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2017 | Buch

Reinventing Development

The Sceptical Change Agent

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This book debunks the foundations of contemporary government-led development policy. The author questions the predictability of success when using mainstream development doctrines and its underlying assumptions, approaching development from a sceptical standpoint, as opposed to the more common optimistic view. The book uses international development and aid as a case study of how rich countries define how change should happen. Further, it suggests alternative ways of thinking about and organizing social change.

Inhaltsverzeichnis

Frontmatter
Chapter 1. Introduction
Abstract
This introduction is longer than is often the case, as I need to bring the reader step by step to my arguments. The core of my argument is that a good change agent has to have the right to be sceptical—not to be pessimistic about prospects, but to be sceptical about the value of knowledge. It shows how the ‘gate-keepers’, who define what is to be deemed correct in International Development, can be found in the Development Advisory Committee (DAC) of the Organisation for Economic Cooperation and Development (OECD) and how the book sets out to demolish the conceptual and practical norms of international development as the DAC defines them and as can be found in a host of official documents.
Adam Fforde

Development and Its Facts

Frontmatter
Chapter 2. Development Today: Its Facts
Abstract
This chapter consciously takes a naïve view of facts, avoiding (at this stage) much effort on viewing just how they are socially constructed, and taking the reader through the images of development easily found through mainstream standard sources. These suggest that it makes sense to use a language that implies that a thing called development exists and that there can be more or less of it. In these terms countries are more or less developed: the concept is one-dimensional—the metric only goes up or down. Further, it shows how these facts are usually averages, and asks—When can an average represent the population whose characteristics have been collected and then averaged by statisticians? It would be perhaps trite to reply ‘when the employer or teacher requires it’. It concludes that (1) the facts of development are words that refer to statistics, which are averages of the characteristics of large human populations, (2) the basic idea is that development has a level, although we may measure this in different ways to get a correct gauge—high or low and (3) the central task is to develop, and this is seen as a shared task in that it is measurable across different contexts. It shows that there are alternatives to this way of making sense of facts. Pointing to what is to come in the book, it argues that a central issue is the tension created between strong evidence that meanings are often relative and variable, so that assertions that pretend to be true are easily seen as displaying ignorance, and certainty that change requires some true, shared belief in how the future and the present relate to each other. Thus, mainstream development practice has a strong tendency to label.
Adam Fforde
Chapter 3. Development in the Early Years and the Facts of Underdevelopment Since WWII
Abstract
This chapter starts to develop an explanation of this situation—DAC requirements that we intervene as though we know predictively what will happen, when evidently we do not. It does so by looking at historical context: it shows that when International Development—aid work—started to gear up after WWII, the UN Charter as it stood—and stands—takes as unproblematic any questions of interpretation, and sceptical strands within relevant cultures were not deployed. I look at various sources to show how cause–effect relations are to be believed knowable, and as we see from Truman’s speech, it was assumed then also that things follow from other things. The chapter has sections on early World Bank and early UN thinking about ‘how to do development’, which show this unsceptical stance. It then deploys arguments that show that international development, in terms of what causes what, is not actually well known predictively. It shows, as an illustration of how little has changed, how multidimensional poverty indices seek to treat development as, actually, one dimensional, going either up or down, and how odd this view is. The chapter concludes that, based upon the belief that ignoring diversity was not too risky, or not risky at all, the centre of gravity of mainstream thinking has remained throughout the period since WWII organised around the belief that change processes are predictively knowable and that painting pictures of them in aggregate terms is not troublesome.
Adam Fforde
Chapter 4. The Facts Behind Development’s Facts: The Epistemological Assumptions of Mainstream Development
Abstract
This chapter focuses upon the question of knowledge—epistemology—to prepare the reader for the arguments in Part II. It draws upon Chaps. 1 and 2 to have a preliminary look at particular beliefs about change and progress that are a part of international development. It starts to treat mainstream development ideas as usefully understood as metaphors, thus linking what are called theories of development to the idea of metaphor. It links this to old idea about knowledge production entailing repeated shifts between induction and deduction, with the former understood in the book as theorisation. It links these to standard international development intervention tools—the log-frame—and argues that nothing is intrinsically wrong with accounts of the world and of social change that are metaphorical and that offer accounts of abstract realities that give meaning to people’s lives in some way or another. But we can readily see how we need to treat such accounts with care if they are offered as guides to action, when that action requires reliable predictability. The book’s basic theoretical position is thus highly conventional, asking what the links between theories and their facts are, and whether these links are predictive. It locates these points in a discussion of ‘heretical Christianities’—‘postdevelopment’, ‘neo-Marxian’ and OXFAM—arguing that all assert that they know what will lead to what. Social acceptability of a variety of beliefs, each of which asserts it is correct, is a familiar characteristic of many societies, including those that I refer to as Christendom (including their secular components). Such societies manage multiple truths, and belief can usefully be thought of as primarily a basis for social organisation and community. Thinking in these terms allows one to envisage different approaches to international development in similar terms and to appreciate their wider context. This starts to point the way forward. Can it be better to believe (in a particular context) in the possibility that no known order exists: that here there is a situation of a ‘knowably unknowable unknown’? In terms of the contemporary (DAC) mainstream, this is to advocate thinking the unthinkable.
Adam Fforde

