Hostname: page-component-8448b6f56d-c4f8m Total loading time: 0 Render date: 2024-04-19T14:58:56.597Z Has data issue: false hasContentIssue false

International Institutions and Socialization in Europe: Introduction and Framework

Published online by Cambridge University Press:  18 October 2005

Jeffrey T. Checkel
Affiliation:
University of Oslo, Norway and the ARENA Centre for European Studies jeffrey.checkel@stv.uio.no
Get access

Abstract

International institutions are a ubiquitous feature of daily life in many world regions, and nowhere more so than contemporary Europe. While virtually all would agree that such institutions matter, there is less agreement on exactly how they have effects. This special issue brings together European Union specialists and international relations theorists who address the latter issue. In particular, we explore the socializing role of institutions in Europe, with our central concern being to better specify the mechanisms of socialization and the conditions under which they are expected to lead to the internalization of new roles or interests. Drawing on a multifaceted understanding of human rationality, we consider three generic social mechanisms—strategic calculation, role playing, and normative suasion—and their ability to promote socialization outcomes within international institutions. This disaggregation exercise not only helps consolidate nascent socialization research programs in international relations theory and EU studies; it also highlights points of contact and potential synergies between rationalism and social constructivism.For comments on earlier versions, I am grateful to two anonymous referees, IO editors Lisa Martin and Thomas Risse, as well as to John Duffield, Alexandra Gheciu, Liesbet Hooghe, Peter Katzenstein, Ron Mitchell, Frank Schimmelfennig, Martha Snodgrass, and Michael Zürn. More generally, thanks are owed to all the project participants for numerous and valuable discussions on the themes addressed in this volume.

Type
Research Article
Copyright
© 2005 The IO Foundation and Cambridge University Press

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Acharya, Amitav, and Alastair Iain Johnston. Forthcoming. Crafting Cooperation: The Design and Effect of Regional Institutions in Comparative Perspective. In Crafting Cooperation: The Design and Effect of Regional Institutions in Comparative Perspective, edited by Amitav Acharya and Alastair Iain Johnston, chapter 1. Unpublished manuscript, Harvard University and Nanyang Technological University.
Adler, Emanuel. 1997. Seizing the Middle Ground: Constructivism in World Politics. European Journal of International Relations 3 (3):31963.Google Scholar
Adler, Emanuel. 2002. Constructivism and International Relations. In Handbook of International Relations, edited by Walter Carlsnaes, Thomas Risse, and Beth Simmons, 95118. London: Sage Publications.
Adler, Emanuel, and Michael Barnett, eds. 1998. Security Communities. Cambridge: Cambridge University Press.
Alderson, Kai. 2001. Making Sense of State Socialization. Review of International Studies 27 (3):41533.Google Scholar
Banchoff, Thomas. 1999. German Identity and European Integration. European Journal of International Relations 5 (3):25990.Google Scholar
Barnett, Michael. 1993. Institutions, Roles and Disorder: The Case of the Arab States System. International Studies Quarterly 37 (3):27196.Google Scholar
Barnett, Michael, and Martha Finnemore. 1999. The Politics, Power and Pathologies of International Organizations. International Organization 53 (4):699732.Google Scholar
Barnett, Michael, and Martha Finnemore. 2004. Rules for the World: International Organizations in Global Politics. Ithaca, N.Y.: Cornell University Press.
Bennett, Andrew, and Alexander George. 2005. Case Studies and Theory Development in the Social Sciences. Cambridge, Mass.: MIT Press.
Bernauer, Thomas, and Ronald Mitchell. 1998. Empirical Research on International Environmental Policy: Designing Qualitative Case Studies. Journal of Environment and Development 7 (1):431.Google Scholar
Beyers, Jan. 1998. Where Does Supranationalism Come from? The Ideas Floating through the Working Groups of the Council of the European Union. Paper Presented at the Third Pan-European Conference on International Relations, September, Vienna.
Beyers, Jan, and Guido Dierickx. 1997. Nationality and European Negotiations: The Working Groups of the Council of Ministers. European Journal of International Relations 3 (4):43572.Google Scholar
Beyers, Jan, and Guido Dierickx. 1998. The Working Groups of the Council of the European Union: Supranational or Intergovernmental Negotiations? Journal of Common Market Studies 36 (3):289317.Google Scholar
Brody, Richard, Diana Mutz, and Paul Sniderman, eds. 1996. Political Persuasion and Attitude Change. Ann Arbor: University of Michigan Press.
Bull, Hedley. 1977. The Anarchical Society. New York: Columbia University Press.
Caporaso, James. 1998. Regional Integration Theory: Understanding Our Past and Anticipating Our Future. Journal of European Public Policy 5 (1):116.Google Scholar
Caporaso, James, and Joseph Jupille. 1999. Institutionalism and the European Union: Beyond International Relations and Comparative Politics. Annual Review of Political Science 2:42944.Google Scholar
Caporaso, James, Jeffrey T. Checkel, and Joseph Jupille, eds. 2003a. Integrating Institutions: Rationalism, Constructivism and the Study of the European Union. Special issue of Comparative Political Studies 36 (1–2):5231.Google Scholar
Caporaso, James, Jeffrey T. Checkel, and Joseph Jupille, eds. 2003b. Integrating Institutions: Rationalism, Constructivism and the Study of the European Union—Introduction. Comparative Political Studies 36 (1–2):741.Google Scholar
Chayes, Abram, and Antonia Handler Chayes. 1995. The New Sovereignty: Compliance with International Regulatory Agreements. Cambridge, Mass.: Harvard University Press.
Checkel, Jeffrey T. 2000a. Compliance and Conditionality. Working Paper Series 00/18. Oslo, Norway: ARENA Centre for European Studies, University of Oslo.
Checkel, Jeffrey T. 2000b. Review of The Power of Human Rights: International Norms and Domestic Change. Comparative Political Studies 33 (10):133741.Google Scholar
Checkel, Jeffrey T. 2001. Why Comply? Social Learning and European Identity Change. International Organization 55 (3):55388.Google Scholar
Checkel, Jeffrey T. 2003. ‘Going Native’ in Europe? Theorizing Social Interaction in European Institutions. Comparative Political Studies 36 (1–2):20931.Google Scholar
Checkel, Jeffrey T. 2004. Social Constructivisms in Global and European Politics. A Review Essay. Review of International Studies 30 (2):22944.Google Scholar
Checkel, Jeffrey T., and Andrew Moravcsik. 2001. A Constructivist Research Program in EU Studies? (Forum Debate). European Union Politics 2 (2):21949.Google Scholar
Dawson, Richard, and Kenneth Prewitt. 1969. Political Socialization. Boston: Little, Brown.
Egeberg, Morten. 1999. Transcending Intergovernmentalism? Identity and Role Perceptions of National Officials in EU Decision-Making. Journal of European Public Policy 6 (3):45674.Google Scholar
Egeberg, Morten. 2004. An Organizational Approach to European Integration: Outline of a Complementary Perspective. European Journal of Political Research 43 (2):199219.Google Scholar
Elster, Jon, ed. 1998. Deliberative Democracy. New York: Cambridge University Press.
Farrell, Henry, and Gregory Flynn. 1999. Piecing Together the Democratic Peace: The CSCE and the ‘Construction’ of Security in Post–Cold War Europe. International Organization 53 (3):50536.Google Scholar
Fearon, James. 1998. Deliberation as Discussion. In Deliberative Democracy, edited by Jon Elster, 4468. New York: Cambridge University Press.
Fearon, James, and Alexander Wendt. 2002. Rationalism v. Constructivism: A Skeptical View. In Handbook of International Relations, edited by Walter Carlsnaes, Thomas Risse, and Beth Simmons, 5272. London: Sage Publications.
Finnemore, Martha, and Kathryn Sikkink. 1998. International Norm Dynamics and Political Change. International Organization 52 (3):887917.Google Scholar
Grabbe, Heather. 1999. A Partnership for Accession? The Implications of EU Conditionality for the Central and East European Applicants. Robert Schuman Centre Working Paper 99/12. Florence, Italy: European University Institute.
Grabbe, Heather. 2001. How Does Europeanization Affect CEE Governance? Conditionality, Diffusion and Diversity. Journal of European Public Policy 8 (6):101331.Google Scholar
Haas, Ernst. 1990. When Knowledge is Power: Three Models of Change in International Organizations. Berkeley: University of California Press.
Hedstroem, Peter, and Richard Swedberg, eds. 1998. Social Mechanisms: An Analytical Approach to Social Theory. Cambridge: Cambridge University Press.
Hemmer, Christopher, and Peter Katzenstein. 2002. Why Is There No NATO in Asia? Collective Identity, Regionalism and the Origins of Multilateralism. International Organization 56 (2):575608.Google Scholar
Hooghe, Liesbet. 1999. Supranational Activists or Intergovernmental Agents? Explaining the Orientations of Senior Commission Officials Toward European Integration. Comparative Political Studies 32 (4):43563.Google Scholar
Hooghe, Liesbet. 2001a. Top Commission Officials on Capitalism: An Institutionalist Understanding of Preferences. In The Rules of Integration: Institutionalist Approaches to the Study of Europe, edited by Mark Aspinwall and Gerald Schneider, 15273. Manchester, England: Manchester University Press.
Hooghe, Liesbet. 2001b. The European Commission and the Integration of Europe: Images of Governance. Cambridge: Cambridge University Press.
Hovi, Jon. 2004. Causal Mechanisms and the Study of International Environmental Regimes. In Regime Consequences: Methodological Challenges and Research Strategies, edited by Arild Underdal and Oran Young, 7186. Boston: Kluwer Academic.
Hurd, Ian. 1999. Legitimacy and Authority in International Politics. International Organization 53 (2):379408.Google Scholar
Ikenberry, G. John, and Charles Kupchan. 1990. Socialization and Hegemonic Power. International Organization 44 (3):283315.Google Scholar
Joerges, Christian, and Juergen Neyer. 1997a. From Intergovernmental Bargaining to Deliberative Political Processes: The Constitutionalisation of Comitology. European Law Journal 3 (3):27399.Google Scholar
Joerges, Christian, and Juergen Neyer. 1997b. Transforming Strategic Interaction into Deliberative Problem-Solving: European Comitology in the Foodstuffs Sector. Journal of European Public Policy 4 (4):60925.Google Scholar
Johnson, James. 2002. How Conceptual Problems Migrate: Rational Choice, Interpretation and the Hazards of Pluralism. Annual Review of Political Science 5:22348.Google Scholar
Johnston, Alastair Iain. 2001. Treating International Institutions as Social Environments. International Studies Quarterly 45 (4):487516.Google Scholar
Johnston, Alastair Iain. Forthcoming. Social States: China in International Institutions. Princeton, N.J.: Princeton University Press.
Katzenstein, Peter, ed. 1997. Tamed Power: Germany in Europe. Ithaca, N.Y.: Cornell University Press.
Katzenstein, Peter, Robert Keohane, and Stephen Krasner, eds. 1998. International Organization at Fifty: Exploration and Contestation in the Study of World Politics. International Organization 52 (3):6451061.Google Scholar
Kelley, Judith. 2004. Ethnic Politics in Europe: The Power of Norms and Incentives. Princeton, N.J.: Princeton University Press.
Keohane, Robert, Gary King, and Sidney Verba. 1994. Designing Social Inquiry: Scientific Inference in Qualitative Research. Princeton, N.J.: Princeton University Press.
Keohane, Robert, Joseph Nye, and Stanley Hoffmann, eds. 1993. After the Cold War: International Institutions and State Strategies in Europe, 1989–1991. Cambridge, Mass.: Harvard University Press.
Kopstein, Jeffrey, and David Reilly. 2000. Geographic Diffusion and the Transformation of the Postcommunist World. World Politics 53 (1):137.Google Scholar
Laffan, Brigid. 1998. The European Union: A Distinctive Model of Internationalization. Journal of European Public Policy 5 (2):23553.Google Scholar
Lebow, Richard Ned. 2001. Thucydides the Constructivist. American Political Science Review 95 (3):54760.Google Scholar
Lepgold, Joseph, and Alan Lamborn. 2001. Locating Bridges: Connecting Research Agendas on Cognition and Strategic Choice. International Studies Review 3 (3):330.Google Scholar
Lewis, Jeffrey. 1998. Is the ‘Hard Bargaining’ Image of the Council Misleading? The Committee of Permanent Representatives and the Local Elections Directive. Journal of Common Market Studies 36 (4):479504.Google Scholar
Lynch, Marc. 1999. State Interests and Public Spheres: The International Politics of Jordan's Identity. New York: Columbia University Press.
Lynch, Marc. 2002. Why Engage? China and the Logic of Communicative Engagement. European Journal of International Relations 8 (2):187230.Google Scholar
March, James, and Johan P. Olsen. Forthcoming. The Logic of Appropriateness. In Handbook of Public Policy, edited by Robert Goodin, Michael Moran and Martin Rein. Oxford, England: Oxford University Press.
March, James, and Herbert Simon. 1981. Decision-Making Theory. In The Sociology of Organizations. Basic Studies, 2d ed., edited by O. Grusky and G. A. Miller. New York: Free Press.
Martin, Lisa, and Beth Simmons. 1998. Theories and Empirical Studies of International Institutions. International Organization 52 (3):72958.Google Scholar
Mayntz, Renate. 2003. Mechanisms in the Analysis of Macro-Social Phenomena. MPIfG Working Paper 03/3. Cologne, Germany: Max Planck Institute for the Study of Societies.
Merton, Robert. 1968 [1949]. Social Theory and Social Structure. New York: Free Press.
Meyer, John, and David Strang. 1993. Institutional Conditions for Diffusion. Theory and Society 22:487511.Google Scholar
Moravcsik, Andrew. 1995. Explaining International Human Rights Regimes: Liberal Theory and Western Europe. European Journal of International Relations 1 (2):15789.Google Scholar
Moravcsik, Andrew. 2000. The Origins of Human Rights Regimes: Democratic Delegation in Postwar Europe. International Organization 54 (2):21752.Google Scholar
Moravcsik, Andrew. 2001. Constructivism and European Integration: A Critique. In The Social Construction of Europe, edited by Thomas Christiansen, Knud Erik Joergensen, and Antje Wiener, 17688. London: Sage Publications.
Odell, John. 2000. Negotiating the World Economy. Ithaca, N.Y.: Cornell University Press.
Olsen, Johan P. 2001. Garbage Cans, New Institutionalism and the Study of Politics. American Political Science Review 95 (1):19198.Google Scholar
Olsen, Johan P. 2002. The Many Faces of Europeanization. Journal of Common Market Studies 40 (5):92152.Google Scholar
Orbell, John, Robyn Dawes, and Alphons Van de Kragt. 1988. Explaining Discussion-Induced Cooperation. Journal of Personality and Social Psychology 54 (5):81119.Google Scholar
Pevehouse, Jon. 2002. Democracy from the Outside-In? International Organizations and Democratization. International Organization 56 (3):51550.Google Scholar
Pollack, Mark. 1998. Constructivism, Social Psychology and Elite Attitude Change: Lessons from an Exhausted Research Program. Paper Presented at the 11th International Conference of Europeanists, February, Baltimore.
Pollack, Mark. 2003. Deliberative Democracy or Member-State Control Mechanism? Two Images of Comitology. Comparative Political Studies 36 (1–2):12555.Google Scholar
Price, Richard. 1998. Reversing the Gun Sights: Transnational Civil Society Targets Land Mines. International Organization 52 (3):61344.Google Scholar
Risse, Thomas. 2000. ‘Let's Argue!’: Communicative Action in World Politics. International Organization 54 (1):139.Google Scholar
Risse, Thomas, Stephen Ropp, and Kathryn Sikkink, eds. 1999. The Power of Human Rights: International Norms and Domestic Change. Cambridge: Cambridge University Press.
Risse-Kappen, Thomas. 1995a. Cooperation among Democracies: The European Influence on US Foreign Policy. Princeton, N.J.: Princeton University Press.
Risse-Kappen, Thomas, ed. 1995b. Bringing Transnational Relations Back In: Non-State Actors, Domestic Structures and International Institutions. New York: Cambridge University Press.
Ruggie, John Gerard. 1998. What Makes the World Hang Together? Neo-Utilitarianism and the Social Constructivist Challenge. International Organization 52 (4):85585.Google Scholar
Schimmelfennig, Frank. 2003. The EU, NATO and the Integration of Europe: Rules and Rhetoric. Cambridge: Cambridge University Press.
Schimmelfennig, Frank, and Ulrich Sedelmeier. 2002. Theorizing EU Enlargement: Research Focus, Hypotheses and the State of Research. Journal of European Public Policy 9 (4):50028.Google Scholar
Siegel, R. 1965. Assumptions about the Learning of Political Values. Annals of the American Academy of Political and Social Sciences 361.
Smith, Michael. 2004. Institutionalization, Policy Adaptation and European Foreign Policy Cooperation. European Journal of International Relations 10 (1):95136.Google Scholar
Snyder, Jack. 2002. Anarchy and Culture: Insights from the Anthropology of War. International Organization 56 (1):746.Google Scholar
Soysal, Yasemin. 1994. Limits of Citizenship: Migrants and Postnational Membership in Europe. Chicago: University of Chicago Press.
Sterling-Folker, Jennifer. 2000. Competing Paradigms or Birds of a Feather? Constructivism and Neoliberal Institutionalism Compared. International Studies Quarterly 44 (1):97120.Google Scholar
Stryker, Sheldon. 1980. Symbolic Interactionism: A Social Structural Perspective. Reading, Mass.: Benjamin-Cummings.
Tallberg, Jonas. 2002. Paths to Compliance: Enforcement, Management and the European Union. International Organization 56 (3):60944.Google Scholar
Tilly, Charles. 2001. Mechanisms in Political Processes. Annual Review of Political Science 4:2141.Google Scholar
Wallander, Celeste. 1999. Mortal Friends, Best Enemies: German-Russian Cooperation after the Cold War. Ithaca, N.Y.: Cornell University Press.
Wallander, Celeste. 2000a. What NATO Is and How It Can Cooperate with Russia. Policy Memo, No.127. Washington, D.C.: Program on New Approaches to Russian Security, Center for Strategic and International Studies.
Wallander, Celeste. 2000b. Institutional Assets and Adaptability: NATO after the Cold War. International Organization 54 (4):70536.Google Scholar
Waltz, Kenneth. 1979. Theory of International Politics. New York: McGraw Hill.
Weber, Steven. 1994. Origins of the European Bank for Reconstruction and Development. International Organization 48 (1):138.CrossRefGoogle Scholar
Wendt, Alexander. 1999. Social Theory of International Politics. Cambridge: Cambridge University Press.
Wendt, Alexander. 2001. Driving with the Rearview Mirror: On the Rational Science of Institutional Design. International Organization 55 (4):101950.CrossRefGoogle Scholar
Wessels, Wolfgang. 1998. Comitology: Fusion in Action—Politico-Administrative Trends in the EU System. Journal of European Public Policy 5 (2):20934.CrossRefGoogle Scholar
Wight, Colin. 2002. Philosophy of Social Science and International Relations. In Handbook of International Relations, edited by Walter Carlsnaes, Thomas Risse, and Beth Simmons, 2351. London: Sage Publications.
Zimbardo, Philip, and Michael Leippe. 1991. The Psychology of Attitude Change and Social Influence. New York: McGraw Hill.