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2019 | OriginalPaper | Buchkapitel

8. Private-Sector Transparency as Development Imperative: An African Inspiration

verfasst von : Richard Peltz-Steele, Gaspar Kot

Erschienen in: Law and Development

Verlag: Springer Singapore

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Abstract

Access to information (ATI) is essential to ethical and efficacious social and economic development. Transparency ensures that human rights are protected and not overwhelmed by profiteering or commercial priorities. Accordingly, ATI has become recognised as a human right that facilitates the realisation of other human rights. But ATI as conceived in Western law has meant only access to the state. In contemporary development, private actors are crucial players, as they work for, with, and outside the state to realise development projects. This investment of public interest in the private sector represents a seismic shift in social, economic, and political power from people to institutions, akin to the twentieth-century creation of the social-democratic state. Contingent on state accountability, Western ATI law has struggled to follow the public interest into the private sector. Western states are stretching ATI law to reach the private sector upon classical rationales for access to the state. In Poland, hotly contested policy initiatives over privatisation and public reinvestment have occasioned this stretching of ATI law in the courts. Meanwhile, in Africa, a new model for ATI has emerged. Since the reconstruction of the South African state after Apartheid, South African ATI law has discarded the public-private divide as prohibitive of access. Rather than focusing on the nature of a private ATI respondent’s activity as determinative of access, South African law looks to the demonstrated necessity of access to protect human rights. This chapter examines cases from South Africa that have applied this new ATI model to the private sector in areas with development implications. For comparison, the article then examines the gradually expanding but still more limited Western approach to ATI in the private sector as evidenced in Polish ATI law. This research demonstrates that amid shifting power in key development areas such as energy and communication, Polish courts have been pressing ATI to work more vigorously in the private sector upon theories of attenuated state accountability, namely public ownership, funding, and function. We posit that Poland, and other states in turn, should jettison these artifices of state accountability and look instead to the South African model, since replicated elsewhere in Africa, for direct access to the private sector. ATI law should transcend the public-private divide, and the nations of the North and West should recognise human rights as the definitive rationale for ATI in furtherance of responsible development.

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Fußnoten
1
Calland [6], Darch and Underwood [8].
 
2
Calland, Illuminating the Politics, supra note 1, at 4–5; Ngabirano [20], Roling [29].
 
3
Adeleke [1].
 
4
See Liebenberg [16].
 
5
Calland [7], Roberts [28].
 
6
S. Afr. (Interim) Const., 1993, § 24.
 
7
O’Regan [21].
 
8
S. Afr. Const., 1996, § 32(1).
 
9
Id. § 32(2).
 
10
Directive 95/46/EC of the European Parliament and the Council on the Protection of Individuals with Regard to the Processing of Personal Data and on the Free Movement of Such Data, 1995 O.J. (L 281) 31, http://​eur-lex.​europa.​eu/​LexUriServ/​LexUriServ.​do?​uri=​OJ:​L:​1995:​281:​0031:​0050:​EN:​PDF.
 
11
See Lange [15].
 
12
See Klaaren et al. [14].
 
13
Asimow [2]; O’Regan, supra note 7, at 14; Open Democracy Advice Ctr., Right to Access Information Training Manual 14 (2011), http://​www.​r2k.​org.​za/​wp-content/​uploads/​2012/​12/​rti-training-manual-dec-2012.​pdf.
 
14
Asimow, supra note 13, at 395; Calland, Illuminating the Politics, supra note 1, at 6; O’Regan, supra note 7, at 14.
 
15
Promotion of Access to Information Act, No. 2 of 2000, § 9(b) (S. Afr.) [hereinafter PAIA].
 
16
Inst. for Democracy in S. Afr. v. Afr. Nat’l Cong. [2005] ZAWCHC 30, 2005 (5) SA 39 (C), [2005] 3 All SA 45 (C), ¶¶ 14–19.
 
17
Roling, supra note 2, at 10.
 
18
Burns [5].
 
19
PAIA, § 1.
 
20
Id.
 
21
Id. §§ 50(1), 52(2)(d). Because a requester must assert a rationale under this unusual provision, the usual ATI principle of interest neutrality must be forfeit.
 
