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2017 | OriginalPaper | Chapter

7. Objectivity Reflected in the Civil Law Tradition

Author : Cassandra Steer

Published in: Translating Guilt

Publisher: T.M.C. Asser Press

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Abstract

This chapter undertakes the second part of the comparative study in this book, focusing on collective and leadership liability in the civil law tradition. Systemic consistency is prioritized over individual balance of fairness, and the role of scholars in defining and developing a coherent system is highly influential. These factors influence the way in which liability has developed as a more technical, hierarchically ordered system. This is is one of the reasons why a normatively differentiated system has typically emerged in the civil law tradition. As a corollary of this, there is a heavy emphasis on objectivity, or the exact contribution of a party to a crime to its fulfilment, as an expression of his or her blameworthiness. Illustrative of this are the comparisons made between the systems of liability in Germany and Argentina. In Germany, objectivity has developed over time from a pure objective approach to an approach where control over the act is the paramount test. The theory of control over a crime by way of control over an organisation, developed by Claus Roxin, is given particular attention due to its recent impact in ICL. In Argentina, the German model has been developed further in specific response to domestic crimes of mass atrocity during the ’Dirty War’ of the 1970 s and 1980s. There are lessons to be learned from both these jurisdictions in terms of leadership liability for mass atrocity, especially when comparing the specific policy reasons behind the development of domestic modes of liability.

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Footnotes
1
To say it is typical is not to assert that all domestic jurisdictions that follow the civil law tradition have the same approach to liability. One exception is the French criminal law which, although it resembles other continental European systems in many ways, has developed a notion of liability for collective crimes which is descriptively differentiated, but not normatively. All forms of contributing to a principal perpetrator are considered to fall under the term complicité. See Article 121 of the Code Pénal; see further Pradel 2002, p. 278; van Sliedregt 2012, p. 67.
 
2
Glenn 2010, p. 134.
 
3
Zweigert and Kötz 1998, p. 75; Koschaker 2000, p. 76; Glenn 2010, p. 142.
 
4
Watson 1981, p. 15.
 
5
Watson 1981, p. 15.
 
6
Watson 1981, p. 19.
 
7
Watson 1981, p. 12; Koschaker 2000, p. 64.
 
8
Watson 1981, pp. 62, 188; Watson 1995, p. 472; Glenn 2010.
 
9
Watson 1981, p. 36; Glenn 2010, p. 139.
 
10
Koschaker 2000, pp. 58, 90, 266; Schermaier 2006, p. 284.
 
11
Watson 1981, p. 25.
 
12
Watson 1981, p. 85; Damaška 1984, p. 168.
 
13
Watson 1981, p. 127.
 
14
Koschaker 2000, p. 263; Glenn 2010, p. 153.
 
15
Watson 1981, p. 32; Glenn 2010, p. 144.
 
16
Glenn 2010, p. 141.
 
17
Damaška 1984.
 
18
Damaška 1984, pp. 18, 32.
 
19
Fukuyama 2011, p. 236.
 
20
Zweigert and Kötz 1998, p. 136.
 
21
Zweigert and Kötz 1998, pp. 134–135.
 
22
Watson 1981, p. 8.
 
23
Zweigert and Kötz 1998, p. 136.
 
24
Damaška 1984, p. 22.
 
25
Damaška 1984, p. 33.
 
26
Damaška 1984, p. 162; Safferling 2003, p. 267.
 
27
Damaška 1984, p. 168.
 
28
For a fuller discussion of different conceptions of procedural and substantive truth in the two traditions, see Sect. 3.​2.​4.
 
29
MPC 1962, §  2.02(2).
 
30
Fletcher 2000, p. 400.
 
31
Fletcher 2007, pp. 320, 322.
 
32
Glenn 2010, p. 138.
 
33
See further Sect. 5.​2. See also Oderkerk 2001.
 
34
Particularly with respect to codification of private law, in countries as diverse as Austria, Brazil, China, Italy, Greece, Japan, Switzerland and Turkey, although criminal law notions have also been influential in Argentina, the Netherlands, Peru and others. See Schermaier 2006, p. 284.
 
