Skip to main content
Erschienen in: Journal of Intelligent Manufacturing 6/2018

15.12.2015

Spur bevel gearbox fault diagnosis using wavelet packet transform and rough set theory

verfasst von: Wentao Huang, Fanzhao Kong, Xuezeng Zhao

Erschienen in: Journal of Intelligent Manufacturing | Ausgabe 6/2018

Einloggen

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

The gearbox is an important component in industrial drives, providing safe and reliable operation for industrial production. Wavelet packet transform (WPT) analysis was used to extract fault features in the vibration signals generated by a gearbox. The extracted features from the WPT were used as input in a rough set (RS) for attribute reduction and then combined with a genetic algorithm to obtain global optimal attribute reduction results. The fault features gained after the attribute reductions were used to generate decision rules. The unknown gear status signal attributes were used as input to match the generated decision rules for fault diagnosis purposes. Gearbox vibration signals contain a significant amount of gear status information; a WPT has an acute portion-locked ability to extract attribute information from the vibration signals. However, WPT frequency aliasing would lead to the generation of spurious frequency components, affecting gear fault diagnosis. In this paper, we introduce an improved WPT to eliminate frequency aliasing, thus improving the accuracy of fault diagnosis. This paper studies the use of wavelet packet for feature extraction and the RS for classification; the results demonstrate that this method can accurately and reliably detect failure modes in a gearbox.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Literatur
Zurück zum Zitat Bao, W., Zhou, R., Yang, J. G., Yu, D. R., & Li, N. (2009). Anti-aliasing lifting scheme for mechanical vibration fault feature extraction. Mechanical Systems and Signal Processing, 23, 1458–1473.CrossRef Bao, W., Zhou, R., Yang, J. G., Yu, D. R., & Li, N. (2009). Anti-aliasing lifting scheme for mechanical vibration fault feature extraction. Mechanical Systems and Signal Processing, 23, 1458–1473.CrossRef
Zurück zum Zitat Coifman, R. R., & Wickerhauser, M. V. (1992). Entropy-based algorithm for best basis selection. IEEE Transactions on Information Theory, 38, 313–318.CrossRef Coifman, R. R., & Wickerhauser, M. V. (1992). Entropy-based algorithm for best basis selection. IEEE Transactions on Information Theory, 38, 313–318.CrossRef
Zurück zum Zitat Daubechies, I. (1990). The wavelet transform, time-frequency localization and signal analysis. IEEE Transactions on Information Theory, 36, 961–1006.CrossRef Daubechies, I. (1990). The wavelet transform, time-frequency localization and signal analysis. IEEE Transactions on Information Theory, 36, 961–1006.CrossRef
Zurück zum Zitat Geng, Z. Q., & Zhu, Q. X. (2009). Rough set-based heuristic hybrid recognizer and its application in fault diagnosis. Expert Systems with Applications, 36, 2711–2718.CrossRef Geng, Z. Q., & Zhu, Q. X. (2009). Rough set-based heuristic hybrid recognizer and its application in fault diagnosis. Expert Systems with Applications, 36, 2711–2718.CrossRef
Zurück zum Zitat Huang, W., Wang, W., Zhao, X., & Meng, Q. (2009). Extracting rules for fault diagnosis from incomplete data based on discernibility matrix primitive. Journal of Mechanical Engineering, 45, 46–51.CrossRef Huang, W., Wang, W., Zhao, X., & Meng, Q. (2009). Extracting rules for fault diagnosis from incomplete data based on discernibility matrix primitive. Journal of Mechanical Engineering, 45, 46–51.CrossRef
Zurück zum Zitat Kryszkiewicz, M. (1998). Rough set to incomplete information systems. Information Sciences, 112, 39–49.CrossRef Kryszkiewicz, M. (1998). Rough set to incomplete information systems. Information Sciences, 112, 39–49.CrossRef
