Electronic, structural, and optical properties of crystalline yttria

Yong-Nian Xu, Zhong-quan Gu, and W. Y. Ching
Phys. Rev. B 56, 14993 – Published 15 December 1997
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Abstract

The electronic structure of crystalline Y2O3 is investigated by first-principles calculations within the local-density approximation (LDA) of the density-functional theory. Results are presented for the band structure, the total density of states (DOS), the atom- and orbital-resolved partial DOS, effective charges, bond order, and charge-density distributions. Partial covalent character in the Y-O bonding is shown, and the nonequivalency of the two Y sites is demonstrated. The calculated electronic structure is compared with a variety of available experimental data. The total energy of the crystal is calculated as a function of crystal volume. A bulk modulus B of 183 Gpa and a pressure coefficient B of 4.01 are obtained, which are in good agreement with compression data. An LDA band gap of 4.54 eV at Γ is obtained which increases with pressure at a rate of dEg/dP=0.012eV/Gpa at the equilibrium volume. Also investigated are the optical properties of Y2O3 up to a photon energy of 20 eV. The calculated complex dielectric function and electron-energy-loss function are in good agreement with experimental data. A static dielectric constant of ɛ(0)=3.20 is obtained. It is also found that the bottom of the conduction band consists of a single band, and direct optical transition at Γ between the top of the valence band and the bottom of the conduction band may be symmetry forbidden.

  • Received 11 June 1997

DOI:https://doi.org/10.1103/PhysRevB.56.14993

©1997 American Physical Society

Authors & Affiliations

Yong-Nian Xu

  • Department of Physics, University of Missouri-Kansas City, Kansas City, Missouri 64110

Zhong-quan Gu

  • National Laboratory for Surface Science and Institute of Semiconductors, Chinese Academy of Sciences, Beijing, People’s Republic of China

W. Y. Ching

  • Max-Planck-Institut für Metallforschung, Seestrasse 92, D-70174 Stuttgart, Germany
  • Department of Physics, University of Missouri-Kansas City, Kansas City, Missouri 64110

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Issue

Vol. 56, Iss. 23 — 15 December 1997

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