22
Id. § 50(2).
 
23
Id. § 51(1)–(3).
 
24
Id. §§ 63–69.
 
25
Roling, supra note 2, at 21–22.
 
26
PAIA, §§ 63–69.
 
27
Id. § 70.
 
28
Ngabirano, supra note 2, at 209–10.
 
29
See Darch and Underwood, supra note 1, 237–42.
 
30
McKinley [17].
 
31
Darch and Underwood, supra note 1, at 243.
 
32
Id.
 
33
Bentley and Calland [3].
 
34
McKinley, supra note 30, at 12–13.
 
35
Id. at 20–92.
 
36
African Charter on Human and People’s Rights art. 9.
 
37
Phooko [26].
 
38
Media Inst. of S. Africa, Draft Law on Access to Information in Africa, https://​misaswaziland.​com/​draft-law-on-access-to-information-in-africa/​ (last visited Sept. 18, 2018); see African Charter on Democracy, Elections, and Governance art. 19(2) (2007); African Charter on Statistics princ. 1 (2009) (transparency); African Charter on Values and Principles of Public Service and Administration art. 6 (2011); African Union Convention on Preventing and Combating Corruption art. 9 (2003); Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa (‘Maputo Protocol’) art. 2(2), 4(2)(f), 5(a), 14(2)(a), 18(2)(b) (2003).
 
39
Lasseko Phooko, supra note 37, at 179.
 
40
Afr. Comm’n on Hum. & Peoples’ Rts. [ACHPR], Model Law on Access to Information for Africa (2012) [hereinafter African Model Law], http://​www.​achpr.​org/​files/​instruments/​access-information/​achpr_​instr_​model_​law_​access_​to_​information_​2012_​eng.​pdf (adopted 2013).
 
42
See African Model Law, supra note 40, § 2.
 
43
A New Model Law on Access to Information for Africa, Freedominfo.org, Apr. 12, 2013, http://​www.​freedominfo.​org/​2013/​04/​african-model-access-law-issued-by-rights-panel/​.
 
44
Though in sum the African Model Law is exemplary, there remain points of contention. For example, the model might afford respondent authorities too much latitude to refuse requests as ‘manifestly vexatious’. African Model Law, supra note 40, § 37; see also Mutula and Wamukoya [19] (quasi-public bodies).
 
45
Mutula and Wamukoya, supra note 44, at 334.
 
46
African Model Law, supra note 40, § 1.
 
47
Darwala et al. [9] (on behalf of Commonwealth Human Rights Initiative, New Delhi).
 
48
African Model Law, supra note 40, § 1.
 
49
African Model Law, supra note 40, § 1.
 
50
Id. § 12(1)(b).
 
51
Id. § 2(a)–(b).
 
52
Peltz-Steele [24], Access, at 930 (Kenya, Rwanda, Sierra Leone, South Sudan, Tanzania).
 
53
Hartshorn [10].
 
54
E.g., Bertoni and Sánchez (n.d.) [on behalf of Centro de Estudios en Libertad de Expresión y Acceso a la Información, University of Palermo (Argentina) Law School].
 
55
See African Model Law, supra note 40, §§ 6–9, 17, 62(2)(d), 65, 57.
 
56
Cape Metro. Council v. Metro Inspection Serv. W. Cape CC [2001] ZASCA 56.
 
57
Clutchco (Pty.) Ltd. v. Davis [2005] ZASCA 16, [2005] 2 All SA 225 (SCA), 2005 (3) SA 486 (SCA), ¶ 10.
 
58
Van Huyssteen v. Minister of Envtl. Affairs & Tourism 1996 (1) SA 283 (C) (High Ct. E. Cape Prov. Div. June 28, 1995), reprinted in 1 Compendium of Judicial Decisions on Matters Related to Environment: National Decisions 59, 71 (1998) [hereinafter Compendium], http://​www.​right2info.​org/​resources/​publications/​case-pdfs/​south-africa_​van-huyssteen-and-others-nno-v-minister-of-environmental-affairs-and-tourism-and-others.
 
59
E.g., Shabalala v. Attorney-Gen. of Transvaal (CCT23/94) [1995] ZACC 12, 1995 (12) BCLR 1593, 1996 (1) SA 725 (fair trial).
 