Zurück zum Zitat Lei, Y., Zuo, M. J., He, Z., & Zi, Y. (2010). A multidimensional hybrid intelligent method for gear fault diagnosis. Expert Systems with Applications, 37, 1419–1430.CrossRef Lei, Y., Zuo, M. J., He, Z., & Zi, Y. (2010). A multidimensional hybrid intelligent method for gear fault diagnosis. Expert Systems with Applications, 37, 1419–1430.CrossRef
Zurück zum Zitat Li, N., Zhou, R., Hu, Q., & Liu, X. (2012). Mechanical fault diagnosis based on redundant second generation wavelet packet transform, neighborhood rough set and support vector machine. Mechanical Systems and Signal Processing, 28, 608–621.CrossRef Li, N., Zhou, R., Hu, Q., & Liu, X. (2012). Mechanical fault diagnosis based on redundant second generation wavelet packet transform, neighborhood rough set and support vector machine. Mechanical Systems and Signal Processing, 28, 608–621.CrossRef
Zurück zum Zitat Liu, B., & Ling, S. F. (1997). Machinery diagnostic based on wavelet packets. Journal of Vibration and Control, 3, 5–17.CrossRef Liu, B., & Ling, S. F. (1997). Machinery diagnostic based on wavelet packets. Journal of Vibration and Control, 3, 5–17.CrossRef
Zurück zum Zitat Mallat, S. G. (1989). A theory for multiresolution signal decomposition: The wavelet representation. IEEE Transactions on Pattern Analysis and Machine Intelligence, 11, 674–693. Mallat, S. G. (1989). A theory for multiresolution signal decomposition: The wavelet representation. IEEE Transactions on Pattern Analysis and Machine Intelligence, 11, 674–693.
Zurück zum Zitat Newland, D. E. (1999). Ridge and phase identification in the frequency analysis of transient signals by harmonic wavelets. Transactions of the ASME, Journal of Vibration and Acoustic, 121, 149–155.CrossRef Newland, D. E. (1999). Ridge and phase identification in the frequency analysis of transient signals by harmonic wavelets. Transactions of the ASME, Journal of Vibration and Acoustic, 121, 149–155.CrossRef
Zurück zum Zitat Pawlak, Z. (1982). Rough set. International Journal of Computer and Information Sciences, 11, 341–356.CrossRef Pawlak, Z. (1982). Rough set. International Journal of Computer and Information Sciences, 11, 341–356.CrossRef
Zurück zum Zitat Saravanan, N., & Ramachandran, K. I. (2009). A case study on classification of features by fast single-shot multiclass PSVM using Morlet wavelet for fault diagnosis of spur bevel gear box. Expert Systems with Applications, 36, 10854–10862.CrossRef Saravanan, N., & Ramachandran, K. I. (2009). A case study on classification of features by fast single-shot multiclass PSVM using Morlet wavelet for fault diagnosis of spur bevel gear box. Expert Systems with Applications, 36, 10854–10862.CrossRef
Zurück zum Zitat Saravanan, N., & Ramachandran, K. I. (2010). Incipient gear box fault diagnosis using discrete wavelet transform (DWT) for feature extraction and classification using artificial neural network (ANN). Expert Systems with Applications, 37, 4168–4181.CrossRef Saravanan, N., & Ramachandran, K. I. (2010). Incipient gear box fault diagnosis using discrete wavelet transform (DWT) for feature extraction and classification using artificial neural network (ANN). Expert Systems with Applications, 37, 4168–4181.CrossRef
Zurück zum Zitat Saravanan, N., Kumar Siddabattuni, V. N. S., & Ramachandran, K. I. (2008). A comparative study on classification of features by SVM and PSVM extracted using Morlet wavelet for fault diagnosis of spur bevel gear box. Expert Systems with Applications, 35, 1351–1366.CrossRef Saravanan, N., Kumar Siddabattuni, V. N. S., & Ramachandran, K. I. (2008). A comparative study on classification of features by SVM and PSVM extracted using Morlet wavelet for fault diagnosis of spur bevel gear box. Expert Systems with Applications, 35, 1351–1366.CrossRef