Development and Its Meanings

Frontmatter
Chapter 5. Christendom, Its Companions and the Question of Knowability: The Flaw at the Core of Classic Epistemology
Abstract
This chapter offers foundations for its arguments about the most useful way to understand the sorts of knowledge in play. It examines accounts of how knowledge of development has often been expressed. It argues that what we find is a combination of deliberately abstract accounts with ones that are, in evident contrast, detailed and contingent. I point to the importance of managing and being aware of the difference as an underpinning to exploiting the right to scepticism—to be able to choose between organising as though the context were predictively known and as though it were not. It discusses the ideas of Nisbet and what he has to say about development, cycles, progress and the twin-track habit of understanding change—is it part of a generalised ‘natural history’, a social theory or something specific? This is reinforced by looking at some arguments about ‘non-Western’ modernities and about what has arguably happened to mathematics. The second half of the chapter contrasts Nisbet with ideas about knowledge that are typically associated with natural sciences, drawing upon Crombie. It introduces the powerful and novel idea that prediction is best seen as a choice criterion, requiring that knowledges be compared, where, in Nisbet’s ‘natural histories’ and (as we saw earlier) in International Development, they readily coexist. It shows how use of statistical analysis to support theories empirically is quite different from use of a predictive criterion, whilst arguing that there is nothing objective about how a predictive criterion is actually deployed. It concludes that the theories—development doctrines—that inform the organisational structures that ‘do development’ internationally—aid donors, INGOs and other actors—have various shared characteristics: (1) they are based upon metaphorical accounts of development that have long histories and deep cultural roots, (2) such metaphorical accounts of development appear as social theories, supported by the suspension of disbelief in the inductive phase of classic and long-established views of correct scientific method, yet kept in that phase by the lack of a development, in a deductive phase, of testable predictions, (3) formal empirical methods used to validate such metaphorical accounts include statistical exercises. These permit validation of a theory or its denial, but do not require, as a matter of scientific method, explicit comparison between theories and are so quite different from the development of predictive power, (4) inherited theological influences over these epistemic communities are largely invisible as they are not usually part of their self-reflection, as secular epistemic communities. Doctrines are therefore central to understanding how development is organised and done. When interventions are organised on the belief that cause–effect relations taken from doctrine actually exist and so X will lead to Y, an authority will be needed to determine the truth when such predictive links are found lacking.
Adam Fforde
Chapter 6. Contesting Classical Development Doctrines: Explaining the Movement Away from Them
Abstract
This chapter treats the position taken by classical development doctrine as contested: how has its evidently vulnerable position (as argued in the earlier chapters) not led to its replacement? In the language of the book developed earlier, if you believe that it is OK to assume that Barbie is real, strange things may happen, not least that the humanist tendencies of aid workers would confront an exclusion of human issues from discussions of development. Bias to belief implies that accepting the assumption that what adherents believe is true, or at least acting as though they do, has no significant costs. The chapter has two parts. The first looks at ‘Contemporary mainstream development doctrines’ and shows how adoption of ‘management by result’ approaches applied to development requires belief that change processes are predictively knowable, so rejection of them attacks the essential basis of their accountability. Work on development economics is discussed to push home the point that there is strong empirical foundation for the view that change is not predictively known. Discussion of various statements of mainstream doctrine—World Bank, UNCTAD—shows how, in a series of statements that stand vis-à-vis each other as coexisting truths, each was used in different ways to establish norms and goals to guide interventions. The second part of the chapter discusses classical development doctrine as deployed in the organisation of development and the barriers it erects. It looks at a case study of evaluation based upon expert views, an example of one amongst many new approaches to development—rights-based approaches—and the chapter concludes that for all the conservatism built into the mainstream ways of organising and conceptualising development, the barriers to change are fundamentally cognitive.
Adam Fforde