35
Koschaker 2000, p. 277.
 
36
Weigend 2006, p. 221.
 
37
Schermaier 2006, p. 281.
 
38
Weigend 2011, p. 94.
 
39
Schermaier 2006, p. 275.
 
40
Schermaier 2006, p. 273.
 
41
Bohlander 2009, p. 26; This echoes the intention of art 7(2) ECHR and art 15(2) ICCPR, which are taught in German text books as the ‘Nuremberg clauses’, Bohlander 2009, p. 16.
 
42
‘Eine tat kann nur bestraft werden, wenn die strafbarkeit gesetzlich bistimt war, bevor die Tat begangen wurde, ‘An act can only be punished if it has been lawfully criminalised prior to the commission of the act’ (Author’s own translation.) Grundgesetz 1949, §  103.
 
43
For discussion of the reading of lex scripta as part of this requirement, see Schumann 2005, p. 387; Bohlander 2009, p. 11.
 
44
Damaška 1984, p. 22.
 
45
Dubber 2005, p. 1053.
 
46
Dubber 2005, p. 1067.
 
47
The notion of ‘natural justice’ refers to a background reliance on morality and universal principles to guide the content of the law, and is not intended to refer to ‘natural law’ in the Lockean sense, whereby the ultimate source of the normative content of the law and of primary rules can be traced to divinity. See Bohlander 2009, p. 13.
 
48
Schermaier 2006, p. 273.
 
49
Bohlander 2009, p. 24.
 
50
Grundgesetz 1949, Articles 20(3), and 101–104; Reiterated in Strafgesetzbuch 1870, § 1 and § 2.
 
51
Dubber 2005, p. 1051; Koschaker 2000, p. 276.
 
52
Dubber 2005, p. 1057; Weigend 2006, p. 211.
 
53
Bohlander 2009, p. 9.
 
54
Dubber 2005, p. 1054.
 
55
Vormbaum and Bohlander 2014, p. 131.
 
56
Vormbaum and Bohlander 2014, p. 131.
 
57
Vormbaum and Bohlander 2014, p. 132; Ambos 2006, p. 2652.
 
58
Fletcher 2000, p. 455; Vormbaum and Bohlander 2014, p. 132.
 
59
Welzel 1970, p. 33; Ambos 2006, p. 2650. The ontological assumptions of ‘finalist’ thinking have been since rejected, a discussion which goes beyond the scope of this study, however the systematic consequences are still considered to be correct. See Ambos 2006, pp. 2653, 2655.
 
60
Vormbaum and Bohlander 2014, p. 132.
 
61
Bohlander 2009, p. 16.
 
62
Vormbaum and Bohlander 2014, p. 132.
 
63
Vormbaum and Bohlander 2014, p. 148.
 
64
Krey 2002, p. 97.
 
65
Roxin 2005, §  3.
 
66
Krey 2002, p. 113; Jescheck and Weigend 1996, p. 82.
 
67
Fletcher 2000, p. 459; Fletcher 2007, p. 218.
 
68
Schuldprinzip 1952, p. 201 (Author’s own translation).
 
69
Jeder Beteiligte wird onhe Rücksicht auf die Schuld des anderen nach seiner Schuld bestraft; Strafgesetzbuch 1870, §  29.
 
70
See below Sect. 7.3.3.3 for a more detailed discussion of the limited accessorial theory.
 
71
Strafgesetzbuch 1870, §  49(1).2.
 
72
For the full text of the German StGB and a diagram of the relationship between the modes of liability, see the appendix A.4.
 
