Skip to main content
Top

2013 | OriginalPaper | Chapter

2. Human Error at the Centre of the Debate on Safety

Author : René Amalberti

Published in: Navigating Safety

Publisher: Springer Netherlands

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

This chapter focuses on the discovery of the safety model that is used by individuals in order to carry out their work without incidents or accidents. It offers a micro-level perspective on safety. The material here is a summary of a book on the management of high-risk systems published in 1996, with additional insights from the latest work on common forms of bias in error analysis and the importance of the concepts of adequacy, compromise, trade-off and the central role of routines.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Footnotes
1
Jens Rasmussen is a visionary engineer, self-taught in human factors, who is capable of reading and bridging different streams of theory that are mutually unaware of each other. He refocused his career on technical and human reliability after the nuclear accident which occurred at Three Mile Island in the United States in March 1979. He was to become one of the pioneers of modern approaches to safety in complex systems and went on to have a profound influence on a whole generation of researchers who studied directly under him, such as James Reason, Erik Hollnagel, Dave Woods, and… the author of this book.
 
2
James Reason was Professor at the University of Manchester for many years, and is now retired; he is no doubt the best-known theoretical author on human error. He has published a number of works, one of which is the reference work on this subject; he was strongly influenced by Jens Rasmussen, with whom he worked closely in the mid-1980s.
 
3
When translating, one must be aware of false friends: these may be referred to as FAULTS in English, but the translation into French should not be FAUTE (which has too many connotations) but ERREUR DE CONNAISSANCE.
 
4
Read the very good commentary by Dave Woods on hindsight bias in the enquiry on the Columbia shuttle accident http://​researchnews.​osu.​edu/​archive/​hindbias.​htm.
 
5
The terms “mental model” and “mental representation” are synonymous and may be interchanged.
 
6
The term “affordance” is a neologism, originally coined in English, which means the idea of inciting or inviting action. It relates to a physical structure in the environment that spontaneously favours a specific action on that physical structure (for example pushing or pulling a door, depending on the shape of the handle (see Norman [41] for a development of the concept inspired by Gibson).
 
7
In the example of air traffic control, the radar screen provides a zoom view of the situation in which aircraft take several minutes to cross the screen from one side to the other; the screen also has distance reference markers shown as concentric circles, making it easier to position the aircraft in relation to each other.
 
8
In the majority of major high-risk industries (nuclear industry, transport etc.) the disaster rate is below 1 per 1 million (1 × 106) units of activity measurement (for example airport movements, or passenger-kilometres by rail).
 
9
The term “copying” is used metaphorically here to express the idea of a student's copy that is submitted to his master.
 