The Reinvention of Development: Managing Ignorance and Diversity

Frontmatter
Chapter 7. Option 1—Reconstructivist Development Doctrines—‘A Multitude of Tin-Openers’: Diversity as the Central Principle of Reinvention
Abstract
This chapter develops an exposition of the first set of ideas and approaches which many concerned with development, including aid workers and donor officials, believe are more effective and likely also more efficient. It starts with a review of the realities of the log-frame—the formal structures aid workers, if subject to DAC doctrine, must articulate. Research shows that often the log-frame’s continued presence is due to the increasing need to present arguments about results. A section ‘The informal within the formal’ argues that the informal aspects of activities associated with the log-frame show how development is reinvented, coping with diversity and stubbornly messy complexities. It is precisely the failure of the log-frame to provide adequate guides to, and explanations of, aid workers’ actions that point us to where reinvention is heading. The chapter continues by discussing how heterodox knowledge has been validated, referring to practices such as Participatory Rapid Appraisal (PRA) and Theories of Change (ToC). From what has already been discussed, a key aspect to these theories for the book is the question of whether they are plural, most importantly, within the development intervention itself. It is pointed out that they are not plural and all entail single truths, thus requiring a far shorter step away from the mainstream than strict scepticism that asks for the right to organise as though there were no predictive knowledge. The reinvention of development here sets up a clear pattern as the beliefs of mainstream social epistemology appear to preserve their authority by a tactical shift that, without fundamental reorientation, tend to lose persuasiveness even further. These beliefs limit the thinking of the unthinkable and preserve the predictively known single truth logic of the log-frame. This is their great weakness.
Adam Fforde
Chapter 8. Option 2—Sceptical Development Doctrines—‘We Do Not Need a Tin-Opener’: Ignorance as the Central Principle of Reinvention
Abstract
This chapter explores options if organisation is based upon an asserted belief that the context is not predictively knowable. Since the formal pressure from the DAC is so great, it is hard to find materials to illustrate development interventions that are, literally, anathema to the social epistemology of the mainstream. As we saw, studies suggest that the main reasons why INGOs use the log-frame is that it is required by their funders—official aid agencies. IT contrasts two evaluations of bridges over the Mekong River to show how an arguably more effective practice can use evaluation methods that do not assert ‘what happened’ as a single cause–effect truth. Indeed the fact that social change appears unpredictable can be seen in how sovereign states manage their aid relationships. An illustrative example given is a Memorandum of Understanding (MoU), signed in April 2013 between Australia and China, providing the framework for governing an Australian aid program to support the Chinese Ministry of Commerce. The chapter discusses other examples, somewhat eclectically. It concludes that the discussion shows that formal organisation based upon scepticism, were it to be trialled in aid work funded by DAC member countries, would have much to draw upon. Removing the log-frame, the chapter suggests, would require, for example, treatment of Results-Based Management (RBM) in ways that allow for multiple accounts of cause–effect relations, avoidance of denial of voice, greater use of trust and so a shift of resources away from expertise that asserted predictive knowledge and towards better dialogues over differences in meanings: one of the Mekong river bridge evaluations, technically violating DAC guidelines, points in this direction. It concludes also that we find widespread evidence for how the log-frame, and the RBM that accompanies it, lose clarity as one looks more closely. Repeated evaluations of the same intervention lead to different results.
Adam Fforde