73
Als Täter wird bestraft, wer die Straftat selbst oder durch einem anderen begeht; Strafgesetzbuch 1870, §  25(1).
 
74
Nack 2006, pp. 342–345.
 
75
There is also a form of co-perpetration known as Nebentäterschaft, or multiple independent perpetrators who, independently from each other and without a common plan, embark upon the same criminal act and it is not clear whose actions led to the fulfilment of the crime. This is a specific form of perpetration which does not occur very frequently and which is not distinguished in the StGB, but only in the literature. It will receive no further attention here. See Bohlander 2009, p. 160.
 
76
Begehen mehrere die Straftat gemeinschaftlich, so wird jeder als Täter bestraft (Mittäter). Strafgesetzbuch 1870, §  25(2).
 
77
Bohlander 2009, p. 162.
 
78
Author’s own translation. The original reads: Als Gehilfe wird bestraft, wer vorsätzlich einem anderen zu dessen vorsätzlich begangener rechtswidriger Tat, Hilfe geleistet hat; Strafgesetzbuch 1870, §  27.
 
79
Author’s own translation. The original reads: Als Anstifter wird gleich einem Täter bestraft, wer vorsätzlich einem anderen zu dessen vorsätzlich begangener rechtswidriger Tat bestimmt hat; Strafgesetzbuch 1870, §  26. Note that the terms instigator, abettor and the verb ‘incites’ are used interchangeably in English translations of this secondary mode of liability, though there seems to be preference for the term ‘instigator’, and for the Spanish term ‘instigación’; see Welzel 1970, p. 166; Jescheck and Weigend 1996, p. 677; Bohlander 2009, p. 161; Stratenwerth 2005, p. 413; Hamdorf 2007, p. 210.
 
80
Bohlander 2009, p. 168.
 
81
Bohlander 2009, p. 161; Hamdorf 2007, p. 210.
 
82
Jescheck and Weigend 1996, p. 677; Hamdorf 2007, p. 210.
 
83
Mauerschützen case 1994, para (bb).
 
84
Jakobs 1995, p. 26.
 
85
Stratenwerth 2005, p. 413; Strafgesetzbuch 1870, §26 and §27.
 
86
As discussed in Sect. 5.​3.​3, this is termed an external or quantitative form of accessory liability; as opposed to an internal or qualitative derivation of accessory liability, where all modalities applicable to the principal such as the required intent, justifications and excuses, have immediate effect for the accessory. See further Welzel 1970, p. 165; Stratenwerth 2005, p. 416.
 
87
Welzel 1970, p. 164; Bohlander 2009, p. 168; Sancinetti 1997, p. 60, citing Jakobs.
 
88
See Sect. 5.​3.​3 for the full definitions.
 
89
Strafgesetzbuch 1870, §  29.
 
90
As decided and discussed in Staschynski 1962, para 134; Weigend 2011, p. 95.
 
91
Sancinetti 1991, p. 634, citing German theorist Edmund Mezger.
 
92
Staschynski 1962.
 
93
Bohlander 2009, p. 162; Hamdorf 2007, p. 210.
 
94
Staschynski 1962, para 152. See also Roxin 2005, p. 563.
 
95
Bohlander 2009, p. 162.
 
96
Roxin 2006, p. 400.
 
97
Stratenwerth 2005, p. 369.
 
98
Sancinetti 1991, p. 641; Stratenwerth 2005, p. 370.
 
99
Nack 2006, p. 342.
 
100
Mauerschützen case 1994, para aa.
 
101
Nack 2006, p. 342. Nineteenth-century authors such as Frans von Liszt and Wilhelm Sauer were followed in this, and they had also found a following among some Spanish authors, and some acceptance in Argentinean doctrine in the early twentieth century, see Sancinetti 1991, pp. 642–643.
 
