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2016 | OriginalPaper | Chapter

4. The German System of Constitutional Review: Prototype of a Concentrated Model?

Author : Alfredo Narváez Medécigo

Published in: Rule of Law and Fundamental Rights

Publisher: Springer International Publishing

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Abstract

Within the last two decades German constitutionalism in general and the German Federal Constitutional Court (BVerfG) in particular have noticeably increased their influence as prototypes for legal systems worldwide. Despite the fact that neither constitutions nor a specialized constitutional jurisdiction are German inventions as such, in recent times several nations within and outside of Europe have turned their eyes into Germany. In an enormous range that includes countries in Western Europe, most of the former Eastern Bloc, as well as nations in Latin America, Asia, and Africa; for a time now the German Basic Law and the BVerfG as its “guardian” have clearly substituted their American counterparts as the “world’s leading model of democratic constitutionalism”. Surprisingly enough, however, in spite of the remarkable influence both of German legal institutions and German constitutional jurisprudence worldwide, there are still some important misconceptions—particularly among Hispano-American scholars—regarding the German system of constitutional review. These misunderstandings have not only impacted foreign academic work but also, unfortunately, they have had significant influence on policy making abroad. They relate, as one would have thought, to oversimplification; a deficiency that is not unusual among comparative legal studies. This way, for example, the existence of a specialized constitutional jurisdiction in Germany has led some scholars to assume that the BVerfG monopolizes the whole activity of constitutional judicial review. What is more, the presence of a specialized procedure through which individuals as such can further challenge ordinary courts’ judgments before the constitutional court—the so-called ‘constitutional complaint’ (Verfassungsbeschwerde)—frequently leads scholars to explain the division of duties between constitutional and ordinary courts as if it were given by the application, respectively, of constitutional or ordinary law. Finally, no less important, this specialized constitutional mechanism for individuals is often understood as if it were a ‘right’ in the strictest sense of the term, that is, as if its correct filing by an individual were sufficient to bind the constitutional court to admit the complaint and thus to solve the case on its merits. This somewhat romantic notion of the constitutional complaint has certainly contributed to strengthen the idea that the constitutional jurisdiction in Germany works as a “super jurisdiction of appeals”.

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Footnotes
1
See Schlaich and Korioth (2010), pp. 3–4.
 
2
Grimm (1999), p. 305. He explains this influence as a product of the acknowledgement of Germany’s success in the transition from a failed dictatorship into a stable and prosperous democracy; where the constitution and Human Rights are not only nice promises but actually shape the political and social reality. See Grimm (1999), p. 305. Compare also Häberle (1997), pp. 91–92.
 
3
Kommers (1998), p. 88 (“The Basic Law’s influence is clearly discernible in dozens of democratic constitutions drafted in the last decade, paradigmatic examples of which are several recent Latin American constitutions, the post-1990 constitutions of Eastern Europe, and the 1996 Constitution of South Africa”). See also Häberle (1997), p. 91; Stone Sweet (2008), p. 234; and Neuman (2000), p. 267.
 
4
For an account of this “flawed influence” specifically related to the Mexican system of constitutional review, see infra Chap. 5.
 
5
See, for instance, the critique by Rousseau (2007), p. 31.
 
6
See, among many, Favoreu (1990), pp. 40–41 (“…in the United States constitutional review is exercised by the entire court system; in Europe it is exercised by a unique, specialized court. […] That means that, unlike United States courts, the ordinary German, Austrian, Italian, Spanish, or French courts cannot decide constitutional issues…”) (Emphasis added), and Cossío Díaz (2011), p. 132 (“Regarding the European or concentrated [model], the [constitutional] control is carried out by a specialized court, unaffiliated to the ordinary jurisdiction and with monopolistic competency on the subject, that acts in specialized procedures and is entitled to annul with general effects the challenged norms.”) (Emphasis added, author’s translation). While Fix-Zamudio (1980), p. 47, draws this conclusion specifically from the Austrian system, he constantly refers to the German system as an inspiration from the former. See Fix-Zamudio (1980), p. 53.
 
7
Compare Fix-Zamudio (1980), pp. 52–61. Within Germany, this position—though more as an attempt to avoid the blurring of boundaries between both jurisdictions—is held by Benda (1979), p. 357. Critical to this oversimplification are, among many, Schlaich and Korioth (2010), p. 14; and Kunig (2002), p. 40.
 
8
Cossío Díaz (2011), pp. 181–182, implies this idea, for instance, when he discusses the possibilities to reform the Mexican system. One of his “organic” arguments against the creation of a constitutional court in the continental European sense is that such body would have to deal with a huge number of amparos—constitutional complaints filed by individuals. See also Cossío Díaz (2011), p. 193 (“[…]Does [the reform] suppose that, as it occurs in Germany or Spain, only the constitutional court would solve the thousands of amparos that annually correspond to the many bodies of the federal judiciary?”) (Author’s translation).
 
9
The idea of the BVerfG as a “citizens’ court” coined by Häberle (1997), pp. 112–114, has had a good deal of influence outside of Germany. These characterizations emphasize the particularly intensive control of the ordinary judicial procedures carried out by the BVerfG through the procedural basic rights as well as the high number of constitutional complaints that argue such procedural violations. See, for instance, Fix-Zamudio (2002), pp. 70–71, and, more recently, Cossío Díaz (2011), p. 184. These descriptions usually leave out, however, the way in which the BVerfG actually interacts with the ordinary jurisdiction with regard to procedural violations (rechtliches Gehör) as well as the overwhelming number of constitutional complaints that do not make it even through the admission procedure. See Hoffmann-Riem (2003), p. 177 (“A look at the BVerfG’s statistics shows that the critique regarding the court becoming a super jurisdiction of appeals cannot be sustained on the numbers.”) (Author’s translation). Accord Schlaich and Korioth (2010), p. 174 (“It is rightly said that the protection seeker should be able to determine clearly whether he can count on the BVerfG as a “super instance” or not. In view of the statistics of non-admitted constitutional complaints, however, the answer can only be that he [or she] cannot.”) (Author’s translation).
 
10
See supra Chap. 3.
 
11
See Stern (1984), p. 766 (“It is about the existential question: what is the State’s life elixir? Might or law?”) (Author’s translation). ‘The law’ is meant here in a wider sense, that is, it includes of course laws enacted by Parliament as statutes (gesetzliches Recht) but also the law of the Constitution (Verfassungsrecht).
 
12
See, on this regard, Rivers (2007), pp. 891–892. For a succinct analysis, on the other hand, of the contested ‘Rule-of-Law’ concept see supra Chap. 2.
 
13
See Stern (1984), pp. 765–766. This is due to the fact that both concepts have their roots in the same tradition of European political thought. See also Schmidt-Aßmann (2004), p. 547; and Schulze-Fielitz (2007), pp. 176–177.
 
14
See Stern (1984), p. 769.
 
15
See Rivers (2007), pp. 891–892; and Neuman (2000), p. 255.
 
16
This is the principle that limits the activity of the executive to the attributions conferred to it in statutes enacted by Parliament. Compare, for instance, Schmidt-Aßmann (2004), pp. 574–577, with Dicey (1982), pp. 3–4.
 
17
See supra Chap. 2, particularly the comparison between Raz (2009a, b), p. 211; and Dworkin (1985), p. 27.
 
18
For a brief but insightful overview see Stern (1984), pp. 770–776.
 
19
See Schmidt-Aßmann (2004), pp. 553–554. The ‘welfare State’ (sozialer Rechtsstaat) is left here unmentioned. It has had increasing importance, however, especially since the Weimar Republic (1919–1933). See Schmidt-Aßmann (2004), p. 554; and Heller (1992a, b), p. 449.
 
20
See Schulze-Fielitz (2007), pp. 180–181; and Stern (1984), p. 770.
 
21
Schulze-Fielitz (2007), p. 181 (author’s translation, emphasis added). See also Heller (1992a, b), p. 449.
 
22
These three elements (Bindung an Gesetz, Amtshaftung, and gerichtliche Kontrolle der Verwaltung) represent the core components of the influential formal notion of Rechtsstaat embraced by Richard Thoma in 1910. See Stern (1984), p. 771. As one may already notice, the principle of ‘Separation of Powers’ (Gewaltenteilung) has since the beginning been closely linked to the formal Rechtsstaat. See Schulze-Fielitz (2007), p. 180; and Schmidt-Aßmann (2004), p. 552.
 
23
See Schulze-Fielitz (2007), p. 181.
 
24
See Schmidt-Aßmann (2004), p. 549; and Heller (1992a, b), p. 449.
 
25
Stern (1984), p. 771 (author’s translation). See also Schulze-Fielitz (2007), p. 180.
 
26
See Stern (1984), p. 772.
 
27
See Schmidt-Aßmann (2004), p. 551. Schmitt favored the idea of a citizen or ‘bürgerlicher Rechtsstaat’ where the guarantee of a citizen’s liberty should rest on statutes (Gesetze). These norms were understood by him, however, as standards of rationality and thus not necessarily as the mere general will. See Schmitt (1993), pp. 138–141.
 