Conclusion

Frontmatter
Chapter 9. The Reinvention of Development
Abstract
The chapter starts with a recapitulation of the main arguments: first, that the facts of development are usually highly aggregative, have a strong tendency to encourage thinking that development is one dimensional, and coexist with a parallel set of facts of development, equally easy to access, that argues that thinking in this way obscures reality and risks denying voice to poor people or others. Second, that the social epistemologies that give meaning to these facts are: sectarian, in the sense that we find a range of differing belief sets, each of which asserts that it is true, in a world of multiple truths; they are located within historical habits of believing in metaphorical accounts of social change that are essentialist; such metaphorical accounts contrast with those in a natural science method; official aid practice, as shown by bilateral donors and the DAC umbrella, requires interventions to assume, in the name of formal accountability, that cause–effect relations are predictively known, and this is expressed in the techniques of the log-frame. The knowledge deployed in this official aid practice is, however, metaphorical rather than predictive.
The chapter then looks at the conflict between classic and radical social epistemologies. Under such conditions, considerable tensions arguably exist between what important social epistemologies say is the case and what is experienced. The conflict is political, in the sense that mainstream social epistemology, believing in predictively known cause–effect relationships embodied in log-frames, is endorsed by various agencies—donors—whose principals are the elected governments to which they themselves are accountable. Then, it recapitulates the reinvention of development—the conservative and radical responses. The conservative approach, expressed through theories of change, allows asserted predictive knowledge of cause–effect relationships to continue to play a central role in the organisation of development. It allows for horizontal inconsistency, in that different aid projects and other interventions can now more easily have mutually inconsistent cause–effect relationships built into them. But it requires that each intervention has just one such notion. The radical approach addresses directly the possibility that cause–effect relations in social change are not (perhaps for the moment) predictively known. It allows for people to choose to believe this. The chapter discusses how the focus of the book has been upon a case study—contemporary mainstream ways of organising international development interventions—and also on how the industry of official aid works and the social epistemologies embedded in it. These epistemologies, however, are not only concerned with aid work, for they are close to powerful epistemologies relevant to how developed country states engage with social change in their own countries. Since these countries are democracies, this is related to how democratic government happens and how it is understood. In its final conclusions, the chapter makes two points: (1) if predictive power is absent, as is likely, standard methods of accountability are deeply flawed and lack the proper formal foundations they pretend to, (2) if accountability is based upon trust, the old mainstream ways of policy making will flounder, for no narrative will dictate what led to what in terms of inputs and outputs. These two implications are all signs of deep flaws in dominant social epistemologies that must be corrected if we want to move forward. The point is to be effective rather than right. If there is diversity and stubbornly messy complexity, and being right means having predictive capacity, then trying to be right too easily leads to the void. And if you want to win, you may need to be efficient.
Adam Fforde
Backmatter
Metadaten
Titel
Reinventing Development
verfasst von
Adam Fforde
Copyright-Jahr
2017
Electronic ISBN
978-3-319-50227-4
Print ISBN
978-3-319-50226-7
DOI
https://doi.org/10.1007/978-3-319-50227-4