102
Roxin 2005, p. 58.
 
103
Jakobs 1995, p. 26; Jescheck and Weigend 1996, p. 670.
 
104
Jescheck and Weigend 1996, p. 670.
 
105
Roxin 2005, §  25, No. 120.
 
106
Roxin 2005, § 25 No. 107.
 
107
Ambos 2008, p. 28; Olásolo 2009, p. 286.
 
108
Welzel 1970.
 
109
Stratenwerth 2005.
 
110
Roxin 2005.
 
111
Stratenwerth 2005, p. 374, citing Welzel.
 
112
Welzel 1970, p. 171; Roxin 2005, p. 80; Hamdorf 2007, p. 216.
 
113
Hamdorf 2007, p. 210; Weigend 2011, p. 95.
 
114
Nack 2006, p. 343.
 
115
Cited in Etchecolatz 2006, para 1d.
 
116
Rotsch 2009, p. 551.
 
117
Urban 2004, p. 29.
 
118
Eichmann 1961, p. 271.
 
119
Eichmann 1961, p. 272.
 
120
Eichmann 1961, p. 272; Eichmann Appeal 1962, p. 332.
 
121
Roxin 2005, p. 247.
 
122
Eichmann Appeal 1962, p. 278.
 
123
Arendt 1964, p. 40.
 
124
Eichmann Appeal 1962, p. 330.
 
125
Roxin 2005, p. 272.
 
126
Urban 2004, p. 29.
 
127
Roxin 2005, p. 132.
 
128
Roxin 2005, p. 301.
 
129
Roxin 2005, p. 242.
 
130
Roxin 2005, p. 243.
 
131
Strafgesetzbuch 1870, §29.
 
132
Roxin 2005, p. 244.
 
133
Roxin 2005, p. 245.
 
134
Roxin 2005, p. 245.
 
135
Rotsch 2009, p. 549.
 
136
Friederich-Christian Schroeder, ‘Der Täter hinter dem Täter’, cited in Rotsch 2009, p. 550.
 
137
Rotsch 2009, p. 550.
 
138
Claus Roxin, ‘Strafrecht, Allgemeiner Teil, Band 2’ (2003), cited in Rotsch 2009, p. 551.
 
139
Mauerschützen case 1994.
 
140
Hamdorf 2007, p. 211.
 
141
Hamdorf 2007, p. 211; Weigend 2011, p. 101.
 
142
Nack 2006, p. 343.
 
143
Rotsch 2009, p. 550.
 
144
Mauerschützen case 1994, p. 2704.
 
145
Mauerschützen case 1994, p. 2706.
 
146
Including Jescheck, Wessels and Stratenwerth: Mauerschützen case 1994, p. 2706.
 
147
Author’s own translation. Original text reads: ‘Solches kann vorliegen, wenn der Hintermann durch Organisationsstrukturen bestimmte Rahmenbedingungen ausnutzt, innerhalb derer sein Teilbeitrag regelhafte Abläufe auslöst. Mauerschützen case 1994, p. 2706, para bb.
 
148
Mauerschützen case 1994, p. 2706, para bb.
 
149
Author’s own translation. Original text reads: ‘Den Hintermann in solchen Fällen nicht als Täter zu behandeln, würde dem objecktiven Gewicht seines Tatbeitrags nicht gerecht, zumal häufig die Verantwortlichkeit mit größen Abstand zum Tatort nicht ab-, sondern zunimmt. Mauerschützen case 1994, p. 2706.
 
150
Mauerschützen case 1994, p. 2707.
 
151
Ambos 2007, p. 183.
 
152
Ambos 2007, p. 183.
 
153
See the following section on Argentinean law.
 
154
For the impact on other Latin American States, see the next section on Argentina.
 
155
See Chap. 8, below, on modes of liability applied in International Tribunals.
 
156
Jescheck and Weigend 1996, p. 670; Ambos 2008, p. 26.
 
157
Berlin Wall II 1999; Berlin Wall III 2002; and further the doctrine has also been applied for ‘white collar crimes’, such as fraud committed through a company: Verfahrenseinstellung 2003; Apothek 2003; Betrug 2007.
 
