging and material interests were strong. See Borstelmann, Apartheid's Reluctant Uncle, chap. 4.

13. See Keohane, Robert O., “International Institutions: Two Approaches,” International Institutions and State Power: Essays in International Relations Theory (Boulder, Colo.: Westview, 1989), pp. 159–79Google Scholar; and Moravcsik, Andrew, “Negotiating the Single European Act,” in Keohane, Robert O. and Hoffmann, Stanley, eds., The New European Community: Decisionmaking and Institutional Change (Boulder, Colo.: Westview, 1991), pp. 4184Google Scholar.

14. The broad range and coordinated nature of international reactions to South African apartheid are more than coincidental; for a defense of this claim, see Klotz, Audie, Protesting Prejudice: Apartheid and the Politics of Norms in International Relations (Ithaca, N.Y.: Cornell University Press, forthcoming)Google Scholar.

15. For elaboration on why this transnational emphasis goes beyond conventional notions of sovereignty and levels of analysis, see Adler, Emanuel and Haas, Peter M., “Conclusion: Epistemic Communities, World Order, and the Creation of a Reflective Research Program,” International Organization 46 (Winter 1992), pp. 367–90CrossRefGoogle Scholar.

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17. See, for example, Ruggie, John Gerard, “Territoriality and Beyond: Problematizing Modernity in International Relations,” International Organization 47 (Winter 1993), pp. 139–74CrossRefGoogle Scholar.

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19. See, for example, the emphasis on ideas as “road maps” in Goldstein, Judith and Keohane, Robert O., “Ideas and Foreign Policy: An Analytical Framework,” in Goldstein, Judith and Keohane, Robert O., eds., Ideas and Foreign Policy: Beliefs, Institutions, and Political Change (Ithaca, N.Y.: Cornell University Press, 1993), pp. 330Google Scholar.

20. On the historical roots of Pan-Africanism, see Legum, Colin, Pan-Africanism: A Short Political Guide (Westport, Conn.: Greenwood Press, 1962)Google Scholar. Unless otherwise noted, the following discussion of the relationship between Pan-African ideology and African-American political activism derives from Magubane, Bernard Makhosezwe, The Ties That Bind: African-American Consciousness of Africa (Trenton, N.J.: Africa World Press, 1987)Google Scholar; Edmondson, Locksley, “Black America as a Mobilizing Diaspora: Some International Implications,” in Shaffer, Gabriel, ed., Modem Diasporas in International Politics (New York: St. Martin's, 1986), pp. 164211Google Scholar; and White, Philip V., “The Black American Constituency for Southern Africa, 1940–1980,” in Hero, Alfred O. Jr., and Barratt, John, eds., The American People and South Africa: Publics, Elites, and Policymaking Processes (Lexington, Mass.: Lexington Books, 1981), pp. 83102Google Scholar.

21. Activism had been inhibited during the McCarthy era. For details, see Lynch, Hollis R., Black American Radicals and the Liberation of Africa: The Council on African Affairs 1937–1955 (Ithaca, N.Y.: Africana Studies and Research Center, Cornell University, 1978)Google Scholar; and Staniland, Martin, American Intellectuals and African Nationalists, 1955–1970 (New Haven, Conn.: Yale University Press, 1991)CrossRefGoogle Scholar.

22. Magubane, , The Ties that Bind, p. 216Google Scholar.

23. For details, see White, , “The Black American Constituency for Southern Africa, 1940–1980,” p. 87Google Scholar.

24. See Edmondson, , “Black America as a Mobilizing Diaspora,” pp. 183 and 185Google Scholar.

25. For details of the Polaroid controversy and its consequences, see White, , “The Black American Constituency for Southern Africa, 1940–1980,” pp. 8990Google Scholar.

26. For a discussion of Young's role, see Jackson, Henry F., From the Congo to Soweto: U.S. Foreign Policy Toward Africa Since 1960 (New York: William Morrow, 1982), pp. 153–60Google Scholar.

27. For details on Robinson and TransAfrica, see ibid., pp. 123–26.

28. Ibid., p. 125.

29. Edmondson, , “Black America as a Mobilizing Diaspora,” pp. 194–95Google Scholar.

30. See, for example, Robinson, Randall, “The Reagan Administration and Southern Africa,” TransAfrica Forum 1 (Summer 1982), pp. 36Google Scholar.

31. For more on Jackson's role, see Edmondson, , “Black America as a Mobilizing Diaspora,” p. 192Google Scholar; Magubane, , The Ties that Bind, p. 224Google Scholar; Sampson, Anthony, Black and Gold: Tycoons, Revolutionaries, and Apartheid (New York: Pantheon, 1987), p. 166Google Scholar; and Baker, Pauline, The United States and South Africa: The Reagan Years (New York: Ford Foundation, 1989), p. 30Google Scholar.