28
See Stern (1984), p. 772 (“C. Schmitt certainly included basic rights in his concept of Rechtsstaat, but it could be encroached upon them based on a statute; the guarantee of liberty rested therefore only upon ‘the statute’; it was liberty against ‘non-statutory’ restraint…”) (Author’s translation, emphasis in original, quotation marks added). Schmitt (1993), p. 177, nonetheless, did point out that there the complete elimination of certain basic rights would be unconstitutional. To blame on his ideas the fall of the Rechtsstaat would be inaccurate.
 
29
See, among many, Schmidt-Aßmann (2004), p. 551 (“It was not an ostensible emptiness of the Rechtsstaat, but rather a very weak connection of substance with its formal back-up institutes, that after 1933 facilitated the infiltration of indoctrinated content in these very institutes and led to the Rechtsstaat’s (sic) reversal.”) (Author’s translation), and Stern (1984), p. 773 (“In 1933 the fate took its course. The Rechtsstaat became the State of the statute, and the statute could admit any content, including that of injustice.”) (Author’s translation). For a now classical critique see Radbruch (1946), p. 103. Against this position see Kelsen (2009), pp. 285–315, who argued that ‘State’ and ‘law’ are one and the same thing. A logical consequence of his “pure theory of law” is that irrespective of how morally censurable the activities of the Nazi regime were, this also would represent a Rechtsstaat.
 
30
The Parliamentary Council chose intentionally the name ‘Basic Law’ (Grundgesetz) instead of ‘Constitution’ (Verfassung). This is due to the fact that the Basic Law enacted in Bonn was supposed to be a provisional foundational instrument that would be eventually substituted by a German Constitution once the Federal Republic of Germany (Bundesrepublik Deutschland) and the Soviet Occupation Zone (Sowjetische Besatzungszone) were united again. See Badura (2012), pp. 28–29. Yet history did not follow the expected course. That same year the Soviet Occupation Zone became the German Democratic Republic (Deutsche Demokratische Republik) which would remain under Soviet influence for another four decades. In 1989, however, the Berlin Wall fell, the DDR finally dissolved, and its territory adopted the Grundgesetz. See Badura (2012), pp. 60–71.
 
31
See Stern (1984), pp. 777–778; and Schmidt-Aßmann (2004), p. 556. While German Basic Law (Ger. GG) (1949), art. 20, cl. 3, published in Bundesgesetzblatt Teil I 1 1949:1–19, does not use the term Rechtsstaat expressly unlike other constitutional articles such as Ger. GG (1949), arts. 28, cl. 1, 23, cl. 1, and 16, cl. 2, it is the former that represents its core. See Stern (1984), p. 779.
 
32
See Ger. GG (1949), art. 20, cl. 3 (“(3) The legislative is bound to the constitutional order, the executive power and the judiciary to statute and law.”) (Author’s translation, emphasis added).
 
33
See Schmidt-Aßmann (2004), p. 563. The term ‘unlawful statute’ (gesetzliches Unrecht) was made popular by Radbruch (1946), p. 103.
 
34
Stern (1984), p. 780 (author’s translation). See also Schulze-Fielitz (2007), p. 196.
 
35
See Schulze-Fielitz (2007), pp. 181–182; and Stern (1984), pp. 776–777. As mentioned above, the welfare State or ‘sozialer Rechtsstaat’ is not addressed in this chapter.
 
36
See Ger. GG (1949), art. 1, cl. 1 (“(1) Human dignity is inviolable. It is obligation of all State power to respect it and to protect it.”) (Author’s translation).
 
37
Ger. GG (1949), art. 1, cl. 2 (author’s translation, emphasis added).
 
38
See Ger. GG (1949), art. 1, cl. 3.
 
39
See Ger. GG (1949), art. 19, cl. 1. This statutory restriction has to be also proportional. The idea of proportionality (Verhältnismäßigkeit) as an element of the Rechtsstaat, however, is rather a product of jurisprudence and not explicit in the Basic Law. See Schulze-Fielitz (2007), p. 256.
 
40
See Ger. GG (1949), art. 19, cl. 2.
 
41
See Ger. GG (1949), art. 79, cl. 3 (“(3) Any amendment to this Basic Law touching upon the division of the Federation into Länder, the fundamental participation of the Länder in the legislative process, or the principles laid down in articles 1 and 20, is inadmissible.”) (Author’s translation, emphasis added). The ‘eternity clause’ is also known as ‘eternity warrant’ (Ewigkeitsgarantie) or simply referred to as a principle’s ‘immutability’ (Unabänderlichkeit). See, respectively, Stern (1984), p. 777; and Schmidt-Aßmann (2004), p. 594. It is important to emphasize that not all the fundamental rights acknowledged as such by the Basic Law are directly included in the eternity clause. Because the provision makes reference to articles 1 and 20, such immutability comprises of course the guarantee to protect human dignity, yet only the “dignity core” (Würdekern) of the other fundamental rights. See, for instance, Großer Lauschangriff, BVerfGE 109, 279 (2004), pp. 309–312.
 
42
Ger. GG (1949), art. 19, cl. 4, as enacted on May 23, 1949 (author’s translation). In June 24, 1968 a constitutional amendment added a third sentence to this paragraph and gave the article its current wording.
 
43
While according to the majority of German legal scholars Ger. GG (1949), art. 19, cl. 4, does not guarantee a procedural recourse against the legislator, this is most likely the result of an attempt to avoid making of Ger. GG (1949), art. 93, cl. 1, No. 4a, as amended on January 30, 1969, a superfluous provision. Still, in the Parliamentary Council that enacted the Basic Law in 1949, recourse to the courts contained in the former provision was considered comprehensive and the inclusion of an independent article for the constitutional complaint was rejected as superfluous. Compare Schlaich and Korioth (2010), pp. 130–132.
 
44
Whether Ger. GG (1949), art. 19, cl. 4, represents exclusively a guarantee by the courts or also against the courts has equally been highly controversial. Compare Voßkuhle (1993), pp. 146–147. This debate was further boosted by the explicit inclusion on January 30, 1969 of the constitutional complaint (Verfassungsbeschwerde) in the text of the Basic Law. See Ger. GG (1949), art. 93, cl. 1, No. 4a. A more detailed account of this debate is made on infra Sect. 4.3.2.2.
 
45
See Kau (2007), p. 34. Compare also Stern (1984), p. 777.
 
46
This issue, for instance, was addressed in Lüth, BVerfGE 7, 198 (1958), p. 208, as well as in ‘Soldaten-Mörder, BVerfGE 93, 266 (1995), pp. 294–295.
 
47
See Stern (1984), p. 775.
 
48
See Schulze-Fielitz (2007), pp. 209–216.
 
49
See Schulze-Fielitz (2007), p. 201 (“The parliamentary statute is the central instrument of control in the Rechtsstaat: it newly concretizes over and over the constitutional contract’s social and material justice criteria in accordance with, as a formal principle, the democratic legislator’s political freedom of configuration.”) (Author’s translation). See also Stern (1984), pp. 786–787.
 
50
Stern (1984), p. 775 (author’s translation). See also Schmidt-Aßmann (2004), pp. 552–553.
 
51
For an overview see, among many, Schulze-Fielitz (2007), pp. 170–277; Schmidt-Aßmann (2004), pp. 541–611; Sobota (1997); Stern (1984), pp. 759–871; and, more concise, Kunig (2001), pp. 421–444.
 
52
Stern (1984), p. 781 (author’s translation, emphasis added).
 
53
Perhaps the most recurrent tension is the one between justice and legal certainty. See, among many, Gleichberechtigung, BVerfGE 3, 225 (1953), pp. 237–238.
 
54
A rule, in contrast, is a specific norm that does not admit compliance degrees. It can only be either obeyed or not. See Alexy (1986), pp. 75–76.
 
55
Alexy (1986), p. 75 (author’s translation).
 
56
See Alexy (1986), pp. 75–76 (“Principles are thus optimization commands that are characterized by the possibility of being fulfilled in different degrees and [by the fact] that the commanded degree of their fulfilment depends not only on the factual, but also on the legal possibilities.”) (Author’s translation, emphasis in original). The notion of principles as ‘optimization commands’ (Optimierungsgebote) is also translated as ‘commands to be optimized’. This is made in order to distinguish them from more concrete rules that represent instead ‘commands to optimize’. See Alexy (2000), pp. 294–295.
 
57
See Stern (1984), p. 781; and Schulze-Fielitz (2007), pp. 196–198. See also, among many, Lebenslange Freheitstrafe, BVerfGE 45, 187 (1977), p. 246.
 
58
Rundfunkgebühr, BVerfGE 90, 60 (1994), p. 142 (author’s translation).
 
59
These are not limited to Ger. GG (1949), arts. 1–19, that is, to the chapter titled ‘Die Grundrechte’. They also include the so-called ‘satellite provisions’ represented by Ger. GG (1949), arts. 20, cl. 4, 33, 38, 101, 103, and 104. See Alexy (1986), p. 56.
 
60
See Ger. GG (1949), art. 1, cls. 1–2.
 
61
See Ger. GG (1949), arts. 1, cl. 3, 19, cls. 1–2, and 20, cl. 3.
 
62
See Ger. GG (1949), art. 79, cl. 3.
 
63
See, among many, Öffentliches Wegeeigentum, BVerfGE 42, 20 (1976), p. 27.
 
64
This limitation is usually only allowed, of course, as long as it is made through a statute, is proportional, and does not affect the essence of a basic right. See Ger. GG (1949), art. 19, cls. 1–2. Regarding the proportionality principle see Schulze-Fielitz (2007), p. 256.
 