158
Glenn 2010.
 
159
See further Sect. 5.​2. See Oderkerk 2001.
 
160
See for example O’Donnell 2009; Osiel 2001, 2009.
 
161
Ferrante 2011a, p. 14; Miller 2003, p. 846; Kleinheisterkamp 2006, p. 286.
 
162
Kleinheisterkamp 2006, pp. 267, 271, 293.
 
163
Constitución Nacional de Argentina 1994, §  118.
 
164
Ferrante 2011a, p. 15. Some individual defendants have filed a petition to the Supreme Court demanding a trial by jury based on the constitutional right, however the Supreme Court has consistently referred to the practice of the provinces and their freedom to give effect to this right or not. The province of Cordóba has in fact legislated to provide for a trial by jury, however the practice has remained limited. See e.g. D’Alessio AJ 2008, p. 7.
 
165
Ferrante 2011a, p. 43.
 
166
Ferrante 2011b, p. 13.
 
167
Ferrante 2011a, p. 13.
 
168
Ferrante 2011a, p. 13.
 
169
Kleinheisterkamp 2006, pp. 295–299.
 
170
See for examples of influential texts Welzel 1970; Jakobs 1997; Roxin 2005; Stratenwerth 2005.
 
171
Although constitutional law generally trumps international law, it has been agreed that in the case of these treaties, any conflict with the constitution would result in the treaties being directly applicable. Constitución Nacional de Argentina 1994, Article 75.22.
 
172
Article 18 of the Constitución Nacional reads ‘No inhabitant of the Nation shall be punished without previous trial based upon a law existing prior to the act which gave rise to the proceedings [...]’ (author’s own translation). The original text reads: ‘Ningún habitante de la Nación puede ser penado sin juicio previo fundado en ley anterior al hecho del proceso’.
 
173
See for example Informe sobre la Justicia 2012.
 
174
Constitución Nacional de Argentina 1994, Article 121.
 
175
Constitución Nacional de Argentina 1994, Article 126.
 
176
Bacigalupo 1994.
 
177
Sancinetti 1991.
 
178
Zaffaroni 2005.
 
179
Nino 1980, p. 418 and further.
 
180
Bacigalupo 1994, p. 184.
 
181
Soler 1992.
 
182
Nino 1980.
 
183
Zaffaroni 2005.
 
184
Sancinetti 1991, p. 641.
 
185
Sancinetti 1991, p. 638.
 
186
Though the subjective theory received renewed interest the late twentieth century, it has not been accepted as the dominant theory for some time. See Zaffaroni 2005, p. 607.
 
187
Sancinetti 1991, p. 640; Bacigalupo 1994, pp. 180–182.
 
188
The definition of a principal in the Argentine criminal code is ‘Los que tomasen parte al ejecución del hecho’, or ‘those who take part in the execution of the crime’, see Codigo Penal 1984, Article 45.
 
189
See for an updated edition, Bacigalupo 1994.
 
190
Originally in his works in 1968. See for a more recent application of his theory Zaffaroni 2005.
 
191
Zaffaroni 2005, p. 606.
 
192
Bacigalupo 1994, p. 188; Sancinetti 1991, p. 645; Zaffaroni 2005, p. 606.
 
193
Sancinetti recognises that a formal objective theory is better at delimiting when the execution of a crime actually commences, however since this is more a problem of attempt than of participation, he still prefers the material objective approach; Sancinetti 1991, p. 646.
 
194
Ferrante 2011a, p. 62.
 
195
Bacigalupo 1994, p. 179.
 
196
Zaffaroni 2005, p. 601.
 
197
The original text reads Los que tomasen parte en la ejecución del hecho o prestasen al autor o autores un auxilio o cooperación sin los cuales no habría podido cometerse, tendrán la pena establecida para el delito. En la misma pena incurrirán los que hubiesen determinado directamente a otro a cometerlo. For the full text of the Codigo Penal articles on party liability, and a diagram of the relationship between the modes of liability, see the appendix A.5.
 