Literature
1.
go back to reference Lewin K (1935) A dynamic theory of personality. McGraw-Hill, New York Lewin K (1935) A dynamic theory of personality. McGraw-Hill, New York
3.
4.
go back to reference Miller GA (1956) The magical number seven, plus or minus two: some limits on our capacity for processing information. Psychol Rev 63:81–97CrossRef Miller GA (1956) The magical number seven, plus or minus two: some limits on our capacity for processing information. Psychol Rev 63:81–97CrossRef
5.
go back to reference Shiffrin R, Schneider W (1977) Controlled and automatic human information processing: perceptual learning, automatic attending and a general theory. Psychol Rev 84:127–190CrossRef Shiffrin R, Schneider W (1977) Controlled and automatic human information processing: perceptual learning, automatic attending and a general theory. Psychol Rev 84:127–190CrossRef
6.
go back to reference Wickens C (1984) Varieties of attention. Academic Press, New York Wickens C (1984) Varieties of attention. Academic Press, New York
7.
go back to reference Norman DA, Shallice T (1986) Attention to action: willed and automatic control of behavior. In: Davidson GS, Shapiro D (eds) Consciousness and self-regulation, vol 4. New York, Plenum Press, pp 1–18 Norman DA, Shallice T (1986) Attention to action: willed and automatic control of behavior. In: Davidson GS, Shapiro D (eds) Consciousness and self-regulation, vol 4. New York, Plenum Press, pp 1–18
9.
go back to reference Rasmussen J (1983) Skills, rules, knowledge: signals, signs, and symbols, and other distinctions in human performance models. IEEE Trans Syst Man Cybern 13:257–266CrossRef Rasmussen J (1983) Skills, rules, knowledge: signals, signs, and symbols, and other distinctions in human performance models. IEEE Trans Syst Man Cybern 13:257–266CrossRef
10.
go back to reference Reason J (1990) Human error. Cambridge University Press, Cambridge. (trans: French by PUF, Paris, 1993); (trans: Spanish, Modus Laborandi, 2009) Reason J (1990) Human error. Cambridge University Press, Cambridge. (trans: French by PUF, Paris, 1993); (trans: Spanish, Modus Laborandi, 2009)
11.
go back to reference Fioratou E, Flin R, Glavin R (2012) No simple fix for fixation errors: cognitive processes and their clinical implications. Anesthesia 65:61–69CrossRef Fioratou E, Flin R, Glavin R (2012) No simple fix for fixation errors: cognitive processes and their clinical implications. Anesthesia 65:61–69CrossRef
12.
go back to reference Besnard D, Greathead D, Baxter G (2004) When mental models go wrong: co-occurrences in dynamic, critical systems. Int J Hum Comput Stud 60:117–128CrossRef Besnard D, Greathead D, Baxter G (2004) When mental models go wrong: co-occurrences in dynamic, critical systems. Int J Hum Comput Stud 60:117–128CrossRef
13.
go back to reference Hayes J, Flower L (1980) Identifying the organization of writing processes. In: Gregg L, Steinberg E (eds) Cognitive processes in writing, Lawrence Erlbaum Associates, Hillsdale Hayes J, Flower L (1980) Identifying the organization of writing processes. In: Gregg L, Steinberg E (eds) Cognitive processes in writing, Lawrence Erlbaum Associates, Hillsdale
14.
go back to reference Allwood C, Montgomery H (1982) Detection errors in statistical problem solving. Scand J Psychol 23:131–143CrossRef Allwood C, Montgomery H (1982) Detection errors in statistical problem solving. Scand J Psychol 23:131–143CrossRef
15.
go back to reference Allwood CM (1984) Error detection processes in statistical problem solving. Cognitive Sci 8:413–437CrossRef Allwood CM (1984) Error detection processes in statistical problem solving. Cognitive Sci 8:413–437CrossRef
16.
go back to reference Wioland L, Amalberti R (1996) When errors serve safety: towards a model of ecological safety. In: Hollnagel E (ed) First Asian conference on cognitive systems engineering in process control (CSEP 96), Japan, pp 184–191 Wioland L, Amalberti R (1996) When errors serve safety: towards a model of ecological safety. In: Hollnagel E (ed) First Asian conference on cognitive systems engineering in process control (CSEP 96), Japan, pp 184–191
17.
go back to reference Doireau P, Wioland L, Amalberti R (1997) La détection des erreurs par des opérateurs extérieurs à l’action: le cas du pilotage d’avion. Le Travail Humain 60:131–153 Doireau P, Wioland L, Amalberti R (1997) La détection des erreurs par des opérateurs extérieurs à l’action: le cas du pilotage d’avion. Le Travail Humain 60:131–153