65
Compare Stern (1984), p. 871 (“To be a Rechtsstaat does not mean to be a weak or powerless State because its bodies are constrained everywhere. Exactly the opposite is correct […] The Rechtsstaat does not minimize State power, it pursues to optimize it.”) (Author’s translation).
 
66
See Schwangerschaftsabbruch I, BVerfGE 39, 1 (1975), p. 42.
 
67
This does not imply that there can be an organ capable of reviewing and redressing all of these violations. Compare Roth (1996), pp. 561–562.
 
68
As the BVerfG has acknowledged since its early decisions, any violation of the Basic Law by a State body encroaches at least upon the basic right to general freedom of action (allgemeine Handlungsfreiheit) contained in Ger. GG (1949), art. 2, cl. 1. See, among many, Elfes, BVerfGE 6, 32 (1957), p. 41 (related to statutes enacted by Parliament), and Kommunales Vertretungsverbot, BVerfGE 61, 68 (1982), p. 74 (related to judgments). See infra Sect. 4.2.2.
 
69
See Schlaich and Korioth (2010), p. 8.
 
70
See Ger. GG (1949), arts. 19, cl. 4, 92, 93, cl. 1, No. 4a, and 101, cl. 1.
 
71
See Alexy (1986), p. 15.
 
72
See Stern (1984), p. 845.
 
73
Note the similarities between this description and the ‘rights notion’ of the Rule-of-Law defended by Dworkin (1985), p. 27. See supra Chap. 2.
 
74
Compare Stern (1984), p. 850 (“The Rechtsstaat principle demands only access to a court, but not to a specific one.”) (Author’s translation, emphasis in original).
 
75
See Stern (1984), pp. 841–842.
 
76
See, for instance, Lüth, BVerfGE 7, 198 (1958), pp. 204–205.
 
77
Compare Schulze-Fielitz (2007), pp. 201–202.
 
78
Compare Schmidt-Aßmann (2004), p. 545.
 
79
Compare Dworkin (1985), p. 32.
 
80
Compare Häberle (1997), pp. 112–113, though he refers only to the reinforcement made through the special procedure before the BVerfG and not before other ordinary courts.
 
81
See Schulze-Fielitz (2007), p. 275.
 
82
See Ger. GG (1949), art. 19, cl. 2.
 
83
See, for instance, Schwangerschaftsabbruch I, BVerfGE 39, 1 (1975), p. 41, and Schwangerschaftsabbruch II, BVerfGE 88, 203 (1993), p. 258 (Both represent polemic abortion cases that acknowledge—though with nuances and under the standards of proportionality—the legislator’s obligation to protect life through the criminal code). For a more recent and less controversial example see Harz IV, BVerfGE 124, 175 (2010), pp. 221–223 (declaring the German Social Code unconstitutional for not guaranteeing the existence minimum (Existenzminimum) of certain social welfare recipients).
 
84
Compare Stern (1984), p. 840 (“The constitutional norm of art. 19, cl. 4 GG […] does not confer rights itself; it presupposes the rights that are being protected”) (Author’s translation).
 
85
This occurs, for instance, when the Basic Law establishes two different criteria—both derived from the Rechtsstaat principle—in order to authorize, on the one hand, a domiciliary search (Wohnungsdurchsuchung) and, on the other, a personal search (körperliche Durchsuchung) in the security check of public spaces such as airports. Whereas the former would generally require a judicial decision previous to the encroachment pursuant to Ger. GG (1949), art. 13, cl. 2, the latter would usually authorize directly the encroachment and would only allow judicial review ex post. See Stern (1984), pp. 854–855.
 
86
See Alexy (1986), p. 79.
 
87
See Schmidt-Aßmann (2004), pp. 586–587.
 
88
See Ger. GG (1949), art. 20, cl. 1.
 
89
Compare Alexy (1986), p. 76.
 
90
Praktische Konkordanz’ is the technical name coined by Hesse (1991), p. 27, in order to reach practical solutions for tensions between colliding constitutional values in individual cases. See also Schulze-Fielitz (2007), p. 197.
 
91
The norms that concretize a principle include, as shown below, the interpretation of general norms that is carried out by the judiciary (Richterrecht). See Alexy (1986), p. 24.
 
92
See Schulze-Fielitz (2007), p. 201; and Schmidt-Aßmann (2004), p. 573. This provided, of course, that the statutes are in material and formal accordance with the constitution. See Ger. GG (1949), art. 20, cl. 3.
 
93
Compare Schulze-Fielitz (2007), p. 201, with Holmes (1997), p. 998 (who argued that it is only an illusion to attempt to obtain ‘the law’ deductively from general axioms of conduct).
 
94
See Ger. GG (1949), arts. 20, cl. 3 and 80, cl. 1.
 
95
This represents the so-called ‘essence doctrine’ (Wesentlichkeitslehre). See, among many, Sexualkundeunterricht, BVerfGE 47, 46 (1977), pp. 78–80 (related to the basic right to education). But see also, more recently, NATO-Doppelbeschluß, BVerfGE 68, 1 (1984), pp. 109–110 (related to foreign relations).
 
96
See, among many, Gleichberechtigung, BVerfGE 3, 225 (1953), pp. 237–238, and Gegenvorstellung, German Federal Constitutional Court, 1 BvR 848/07, Ruling of 11/25/2008, p. 39 (both concerning the conflict between material justice in the concrete case and legal certainty).
 
97
Schulze-Fielitz (2007), p. 199 (“Legality indicates legitimacy.”) (Author’s translation). See also Schmidt-Aßmann (2004), p. 553.
 
98
Stern (1984), p. 787 (author’s translation). Compare also Schmidt-Aßmann (2004), p. 561.
 
99
See Schulze-Fielitz (2007), p. 201.
 
100
For the concept of ‘rechtsstaatliche Distanz’ see Schmidt-Aßmann (2004), p. 556.
 
101
Schulze-Fielitz (2007), p. 199.
 
102
See Hart (1997), pp. 127–128.
 
103
Compare Stern (1984), p. 829. For an explanation of the ‘consistency mechanisms’ concept within this work in the context of the Rule-of-Law concept see supra Chap. 2.
 
104
This does not mean that there will be in every case an authority empowered to remedy such dogmatic breaches. The best examples are, of course, the decisions of the BVerfG. While the court is not above the Basic Law, there is no organ that can overturn its judgments. Compare Roth (1996), pp. 561–562.
 
105
See Alexy (2002), p. 8 (author’s translation).
 
106
See Ger. GG (1949), art. 94, cl. 2, as enacted on May 23, 1949.
 
107
See Kau (2007), pp. 33–36.
 
108
See Ger. GG (1949), arts. 20, cl. 3, 93, cl. 1, No. 2, and 94, cl. 2, as enacted on May 23, 1949.
 
109
See Möllers (2007), p. 531. Compare also Roth (1996), p. 564.
 
110
See Ger. GG (1949), art. 92, as enacted on May 23, 1949. (“IX. The judiciary […] Article 92. The jurisdictional power is entrusted to the judges; it is exercised by the Federal Constitutional Court, the Supreme Federal Court, the federal courts mentioned in this Basic Law, and the courts of the states.”) (Author’s translation). The final wording approved by the Parliamentary Council nonetheless differed substantially from the original draft—elaborated in 1948 during the Herrenchiemsee Convention—that considered the BVerfG an entity separated from ‘the judicature’ (die Rechtspflege). See Kau (2007), pp. 85–86.
 
111
Compare Ger. GG (1949), arts. 92 and 94, cl. 1, as enacted on May 23, 1949, with German Federal Constitutional Court Act (Ger. BVerfGG) (1951), § 3, cl. 2, published in Bundesgesetzblatt Teil I 45 1993:1473–1487, as enacted on March 12, 1951.
 
112
See Ger. BVerfGG (1951), §§ 17–35, as enacted on March 12, 1951.
 
113
See Schlaich and Korioth (2010), p. 22 (“…the BVerfG cannot be a mean towards social self-regulation: it lacks the possibility of own initiative…”) (Author’s translation).
 
114
Compare Schulze-Fielitz (2007), p. 268. See also Möllers (2007), pp. 531–534.
 
115
See Ger. GG (1949), art. 92, as enacted on May 23, 1949. See also Roellecke (2004b), p. 1222; and Kunig (2002), pp. 38–39. The characterization of the BVerfG as a constitutional organ with management autonomy and different from the other courts came only after the appearance of the so-called “status-memo” in June 1952. See Schlaich and Korioth (2010), p. 17; and Kau (2007), pp. 83–84.
 