60
Cape Metro. Council, [2001] ZASCA 56, ¶ 6 (applying interim constitution); see id. ¶ 26.
 
61
Id. ¶ 24.
 
62
Id. ¶ 27 (emphasis added) (citing Van Niekerk v. Pretoria City Council 1997 (3) SA 839 (T) at 844A-846G).
 
63
Id. ¶ 29.
 
64
Id. ¶ 28.
 
65
Van Huyssteen, 1996 (1) SA 283 (C), reprinted in Compendium, supra note 58, at 71 (citing interim constitution).
 
66
Nortje v. Attorney Gen. 1995 (2) SA 460 (C).
 
67
Van Huyssteen, 1996 (1) SA 283 (C), reprinted in Compendium, supra note 58, at 70 (citing Nortje, 1995 (2) SA 460 (C) at 474F–475A).
 
68
Id. (citing Nortje, 1995 (2) SA 460 (C) at 474F–475A).
 
69
Id. (citing Nortje, 1995 (2) SA 460 (C) at 474F–475A).
 
70
Clutchco (Pty.) Ltd. v. Davis [2005] ZASCA 16, [2005] 2 All SA 225 (SCA), 2005 (3) SA 486 (SCA), ¶ 10.
 
71
Unitas Hosp. v. Van Wyk 2006 (4) SA 436.
 
72
Clutchco, [2005] ZASCA 16, ¶ 10.
 
73
Id. ¶¶ 2–9.
 
74
Id. ¶¶ 3, 7–8.
 
75
Id. ¶¶ 14–16.
 
76
Id. ¶ 17.
 
77
Id.
 
78
Id.
 
79
Id. (quoting Cape Metro. Council, [2001] ZASCA 56).
 
80
Id. ¶ 11 (quoting precedents).
 
81
Id. ¶ 12.
 
82
Id. ¶ 13.
 
83
Id. ¶ 18.
 
84
Id. Later high court cases have divided on cases that are factually distinguishable. Compare Loest v. Gendac 2017 (4) SA 187 (GP) (finding better foundation in requester’s contract-based claim to access books for valuation, nevertheless defeated on ‘required’ analysis for incompatibility with remedies under Companies Act), with Fortuin v. Cobra Promotions CC 2010 (5) SA 288 (ECP) (viewing valuation claim as legitimate pre-litigation discovery).
 
85
Unitas Hosp., 2006 (4) SA 436, ¶ 6.
 
86
Id. ¶ 7.
 
87
Id. ¶¶ 8–9.
 
88
Id. ¶ 3.
 
89
Id. ¶ 14.
 
90
Id. (quoting lower court opinion).
 
91
Id. ¶ 19.
 
92
Id. ¶ 21.
 
93
Id. ¶ 22.
 
94
Claase v. Info. Officer of S. Afr. Airways (Pty.) Ltd. [2006] SCA 163 (RSA).
 
95
Id. ¶¶ 2–3.
 
96
Claase, [2006] SCA 163 (RSA), ¶ 1.
 
97
Id. ¶ 11.
 
98
Inst. for Democracy in S. Afr. v. Afr. Nat’l Cong. (IDASA) [2005] ZAWCHC 30, 2005 (5) SA 39 (C), [2005] 3 All SA 45 (C).
 