18.
go back to reference Rizzo A, Bagnara S, Visciola M (1987) Human error detection process. Int J Man Mach Stud 27:555–570CrossRef Rizzo A, Bagnara S, Visciola M (1987) Human error detection process. Int J Man Mach Stud 27:555–570CrossRef
19.
go back to reference Amalberti R, Wioland L (1997) Human error in aviation. Keynote address at the International Aviation Safety Conference 1997 (IASC-97), Rotterdam Airport. In: Shoekkha H (ed) Aviation Safety, VSP BV: The Netherlands, pp 91–108 Amalberti R, Wioland L (1997) Human error in aviation. Keynote address at the International Aviation Safety Conference 1997 (IASC-97), Rotterdam Airport. In: Shoekkha H (ed) Aviation Safety, VSP BV: The Netherlands, pp 91–108
20.
go back to reference Helmreich R (2000) On error management: lessons from aviation. Br Med J 320:781–785CrossRef Helmreich R (2000) On error management: lessons from aviation. Br Med J 320:781–785CrossRef
21.
go back to reference Amalberti R (2001) La conduite des systèmes à risques. PUF, Paris Amalberti R (2001) La conduite des systèmes à risques. PUF, Paris
22.
go back to reference De Keyser V (1996) Les erreurs temporelles et les aides techniques. In: Cellier JM, De Keyser V, Valot C (eds) La gestion du temps dans les environnements dynamiques, PUF, Paris, pp 287–310 De Keyser V (1996) Les erreurs temporelles et les aides techniques. In: Cellier JM, De Keyser V, Valot C (eds) La gestion du temps dans les environnements dynamiques, PUF, Paris, pp 287–310
23.
go back to reference Ghaferi A, Birkmeyer J, Dimick J (2009) Variation in hospital mortality associated with inpatient surgery. N Engl J Med 361:1368–1375CrossRef Ghaferi A, Birkmeyer J, Dimick J (2009) Variation in hospital mortality associated with inpatient surgery. N Engl J Med 361:1368–1375CrossRef
24.
go back to reference Dekker S (2006) Ten questions about human errors. Avebury-Ashgate Publisher, Hants Dekker S (2006) Ten questions about human errors. Avebury-Ashgate Publisher, Hants
25.
go back to reference Johnson C, Holloway C (2004) Systemic failures and human error in Canadian aviation reports between 1996 and 2002. In: Pritchett A, Jackson A (eds) HCI in aerospace 2004, Eurisco, Toulouse, pp 25–32 Johnson C, Holloway C (2004) Systemic failures and human error in Canadian aviation reports between 1996 and 2002. In: Pritchett A, Jackson A (eds) HCI in aerospace 2004, Eurisco, Toulouse, pp 25–32
26.
go back to reference Johnson C (2004) Human error and the failure of imagination, In: Johnson CW, Palanque P (eds) Human error, safety and systems development, Preface, Kluwer Academic Press, New York Johnson C (2004) Human error and the failure of imagination, In: Johnson CW, Palanque P (eds) Human error, safety and systems development, Preface, Kluwer Academic Press, New York
27.
go back to reference Norman D (1983) Some observations on mental models. In: Stevens G, Gentner S (eds) Mental models. LEA, Hillsdale Norman D (1983) Some observations on mental models. In: Stevens G, Gentner S (eds) Mental models. LEA, Hillsdale
28.
go back to reference Ochanine D (1981) L’image opérative, actes d’un séminaire et recueil d’articles. Université Paris V Ochanine D (1981) L’image opérative, actes d’un séminaire et recueil d’articles. Université Paris V
29.
go back to reference Piaget J (1974) La prise de conscience. PUF, Paris Piaget J (1974) La prise de conscience. PUF, Paris
30.
go back to reference Simon H (1982) Models of bounded rationality, vol. 1. MIT Press, Cambridge Simon H (1982) Models of bounded rationality, vol. 1. MIT Press, Cambridge
31.
go back to reference Falzon P, Amalberti R, Carbonell N (1986) Dialogue control strategies in oral communication. In: Hopper D, Newman IA (eds) The future of command languages: foundations for human computer communication, Elsevier Science Publisher, North Holland, pp 73–98 Falzon P, Amalberti R, Carbonell N (1986) Dialogue control strategies in oral communication. In: Hopper D, Newman IA (eds) The future of command languages: foundations for human computer communication, Elsevier Science Publisher, North Holland, pp 73–98
32.