116
See Kunig (2002), pp. 38–39; and Roellecke (2004a), pp. 1207–1208.
 
117
Compare Roellecke (2004b), p. 1222. See also Kau (2007), p. 75.
 
118
The Parliamentary Council’s decision—in contrast with the Herrenchiemsee Convention’s draft—to exclude from in the Basic Law a special recourse to the BVerfG for individuals additional to that provided by Ger. GG (1949), art. 19, cl. 4, as enacted on May 23, 1949, strongly supports this argument. See Kau (2007), p. 74. But see Zuck (2006), 149, who argues that this exclusion appears to be rather a consequence of “editorial hectic.” Regarding the comprehensiveness of the general recourse provision that was finally enacted by the Parliamentary Council, see Voßkuhle (1993), pp. 151–153.
 
119
See Ger. GG (1949), art. 93, cls. 1–2, as enacted on May 23, 1949. This is the well-known ‘Enumerationsprinzip.’ See, among many, Kau (2007), p. 76; and Roellecke (2004a), p. 1206.
 
120
See, for instance, German Administrative Judiciary Act (Ger. VwGO) (1960), § 40, published in Bundesgesetzblatt Teil I 18 1991:686–711, and German Judiciary Act (Ger. GVG) (1950), § 13, published in Bundesgesetzblatt Teil I 53 1975:1077–1101.
 
121
See Schlaich and Korioth (2010), p. 47; and Roellecke (2004a), p. 1206.
 
122
Compare Schlaich and Korioth (2010), pp. 9–12.
 
123
Compare Kunig (2002), p. 51. See Zuck (2006), 150–157. These constitutional provisions were, fundamentally, Ger. GG (1949), arts. 93, cl. 2, 94, cls. 1–2, 95, cl. 4, and 96, cls. 1–2, as enacted on May 23, 1949.
 
124
See, among many, Schuppert (1978), pp. 46–50; and Heun (1992), pp. 9–10.
 
125
Compare Stern (1984), p. 850.
 
126
See Ger. GG (1949), art. 19, cl. 4, as enacted on May 23, 1949. Compare Voßkuhle (1993), p. 146. (“There and only there the access to [a] court by State-citizen conflicts is regulated.”) (Author’s translation, emphasis in original).
 
127
See Voßkuhle (1993), p. 148.
 
128
See Ger. GG (1949), art. 19, cl. 4 p. 2, as enacted on May 23, 1949. (“[2] Insofar as another competency is not established, ordinary recourse is granted.”) (Author’s translation).
 
129
The Verfassungsbeschwerde was added to the Basic Law in 1969 after a reform that included the constitution of exception. See Hain (2002), pp. 113–122.
 
130
See Ger. GG (1949), pp. arts. 93, cl. 2, as enacted on May 23, 1949. (“(2) The Federal Constitutional Court acts additionally in such other cases assigned to it by federal statute.”) (Author’s translation).
 
131
See Zuck (2006), 150–157.
 
132
See Hain (2002), pp. 119–120.
 
133
See Ger. GG (1949), arts. 1–19, as enacted on May 23, 1949.
 
134
See Ger. GG (1949), arts. 33, 38, 101, 103, and 104, as enacted on May 23, 1949.
 
135
See Ger. BVerfGG (1951), § 90, cl. 1, as enacted on March 12, 1951.
 
136
Compare Ger. BVerfGG (1951), § 31, cl. 1, as enacted on March 12, 1951.
 
137
See Ger. BVerfGG (1951), § 90, cl. 2, as enacted on March 12, 1951. This was subsidiarity in the procedural sense. Further jurisprudential rules by the BVerfG introduced a material subsidiarity in order to limit the allegations that could be made at each stage. Regarding the subsidiarity principle in general, see Schlaich and Korioth (2010), pp. 152–158.
 
138
See Ger. BVerfGG (1951), § 90, cl. 2, as enacted on March 12, 1951. (“(2) If there is an admissible legal recourse against the violation, then the constitutional complaint can only be filed after the legal recourse’s exhaustion…”) (Author’s translation).
 
139
See Ger. BVerfGG (1951), §§ 31, cl. 1 and 95, cl. 3, as enacted on March 12, 1951. While according to Ger. BVerfGG (1951), § 31, cl. 2, as enacted on March 12, 1951, in this case the decision did not have explicitly ‘force of statute’, a general declaration of invalidity had the same practical effects vis-à-vis ordinary courts.
 
140
See Ger. BVerfGG (1951), § 31, cl. 1, as enacted on March 12, 1951.
 
141
See Ger. BVerfGG (1951), § 92, as enacted on March 12, 1951.
 
142
Compare Schlaich and Korioth (2010), p. 131, though he refers to these rules already as part of the constitutional text. This inclusion happened, as mentioned, only after 1969. See Hain (2002), p. 120.
 
143
But see Kenntner (2005), pp. 785–788.
 
144
See Voßkuhle (2009), p. 918.
 
145
See German Federal Constitutional Court (1957), pp. 144–148.
 
146
Compare Alexy (1986), p. 15.
 
147
Hoffmann-Riem (2003), pp. 180–181.
 
148
Schlaich and Korioth (2010), p. 9. (“The question of access to the BVerfG is thus in indissoluble connection with the methods with which it interprets the constitution. The competencies catalogue of the Basic Law and the BVerfGG are not at all what mainly determines the scope of the BVerfG’s jurisdiction, but rather its interpretation of the constitution”.) (Author’s translation, emphasis in original).
 
149
Hoffmann-Riem (2003), pp. 180–185. He retakes the concept ‘Kompetenz-Kompetenz’ coined by Ernst Böckenförde. See Hoffmann-Riem (2003), p. 182 (footnote 40).
 
150
See Heun (1992), pp. 9–10. For an example instead of the restrictive use of this prerogative, see Solange II, BVerfGE 73, 339 (1986), p. 387.
 
151
Elfes, BVerfGE 6, 32 (1957), pp. 32–45. The case dealt originally with the denial by the passport-authority of Mönchen-Gladbach to issue a new passport for the complainant Wilhelm Elfes; a politician of the state of Nord-Rhine Westphalia. The constitutional complaint filed before the BVerfG challenged additionally the statute on which the authority based such denial as well as the judgment issued by the Federal Administrative Court (BVerwG) that confirmed it. See id., pp. 32–34. Whereas the BVerfG held that the constitutional complaint was not sufficiently grounded and finally dismissed the claim, it also acknowledged that the initial lack of reasoning for the passport denial by the administrative authority was not compatible with the Rechtsstaat principle. The ordinary judgment was however not overturned because the complainant found out those reasons during the ordinary procedure. He hence had the opportunity to argue against them before they were proven justified by the BVerwG. See id., pp. 44–45.
 
152
Id., p. 41. See also Ger. GG (1949), art. 2, cl. 1 (“Article 2. (1) Everyone has the right to the free development of his personality, insofar as he does not violate the rights of others and does not infringe upon the constitutional order or the moral law.”) (Author’s translation).
 
153
Elfes, BVerfGE 6, 32 (1957), p. 41 (author’s translation).
 
154
See id., pp. 35–38.
 
155
Compare Schlaich and Korioth (2010), pp. 10–11.
 
156
Reiten im Walde, BVerfGE 80, 137 (1989), p. 167 (Judge Grimm, dissenting) (author’s translation).
 
157
Compare Ger. BVerfGG (1951), § 92, as enacted on March 12, 1951.
 
158
So was, for instance, Reiten im Walde, BVerfGE 80, 137 (1989).
 
159
See, among many, Kenntner (2005), p. 785; and Roth (1996), p. 547. Compare also Hoffmann-Riem (2003), p. 182 (though he rather emphasizes the contribution of Elfes to the blurring of boundaries between constitutional and ordinary law and denies categorically the BVerfG’s character as a super jurisdiction of appeals).
 
160
See Ger. BVerfGG (1951), §§ 31, cl. 1 and 95, cl. 3, as enacted on March 12, 1951.
 
161
Compare Reiten im Walde, BVerfGE 80, 137 (1989), p. 168 (Judge Grimm, dissenting).
 
162
See Ger. GG (1949), arts. 93, cl. 1, No. 5 and 100, cl. 1, as enacted on May 23, 1949, in connection with Ger. BVerfGG (1951), §§ 13, cl. 11 and 80–82, as enacted on March 12, 1951. See also infra Sect. 4.3.1.2.
 
163
See, among many, Möllers (2007), pp. 531–534.
 
164
See, for instance, Kommunales Vertretungsverbot, BVerfGE 61, 68 (1982), pp. 74–75. (“Given that the challenged decision was issued without legal basis, it contradicts the Basic Law’s Rechtsstaat principle and violates the complainant’s basic right pursuant to Article 2, cl. 1 GG.”) (Author’s translation).
 
165
Roth (1996), p. 547 (author’s translation).
 
166
Ger. GG (1949), art. 93, cl. 4a, and Ger. BVerfGG (1951), §§ 90, cl. 1 and 95 (author’s translation).
 
167
See Hoffmann-Riem (2003), pp. 180–182. Compare also Kelsen (1929), pp. 62–63.
 
168
Lüth, BVerfGE 7, 198 (1958), pp. 198–230. The case dealt with the constitutional complaint filed by Erich Lüth, president of the Hamburg Press Authority, against the judgment issued by the Hamburg State Court through which he was banned from calling out to boycott the film ‘Unsterbliche Geliebte’. The complainant had called to boycott such work because its director had also directed in the past the anti-Semitic propaganda film ‘Jüd Süß’. The new film’s producing and distributing companies sued the complainant successfully before the state court which in turn ordered him—pursuant to German Civil Code (Ger. BGB) (1896), § 826, published in Bundesgesetzblatt Teil I 2 2002:42–2909—to further refrain from calling out to boycott the film in order to avoid a fine or even arrest. See Lüth, BVerfGE 7, 198 (1958), pp. 199–203. The BVerfG considered that the Hamburg State Court disregarded in its decision the significance of the basic right to ‘freedom of speech’ contained in Article 5, cl. 1 GG even in conflicts among private parties and thus overturned the ordinary judgment. See id., p. 230.
 
