Skip to main content
Top

2019 | OriginalPaper | Chapter

2. Conceptual Framework Compliance and Compliance Mechanism

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

As indicated above by Kant and Confucius’s words, first of all, it is necessary to clarify what is really said. Unless the meaning is understood correctly, a regulation might be applied wrongly or incompletely in practice due to substantial divergence in the ways in which it has been understood. Therefore, due to the fact that, “thinking, judging and carrying knowledge require both concepts and intuitions to which the concepts are applied” (Dicker 2004: 17), as stressed in Kant’s words, in order “to relate concepts to practice,” it is necessary to give the concepts practical meaning, content and direction (Schachter 1991: 2). Doing this also makes it possible to show the direction of the perspective pursued in the study and constrain it to the frames of these definitions.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Footnotes
5
To understand the concept of effectiveness better, see also Maljean-Dubois/Richard (2004) on two tests of efficacité and effectivité (referring to De Visscher [1967]. Les effectivités du droit international public).
 
6
Najam et al. (2006) also raise another concept, ‘performance,’ as their study’s main concern, defining it as “the sum of implementation, compliance, enforcement and effectiveness.”
 
7
For a detailed information on MEAs, see Özer (2009: 49–88).
 
8
See infra Chap. 4 for elaboration.
 
9
The formal status of IOPs was established through Resolution VII.3 of 1999, and four organizations (namely, Bird Life International, IUCN – The World Conservation Union, Wetlands International and the World Wide Fund for Nature) were granted the status of IOP (COP 7, Resolution VII.3, 1999). Subsequently, through Resolution IX.16, the International Water Management Institute (IWMI) also became an IOP of the Convention (COP 9, Resolution IX.16, 2005). In line with Resolution VII.3, it was also decided that other relevant and interested international non-governmental and intergovernmental organizations meeting the criteria for formal recognition as Partners of the Convention should present an application to the Ramsar Secretariat for its consideration (for Memoranda of Understanding/Cooperation concluded with diverse IOs/NGOs under the Ramsar Convention, see:
 
10
See https://​www.​thinglink.​com/​scene/​8460206469063639​05 for visual storytelling of key multilateral environmental agreements with interactive media.
 