99
IDASA, [2005] ZAWCHC 30, ¶ 32.
 
100
Id. ¶ 36 (citing S. Afr. Const., 1996, §§ 1(d), 16, 18, 19(1)–(2), 41(1)(c), 152(1)(a), 195(1)).
 
101
Id. ¶¶ 39–40 (citing S. Afr. Const., 1996, §§ 1(d), 16, 18).
 
102
S. Afr. Const., 1996, § 19(1)–(2).
 
103
IDASA, [2005] ZAWCHC 30, ¶¶ 42–43.
 
104
Id. ¶ 45.
 
105
Id. ¶ 47.
 
106
Id. ¶ 48 (original emphasis).
 
107
Id. ¶ 49.
 
108
Mittalsteel S. Afr. Ltd. v. Hlatshwayo [2006] SCA 94, ¶ 2 (RSA).
 
109
Id. ¶¶ 1, 23–27.
 
110
Id. ¶ 2.
 
111
Hlatshwayo [11].
 
112
Mittalsteel S. Afr. Ltd. v. Hlatshwayo [2006] SCA 94, ¶ 28 (RSA).
 
113
Trs. for Time Being of Biowatch Tr. v. Registrar: Genetic Res. [2005] ZAGPHC 135, ¶ 69.
 
114
Co. Sec’y, ArcelorMittal S. Afr. Ltd. v. Vaal Envtl. Justice Alliance [2014] ZASCA 184, 2015 (1) SA 515 (SCA).
 
115
Id. ¶ 11.
 
116
Trs. for Time Being of Biowatch Tr., [2005] ZAGPHC 135, ¶ 69.
 
117
Id. ¶¶ 7–10.
 
118
Id. ¶¶ 17–21.
 
119
Id. ¶¶ 39–40.
 
120
Id. ¶ 41.
 
121
See S. Afr. Const., 1996, §§ 24, 33.
 
122
Co. Sec’y, ArcelorMittal S. Afr. Ltd. v. Vaal Envtl. Justice Alliance [2014] ZASCA 184, 2015 (1) SA 515 (SCA), ¶¶ 2, 9.
 
123
ArcelorMittal, [2014] ZASCA 184, ¶ 1.
 
124
Id. ¶¶ 3–4.
 
125
Id. ¶ 41 (quoting S. Afr. Const., 1996, § 24), ¶¶ 49–50.
 
126
Id. ¶ 53.
 
127
Id. ¶¶ 58–60.
 
128
Id. ¶¶ 53, 60–74, 83; see id. ¶ 80.
 
129
Id. ¶ 78.
 
130
Id. ¶ 82.
 
131
M&G Media Ltd. v. 2010 FIFA World Cup Org. Comm. S. Afr. Ltd. 2011 (5) SA 163 (GSJ), ¶¶ 1–3.
 
132
Id.
 
133
Id. ¶ 163.
 
134
Id. ¶ 334.
 
135
Id. ¶ 337; S. Afr. Const., 1996, § 16(1)(a).
 
136
M&G Media Ltd., 2011 (5) SA 163 (GSJ), ¶ 338.
 
137
Id. ¶ 341.
 
138
Id. ¶ 343. But see Nairobi Law Monthly Co. v. Kenya Elec. Generating Co., Pet. No. 278 of 2011 (High Ct. Nairobi, Const. & Hum. Rts. Div. May 13, 2013) (construing private-sector access provision in Kenyan law and rejecting requester reliance on constitutional role of journalist per se, because such bootstrapping would yield unbridled access to private sector upon any investigative claim).
 
139
M&G Media Ltd., 2011 (5) SA 163 (GSJ), ¶¶ 350–351.
 
140
Id. ¶ 353.
 
141
Id. ¶ 355.
 
142
Id. ¶ 353.
 
143
Id. ¶¶ 355–356.
 
144
Id. ¶ 360.
 
145
Id. ¶¶ 383–385.
 
146
Id. ¶ 384.
 
147
Id. ¶ 387.
 
148
Id. ¶¶ 408–413.
 
149
Pacula [22].
 
150
See Tarnacka [31].
 
151
Konstytucja Rzeczypospolitej Polskiej [RP] z dnia 2 kwietnia 1997 r. [Constitution of the Republic of Poland of Apr. 2, 1997] art. 14, 54, http://​www.​sejm.​gov.​pl/​prawo/​konst/​angielski/​kon1.​htm (official English translation).
 
152
Id. art. 61, sec. 1 (‘Such right shall also include receipt of information on the activities of self-governing economic or professional organs and other persons or organizational units relating to the field in which they perform the tasks of public authorities and manage communal assets or property of the State Treasury.’). The article also requires access to the records and meetings of ‘collective organs of public authority formed by universal elections, with the opportunity to make sound and visual recordings’. Id. art. 61, sec. 2.
 
153
Id. art. 61, sec. 3–4. Legislative access is specified for enactment through rules of procedure in the respective houses of parliament. Id. art. 61, sec. 4.
 
154
Wyrok Sąd Najwyższy [SN] z 1 czerwca 2000 r. [Supreme Court Judgment of June 1, 2000], III RN 64/00, http://​www.​sn.​pl/​sites/​orzecznictwo/​Orzeczenia1/​III%20​RN%20​64-00.​pdf.
 