169
See Bomhoff (2008), pp. 121–122.
 
170
Hoffmann-Riem (2003), p. 190.
 
171
See Lüth, BVerfGE 7, 198 (1958), pp. 204–205.
 
172
See id., pp. 205–206 (“This system of values, which finds its core point in the free development of human personality in the social community and its dignity, must be valid for all areas of the law. Legislative, administration, and judiciary receive guidelines and impulses from it. Thus it certainly influences also the civil law; no civil-legal provision ought to contradict it, every single one must be interpreted in its spirit.”) (Author’s translation, emphasis added). See also Hoffmann-Riem (2003), pp. 190–191 (“… it must be assumed that the ordinary legislator pursued to comply with his duty of constitutional protection even there where he used undetermined legal concepts or an authorization to ponder.”) (Author’s translation).
 
173
See Hoffmann-Riem (2003), p. 192; and Bomhoff (2008), pp. 121–122.
 
174
See Hoffmann-Riem (2003), p. 191.
 
175
See Ger. GG (1949), arts. 1, cl. 3 and 20, cl. 3, as enacted on May 23, 1949. But see Scholz and Konrad (1998), pp. 94–96 (who consider the whole third party effect theory an invasion in the prerogative of the democratic legislator).
 
176
See Lüth, BVerfGE 7, 198 (1958), p. 207.
 
177
See id., pp. 206–207.
 
178
See id., p. 207 (“The Federal Constitutional Court has to verify whether the ordinary court judged appropriately the scope and validity of basic rights in the area of private law.”) (Author’s translation).
 
179
These are the ordinary jurisdiction in strict sense (criminal and civil), as well as the specialized administrative, financial, labor, and social jurisdictions. See Ger. GG (1949), arts. 96, cl. 1, as amended on March 19, 1956.
 
180
Compare Kunig (2002), p. 64. See also Canaris (1999), pp. 23–25 (a leading and supporting voice among private law scholars).
 
181
See Hoffmann-Riem (2003), pp. 190–192.
 
182
See Lüth, BVerfGE 7, 198 (1958), p. 207.
 
183
Schuppert and Bumke (2000), pp. 9–10 (author’s translation).
 
184
See Ger. GG (1949), arts. 93, cl. 1, No. 4a and 94, cl. 2, as amended on January 30, 1969. The inclusion was a consequence to the enactment of the so-called ‘emergency constitution’ (Notstandverfassung) the year before. See Hain (2002), pp. 113–122. These constitutional rules allowed extraordinary measures—including limitation to certain basic rights—in exceptional situations that jeopardized the very existence of the State. Such situations included, for instance, an invasion of a foreign power, epidemic, or natural catastrophes. See, for instance, Ger. GG (1949), arts. 10, cl. 2 and 11, cl. 2, as amended on June 25, 1968.
 
185
Compare Hoffmann-Riem (2003), p. 176 (“The development and enforcement of general guidelines for the compliance with fundamental rights is predominant in practice.”) (Author’s translation, emphasis added). What is more, the BVerfG does not solve the original controversy. It has to remand the case to the original court. See Ger. BVerfGG (1951), §§ 90, cl. 2 and 95, cl. 2.
 
186
See Stern (1984), p. 850 (“Clarity and certainty in legal recourse provisions […] are nevertheless an indispensable requisite of a legal order which basically denies the citizen the independent and violent assertion of his legal positions and instead refers him to the courts.”) (Author’s translation).
 
187
Compare Voßkuhle (2003), p. 2198, with Rechtsschutz gegen den Richter I, BVerfGE 107, 395 (2003), p. 416.
 
188
See Kenntner (2005), p. 786.
 
189
Compare Schlaich and Korioth (2010), pp. 129–132.
 
190
But see Benda (1979), p. 359.
 
191
Kunig (2002), pp. 45–46; and Alexy (2002), pp. 29–30.
 
192
See, for instance, Flugblatt, BVerfGE 43, 130 (1976), pp. 135–137, and ‘Soldaten-Mörder, BVerfGE 93, 266 (1995), pp. 297–305. Though always on constitutional grounds, in both cases the BVerfG modified even the facts of the case.
 
193
See Lüth, BVerfGE 7, 198 (1958), pp. 204–205.
 
194
It is also for this reason that the approach proposed by Alexy (1986), p. 56, in order to define which are the basic rights according to the Grundgesetz, is not shared in this work. He derives it directly from the definition in Ger. GG (1949), art. 93, cl. 1, No. 4a. It is, however, not the legal recourse what determines the hierarchy of the basic right, but rather the hierarchy of the right what determines its means of protection. Compare Stern (1984), p. 840.
 
195
See, among many, Heun (1992), pp. 12–16. The functional differentiation to define a constitutional competency is more frequently used in jurisprudence concerning horizontal Separation of Powers. See, for instance, NATO-Doppelbeschluß, BVerfGE 68, 1 (1984), p. 86.
 
196
See Ger. BVerfGG (1951), §§ 31, cls. 1–2 and 95, cl. 3, in connection with Ger. GG (1949), art. 94, cl. 2, as amended on January 30, 1969.
 
197
Though the working capacity of a court is said to be an important criterion within the functional differentiation, this is only true insofar as the assumed working capacity determines a priori the enactment—either in statutes or through jurisprudence—of certain functional rules. A court’s factual caseload, however, should not be regarded as a valid legal reason to admit or refuse cases a posteriori.
 
198
See, for instance, the comparative descriptions of the German system made by the non-German scholars Favoreu (1990), p. 41; Fix-Zamudio (1980), p. 47; and Cossío Díaz (2011), p. 132.
 
199
Compare Schlaich and Korioth (2010), p. 99.
 
200
See Ger. GG (1949), art. 20, cl. 3.
 
201
See Schulze-Fielitz (2007), p. 201; and Stern (1984), p. 800.
 
202
See Hermes (2002), pp. 129–131.
 
203
See Ger. GG (1949), art. 93, cl. 1, No. 2.
 
204
Compare, among many, Voßkuhle (2000), pp. 180–181.
 
205
See, in general, Hart (1997), pp. 124–136.
 
206
See Lüth, BVerfGE 7, 198 (1958), pp. 204–205.
 
207
See Voßkuhle (2000), p. 181. See also, among many, Kriegdienstverweigerung II, BVerfGE 69, 1 (1985), p. 55. For relevant ordinary decisions carrying out interpretation ‘in conformity’ with the constitution see, for instance, Kruzifixe in bayerischen Grundschulen, German Federal Administrative Court, NJW:3063–3068 (1999), pp. 3063–3068 (regarding the rules to object to crucifixes in the classrooms of Bavarian schools).
 
208
This specific type of interpretation is categorized by some scholars as ‘constitutionally oriented interpretation’ (verfassungsorientierte Auslegung). See Schlaich and Korioth (2010), p. 274. They intend to distinguish it from the interpretation ‘in conformity’ that is carried out by the BVerfG in order to avoid declaring a statute unconstitutional and, consequently, null and void. See Voßkuhle (2000), pp. 180–181. It is nevertheless essentially the same activity of giving meaning to an ordinary provision that needs it using the constitutional norms as guidelines. Compare Canaris (2004), p. 154. The typical example in the literature for ‘constitutionally oriented interpretation’ is that of Ger. BGB (1896), § 826, when used to solve conflicts between freedom of speech and the basic right to personality.
 
209
See Hermes (2002), p. 129. See also, for instance, Sexualkundeunterricht, BVerfGE 47, 46 (1977), pp. 78–80 (related to the configuration of the basic right to education), and Gegenvorstellung, German Federal Constitutional Court, 1 BvR 848/07, Ruling of 11/25/2008, p. 39 (regarding the prerogative to solve conflicts between legal certainty and material justice).
 
210
See Hoffmann-Riem (2003), p. 193.
 
211
But see Hermes (2002), p. 138, who criticizes this “compensatory function” of the courts.
 
212
But see Voßkuhle (2000), pp. 180–181; and Ossenbühl (1988), pp. 17–21.
 
213
Hoffmann-Riem (2003), p. 188 (author’s translation). See also Alexy (2002), p. 29.
 
214
See Schlaich and Korioth (2010), p. 275.
 
215
Compare Bettermann (1976), pp. 328–329. If legislation was not enacted by a parliamentary authority in the formal sense, then it is not considered a statute (Gesetz) in the sense of Ger. GG (1949), art. 20, cl. 3. See Benda and Klein (2009), pp. 319–320. Its constitutional control is therefore handled as an act of the administration. See also Löwer (2004), pp. 1373–1374; and infra Sect. 4.3.2.
 
