2012 | OriginalPaper | Chapter
Governance: The Investment Manager’s Perspective
Authors : Ralph A. Rieves, John Lefebvre
Published in: Investor Relations for the Emerging Company
Publisher: Palgrave Macmillan US
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Governance is leadership. It is not just about compliance. Professional investors presuppose your compliance with SEC rules, just as they presuppose your compliance with the laws of other agencies and regulatory bodies. If your company is not in compliance with any regulations, it won’t have any appeal to professional investors.