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2019 | OriginalPaper | Buchkapitel

13. Perturbations of Jordan Blocks

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Abstract

In this chapter we shall study the spectrum of a random perturbation of the large Jordan block A 0, introduced in Sect. 2.​4:
$$\displaystyle A_0=\begin {pmatrix}0 &1 &0 &0 &\ldots &0\\ 0 &0 &1 &0 &\ldots &0\\ 0 &0 &0 &1 &\ldots &0\\ . &. &. &. &\ldots &.\\ 0 &0 &0 &0 &\ldots &1\\ 0 &0 &0 &0 &\ldots &0 \end {pmatrix}: {\mathbf {C}}^N\to {\mathbf {C}}^N. $$
  • Zworski noticed that for every z ∈ D(0, 1), there are associated exponentially accurate quasimodes when N →. Hence the open unit disc is a region of spectral instability.
  • We have spectral stability (a good resolvent estimate) in \(\mathbf {C}\setminus \overline {D(0,1)}\), since ∥A 0∥ = 1.
  • σ(A 0) = {0}.
Thus, if A δ = A 0 + δQ is a small (random) perturbation of A 0 we expect the eigenvalues to move inside a small neighborhood of \(\overline {D(0,1)}\). In the special case when Qu = (u|e 1)e N, where \((e_j)_1^N\) is the canonical basis in C N, we have seen in Sect. 2.​4 that the eigenvalues of A δ are of the form
$$\displaystyle \delta ^{1/N}e^{2\pi ik/N},\ k\in \mathbf {Z}/N\mathbf {Z}, $$
so if we fix 0 < δ ≪ 1 and let N →, the spectrum “will converge to a uniform distribution on S 1”.

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Fußnoten
1
If \(u:B_{{\mathbf {C}}^M}(0,R)\to \mathbf {C}\) is a bounded holomorphic function, then the C M-norm |du(z 0)| of the differential du at some point z 0 ∈ B(0, R) is equal to the supremum of all \(|u^{\prime }_\omega (0)|\), where u ω(w) = u(z 0 + ), w ∈neigh (0, C), when ω varies in the unit sphere ∂B(0, 1) in C M. Applying the Cauchy inequality to all the functions u ω and varying the point z 0 in B(0, θR) for some fixed 0 < θ < 1, we get \(\sup _{z\in B(0,\theta R)}|du(z)|\le (C_\theta /R) \sup _{B(0,R)}|u| \).
 
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Metadaten
Titel
Perturbations of Jordan Blocks
verfasst von
Johannes Sjöstrand
Copyright-Jahr
2019
DOI
https://doi.org/10.1007/978-3-030-10819-9_13