216
See Bettermann (1976), p. 327; Schulze-Fielitz (2007), p. 225; and Benda and Klein (2009), p. 320. See also Normenkontrolle II, BVerfGE 2, 124 (1953), pp. 131–135.
 
217
Compare Bettermann (1976), p. 329; and Schulze-Fielitz (2007), p. 225. For an analysis of the American system see supra Chap. 3.
 
218
See, for instance, German Rules of Criminal Procedure (Ger. StPO) (1950), § 337, published in Bundesgesetzblatt Teil I 24 1987:1074–1149; German Rules of Civil Procedure (Ger. ZPO) (1950), § 546, published in Bundesgesetzblatt Teil I 72 2005:3202–3378, and Ger. VwGO (1960), § 137.
 
219
See Normenkontrolle II, BVerfGE 2, 124 (1953), pp. 133–135.
 
220
See Ger. BVerfGG (1951), §§ 31, cl. 2, in connection with Ger. GG (1949), art. 94, cl. 2.
 
221
Pieroth (2011), p. 998.
 
222
See Ger. BVerfGG (1951), §§ 80, cl. 2, and Dieselsubventionierung, BVerfGE 7, 171 (1957), p. 175 (“The referring decree must reveal with sufficient clarity the [ordinary court’s] legal opinion.”) (Author’s translation). The referring court risks in fact the intervention of the BVerfG to determine the inadmissibility of the ordinary procedure and consequently the inadmissibility of the referral. Compare Eintrittspflicht der Krankenkassen für medizinisch nicht notwendigen Schwangerschaftsabbruch, BVerfGE 67, 26 (1984), p. 34, with Benda and Klein (2009), pp. 350–351.
 
223
Bettermann (1976), p. 328.
 
224
Straffreiheitsgesetz, BVerfGE 2, 213 (1953), p. 217 (author’s translation).
 
225
Compare Schlaich and Korioth (2010), p. 101.
 
226
Solange I, BVerfGE 37, 271 (1974), pp. 271–305.
 
227
Solange II, BVerfGE 73, 339 (1986), pp. 339–388.
 
228
Compare Solange I, BVerfGE 37, 271 (1974), p. 285 (“As long as the [European] Community’s integration process is not completed on the whole, so that communitarian law also contains a catalog of valid basic rights enacted by a Parliament and that is equivalent to the basic rights catalogue of the Basic Law; a referral by a court of the Federal Republic of Germany to the Federal Constitutional Court is admissible and required after obtaining the decision of the European Court of Justice pursuant Article 177 of the [European]Treaty, if the court considers inapplicable the communitarian law provision in the interpretation given by the European Court of Justice, because it collides with one of the basic rights of the Basic Law.”) (Author’s translation), with Solange II, BVerfGE 73, 339 (1986), p. 387 (“As long as the European communities, especially the jurisprudence of their Court of Justice, guarantee in general an effective protection of basic rights from the communities’ authority, which is essentially equally bound to the inalienable basic rights protection command of the Basic Law, and guarantee above all the essential content of basic rights in general, the Federal Constitutional Court will not exercise anymore its jurisdiction regarding the applicability of the secondary communitarian law that serves as legal grounds for the activities of German courts and authorities in the sovereign territory of the Federal Republic of Germany, and therefore will not review this law under the standards of the Basic Law; equivalent referrals under Article 100, cl. 1 GG are hence inadmissible.”) (Author’s translation).
 
229
See Löwer (2004), p. 1367 (“The norm’s review is diffused; the final and binding invalidation is concentrated.”) (Author’s translation), and Bettermann (1976), p. 327 (“It is incorrect to sustain [on Wohnungsbauprämie, BVerfGE 17, 210 (1964), p. 210] that Article 100, cl. 1 GG pursues to concentrate the review of statutes on the BVerfG. Concentrated or monopolized is the principal invalidation.”) (Author’s translation).
 
230
While every ordinary court is empowered, as mentioned above, to carry out constitutional review of legislation, this is not really a procedural right of the parties within the ordinary controversy. While they can certainly argue it within the procedure, the procedural entitlement is in the end exclusively of the judge. Compare Straffreiheitsgesetz, BVerfGE 2, 213 (1953), p. 217. Instead, the procedural capacity of individuals to challenge the constitutionality of legislation is channeled through the constitutional complaint before the BVerfG. This can be filed either directly against an unconstitutional statute or, in contrast, indirectly against the ordinary judgment that omitted the referral of an unconstitutional statute and thus violated at least the individual’s basic right to a lawful judge (Gesetzlicher Richter) granted by Ger. GG (1949), art. 101, cl. 1. See infra Sect. 4.4.1.
 
231
Ger. GG (1949), art. 20, cl. 3 (author’s translation). See also Ger. GG (1949), arts. 1, cl. 3 and 97.
 
232
Compare Kenntner (2005), pp. 785–786.
 
233
See Ger. GG (1949), art. 95, cl. 1. While ‘ordinary’ jurisdiction (ordentliche Gerichtsbarkeit) in strict sense includes only the civil and the criminal jurisdictions, within this work ordinary jurisdiction is used to describe every court that is not specialized in constitutional issues. Likewise, the unification procedures filed before the highest federal courts (Revision) are also ordinary only in the sense that they are not solved by the BVerfG. Many times, nonetheless, they have even more procedural limitations than the constitutional complaint itself.
 
234
See supra Sect. 4.3.1.2, and infra Sect. 4.4.1.
 
235
Compare, for instance, Rechtsschutz gegen den Richter I, BVerfGE 107, 395 (2003), p. 416.
 
236
Compare Voßkuhle (1993), pp. 146–147.
 
237
See Cohen-Eliya and Porat (2010), pp. 272–273.
 
238
Compare Horn (1999), p. 17.
 
239
See Ger. GG (1949), arts. 20, cl. 3, 86, and 86. For a succinct yet insightful explanation of these two concepts in the context of liberty and property protection, see Stern (1984), pp. 802–838. See also Werner (1959), p. 529.
 
240
Horn (1999), p. 9, refers to this as the dilemma of the “doubly obligated administration.”
 
241
See Schulze-Fielitz (2007), p. 224.
 
242
See, for instance, Ger. GG (1949), art. 80, cl. 1. If the ordinary court would consider such delegation is unconstitutional, it can certainly either refer the statute to the BVerfG pursuant to Ger. GG (1949), art. 100, cl. 1, or, if it is “pre-constitutional” legislation, simply disapply it. See supra Sect. 4.3.1.2.
 
243
Compare Hoffmann-Riem (2003), pp. 190–191. See, for instance, Verwaltungsleistungen ohne gesetzliche Grundlage, VGH Kassel, DVBl(12):443–450 (1963), p. 450.
 
244
See Ger. GG (1949), arts. 20, cl. 1 and 28, cl. 1. Compare Stern (1984), p. 811.
 
245
See Ger. GG (1949), art. 19, cls. 1 and 2.
 
246
See Horn (1999), pp. 43–92. Compare Schmidt-Aßmann (2004), p. 576.
 
247
Compare Schuppert and Bumke (2000), pp. 16–18, who consider Fürsorgeunterstützung, German Federal Administrative Court, BVerwGE 1:159–163 (1954), pp. 160–161, a consequence of this change of paradigm.
 
248
Albeit highly criticised by the literature, there is one exceptional case in which the German legal system allows that legal recourse against the administration is not carried out by a court but by another body (i.e., a parliamentary commission or even an institution within the executive). It involves the polemic area of intervention of communications. After a constitutional reform that introduced the so-called emergency constitution in 1968, Parliament was authorized to establish alternative non-judicial recourse against these interventions when they were carried out to protect the “free democratic order.” See Ger. GG (1949), art. 10, cl. 2. While the constitutional amendment itself was challenged before the BVerfG, the constitutional court considered that the principle of Separation of Powers allowed exceptionally such measures and therefore the amendment was compatible with the Basic Law. See Abhörurteil, BVerfGE 30, 1 (1970), pp. 27–29. A minority of the court argued that the amendment violated the so-called ‘eternity clause’ of Ger. GG (1949), art. 79, cl. 3, insofar as it introduced a breach to the Rechtsstaat principle. See Abhörurteil, BVerfGE 30, 1 (1970), pp. 37–41 (judges Geller, von Schlabrendorff, and Rupp, dissenting).
 
249
Compare Ger. GG (1949), arts. 92, 95, cl. 1, 97, 101, and 103.
 
250
See Ger. VwGO (1960), § 68; German Social Courts Act (Ger. SGG) (1953), § 78, published in Bundesgesetzblatt Teil I 110 1975:2535–2560, and German Finance Courts Regulation (Ger. FGO) (1965), § 44, published in Bundesgesetzblatt Teil I 14 2001:442–462. Insofar as these internal administrative remedies also allow assessing the expediency of the measure, they used to be considered quite effective. See Pakuscher (1972), pp. 454–459. More recently, however, their use is no longer the predominant practice because the exception that these clauses allow for are extensively used. See, respectively, Ger. VwGO (1960), § 68, cl. 1, ll. 1 and 2,Ger. SGG (1953), § 78, cl. 1, ll. 1–3, and Ger. FGO (1965), § 45, cls. 1–4. Regarding the increasing exceptions, see Rennert (2014), pp. 458–460.
 
