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2021 | OriginalPaper | Chapter

The Law’s Response to the Plight of Victims of Trauma in the Context of International Criminal Justice

Author : Daniel D. Ntanda Nsereko

Published in: Nigerian Yearbook of International Law 2018/2019

Publisher: Springer International Publishing

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Abstract

History is replete with trauma-causing events, and the realities of our times are that such events are on the increase. The effects of those events are inimical to the well-being of the human person and of the international community as a whole. The article discusses the legal framework and protections existing at the international level for preventing or minimizing the incidence of trauma-causing events, and for ameliorating or curing their effects on their victims. It analyses the rules under international conventions, general international law, humanitarian law, human rights and international criminal law and international criminal procedure that benefit the victims of trauma. With respect to participation in international criminal proceedings, the article discusses the legal concept of “victim” and endorses a broad approach to the issue. Concerning reparations, the article calls upon the international community to be ready and willing to assist states do justice to the victims on their territory. It bases the appeal on the theory, among others, that the occurrence of cataclysmic trauma-causing events betokens its failure to discharge its obligation to prevent those events. Unfortunately, beneficial legal responses to traumatic events do not erase the scars, visible and invisible, on the survivors or on the affected states. Certain factors beyond the law continue to impede actions on behalf of victims. Political will and its manifestations as notion of national interest remains a deciding factor. Amidst this, the writer emphasizes that we are all involved in the human race, with responsibilities to each other. The sooner we acknowledge this, the sooner we can avert future suffering and pain.

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Footnotes
1
Shorter Oxford English Dictionary – Volume 2 (N-Z) (6th edn, Oxford University Press 2007), p. 3330.
 
2
Revel (1996), p. 289.
 
3
The Prosecutor v. Ayyash et al. trial (STL-11-01) deals with individuals charged with the attack of 14 February 2005, which resulted in the death of former Lebanese Prime Minister Rafik Hariri and in the death or injury of other persons.
 
4
STL, Prosecutor v. Ayyash et al., STL-11-01-T, Trial Hearing Transcript, 17 January 2014, 69, line 7.
 
5
See generally Batchelor (2012).
 
6
Max Cleland, ‘The Forever War of the Mind’ The New York Times (New York, 6 November 2009) A23, <http://​www.​nytimes.​com/​2009/​11/​07/​opinion/​07cleland.​html>.
 
7
Under Article 5(2) of the Rome Statute of the International Criminal Court, and following the adoption of Article 8bis at the Kampala Conference in 2010, the crime of ‘aggression’ may soon be added to the list of crimes tried by international tribunals. However, this amendment to the Rome Statute has not yet come into force.
 
8
United States of America et al. v. Göring et al., Judgment, in Trial of the Major War Criminals before the International Military Tribunal – Volume 1: Official Documents (Nuremberg International Military Tribunal 1947), p. 186.
 
9
Annan (2004).
 
10
UN Human Rights Committee, ‘General Comment 14, Article 6: Right to Life’ (23rd session, 1984), Compilation of General Comments and General Recommendations Adopted by Human Rights Treaty Bodies, UN Doc. HRI/GEN/1/Rev.1 (1994), 18, para. 2.
 
11
Charter of the United Nations (adopted 26 June 1945, entered into force 24 October 1945), 1 UNTS XVI, Preamble, para. 1.
 
12
ibid., Art. 42 (UN Security Council authorization) and Art. 51 (self-defense).
 
13
See generally, Thürer (2011).
 
14
Statute of the International Criminal Tribunal for the Former Yugoslavia (adopted and entered into force 25 May 1993, as amended 17 May 2002), attached to UN Security Council Res. 827 (1993), S/RES/827 (1993), Art. 1.
 
15
Rome Statute of the International Criminal Court (adopted 17 July 1998, entered into force 1 July 2002) 2187 UNTS 90 (ICC Statute) Preamble, para. 4.
 
16
Principles of International Law Recognized in the Charter of the Nuremberg Tribunal and in the Judgment of the Tribunal [1950] (II) Yearbook of the International Law Commission 374.
 
17
ibid.
 
18
See AU Assembly Decision on Africa’s Relationship with the International Criminal Court (12 October 2013) Ext/Assembly/AU/Dec.1(Oct.13). The AU Assembly affirmed ‘the principles deriving from national laws and international customary law by which sitting Heads of State and other senior state officials are granted immunities during their tenure of office.’ The Assembly then decided that ‘no charges shall be commenced or continued before any International Court or Tribunal against any serving AU Head of State or Government or anybody acting or entitled to act in such capacity during their term of office;’ and that ‘the trials of President Uhuru Kenyatta and Deputy President William Samoei Ruto, who are the current serving leaders of the Republic of Kenya, should be suspended until they complete their terms of office.’
 