155
Id.
 
156
Ustawa z dnia 6 września 2001 r. o dostępie do informacji publicznej (Dz. U. 2001 Nr 112 poz. 1198, with amendments), translated in Legis. Online, https://​www.​legislationline.​org/​documents/​id/​6757 (OSCE Off. for Democratic Institutions & Hum. Rts. last visited Sept. 11, 2018) [hereinafter ATPIA].
 
157
Id. art. 2.
 
158
Wyrok Wojewódzki Sąd Administracyjny [WSA] w Warszawie z 11 lutego 2004 r. [Warsaw District Administrative Court Judgment of Feb. 11, 2004], III SAB 391/03, http://​orzeczenia.​nsa.​gov.​pl/​doc/​9C8EB0684A.
 
159
ATPIA art. 2(2); Tomasz R. Aleksandrowicz, Komentarz do ustawy o dostępie do informacji publicznej [Commentary on the Statute on Access to Public Information] 121 (2006).
 
160
ATPIA art. 4.
 
161
Pawlik [23].
 
162
Wyrok Najwyższy Sąd Administracyjny [NSA] z 3 kwietnia 2014 r [Supreme Administrative Court Judgment of Apr. 3, 2014], I OSK 2994/13, http://​orzeczenia.​nsa.​gov.​pl/​doc/​1AA23834FB.
 
163
Zakres stosowania przepisów dostępowych [Scope of Application of Access Rules], in Główne problemy prawa do informacji w świetle prawa i standardów międzynarodowych, europejskich i wybranych państw Unii Europejskiej [The Main Problems of the Right to Information in Light of International Law and Standards, European and Selected European Union Countries] 22–23 (Grzegorz Sibiga ed., 2014).
 
164
Uchwała NSA z 11 kwietnia 2005 r [NSA Resolution of Apr. 11, 2005], I OPS 1/05, http://​orzeczenia.​nsa.​gov.​pl/​doc/​571022A55E.
 
165
Pawlik, supra note 161, at 3; Zakres, supra note 163, at 23.
 
166
Pietras [27].
 
167
ATPIA art. 1(2); Wyrok WSA w Warszawie z 5 września 2013 r [WSA Judgment of Sept. 5, 2013], VIII SA/Wa 433/13, http://​orzeczenia.​nsa.​gov.​pl/​doc/​41D1B89D6E.
 
168
Prawo zamówień publicznyc z 29 stycznia 2004 r (Dz. U. 2004r. Nr 19, poz. 177, with amendments).
 
169
Ustawa o ochronie informacji niejawnych z 22 stycznia 1999 r (Dz. U. 2005r Nr 196, poz. 1631, uniform text).
 
170
ATPIA art. 5(1); see Ustawa o radcach prawnych z 26 maja 1982 r [Advocates’ Profession Act of May 26, 1982] art. 6 (Dz. U. 2018 Nr 1184, 1467, uniform text); Ustawa o radcach prawnych z 6 lipca 1982 [Legal Counsels’ Profession Act of July 6, 1982] art. 3 (Dz. U. 2018 poz. 138, 723, 1467, uniform text); Ustawa z dnia 5 grudnia 1996 r. o zawodach lekarza i lekarza dentysty [Medical Profession Act of Dec. 5, 1996] art. 40 (Dz. U. 2018, poz. 617, 650, 697, uniform text).
 
171
ATPIA art. 5(2).
 
172
Ustawa z dnia 10 maja 2018 r. o ochronie danych osobowych [Protection of Personal Data Act of May 10, 2018] (Dz. U. 2018 poz. 1000) (implementing Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, which repealed Directive 95/46/EC).
 
173
ATPIA art. 5(2).
 
174
Wyrok SN z 6 czerwca 2003 r. [SN Judgment of June 6, 2003], IV CKN 211/01 (LEX nr 585877); Wyrok WSA w Krakowie z 18 grudnia 2006 r. [WSA in Kraków Judgment of Dec. 18, 2006], II SAB/Kr 87/06, http://​orzeczenia.​nsa.​gov.​pl/​doc/​C4D7263C27; Wyrok WSA w Poznaniu z 1 marca 2011 r. [WSA in Poznań Judgment of Mar. 1, 2011], II SAB/Po 1/11, http://​orzeczenia.​nsa.​gov.​pl/​doc/​B2BF568588.
 
