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Published in: Policy Sciences 4/2009

01-11-2009

Policy design without democracy? Making democratic sense of transition management

Author: Carolyn M. Hendriks

Published in: Policy Sciences | Issue 4/2009

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Abstract

This article explores the complex relationship between democracy and long-term policy design for sustainability. At one extreme, democracy can be framed as problematic for policy planning because of the myopia fostered by some democratic institutions, such as regular elections. Alternatively, democracy can be seen as an ally of long-term policy design to the extent that it can generate public legitimacy and accountability, and potentially foster more equitable and just outcomes. Recent debates on how to ‘manage’ policy transitions to sustainability have been curiously silent on democratic matters, despite their potential implications for democracy. To explore what democracy might mean for transition management this article considers empirically how actors engaged in the Dutch Energy Transition Program make democratic sense of their activities. The analysis finds that in practice transition policies promote implicit narratives or democratic storylines on how reforms should be developed, who should participate in these, and how they should be legitimised and accountable to the public. The dominant narrative, which espouses elite theory and technocracy, privileges epistemic matters over democratic considerations. Other democratic storylines draw on representative democracy and interest group pluralism. The paper considers some possible ways to foster more productive interfaces between the governance structures of transition management, and the polycentric context of contemporary democratic systems.

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Footnotes
1
The field of systems innovation and transition management is new and interdisciplinary, and there remains ongoing debate on what exactly constitutes a transition, and how we might identify or stimulate it (see Geels et al. 2004). In its purest sense a ‘transition’ refers to a change from one state to another. A more specific description of a transition has been proposed by Rotmans et al. (2001, p. 16), who define it as: “…a gradual, continuous process of change where the structural character of a society (or complex sub-system of society) transforms.”
 
2
I find Mouffe’s (1999, p. 754) differentiation of these concepts especially useful: the political refers to the antagonistic element inherent in human society; politics is the assortment of institutions, practices, discourses involved in ordering and managing society.
 
3
Interpretive policy analysis works from the basis that the best way to appreciate and improve policy practice is to study its paradoxes and ambiguities (Stone 2002), and to explore the multiplicity of meanings embedded in language, action and objects (Fischer and Forester 1993; Hajer 1995; Rein and Schön 1993; Yanow 2000).
 
4
All interviews were conducted in the Netherlands between February and August 2006 by the author in English and Dutch. They were ‘semi-structured’ in that there was some loose structure based around a protocol with open-ended questions to guide the discussion (Flick 1998, Chap. 8; Punch 1998, p. 176). Three broad themes were explored (1) the interviewee’s policy context, (2) their experience with energy policy in the Netherlands and (3) their impressions and expectations of participatory structures in the Dutch energy sector. Interviewees were selected using snow-ball sampling from a diverse range of organisations and institutions associated with the Dutch energy sector. Key selection criteria for interviewees included their affiliation, association and influence on energy debates in the Netherlands. All interviews were transcribed, and their content analysed for emergent themes, patterns and narratives (see Lindlof 1995).
 
5
Legitimacy also incorporates aspects of the authority such as whether a decision or institution is considered trustworthy, fair and non-arbitrary (Beetham 1991).
 
6
Some critics of deliberative democracy have questioned why the publicity of deliberation necessarily leads to better (more convincing or correct) decisions (e.g. Estlund 1997).
 
7
Empirical research to support these theoretical claims is still in its infancy, with findings to date somewhat ambiguous (see Chambers 2003, p. 318). Some empirical research demonstrates that deliberation results in preference shifts (see Fishkin and Luskin 2000; Luskin et al. 2002; Mayer et al. 1995). However, these studies tend to concentrate on whether shifts occur, rather than the particular policy direction of any shifts. Niemeyer (2004) has shown that as a result of deliberation in a citizens’ jury, participants’ preferences moved away from symbolic claims towards their pre-existing environmental concerns.
 