19
ICTY, Prosecutor v. Kupreškić, Case No. IT-95-16-T, Judgment, 14 January 2000, para. 848.
 
20
In re Yamashita, 327 U.S. 1 (1946), 15. In this case, General Yamashita was tried and convicted by a United States Military Commission for his failure to prevent atrocities by forces under his command during the Japanese occupation of the Philippines. The Supreme Court confirmed the conviction.
 
21
See generally, Gammeltoft-Hansen (2011).
 
22
UN GA Res. 2312 (XXII), 22 UN GAOR Supp. (No. 16) at 81, UN Doc A/6716 (1967), preambular para.
 
23
ibid., Article 4.
 
24
OAU, Convention Governing the Specific Aspects of Refugee Problems in Africa (adopted 10 September 1969, entered into force 20 June 1974) 1001 UNTS 45, Art. 2(6).
 
25
William Shakespeare, As You Like It (1599) Act I, Scene 2, line 280.
 
26
See Betts et al. (2008).
 
27
See Murray et al. (2011).
 
28
See Introduction in Danieli and others (n 2) 11.
 
29
See ICC Statute (n 15) Art. 68(3). See also Rules of Procedure and Evidence of the International Criminal Court, (adopted and entered into force 9 September 2002, as amended) available at <http://​www.​icc-cpi.​int/​iccdocs/​PIDS/​legal-texts/​RulesProcedureEv​idenceEng.​pdf> (ICC Rules) Rules 85 and 89.
 
30
See Statute of the Special Tribunal for Lebanon (adopted 30 May 2007), attached to UN Security Council Res. 1757 (2007), S/RES/1757 (2007) (STL Statute) Art. 17. See also Rules of Procedure and Evidence of the Special Tribunal for Lebanon (adopted 20 March 2009, as amended 12 February 2015) available at <http://​www.​stl-tsl.​org/​images/​RPE/​RPE_​EN_​February_​2015.​pdf> (STL Rules) Rules 86 and 87.
 
31
Basic Principles and Guidelines on the Right to a Remedy and Reparation for Victims of Gross Violations of International Human Rights Law and Serious Violations of International Humanitarian Law, annexed to UN General Assembly Res. 60/147 (2005), A/RES/60/147 (2005) (Basic Principles).
 
32
ibid., para. 8.
 
33
ECCC, Prosecutor v. Nuon Chea, Ieng Sary, Ieng Thirith and Khieu Samphan, Decision on Appeals against Orders of the Co-Investigating Judges on the Admissibility of Civil Party Applications, Case No. 002/19-09-2007-ECCC/OCIJ (PTC76, PTC112, PTC113, PTC114, PTC115, PTC142, PTC157, PTC164, PTC165 and PTC172, 24 June 2011, paras. 49 and 86.
 
34
ibid., paras. 84–85.
 
35
ibid., paras. 85–86.
 
36
ibid., para. 86.
 
37
Basic Principles (n 31) para. 8.
 
38
See ICC, Prosecutor v. Lubanga, Case No. ICC-01/04-01/06 OA9 OA10 Judgement on the Appeals of the Prosecutor and the Defence against Trial Chamber I’s Decision on Victims’ Participation of 18 January 2008, Appeals Chamber 11 July 2008. For a more thorough review of ICC case law relating to the definition of a victim at the ICC, see Baumgartner (2008), pp. 409, 417–423. See also Ntanda Nsereko (2010), p. 399.
 
39
See in particular, STL, Prosecutor v. Ayyash et al., Case No. STL-11-01/PT/PTJ, Decision on Victims’ Participation in the Proceedings, 8 May 2012 (STL, Ayyash, 8 May 2012).
 
40
See ECCC, Internal Rules as revised on 16 January 2015, available at <https://​www.​eccc.​gov.​kh/​en/​document/​legal/​internal-rules-rev9>, Rule 23bis. See also ECCC, Prosecutor v. Kaing Guek Eav (alias Duch) Case No. 001/18-07-2007-ECCC/SC, Appeals Judgement, 3 February 2012, paras. 416–417.
 
41
STL Rules (n 30) Rule 2(A) (emphasis added). In contrast, Rule 85(a) of the ICC Rules (n 29) defines ‘victims’ as ‘natural persons who have suffered harm as a result of the commission of any crime within the jurisdiction of the Court.’
 