175
Ustawa z dnia 16 kwietnia 1993 r. o zwalczaniu nieuczciwej konkurencji (Dz. U. 2003 Nr 153 poz. 1503, with amendments).
 
176
Uchwała NSA z 11 kwietnia 2005 r. [NSA Resolution of Apr. 11, 2005], I OPS 1/05, http://​orzeczenia.​nsa.​gov.​pl/​doc/​571022A55E.
 
177
Wyrok NSA z 28 października 2005 r. [NSA Judgment of Oct. 28, 2016], I OSK 603/15, http://​orzeczenia.​nsa.​gov.​pl/​doc/​89D128A548.
 
178
Wyrok NSA z 18 sierpnia 2010 r. [NSA Judgment of Aug. 18, 2010], I OSK 851/10, http://​orzeczenia.​nsa.​gov.​pl/​doc/​529C4D0B34.
 
179
Wyrok NSA z 28 października 2013 r. [NSA Judgment of Oct. 17, 2013], I OSK 952/13, http://​orzeczenia.​nsa.​gov.​pl/​doc/​FBB404C78B.
 
180
E.g., Ustawa z dnia 8 marca 1990 r. o samorządzie gminnym [Act on Municipal Local Government of Mar. 8, 1990] (Dz. U. 2018, poz. 994, 1000, 1349, uniform text).
 
181
Wyrok NSA z 28 maja 2014 r. [NSA Judgment of May 28, 2014], I OSK 2380/13, http://​orzeczenia.​nsa.​gov.​pl/​doc/​F7EE820FB6.
 
182
Prawo telekomunikacyjne 16 lipca 2004 r. [Telecommunications Act of July 16, 2004] art. 176 (Dz. U. 2014, poz. 243, item 1503, with amendments).
 
183
Ustawy z dnia 21 sierpnia 1997r. o gospodarce nieruchomościami, art. 6 ust. 1 (t.j. Dz. U. z 2010r. Nr 102 poz. 651 ze zm.).
 
184
Ustawy z dnia 27 marca 2003r. o planowaniu i zagospodarowaniu przestrzennym, art. 2 pkt 5 (t.j. Dz. U. z 2012r. nr 647 ze zm.).
 
185
Article 19, Open Development: Access to Information and the Sustainable Development Goals 9 (July 2017), https://​www.​article19.​org/​data/​files/​medialibrary/​38832/​Open-Development--Access-to-Information-and-the-SDGs-2017.​pdf; see also UNESCO, Keystones to Foster Inclusive Knowledge Societies: Access to Information and Knowledge, Freedom of Expression, Privacy, and Ethics on a Global Internet: Final Study 29, http://​unesdoc.​unesco.​org/​images/​0023/​002325/​232563E.​pdf.
 
186
Intl Council on Human Rights (ICHR), Beyond Voluntarism: Human Rights and the Developing International Legal Obligations of Companies (2002), http://​www.​ichrp.​org/​files/​summaries/​7/​107_​summary_​en.​pdf, cited in Siraj [30].
 
187
Darch and Underwood, supra note 1, at 140–41.
 
188
Calland, supra note 1.
 
189
Roberts, supra note 5.
 
190
Hohfeld [12, 13]; see also Siraj, supra note 187, at 214 [citing Janet Dine, Companies, International Trade and Human Rights (1995); Tim Dunne & Nicholas J. Wheeler, Human Rights in Global Politics (1999); Jedrzej George Frynas & Scott Pegg, Transnational Corporations and Human Rights (2003)].
 
191
Roberts, supra note 5, at 245–55.
 
192
Id. at 269.
 
193
Bentley and Calland, supra note 33, at 341.
 
194
Mulgan [18].
 
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Metadaten
Titel
Private-Sector Transparency as Development Imperative: An African Inspiration
verfasst von
Richard Peltz-Steele
Gaspar Kot
Copyright-Jahr
2019
Verlag
Springer Singapore
DOI
https://doi.org/10.1007/978-981-13-9423-2_8