go back to reference Hoc JM (1988) Cognitive psychology of planning. Academic Press, London Hoc JM (1988) Cognitive psychology of planning. Academic Press, London
33.
go back to reference O’Hara K, Payne S (1998) The effects of operator implementation cost on planfulness of problem solving and learning. Cogn Psychol 35:34–70CrossRef O’Hara K, Payne S (1998) The effects of operator implementation cost on planfulness of problem solving and learning. Cogn Psychol 35:34–70CrossRef
34.
go back to reference O’Hara K, Payne S (1999) Planning and the user interface: the effect of lockout time and error recovery cost. Int J Hum Comput Stud 50:41–59CrossRef O’Hara K, Payne S (1999) Planning and the user interface: the effect of lockout time and error recovery cost. Int J Hum Comput Stud 50:41–59CrossRef
35.
go back to reference Amalberti R (2001) La maîtrise des situations dynamiques. Psychologie Française 46–2:105–117 Amalberti R (2001) La maîtrise des situations dynamiques. Psychologie Française 46–2:105–117
36.
go back to reference Amalberti R (2002) Use and misuse of safety models in design. Lect Notes Comput Sci 2485:1–21CrossRef Amalberti R (2002) Use and misuse of safety models in design. Lect Notes Comput Sci 2485:1–21CrossRef
37.
go back to reference Klein G, Zsambok CE (1997) Naturalistic decision making. LEA, Mahwah Klein G, Zsambok CE (1997) Naturalistic decision making. LEA, Mahwah
38.
go back to reference Gibson J (1979) The ecological approach to visual perception. Houghton-Mifflin, Boston Gibson J (1979) The ecological approach to visual perception. Houghton-Mifflin, Boston
39.
go back to reference Kahneman D, Slovic P, Tversky A (1982) Judgement under uncertainty: heuristics and biases. Cambridge University Press, Cambridge Kahneman D, Slovic P, Tversky A (1982) Judgement under uncertainty: heuristics and biases. Cambridge University Press, Cambridge
40.
go back to reference Gibson J, Crooks L (1938) A theoretical field analysis of automobile-driving. Am J Psychol 51:453–471CrossRef Gibson J, Crooks L (1938) A theoretical field analysis of automobile-driving. Am J Psychol 51:453–471CrossRef
41.
go back to reference Norman D (1988) The design of everyday things. Double Day Currency, New York Norman D (1988) The design of everyday things. Double Day Currency, New York
42.
go back to reference Newell A, Simon H (1972) Human problem solving. Prentice Hall, Englewoods Cliffs Newell A, Simon H (1972) Human problem solving. Prentice Hall, Englewoods Cliffs
43.
go back to reference Maturana H, Varela F (1992) The tree of knowledge, the biological roots of natural understanding. Shambala publications, Boston Maturana H, Varela F (1992) The tree of knowledge, the biological roots of natural understanding. Shambala publications, Boston
44.
go back to reference Zangh J, Norman DA (1994) Representation in distributed cognitive tasks. Cognitive Sci 18:87–122CrossRef Zangh J, Norman DA (1994) Representation in distributed cognitive tasks. Cognitive Sci 18:87–122CrossRef
45.
go back to reference Noizet A, Amalberti R (2000) Le contrôle cognitif des activités routinières des agents de terrain en centrale nucléaire: un double système de contrôle. Revue d’Intell Artificielle 14(1–2):73–92 Noizet A, Amalberti R (2000) Le contrôle cognitif des activités routinières des agents de terrain en centrale nucléaire: un double système de contrôle. Revue d’Intell Artificielle 14(1–2):73–92
46.
go back to reference Hoc JM, Amalberti R (2007) Cognitive control dynamics for reaching a satisfying performance in complex dynamic situations. J Cognitive Eng Decis Mak 1:22–55CrossRef Hoc JM, Amalberti R (2007) Cognitive control dynamics for reaching a satisfying performance in complex dynamic situations. J Cognitive Eng Decis Mak 1:22–55CrossRef
47.
go back to reference Valot C, Amalberti R (1992) Metaknowledge for time and reliability. Reliab Eng Syst Saf 36:199–206CrossRef Valot C, Amalberti R (1992) Metaknowledge for time and reliability. Reliab Eng Syst Saf 36:199–206CrossRef
48.
go back to reference Cellier JM, De Keyser V, Valot C (1996) La gestion du temps dans les environnements dynamiques. PUF, Paris Cellier JM, De Keyser V, Valot C (1996) La gestion du temps dans les environnements dynamiques. PUF, Paris
49.