11
See infra Chap. 4.
 
Literature
go back to reference Breitmeier, H., Young, O.R. and Zürn, M. (2006). Analyzing International Environmental Regimes: From Case Study to Database. Cambridge: MIT Press. Breitmeier, H., Young, O.R. and Zürn, M. (2006). Analyzing International Environmental Regimes: From Case Study to Database. Cambridge: MIT Press.
go back to reference Chasek, P.S., Downie, D.L. and Brown, J.W. (2006). Global Environmental Politics. Boulder, CO: Westview Press. Chasek, P.S., Downie, D.L. and Brown, J.W. (2006). Global Environmental Politics. Boulder, CO: Westview Press.
go back to reference Chayes, A. and Chayes, A. (1995). The New Sovereignty: Compliance with International Regulatory Agreements. Cambridge, MA: Harvard University Press. Chayes, A. and Chayes, A. (1995). The New Sovereignty: Compliance with International Regulatory Agreements. Cambridge, MA: Harvard University Press.
go back to reference Chayes, A., Chayes, A. and Mitchell, R.B. (1995). Active Compliance Management in Environmental Treaties. Lang, W. (Ed.), Sustainable Development and International Law (75–89). London; Boston: Graham and Trotman/M. Nijhoff. Chayes, A., Chayes, A. and Mitchell, R.B. (1995). Active Compliance Management in Environmental Treaties. Lang, W. (Ed.), Sustainable Development and International Law (75–89). London; Boston: Graham and Trotman/M. Nijhoff.
go back to reference Chayes, A., Chayes, A. and Mitchell, R.B. (1998). Managing Compliance: A Comparative Perspective. Weiss, E.B. and Jacobson, H.K. (Eds.), Engaging Countries: Strengthening Compliance with International Environmental Accords (39–62), Cambridge, Mass.: MIT Press. Chayes, A., Chayes, A. and Mitchell, R.B. (1998). Managing Compliance: A Comparative Perspective. Weiss, E.B. and Jacobson, H.K. (Eds.), Engaging Countries: Strengthening Compliance with International Environmental Accords (39–62), Cambridge, Mass.: MIT Press.
go back to reference Chhotray, V. and Stoker, G. (2009). Governance Theory and Practice, A Cross-Disciplinary Approach, Basingstoke: Palgrave Macmillan. Chhotray, V. and Stoker, G. (2009). Governance Theory and Practice, A Cross-Disciplinary Approach, Basingstoke: Palgrave Macmillan.
go back to reference Churchill, R.R. and Ulfstein, G. (2000). Autonomous Institutional Arrangements in Multilateral Environmental Agreements: A Little Noticed Phenomenon in International Law. The American Journal of International Law, 94, 4, 623–659. Churchill, R.R. and Ulfstein, G. (2000). Autonomous Institutional Arrangements in Multilateral Environmental Agreements: A Little Noticed Phenomenon in International Law. The American Journal of International Law, 94, 4, 623–659.
go back to reference Dicker, G. (2004). Kant’s Theory of Knowledge. Oxford, New York: Oxford University Press. Dicker, G. (2004). Kant’s Theory of Knowledge. Oxford, New York: Oxford University Press.
go back to reference Epiney, A. (2006). The Role of NGOs in the Process of Ensuring compliance with MEAs. Beyerlin, U., Stoll, P.T. and Wolfrum, R. (Eds.), Ensuring Compliance with Multilateral Environmental Agreements, A Dialogue between Practitioners and Academia (273–300). Leiden: Koninklijke Brill NV. Epiney, A. (2006). The Role of NGOs in the Process of Ensuring compliance with MEAs. Beyerlin, U., Stoll, P.T. and Wolfrum, R. (Eds.), Ensuring Compliance with Multilateral Environmental Agreements, A Dialogue between Practitioners and Academia (273–300). Leiden: Koninklijke Brill NV.
go back to reference Faure, M.G. and Lefevere, J. (1999). Compliance with International Environmental Agreements. Vig, N.J. and Axelrod, R.S. (Eds.), The Global Environment: Institutions, Law and Policy (172–191). Washington: CQ Press. Faure, M.G. and Lefevere, J. (1999). Compliance with International Environmental Agreements. Vig, N.J. and Axelrod, R.S. (Eds.), The Global Environment: Institutions, Law and Policy (172–191). Washington: CQ Press.
go back to reference Fisher, R. (1981). Improving Compliance with International Law. Charlottesville: University Press of Virginia. Fisher, R. (1981). Improving Compliance with International Law. Charlottesville: University Press of Virginia.
go back to reference Grafton, R.Q. (2001). A Dictionary of Environmental Economy, Science and Policy. Cheltenham, Northampton: Edward Elgar. Grafton, R.Q. (2001). A Dictionary of Environmental Economy, Science and Policy. Cheltenham, Northampton: Edward Elgar.