198
Ferrante 2011a, p. 31; Bacigalupo 1994, p. 199. But see Sancinetti 1991, p. 648.
 
199
Zaffaroni 2005, pp. 602–603.
 
200
Sancinetti 1991, p. 649; Ferrante 2011a, p. 31.
 
201
Bacigalupo 1994, p. 211; Sancinetti 1991, p. 651.
 
202
Sancinetti 1991, p. 651.
 
203
Bacigalupo 1994, p. 197.
 
204
Zaffaroni 2005, p. 603.
 
205
Nino in fact argues that the complex classification of participants taken from the German doctrine is not a necessary reading of the Codigo Penal, and that gradations of punishment should rather be based upon an individual participant’s actual contribution to the damage or danger caused by a criminal act. His reading of the Codigo Penal is based upon his consensual theory of punishment. While this is a possible reading of the code, it is not the leading nor generally accepted one. Nino 1980, pp. 453–456.
 
206
Author’s own translation. The last sentence of this article reads En la misma pena incurrirán los que hubiesen determinado directamente a otro a cometerlo..
 
207
Zaffaroni 2005, p. 616; Bacigalupo 1994, p. 189; Sancinetti 1991, p. 691; Ferrante 2011a, pp. 32–33.
 
208
Sancinetti 1991, p. 650.
 
209
Zaffaroni 2005, pp. 185, 189.
 
210
Bacigalupo 1994, p. 190.
 
211
Sancinetti 1991, p. 691.
 
212
Sancinetti 1991, p. 693.
 
213
Sancinetti 1991, p. 718.
 
214
Zaffaroni 2005, p. 611.
 
215
Sancinetti and Ferrante 1999, p. 29; Malarino 2008, p. 61.
 
216
Bacigalupo 1994, p. 191.
 
217
Bacigalupo 1994, p. 191.
 
218
Bacigalupo 1994, p. 193, citing Roxin and Stratenwerth.
 
219
Sancinetti 1991, p. 712.
 
220
Sancinetti 1991, p. 713; Bacigalupo 1994, p. 196.
 
221
Sancinetti 1991, p. 714, citing German scholar Jescheck; Bacigalupo 1994, p. 192.
 
222
Sancinetti 1991, p. 714.
 
223
Garro and Dahl 1987, p. 284.
 
224
Nino 1996, p. 41; Osiel 2001, p. 12.
 
225
For a comprehensive overview of the situation prior to and during the Dirty War, see Nino 1996; Garro and Dahl 1987.
 
226
Garro and Dahl 1987, p. 290.
 
227
Garro and Dahl 1987, pp. 289–290.
 
228
CONADEP 1984, part I(B) and part II(A).
 
229
Hernandez 2013.
 
230
Documento Final 1983.
 
231
Self-Amnesty Law 1983.
 
232
Documento Final 1983, pp. 7, 9, 12.
 
233
Self-Amnesty Law 1983, Article 1.
 
234
Garro and Dahl 1987, p. 301.
 
235
Garro and Dahl 1987, p. 305; Osiel 2001, p. 18.
 
236
Garro and Dahl 1987, pp. 302–303.
 
237
CONADEP 1984.
 
238
Nino 1996, p. 112.
 
239
Nino 1996, p. 113.
 
240
Garro and Dahl 1987, p. 311.
 
241
Garro and Dahl 1987, p. 320; Nino 1996, p. 78.
 
242
Garro and Dahl 1987, p. 314.
 
243
Nino 1996, p. 64; Osiel 2001, p. 18.
 
244
Arendt 1964, pp. 31–33; Drumbl 2005, p. 561; Tallgren 2002, p. 580; Osiel 2001, p. 26.
 
245
CJM 1951, Article 514.
 
246
Garro and Dahl 1987, p. 315.
 
247
Nino 1996, pp. 66, 68; Osiel 2001, p. 18.
 
248
‘A ese efecto podrá presumirse, salvo evidencia en contrario que se obró con error insalvable sobre la legitimidad de la orden recibida, excepto cuando consistiera en la comisión de hechos atroces o aberrantes. CJM Amended 1984, Article 11.
 