42
ibid. See also STL, Ayyash, 8 May 2012 (n 39) paras. 38–46.
 
43
See generally Leary (2005).
 
44
STL Statute (n 30) Art. 17. See also ICC Statute (n 15) Art. 68(3).
 
45
See STL Rules (n 30) Rule 87. See also ICC Rules (n 29) Rules 89–93.
 
46
Basic Principles (n 31) para. 11(a).
 
47
ICC, Prosecutor v. Lubanga, Case No. ICC-01/04-01/06-1119, Decision on Victims’ Participation, 18 January 2008, para. 98.
 
48
ICC, Prosecutor v. Lubanga, Case No. ICC-01/04-01/06-925, Decision of the Appeals Chamber on the Joint Application of Victims a/0001/06 to a/0003/06 and a/0105/06 concerning the ‘Directions and Decision of the Appeals Chamber’ of 2 February 2007 – Separate Opinion of Judge Sang-Hyun Song, 13 June 2007, para. 10.
 
49
STL, Prosecutor v. Ayyash et al., Case No. STL-11-01/PT/AC/AR126.3, Decision on Appeal by Legal Representative of Victims against Pre-Trial Judge’s Decision on Protective Measures, 10 April 2013, para. 38.
 
50
ibid. para. 39.
 
51
STL, Prosecutor. Ayyash et al., Case No. STL-11-01/T/TC, Decision on Trial Management and Reasons for Decision on Joinder, 25 February 2014, para. 31.
 
52
See ICC Statute (n 15) Art. 68(2); STL Rules (n 30) Rule 133.
 
53
STL Rules (n 30) Rule 50.
 
54
ICC Statute (n 15) Art. 43(6).
 
55
ICC Statute (n 15) Art. 75; STL Statute (n 30) Art. 25.
 
56
ibid.
 
57
STL Statute (n 30) Art. 25(3).
 
58
See for example, ICC, Prosecutor v. Lubanga, Case No. ICC-01/04-01/06-2904, Decision Establishing the Principles and Procedures to be Applied to Reparations, 7 August 2012; ICC, Prosecutor v. Lubanga, Case No. ICC-01/04-01/06-3129, Judgment on the Appeals Against the ‘Decision Establishing the Principles and Procedures to be Applied to Reparations’ of 7 August 2012, 3 March 2015 (ICC, Lubanga, 3 March 2015); STL Statute (n 30) Art. 25(1).
 
59
STL Statute (n 30) Art. 25(4).
 
60
See Oxford Index: A Search and Discovery Gateway, ‘Ubi Jus Ibi Remedium’, available at <http://​oxfordindex.​oup.​com/​view/​10.​1093/​oi/​authority.​2011080311044844​6>.
 
61
PCIJ, Case Concerning the Factory at Chorzów (Claim for Indemnity) (Merits) (Germany v. Poland), Series A, No. 17, 13 September 1928, 21.
 
62
McCarthy (2012), p. 84.
 
63
See generally ECtHR, Aksoy v. Turkey, Application No. 21987/93, Judgment, 18 December 1996, para. 95.
 
64
Basic Principles (n 31) para. 19.
 
65
ibid., para. 20(b).
 
66
ibid., para. 21.
 
67
See REDRESS, Implementing Victims’ Rights: A Handbook on the Basic Principles and Guidelines on the Right to a Remedy and Reparation, March 2006, available at <http://​www.​redress.​org/​downloads/​publications/​Reparation%20​Principles.​pdf>, 38–39.
 
68
See Basic Principles (n 31) para. 23.
 
69
ICC, Lubanga, 3 March 2015 (n 58) para. 99: ‘The Appeals Chamber agrees with the Trial Chamber’s principle that it is the obligation of the convicted person to remedy the harm caused by the crimes for which he or she was convicted.’
 
70
ICC Statute (n 15) Art. 79.
 
71
See Peschke (2013).
 
72
See ICC, Lubanga, 3 March 2015 (n 58).
 
73
Bible, Luke 21:25–26.
 
74
See Boullé (1996), p. 284.
 
75
Donne (1959), pp. 108–109.
 
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Metadata
Title
The Law’s Response to the Plight of Victims of Trauma in the Context of International Criminal Justice
Author
Daniel D. Ntanda Nsereko
Copyright Year
2021
DOI
https://doi.org/10.1007/978-3-030-69594-1_11

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