Zurück zum Zitat Saravanan, N., Kumar Siddabattuni, V. N. S., & Ramachandran, K. I. (2010). Fault diagnosis of spur bevel gear box using artificial neural network (ANN), and proximal support vector machine (PSVM). Applied Soft Computing, 10, 344–360.CrossRef Saravanan, N., Kumar Siddabattuni, V. N. S., & Ramachandran, K. I. (2010). Fault diagnosis of spur bevel gear box using artificial neural network (ANN), and proximal support vector machine (PSVM). Applied Soft Computing, 10, 344–360.CrossRef
Zurück zum Zitat Srinvas, M., & Patnaik, L. M. (1994). Adaptive probabilities of crossover and mutation in genetic algorithms. IEEE Transactions on Systems Man and Cybernetics, 24, 656–667.CrossRef Srinvas, M., & Patnaik, L. M. (1994). Adaptive probabilities of crossover and mutation in genetic algorithms. IEEE Transactions on Systems Man and Cybernetics, 24, 656–667.CrossRef
Zurück zum Zitat Sun, W., Wang, C., & Yao, Y. (2011). Rough set attribute reduction algorithm based on adaptive genetic algorithm. Computer Engineering and Applications, 47, 49–51. Sun, W., Wang, C., & Yao, Y. (2011). Rough set attribute reduction algorithm based on adaptive genetic algorithm. Computer Engineering and Applications, 47, 49–51.
Zurück zum Zitat Tay, F. E. H., & Shen, L. X. (2003). Fault diagnosis based on rough set theory. Engineering Applications of Artificial Intelligence, 16, 39–43.CrossRef Tay, F. E. H., & Shen, L. X. (2003). Fault diagnosis based on rough set theory. Engineering Applications of Artificial Intelligence, 16, 39–43.CrossRef
Zurück zum Zitat Xiong, Z., Ramchandran, K., Herley, C., & Orchard, M. T. (1997). Flexible tree-structured signal expansions using time-varying wavelet packets. IEEE Transactions on Signal Processing, 45, 333–345.CrossRef Xiong, Z., Ramchandran, K., Herley, C., & Orchard, M. T. (1997). Flexible tree-structured signal expansions using time-varying wavelet packets. IEEE Transactions on Signal Processing, 45, 333–345.CrossRef
Zurück zum Zitat Yang, J. (2005). Wavelet analysis and its engineering applications (pp. 69–74). Beijing: China Machine Press. Yang, J. (2005). Wavelet analysis and its engineering applications (pp. 69–74). Beijing: China Machine Press.
Zurück zum Zitat Zhang, Z. Y., Wang, Y., & Wang, K. S. (2013). Fault diagnosis and prognosis using wavelet packet decomposition, Fourier transform and artificial neural network. Journal of Intelligent Manufacturing, 24, 1213–1227.CrossRef Zhang, Z. Y., Wang, Y., & Wang, K. S. (2013). Fault diagnosis and prognosis using wavelet packet decomposition, Fourier transform and artificial neural network. Journal of Intelligent Manufacturing, 24, 1213–1227.CrossRef
Zurück zum Zitat Zheng, H., Li, Z., & Chen, X. (2002). Gear fault diagnosis based on continuous wavelet transforms. Mechanical Systems and Signal Processing, 16, 447–457.CrossRef Zheng, H., Li, Z., & Chen, X. (2002). Gear fault diagnosis based on continuous wavelet transforms. Mechanical Systems and Signal Processing, 16, 447–457.CrossRef
Zurück zum Zitat Zhou, R., Bao, W., Li, N., Huang, X., & Yu, D. (2010). Mechanical equipment fault diagnosis based on redundant second generation wavelet packet transform. Digital Signal Processing, 20, 276–288.CrossRef Zhou, R., Bao, W., Li, N., Huang, X., & Yu, D. (2010). Mechanical equipment fault diagnosis based on redundant second generation wavelet packet transform. Digital Signal Processing, 20, 276–288.CrossRef
Metadaten
Titel
Spur bevel gearbox fault diagnosis using wavelet packet transform and rough set theory
verfasst von
Wentao Huang
Fanzhao Kong
Xuezeng Zhao
Publikationsdatum
15.12.2015
Verlag
Springer US
Erschienen in
Journal of Intelligent Manufacturing / Ausgabe 6/2018
Print ISSN: 0956-5515
Elektronische ISSN: 1572-8145
DOI
https://doi.org/10.1007/s10845-015-1174-x

Weitere Artikel der Ausgabe 6/2018

Journal of Intelligent Manufacturing 6/2018 Zur Ausgabe

    Marktübersichten

    Die im Laufe eines Jahres in der „adhäsion“ veröffentlichten Marktübersichten helfen Anwendern verschiedenster Branchen, sich einen gezielten Überblick über Lieferantenangebote zu verschaffen.