251
See, for instance, Ger. VwGO (1960), § 47.
 
252
See Pakuscher (1972), p. 465.
 
253
See, among many, Detterbeck (2015), pp. 100–103.
 
254
Detterbeck (2015), pp. 101–102.
 
255
See, among many, Befreiung vom Sportunterricht, German Federal Administrative Court, DÖV(8):383–385 (1994), pp. 384–385 (regarding a waiver from sports-class for a female Islamic student pursuant to Ger. GG (1949), art. 4, cls. 1–2), and Prüfungsleistungen, German Federal Administrative Court, NJW:2670–2675 (1996), p. 2671 (regarding the notifications of the results of an examination pursuant to Ger. GG (1949), arts. 12, cl. 1 and 19, cl. 4). For a more recent case, see Burkini, German Federal Administrative Court, BVerwGE 147:362–378 (2013) (denying a waiver for swimming class to a female Islamic student pursuant to Ger. GG (1949), art. 4, cl. 1).
 
256
See Verwaltungsleistungen ohne gesetzliche Grundlage, VGH Kassel, DVBl(12):443–450 (1963), p. 445.
 
257
See Räumung einer Wohnung, German Federal Administrative Court, NJW:130–132 (1975), p. 132. Very roughly explained, the three-step proportionality test applied to an administrative act analyzes the measure’s suitability, necessity, and proportionality in stricter sense (i.e., whether the loss was proportional to the gain obtained); in relation to the objectives pursued by the statute. Compare, among many, Cohen-Eliya and Porat (2010), p. 267.
 
258
Compare Stern (1984), p. 804.
 
259
Werner (1959), p. 527 (author’s translation). But see Hermes (2002), p. 138.
 
260
Compare, for instance, Voßkuhle (1993), pp. 147–149 (who argues that the legal recourse established by Ger. GG (1949), art. 19, cl. 4, is comprehensive and thus includes protection against violations committed by the courts), with Degenhart (2004), pp. 867–868 (who affirms that the Rechtsstaat principle may justify and in fact demand the restriction of appeals in order to efficiently realize the law).
 
261
See Ablehnung der Revision, BVerfGE 54, 277 (1980), and Rechtsschutz gegen den Richter I, BVerfGE 107, 395 (2003). The other three plenary rulings are Klagebefugnis politischer Parteien, BVerfGE 4, 27 (1954); Schwangerschaftsabbruch II, BVerfGE 88, 203 (1993), and Luftsicherheitsgesetz II, German Federal Constitutional Court, 2 PBvU 1/11, Plenary Ruling of 07/30/2012.
 
262
See Wiederaufnahme von mit friedensgerichtlichen Urteilen abgeschlossenen Strafverfahren, German Federal Constitutional Court, NJW:1563 (1960), p. 1563, and Rechtsweg, BVerfGE 15, 275 (1963), pp. 280–281.
 
263
See Schlaich and Korioth (2010), p. 199.
 
264
Compare, for instance, Rechtsweg, BVerfGE 15, 275 (1963), pp. 280–281 (where the court briefly refers to the doctrinal views of Dürig), with Rechtsschutz gegen den Richter I, BVerfGE 107, 395 (2003), pp. 404–405 (where the court makes a brief historical analysis of the provision’s origin to support its position). But see Voßkuhle (1993), pp. 147–149.
 
265
See Ger. GG (1949), arts. 93, cl. 1, No. 4a and 100, cl. 1.
 
266
See Voßkuhle (2003), pp. 2193–2194.
 
267
See Voßkuhle (2003), p. 2193. See also, among many, Unzulässige Beschwerde gegen Durchsuchungsbeschluß nach Beschluß der Durchsuchung, German Federal Constitutional Court, NJW:154–155 (1979), p. 155, and Verfassungsmäßigkeit der Revisionsregelung in nichtvermögensrechtlichen Streitigkeiten, German Federal Constitutional Court, NJW:339–340 (1966), pp. 339–340.
 
268
Compare Schumann (1985), pp. 1135–1137. The ordinary procedural regulations in Germany use criteria such as the claim’s value or its general significance to admit further review by a higher court. See, for instance, Ger. ZPO (1950), § 511, and Ger. SGG (1953), § 172.
 
269
Compare Schumann (1985), p. 1138. See also Graf Vitzthum (2005), p. 319.
 
270
See, for instance, Hinweispflicht, BVerfGE 42, 243 (1976), p. 250.
 
271
See Voßkuhle (2003), p. 2194.
 
272
See Rechtsschutz gegen den Richter I, BVerfGE 107, 395 (2003).
 
273
See id., p. 411.
 
274
See id., pp. 416–418.
 
275
See id., p. 412.
 
276
See German Defense Remedies Act (Ger. Anhörungsrügengesetz) (2004), published in Bundesgesetzblatt Teil I 66 2004:3220–3230.
 
277
See, for instance, Ger. Anhörungsrügengesetz (2004), arts. 1, 2, and 8 (declaring amendments to, respectively, Ger. ZPO (1950), §§ 321a, 544, 705, and 707; Ger. StPO (1950), §§ 33a and 353a, and Ger. VwGO (1960), § 152a).
 
278
But see the critique by Schlaich and Korioth (2010), pp. 200–201.
 
279
Compare, for instance, Cossío Díaz (2011), pp. 184–185 (who insinuates—citing Häberle (1997), pp. 123–124—that the particularly intensive scrutiny carried out by the BVerfG regarding violations to “procedural basic rights” leads to the actual review of a very large percentage of ordinary judgments).
 
280
See Hoffmann-Riem (2003), p. 188 (“The unconstitutionality of the challenged acts has to be confronted already by the ordinary courts.”) (Author’s translation).
 
281
Compare, for instance, Fix-Zamudio (1980), pp. 52–61 (who categorizes the German system of constitutional review as a perfected version of the Austrian system and, though only implicitly, holds the view that these systems differentiate the competencies of constitutional and ordinary courts depending on the constitutional or non-constitutional nature of the applicable norms).
 
282
In that sense, see Kauffmann (1998), p. 36; and Voßkuhle (2005), pp. 659–660.
 
283
See Ger. GG (1949), art. 93, cl. 1, No. 4a (“(1) The Federal Constitutional Court decides: […] 4a. on constitutional complaints, that can be filed by everyone who claims to be harmed by public power in his/her basic rights or in the rights contained in Articles 20, cl. 4, 33, 38, 101, 103 und 104.”) (Author’s translation, emphasis added), in connection with Ger. BVerfGG (1951), §§ 90, cl. 1.
 
284
This includes even international agreements with legal effects in Germany. See, for instance, Lagerung chemischer Waffen, BVerfGE 77, 170 (1987), pp. 209–210 (regarding the storage of chemical weapons on German soil), and, more recently, Lissabon, BVerfGE 123, 267 (2009), p. 328 (regarding the subscription of the so-called Lisbon Agreement at the European Union level).
 
285
It must be emphasized that it would not make any sense to compel the individual to exhaust the ordinary mechanisms (i.e., to abide by the subsidiarity principle) if those mechanisms could not have provided an adequate remedy given the lack of powers of the ordinary court. Insofar as the challenge of post-constitutional statutes within an ordinary procedure is a prerogative of the judge and not of the citizen, this situation represents a justified exception to the remedy-exhaustion rule. See Ger. Anhörungsrügengesetz (2004), art. 100, cl. 1, in connection with Ger. BVerfGG (1951), § 80, cl. 3.
 
286
Compare Kunig (2002), p. 40.
 
287
Compare Heun (1992), p. 12.
 
288
Compare Hoffmann-Riem (2008), p. 557 (who emphasizes the plurality of the BVerfG as a source for legitimacy on its activity). See Ger. BVerfGG (1951), § 30, cl. 2. Dissenting opinions within the BVerfG is one of the several influences of the American legal system in the configuration of the new German constitutional order. Compare Kau (2007), p. 471. They were nevertheless introduced only after a statutory reform of 1970. See Schlaich and Korioth (2010), p. 31.
 
289
See Ger. GG (1949), art. 94, cl. 2, in connection with Ger. BVerfGG (1951), § 31.
 
290
Compare Ossenbühl (1976), pp. 460–461; and Schlaich and Korioth (2010), pp. 37–38.
 
291
Compare Hoffmann-Riem (2003), p. 182 (justifying the BVerfG’s power to freely establish its standards of review in part with the fact that the legislator has made the court’s decisions binding to every German state entity).
 
292
Häberle (1997), p. 95 (…“the ‘free and unrepresented’ access to the BVerfG facilitated through [the constitutional complaint] has deeply strengthened the Court in the citizen’s consciousness vis-à-vis public power.”) (Author’s translation, quotation marks in original). See also Limbach (1999), p. 151.
 
293
Compare, for instance, Cossío Díaz (2011), pp. 181–182 and 193. See also Fix-Zamudio (2002), pp. 70–71.
 
294
Roughly 2.5 % of the constitutional complaints that are filed obtain a decision—favorable or unfavorable—on the merits. See Schlaich and Korioth (2010), p. 129; and Graßhof (1992), 143.
 