249
Nino 1996, p. 179.
 
250
Garro and Dahl 1987, pp. 321–322.
 
251
Munoz-Conde and Olásolo 2011, p. 116.
 
252
Causa 13 Trial 1985, paras 11, 13, 27.
 
253
Causa 13 Trial 1985, para 15.
 
254
Causa 13 Trial 1985, paras 35–43.
 
255
Causa 13 Trial 1985, para 269.
 
256
Causa 13 Trial 1985, para 271.
 
257
Causa 13 Trial 1985, paras 275, 277, 278.
 
258
Causa 13 Trial 1985, para 282.
 
259
Causa 13 Trial 1985, para 285.
 
260
Causa 13 Trial 1985, paras 287, 288.
 
261
Causa 13 Trial 1985, paras 288, 292.
 
262
Causa 13 Trial 1985, para 421.
 
263
Causa 13 Trial 1985, paras 293, 295.
 
264
Causa 13 Trial 1985, para 301; Malarino 2008, p. 60.
 
265
Causa 13 Trial 1985, paras 301, 304–305, 307–308.
 
266
Author’s own translation. The original text reads ‘Quien domina el sistema domina la anónima voluntad de todos los hombres que lo integran.’ Causa 13 Trial 1985, para 310.
 
267
Causa 13 Trial 1985, paras 309–311.
 
268
Katanga Confirmation of Charges 2008, para 492; Separate Opinion of Judge Christina van den Wyngaert Ngudjolo Trial Judgment 2012, para 62. See further the discussion in Sect. 8.​9.
 
269
Garro and Dahl 1987, p. 344; Nino 1996, pp. 89–90.
 
270
With the exception of the sentences for Viola and Agosti, which were reduced by 6 months and 9 months respectively, following acquittals on certain counts. Causa 13 Appeal 1986, para 49.
 
271
Causa 13 Appeal 1986, para 17.
 
272
Causa 13 Appeal 1986, paras 23, 28.
 
273
Dissenting Opinion Justice Petracchi, Judge Baque joining, Causa 13 Appeal 1986, para 15.
 
274
Gibney 1992, p. 169; Suárez Mason Extradition Case 1988, p. 683.
 
275
Simón 2005; Malarino 2008, p. 61.
 
276
Nino 1996, p. 91.
 
277
Punto Final 1986.
 
278
Garro and Dahl 1987, p. 334.
 
279
Potash 1993, p. 57; Osiel 2001, pp. 18–19.
 
280
This was known as the ‘Easter crisis’. Nino 1996, pp. 97–99; Parenti 2010, p. 493; Potash 1993, pp. 59–61.
 
281
Obedencia Debida 1987.
 
282
Obedencia Debida 1987, Article 1.
 
283
Sancinetti and Ferrante 1999, p. 51; Osiel 2001, p. 20; Palermo 2010, p. 603.
 
284
Law Revoking Punto Final 2003; Parenti 2010, pp. 495–496.
 
285
Bakker 2005, p. 1107; Simón 2005.
 
286
Barrios altos 2001.
 
287
Causa 13 Revoke of Pardons 2007; Causa 13 Casación 2009.
 
288
Mazzeo 2007; Suárez Mason 2003; Parenti 2010, p. 495.
 
289
Munoz-Conde and Olásolo 2011, p. 118.
 
290
Olásolo cites the Floreal Avellanda case, where three military officers who oversaw the Campo de Mayo Infantry School were indicted as indirect perpetrators, but were convicted as co-perpetrators instead. Munoz-Conde and Olásolo 2011, p. 119.
 