go back to reference Handl, G. (1997). Compliance Control Mechanisms and International Environmental Obligations. Tulane Journal of International and Comparative Law, 5, 29–51. Handl, G. (1997). Compliance Control Mechanisms and International Environmental Obligations. Tulane Journal of International and Comparative Law, 5, 29–51.
go back to reference Hempel, L.C. (1996). Environmental Governance: The Global Challenge. Washington, DC: Island Press. Hempel, L.C. (1996). Environmental Governance: The Global Challenge. Washington, DC: Island Press.
go back to reference Jacobson, H.K. and Weiss, E.B. (1998). Assessing the Record and Designing Strategies to Engage Countries. Weiss, E.B. and Jacobson, H.K. (Eds.), Engaging Countries: Strengthening Compliance with International Environmental Accords (511–554). Cambridge, Mass.: MIT Press. Jacobson, H.K. and Weiss, E.B. (1998). Assessing the Record and Designing Strategies to Engage Countries. Weiss, E.B. and Jacobson, H.K. (Eds.), Engaging Countries: Strengthening Compliance with International Environmental Accords (511–554). Cambridge, Mass.: MIT Press.
go back to reference Kimball, L. (1992). Toward Global Environmental Management the Institutional Setting. Yearbook of International Environmental Law, 3 (18–42). London: Graham and Trotman. Kimball, L. (1992). Toward Global Environmental Management the Institutional Setting. Yearbook of International Environmental Law, 3 (18–42). London: Graham and Trotman.
go back to reference Krasner, S.D. (1983). Structural Causes and Regime Consequences: Regimes as Intervening Variables, Krasner, S.D. (Ed.), International Regimes (1–21). Cornell UP: London. Krasner, S.D. (1983). Structural Causes and Regime Consequences: Regimes as Intervening Variables, Krasner, S.D. (Ed.), International Regimes (1–21). Cornell UP: London.
go back to reference Lang, W. (1992). Diplomacy and International Law Making: Some Observations, Yearbook of International Environmental Law, 3, 108–122. Lang, W. (1992). Diplomacy and International Law Making: Some Observations, Yearbook of International Environmental Law, 3, 108–122.
go back to reference Lang, W. (1995). From Environmental Protection to Sustainable Development: Challenges for International Law. Lang, W. (Ed.), Sustainable Development and International Law. London: Springer. Lang, W. (1995). From Environmental Protection to Sustainable Development: Challenges for International Law. Lang, W. (Ed.), Sustainable Development and International Law. London: Springer.
go back to reference Levy, M.A., Young O.R., Zürn M. (1995). The Study of International Regimes. European Journal of International Relations, 1, 3, 267–330. Levy, M.A., Young O.R., Zürn M. (1995). The Study of International Regimes. European Journal of International Relations, 1, 3, 267–330.
go back to reference List, M. and Rittberger, V. (1992). Regime Theory and International Environmental Management. Hurrel, A. and Kingsbury, B. (Eds.), The International Politics of the Environment: Actors, Interests, and Institutions (85–109). Oxford: Clarendon Press. List, M. and Rittberger, V. (1992). Regime Theory and International Environmental Management. Hurrel, A. and Kingsbury, B. (Eds.), The International Politics of the Environment: Actors, Interests, and Institutions (85–109). Oxford: Clarendon Press.
go back to reference Matz, N. (2006). Financial and Other Incentives for Complying with MEA Obligations. Beyerlin, U., Stoll, P.T., Wolfrum, R. (Eds.), Ensuring Compliance with Multilateral Environmental Agreements: Academic Analysis and Views from Practice (301–318). The Leiden: Koninklijke Brill NV. Matz, N. (2006). Financial and Other Incentives for Complying with MEA Obligations. Beyerlin, U., Stoll, P.T., Wolfrum, R. (Eds.), Ensuring Compliance with Multilateral Environmental Agreements: Academic Analysis and Views from Practice (301–318). The Leiden: Koninklijke Brill NV.
go back to reference Mitchell, R.B. (1994). Regime Design Matters: Intentional Oil Pollution and Treaty Compliance. International Organization, 48, 3, 425–458. Mitchell, R.B. (1994). Regime Design Matters: Intentional Oil Pollution and Treaty Compliance. International Organization, 48, 3, 425–458.