295
See supra Sect. 4.2.2.1.
 
296
See supra Sect. 4.2.2.2.
 
297
See Schlaich and Korioth (2010), p. 145 (“Encroachment-quality in the sense of the constitutional complaints’ admissibility always corresponds exclusively to an act of public power.”) (Author’s translation). Compare this position, for instance, with infra Chap. 5 (where it is explained how the new Mexican Amparo Law (Mex. L.A.) (2013), art. 5, cl. II, published in Diario Oficial de la Federación DCCXV(2-Segunda Sección) 2013:1–53 allows individuals to challenge the constitutionality of acts of private entities (!) through the constitutional writ of Amparo in a complete misrepresentation of the doctrine of ‘indirect third party effect’ of basic rights).
 
298
Häberle (1997), pp. 118–119 (Author’s translation).
 
299
Mülheim-Kärlich, BVerfGE 53, 30 (1979), p. 48 (Author’s translation). See also, among many, Luftsicherheitsgesetz I, BVerfGE 115, 118 (2006), p. 137 (regarding the contested federal statute of air and flight security).
 
300
Compare Lübbe-Wolff (2004), p. 669. For a concise account of the critique to these court-created developments, see Zuck (2006), 68–72.
 
301
Compare Zuck (2006), 67.
 
302
See Republikaner, BVerfGE 84, 203 (1991), p. 208.
 
303
Opferentschädigungsgesetz, BVerfGE 112, 50 (2004), p. 61 (Author’s translation).
 
304
See Verfassungswidrige Kollisionsregelung für Ehescheidung, German Federal Constitutional Court, NJW:1282 (1985), p. 1282 (where the BVerfG denied the constitutional review of a private law provision whose application was pursued by the complainant in the ordinary procedure).
 
305
Compare Schlaich and Korioth (2010), pp. 159–160.
 
306
See Rechtsschutz gegen Verordnungen, BVerfGE 115, 81 (2006), pp. 91–93 (where the constitutional review of an administrative ordinance that did not foresee direct control pursuant to Ger. VwGO (1960), § 47, cl. 1, was denied by the BVerfG because the complainant did not challenge it through the indirect mechanism provided by Ger. VwGO (1960), § 43, cl. 1).
 
307
Ger. BVerfGG (1951), § 93a (Author’s translation). See also Ger. GG (1949), art. 94, cl. 2 (which authorizes the federal legislator to introduce such a procedure for constitutional complaints).
 
308
See Schlaich and Korioth (2010), p. 163.
 
309
See Ger. BVerfGG (1951), § 15a.
 
310
See Graßhof (1992), 7.
 
311
The preliminary examination commissions (Vorprüfungsausschüsse) initially could only dismiss complaints. They eventually were authorized to grant complaints in some cases without involving the senates of the court. For an overview of the transition, see Graßhof (1992), 7–17.
 
312
Compare Häberle (1997), p. 121.
 
313
Ger. BVerfGG (1951), § 93a, cl. 2, l. a (Author’s translation). The constitutional text uses the word ‘soweit’ which literally translates to ‘insofar as’. Nonetheless, it is agreed that the statute’s systematic interpretation leads to the conclusion that the provision actually means ‘wenn’ and therefore was translated here as ‘if’. Compare Schlaich and Korioth (2010), p. 166.
 
314
Annahmegründe, BVerfGE 90, 22 (1994), p. 24.
 
315
See Häberle (1997), p. 121.
 
316
Ger. BVerfGG (1951), § 93a, cl. 2, l. b (Author’s translation, emphasis added).
 
317
Schlaich and Korioth (2010), p. 167.
 
318
See Ger. BVerfGG (1951), § 93d, cl. 1 (“(1) The decision pursuant to § 93b and § 93c is issued without oral hearing. It is unchallengeable. The denial of acceptance of the constitutional complaint does not need any reasoning.”) (Author’s translation).
 
319
See Schlaich and Korioth (2010), p. 129.
 
320
See Ger. BVerfGG (1951), § 93d, cl. 3 (“(3)The decisions of the chambers are issued through unanimous ruling. The acceptance is granted by the senate if at least three judges approve it.”) (Author’s translation).
 
321
Compare Graf Vitzthum (2005), p. 323. See supra Chap. 3.
 
322
See supra Sect. 4.3.2.2.
 
323
Since 1985 the chambers are allowed to grant relief—also unanimously—on complaints that are clearly grounded and there is already jurisprudence from one of the court’s senates. See Graßhof (1992), 11.
 
324
Compare Hoffmann-Riem (2003), p. 176. The term “general educational effect” coined by Zweigert in 1952 is used by the constitutional court itself. See, among many, Klagestop Kriegsfolgen, BVerfGE 33, 247 (1972), p. 58.
 
325
Wank (1980), p. 549.
 
326
See Ger. BVerfGG (1951), §§ 93b and 93d, cl. 1. The senates are, however, more prolix on their dismissals than the chambers. See Schlaich and Korioth (2010), p. 170.
 
327
See Ger. BVerfGG (1951), §§ 93c, cl. 1 and 93a, cl. 2, l. b.
 
328
Compare, for instance, Hoffmann-Riem (2003), p. 184 (who maintains that this deference is self-determination of the court, but no constitutional mandate), with Roth (1996), p. 565 (who argues instead that the BVerfG lacks the competence to review the correctness of the interpretation of ordinary law made by ordinary courts).
 
329
There are some areas of the law in which the BVerfG has carried out increased scrutiny (e.g., freedom of speech or asylum). The court has justified this on the “intensity” of the encroachment. See Schlaich and Korioth (2010), pp. 189–193. It is clear, however, that in the area where this intensity is highest (i.e., criminal law), this increased scrutiny does not take place. See Roth (1996), p. 551.
 
330
Compare Hoffmann-Riem (2003), p. 184.
 
331
Hoffmann-Riem (2003), p. 184.
 
332
Hoffmann-Riem (2003), p. 189 (“Subsequent, comprehensible, and not-replacing [the ordinary court]—these are the distinguishing features of the kind of review that is applied within the institutional position of the BVerfG.”) (Author’s translation).
 
333
See, among many, Roellecke (2004b), pp. 1225–1226; and Roth (1996), pp. 550–552.
 
334
See Papier (2009), p. 479.
 
335
See Ahndungsgesetz, BVerfGE 1, 418 (1952), p. 420, and Spezifisches Verfassungsrecht, BVerfGE 18, 85 (1964), p. 92.
 
336
Id., pp. 92–93 (author’s translation).
 
337
See Schlaich and Korioth (2010), p. 178.
 
338
Roth (1996), p. 549. See also Ossenbühl (1976), pp. 493–496.
 
339
Spezifisches Verfassungsrecht, BVerfGE 18, 85 (1964), p. 93 (author’s translation, emphasis added).
 
340
See Roth (1996), pp. 561–562.
 
341
See, among many, Südweststaat, BVerfGE 1, 14 (1951), p. 32. Compare, also, Böckenförde (1976), p. 2099.
 
342
Compare Roellecke (2004b), p. 1228. See, for instance, Richteramtsbezeichnungen, BVerfGE 38, 1 (1974), p. 2.
 
343
See, for instance, Freie Mitarbeiter, BVerfGE 59, 231 (1982), p. 257, and Ferienwohnungen, BVerfGE 81, 29 (1989), pp. 31–33.
 
344
See Hoffmann-Riem (2003), p. 187.
 
345
See, for instance, Soraya, BVerfGE 34, 269 (1973), p. 281.
 
346
Coan (2012), p. 422.
 
347
Hoffmann-Riem (2003), p. 185 (Author’s translation, emphasis added).
 
348
Compare Roth (1996), p. 574.
 
349
Raz (2009a, b), p. 217.
 
350
See, among many, Zwangsversteigerung I, BVerfGE 42, 64 (1976), p. 74 (“The constitutional review of a breach of the arbitrariness prohibition of art. 3, cl. 1 GG by judicial decisions does not intervene on every mistake in the interpretation and application of ordinary substantive and procedural law carried out by the ordinary courts. It must rather be the case that an erroneous application of ordinary law is not understandable in light of the prudential appreciation of the notions dominating the Basic Law and, therefore, it is necessary to conclude that the decision derives from considerations irrelevant to the topic”.) (Author’s translation), and Arzthaftungsprozeß, BVerfGE 52, 131 (1979), pp. 157–158.
 
351
Compare, for instance, Strafbarkeit bei Besitz sog. Altwaffen, German Federal Constitutional Court, NJW:225–226 (1984), pp. 225–226 (“The high court has misjudged a clear legal situation according to the Arms Statute’s wording and systematic as well as to the sense and aim of the transition regulation.”) (Author’s translation, emphasis added).
 
352
Compare Willkürverbots, German Federal Constitutional Court, NJW:575 (1986), p. 575.
 
353
See Ger. BVerfGG (1951), §§ 93c, cl. 1 and 93a, cl. 2, l. b.
 
354
See, for instance, Zwangsversteigerung I, BVerfGE 42, 64 (1976), p. 80 (judge Geiger, dissenting).
 
355
See Kunig (2002), pp. 61–62.
 
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Metadata
Title
The German System of Constitutional Review: Prototype of a Concentrated Model?
Author
Alfredo Narváez Medécigo
Copyright Year
2016
DOI
https://doi.org/10.1007/978-3-319-24562-1_4