32. Public opinion research confirms that broad-based support for racial equality preceded demands for congressional action. See Hill, Kevin A., “The Domestic Sources of Foreign Policymaking: Congressional Voting and American Mass Attitudes Toward South Africa,” International Studies Quarterly 37 (06 1993), pp. 195214CrossRefGoogle Scholar.

33. Wilkins, Roger, “Demonstrating Our Opposition,” Africa Report 30 (0506 1985), p. 31Google Scholar.

34. Crocker originally proposed constructive engagement in Crocker, Chester, “South Africa: Strategy for Change,” Foreign Affairs 59 (Winter 1980/1981), pp. 323–51CrossRefGoogle Scholar. See also Crocker, High Noon in Southern Africa; Baker, The United States and South Africa; and Coker, The United States and South Africa, 1968–1985.

35. For a detailed explanation of Kissinger's policy see El-Khawas and Cohen, National Security Study Memorandum 39.

36. For a critique of the liberal view of the relationship between economic change and apartheid reform, see Greenberg, Stanley B., “Economic Growth and Political Change: The South African Case,” Journal of Modem African Studies 19 (12 1981), pp. 667704CrossRefGoogle Scholar.

37. These policy documents were published in a special edition of TransAfrica News Report, August 1981 and are reprinted in Baker, The United States and South Africa, Appendix A, pp. 105–112.

38. For details of opposition to his nomination, see Crocker, High Noon in Southern Africa.

39. For the full text of Reagan's comments, see U.S. Department of State, Office of the Historian, “Remarks by President Reagan at a News Conference, March 21,1985,” doc. 158, in The United States and South Africa: U.S. Public Statements and Related Documents, 1977–1985 (Washington, D.C.: U.S. Government Printing Office, 09 1985), p. 307Google Scholar.

40. Congressman Gray, William H. III, interviewed by Hirschoff, Paula, Africa Report 30 (0506 1985), p. 50Google Scholar.

41. See Crocker, , High Noon in Southern Africa, pp. 81 and 231Google Scholar.

42. Two (Nkomati and Lusaka) regional accords between South Africa and its neighbors, which Crocker had held up as successes of constructive engagement, fell into disarray as South Africa adopted a more aggressive regional military strategy. For details of these accords and South Africa's broader regional policies see Barber and Barratt, South Africa's Foreign Policy.

43. Baker, , The United States and South Africa, p. 36Google Scholar.

44. Congressional representatives were responding to broad national debates, rather than simple concern for their own reelection. Using public opinion data and voting records, Hill argues that there is “no evidence of direct constituency transmission of South Africa attitudes to their representatives.” See Hill, , “The Domestic Sources of Foreign Policymaking,” p. 210Google Scholar.

45. Walker, Robert S., “A Conservative Viewpoint Against Apartheid,” Africa Report 30 (0506 1985), p. 55Google Scholar.

46. Walker, , “A Conservative Viewpoint Against Apartheid,” pp. 5455Google Scholar.

47. See Baker, , The United States and South Africa, pp. 16 and 41Google Scholar; Minter, , King Solomon's Mines Revisited, pp. 310–12Google Scholar; and Crocker, High Noon in Southern Africa.

48. U.S. Department of State, “Prohibiting Trade and Certain Other Transactions Involving South Africa,” Executive Order 12532, 9 09 1985Google Scholar, in United States and South Africa, doc. 176, pp. 365–68.

49. For details, see The Commonwealth Group of Eminent Persons, Mission to South Africa (London: Penguin, 1986)Google Scholar.

50. The Comprehensive Anti-Apartheid Act of 1986: PL 99–440 U.S. Statutes at Large 100 (1986), pp. 1086–116Google Scholar.

51. For a discussion of how black South African groups perceived U.S. aid, see Clarizio, Lynda M., United States Policy Toward South Africa (New York: Lawyer's Committee for Human Rights, 1989), pp. 40 and 66Google Scholar.

52. On U.S. characterization of the ANC as a terrorist organization, see Redden, Thomas J. Jr., “The U.S. Comprehensive Anti-Apartheid Act of 1986: Anti-Apartheid or Anti-African National Congress?African Affairs 87 (10 1988), pp. 595605CrossRefGoogle Scholar.

53. New York Times, 11 07 1991, p. A1Google Scholar.

54. See Geldenhuys, Outcast States; Lauren, Power and Prejudice; Commonwealth Secretariat, The Commonwealth at the Summit: Communiques of the Commonwealth Heads of Government Meetings, 1944–1986 (London: Commonwealth Secretariat, 1987)Google Scholar; and Holland, Martin, The European Community and South Africa (London: Pinter, 1988)Google Scholar.

55. New York Times, 3 May 1991, p. A11. For a more detailed discussion of the role of international sanctions in South African reforms, see Klotz, Protesting Prejudice, chap. 9.

56. For a detailed analysis of the failure of the anti-apartheid movement in Britain, see Klotz, Protesting Prejudice, chap. 7.