Skip to main content
Top
Published in: Geotechnical and Geological Engineering 5/2022

22-01-2022 | Original Paper

Probabilistic Estimation of Rock Load Acting on Tunnels Considering Uncertainty in Peak and Post-peak Strength Parameters

Authors: Masoud Mazraehli, Shokrollah Zare

Published in: Geotechnical and Geological Engineering | