Extrema of the density functional for the energy: Excited states from the ground-state theory

John P. Perdew and Mel Levy
Phys. Rev. B 31, 6264 – Published 15 May 1985
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Abstract

Although every stationary-state density ni(r→) of a many-particle system is not an extremum of the ground-state density functional Ev[n], every extremum of Ev[n] [i.e., every solution of the Euler equation δEv/δn(r→)=λ] is a stationary-state density ni(r→). Always, Ev[ni]≤Ei, where Ei is the lowest stationary-state energy for density ni(r→); the equality holds if and only if ni(r→) is an extremum of Ev[n]. The extrema lying above the absolute minimum are excited-state densities which fail to be pure-state v-representable. Surprisingly, infinitesimal number-conserving density variations δn(r→) about an extremum n(r→) do not lead to energy variations δEv of order (δn)2 when δn(r→)/n1/2(r→) fails to be square-integrable; in fact, variations δEv of order ‖δn‖ about the ground state are exemplified by the recently discovered ‘‘derivative discontinuities of the energy.’’ This unconventional behavior of Ev[n] may be traced in part to an asymptotic divergence of δ2Ev/δn(r→)δn(r→). Conditions are presented under which a self-consistent solution of the Kohn-Sham single-particle problem represents an extremum of Ev[n]. The multiplets of the ground-state orbital configuration of the carbon atom are examined. The local-density and Langreth-Mehl approximations are found to yield a remarkably accurate account of the degeneracy of the various ground-state densities for this system, but no estimate of the multiplet splitting is obtained. Finally, aspects of v-representability are discussed, with emphasis on the iron atom.

  • Received 18 January 1985

DOI:https://doi.org/10.1103/PhysRevB.31.6264

©1985 American Physical Society

Authors & Affiliations

John P. Perdew

  • Department of Physics and Quantum Theory Group, Tulane University, New Orleans, Louisiana 70118

Mel Levy

  • Department of Chemistry and Quantum Theory Group, Tulane University, New Orleans, Louisiana 70118

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Issue

Vol. 31, Iss. 10 — 15 May 1985

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