8
While nature cannot directly deliberate, Dryzek (2000, p. 149) argues that our deliberative task is to listen to its signals, for example through monitoring and cumulative assessments.
 
9
For more details on the discourse of transition management in Dutch policy, see Smith and Kern (2009).
 
10
In polder arrangements stakeholders typically bargain intensely for outcomes, and decisions are based on either reaching a compromise or consensus.
 
11
Only a few have publicly questioned the premises of transition management, for example the capacity of states and their partners to steer large socio-technological systems in a complex and globalised world (e.g. van Lente 2006).
 
12
EZ Ministry stands for the Ministerie van Economische Zaken.
 
13
For an overview of transition management in the Dutch energy sector, see Loorbach and Kemp (2008) and Kern and Smith (2008). See also http://​www.​senternovem.​nl/​EnergyTransition​/​
 
14
Based on interviews with comments of several actors in the Dutch energy sector.
 
15
The Environmental Council (VROM-Raad), the General Energy Council (Algemene Energieraad), and the Prime Minister’s Innovation Council (Innovatieplatform).
 
16
This expression is taken from an interviewee, 27 July 2006, Amsterdam.
 
17
To date, less than 10% of the platform members are women.
 
18
There is significant overlap between the term ‘democratic storylines’ and the idea of ‘democratic traditions’, defined by March and Olsen (1989, p. 2) as ‘rich evolving collection of diverse beliefs, processes, and structures that are neither easily characterised in the concise terms nor summarised in a single systematic philosophy or governance’. I prefer to use the term ‘democratic storyline’ because it more accurately describes the narratives associated with a contemporary governance framework such as TMgt.
 
19
For more on the analytic use of storylines, see Hendriks (2005), Smith and Kern (2009) and Yanow (2006). For details on narrative forms of enquiry more broadly, see Ginger (2006) and Opsina and Dodge (2005).
 
20
Interview with Platform Chair, 27 June 2006, Rotterdam.
 
21
Interview with Taskforce member, 7 August 2006, The Hague.
 
22
Interview with Civil Servant, Ministry of Economic Affairs, 22 March 2006, The Hague.
 
23
Interview with a representative from an environmental organisation, 2 March 2006, Utrecht.
 
24
Interview with an employee from Ministry of Housing, Spatial Planning and the Environment (VROM), 10 July 2006, Amsterdam.
 
25
Interview with Dutch MP, 23 June 2006, The Hague.
 
26
Interview with a Dutch MP, 11 July 2006, Amsterdam.
 
27
Interview with Taskforce member, 20 August 2006, The Hague.
 
28
Note stakeholders are defined in this particular report as (EZ 2004, p. 43) ‘the interested parties in a system’.
 
29
Interview with a representative from an environmental organisation, 2 March 2006, Utrecht.
 
30
Metagovernance refers to the regulation of self-organising networks (see Jessop 1998; Kooiman 1993; Sørensen 2006).
 
31
It is worth noting that the kinds of partnerships used in TMgt are likely to differ from conventional forms of networks. In the first instance, actors involved in transition arenas are doing much more than working together around and across existing modernist institutions (e.g. the state), as network scholars describe (Kickert et al. 1997; Rhodes 1997). In addition, they are acting reflexively (in the cognitive sense) by promoting fundamental change, especially at the institutional level (Grin 2006). Second, actors involved in transitions are working in highly technical networks associated with large national sometimes international socio-technological systems.
 
32
Interview with a representative from an environmental organisation, 2 March 2006, Utrecht.
 
33
Interview with a representative from an environmental group, 23 August 2006, Amsterdam.
 
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Metadata
Title
Policy design without democracy? Making democratic sense of transition management
Author
Carolyn M. Hendriks
Publication date
01-11-2009
Publisher
Springer US
Published in
Policy Sciences / Issue 4/2009
Print ISSN: 0032-2687
Electronic ISSN: 1573-0891
DOI
https://doi.org/10.1007/s11077-009-9095-1

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