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Erschienen in:
2001 | OriginalPaper | Buchkapitel
View from the Sec-Promoting Fair and Efficient Markets as a Regulatory End
verfasst von : Laura Simone Unger
Erschienen in: Regulation of U.S. Equity Markets
Verlag: Springer US
Enthalten in: Professional Book Archive
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Since this conference focuses on regulation, I thought I would indulge in a brief philosophical discussion about what considerations factor into the Securities and Exchange Commission’s (“Commission”) rulemaking process. Although the Commission has one overarching mission — investor protection — it must also promote fair and efficient markets.45