go back to reference Mitchell, R.B. (1996). Compliance Theory: An Overview. Cameron, J. Werksman, J. and Roderick, P. (Eds.), Improving Compliance with International Environmental Law (3–28). London: Earthscan. Mitchell, R.B. (1996). Compliance Theory: An Overview. Cameron, J. Werksman, J. and Roderick, P. (Eds.), Improving Compliance with International Environmental Law (3–28). London: Earthscan.
go back to reference Mitchell, R.B. (2007). Compliance Theory, Effectiveness, and Behaviour Change in International Environmental Law. Bodansky, B., Brunnée, J. and Hey, E. (Eds.), The Oxford Handbook of International Environmental Law (893–921). New York: Oxford University Press. Mitchell, R.B. (2007). Compliance Theory, Effectiveness, and Behaviour Change in International Environmental Law. Bodansky, B., Brunnée, J. and Hey, E. (Eds.), The Oxford Handbook of International Environmental Law (893–921). New York: Oxford University Press.
go back to reference Özer Kızılsümer, D. (2009). Çok Taraflı Çevre Sözleşmeleri. Ankara: Usak Yayınları. Özer Kızılsümer, D. (2009). Çok Taraflı Çevre Sözleşmeleri. Ankara: Usak Yayınları.
go back to reference Porter, G., Brown, J.W. and Pamela, C. (2000). Global Environmental Politics: Dilemmas in World Politics (2nd edn.), Boulder, CO: Westview Press. Porter, G., Brown, J.W. and Pamela, C. (2000). Global Environmental Politics: Dilemmas in World Politics (2nd edn.), Boulder, CO: Westview Press.
go back to reference Prideaux, M., Rostron, C. and Duff, L. (2015). Ramsar and Wetland NGOs: A Report of the World Wetland Network for Ramsar CoP 12. London: World Wetland Network. Prideaux, M., Rostron, C. and Duff, L. (2015). Ramsar and Wetland NGOs: A Report of the World Wetland Network for Ramsar CoP 12. London: World Wetland Network.
go back to reference Raustiala, K. (2000). Compliance and Effectiveness in International Regulatory Cooperation. Case Western Reserve Journal of International Law, 3, 2, 387–440. Raustiala, K. (2000). Compliance and Effectiveness in International Regulatory Cooperation. Case Western Reserve Journal of International Law, 3, 2, 387–440.
go back to reference Raustiala, K. and Slaughter, A. (2002). International Law, International Relations and Compliance. Carlsnaes, W., Risse, T. and Simmonz, B.A. (Eds.), The Handbook of International Relations (538–558). London: Sage. Raustiala, K. and Slaughter, A. (2002). International Law, International Relations and Compliance. Carlsnaes, W., Risse, T. and Simmonz, B.A. (Eds.), The Handbook of International Relations (538–558). London: Sage.
go back to reference Romano, C.P.R. (2000). The Peaceful Settlement of International Environmental Disputes. London: Kluwer Law International. Romano, C.P.R. (2000). The Peaceful Settlement of International Environmental Disputes. London: Kluwer Law International.
go back to reference Saunier, R.E. and Meganck, R.A. (2007). Dictionary and Introduction to Global Environmental Governance. London: Sterling, VA: Earthscan. Saunier, R.E. and Meganck, R.A. (2007). Dictionary and Introduction to Global Environmental Governance. London: Sterling, VA: Earthscan.
go back to reference Schachter, O. (1991). International Law in Theory and Practice. U.S.A, Canada: Kluwer Academic Publishers. Schachter, O. (1991). International Law in Theory and Practice. U.S.A, Canada: Kluwer Academic Publishers.
go back to reference Wolfrum, R. (1999). Recueil des cours: Collected Courses of the Hague Academy of International Law, Vol. 272 (1998). The Hague, Boston, London: Martinus Nijhoff Publishers. Wolfrum, R. (1999). Recueil des cours: Collected Courses of the Hague Academy of International Law, Vol. 272 (1998). The Hague, Boston, London: Martinus Nijhoff Publishers.
go back to reference Young, O.R. (1999). Governance in World Affairs, Ithaca, N.Y.: Cornell University Press. Young, O.R. (1999). Governance in World Affairs, Ithaca, N.Y.: Cornell University Press.
go back to reference Zhao, J. (2005). Implementing International Environmental Treaties in Developing Countries: China’s Compliance with the Montreal Protocol, Global Environmental Politics, 5, 1, 58–81. Zhao, J. (2005). Implementing International Environmental Treaties in Developing Countries: China’s Compliance with the Montreal Protocol, Global Environmental Politics, 5, 1, 58–81.
Metadata
Title
Conceptual Framework Compliance and Compliance Mechanism
Author
Zerrin Savaşan
Copyright Year
2019
DOI
https://doi.org/10.1007/978-3-030-14313-8_2