291
Malarino 2008, p. 61.
 
292
Harguindeguy 2004.
 
293
Nicolaides 2000.
 
294
Etchecolatz 2006.
 
295
Menéndez 2008.
 
296
Fiscal 2013, p. 2.
 
297
Fiscal 2013, p. 4.
 
298
Malarino 2008, p. 66.
 
299
Manuel rubén abimael guzmán reynoso 2006.
 
300
Shining Path, Motion for annulment and consults 2007, para 4.5.4.
 
301
Shining Path, Motion for annulment and consults 2007, para 5.5.4.
 
302
Shining Path, Motion for annulment and consults 2007, para 5.5.4.
 
303
Fujimori 2009.
 
304
Fujimori 2009, p 724.
 
305
Fujimori 2009, p. 725.
 
306
Ambos 2011, p. 138.
 
307
Ambos 2011, p. 142.
 
308
Ambos 2011, pp. 138,142; Fujimori Extradition Request 2007.
 
309
Leaders of the Left Revolutionary Movement 1993; Salazar and Urquiaga 2010, p. 95.
 
310
Condor Plan 2009; Salazar and Urquiaga 2010, p. 84.
 
311
Munoz-Conde and Olásolo 2011, p. 123.
 
312
Machuca 2007; Díaz 2008, p. 175.
 
313
Díaz 2008, p. 170; Munoz-Conde and Olásolo 2011, p. 123.
 
314
Munoz-Conde and Olásolo 2011, p. 123; Díaz 2008, p. 169. See also the reasoning in Causa 13 Appeal 1986.
 
315
Munoz-Conde and Olásolo 2011, p. 115.
 
316
Fujimori 2009, p. 719.
 
317
Watson 1981, p. 32; Damaška 1984, p. 22.
 
318
Damaška 1984, p. 162; Safferling 2003, p. 267; Weigend 2003, p. 158.
 
319
Summers 1999, p. 498; Weigend 2003, p. 168.
 
320
Damaška 1984, p. 22.
 
321
Damaška 1984, p. 168.
 
322
Watson 1981, p. 23; Bohlander 2009, p. 9.
 
323
Causa 13 Trial 1985; Mauerschützen case 1994.
 
324
Staschynski 1962, para 134; Roxin 2006, p. 400; Stratenwerth 2005, p. 369; Bohlander 2009, p. 162; Hamdorf 2007, p. 210; Weigend 2011, p. 95.
 
325
Hamdorf 2007, p. 212.
 
326
Jescheck and Weigend 1996, p. 670; Hamdorf 2007, p. 210; Ambos 2008, p. 95; Weigend 2011, p. 26.
 
327
Katanga Confirmation of Charges 2008, para 484; Shining Path, Motion for annulment and consults 2007, para 5.5.4.
 
328
The nuances between different uses of the term ‘objectivity’ are discussed in full in Sect. 5.​3.​6.
 
329
Sancinetti 1991, p. 634, citing German theorist Edmund Mezger.
 
330
Damaška 1984, p. 33.
 
331
Eichmann 1961; Etchecolatz 2006; Rotsch 2009, p. 551.
 
332
Causa 13 Trial 1985; Simón 2005; Etchecolatz 2006; Menéndez 2008; Malarino 2008, p. 61; Munoz-Conde and Olásolo 2011, p. 116.
 
333
Case Against Leaders of the Shining Path 2006; Fujimori 2009; Leaders of the Left Revolutionary Movement 1993; Condor Plan 2009.
 
334
Mauerschützen case 1994; Berlin Wall II 1999, 2002.
 
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Metadata
Title
Objectivity Reflected in the Civil Law Tradition
Author
Cassandra Steer
Copyright Year
2017
Publisher
T.M.C. Asser Press
DOI
https://doi.org/10.1007/978-94-6265-171-5_7