go back to reference Morineau T, Hoc JM, Denecker P (2003) Cognitive control levels in air traffic radar controller activity. Int J Aviat Psychol 13:107–130CrossRef Morineau T, Hoc JM, Denecker P (2003) Cognitive control levels in air traffic radar controller activity. Int J Aviat Psychol 13:107–130CrossRef
50.
go back to reference Endsley M (1995) Toward a theory of situation awareness in dynamic systems. Hum Factors 37:32–64CrossRef Endsley M (1995) Toward a theory of situation awareness in dynamic systems. Hum Factors 37:32–64CrossRef
51.
go back to reference Plat M, Amalberti R (2000) Experimental crew training to deal with automation surprises. In: Amalberti NSR (ed) Cognitive engineering in the aviation domain, Lawrence Erlbaum Associates, New Jersey, pp 287–308 Plat M, Amalberti R (2000) Experimental crew training to deal with automation surprises. In: Amalberti NSR (ed) Cognitive engineering in the aviation domain, Lawrence Erlbaum Associates, New Jersey, pp 287–308
52.
go back to reference Marc J, Amalberti R (2002) Contribution de l’individu au fonctionnement sûr du collectif: l’exemple de la régulation du SAMU. Le Travail Humain 64:201–220 Marc J, Amalberti R (2002) Contribution de l’individu au fonctionnement sûr du collectif: l’exemple de la régulation du SAMU. Le Travail Humain 64:201–220
53.
go back to reference Amalberti R, Brami J (2011) Tempos management in primary care: a key factor for classifying adverse events, and improving quality and safety. BMJ quality and safety online first, published on 2 Sept 2011 as doi: 10.1136/bmjqs.2010.048710 Amalberti R, Brami J (2011) Tempos management in primary care: a key factor for classifying adverse events, and improving quality and safety. BMJ quality and safety online first, published on 2 Sept 2011 as doi: 10.​1136/​bmjqs.​2010.​048710
54.
go back to reference Brami J, Amalberti R (2009) Les risques en médecine générale. Springer, France Brami J, Amalberti R (2009) Les risques en médecine générale. Springer, France
55.
go back to reference Barber N (2002) Should we consider non-compliance a medical error? Qual Saf Health Care 11:81–84CrossRef Barber N (2002) Should we consider non-compliance a medical error? Qual Saf Health Care 11:81–84CrossRef
56.
go back to reference Buetow S, Kiata L, Liew T et al (2009) Patient error: a preliminary taxonomy. Ann Fam Med 7:223–231CrossRef Buetow S, Kiata L, Liew T et al (2009) Patient error: a preliminary taxonomy. Ann Fam Med 7:223–231CrossRef
57.
go back to reference De Tersac G, Mignard J (2011) Les paradoxes de la sécurité, le cas d’AZF. PUF, Paris De Tersac G, Mignard J (2011) Les paradoxes de la sécurité, le cas d’AZF. PUF, Paris
58.
go back to reference Rasmussen J (1997) Risk management in a dynamic society. Saf Sci 27:183–214CrossRef Rasmussen J (1997) Risk management in a dynamic society. Saf Sci 27:183–214CrossRef
59.
go back to reference Polet P, Vanderhaegen F, Amalberti R (2003) Modelling the border-line tolerated conditions of use. Saf Sci 41:111–136CrossRef Polet P, Vanderhaegen F, Amalberti R (2003) Modelling the border-line tolerated conditions of use. Saf Sci 41:111–136CrossRef
60.
go back to reference McCammmon I (2004) Heuristics traps in recreational avalanche accidents: evidence and implications, vol 68. Avalanche News McCammmon I (2004) Heuristics traps in recreational avalanche accidents: evidence and implications, vol 68. Avalanche News
61.
go back to reference Dorner D (1997) The logic of failure: recognizing and avoiding error in complex situations. Perseus Books, New York Dorner D (1997) The logic of failure: recognizing and avoiding error in complex situations. Perseus Books, New York
62.
go back to reference Amalberti R (1998) Automation in aviation: a human factors perspective. In: de JWDH D (ed) Aviation human factors, Lawrence Erlbaum Associates, Hillsdale-New Jersey, pp 173–192 Amalberti R (1998) Automation in aviation: a human factors perspective. In: de JWDH D (ed) Aviation human factors, Lawrence Erlbaum Associates, Hillsdale-New Jersey, pp 173–192
63.
go back to reference Hollnagel E (2009) The ETTO principle. Efficiency-thoroughness trade-off. Ashgate Publishing, Farnham Hollnagel E (2009) The ETTO principle. Efficiency-thoroughness trade-off. Ashgate Publishing, Farnham
Metadata
Title
Human Error at the Centre of the Debate on Safety
Author
René Amalberti
Copyright Year
2013
Publisher
Springer Netherlands
DOI
https://doi.org/10.1007/978-94-007-6549-8_2