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Published in:
2008 | OriginalPaper | Chapter
The Role of Regulation and Global Regulatory Impact
Author : Ross McGill
Published in: Technology Management in Financial Services
Publisher: Palgrave Macmillan UK
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There are a plethora of regulations that affect the use of technology in financial services: in the front office, on the buy-sell side of the business, the Markets in Financial Instruments Directive (MiFiD) ads well as SEPA, the Single European Payments Area; in the back office, not with the force of regulation, but of best practice, the Giovannini group works to create a level playing field on the securities side of financial services.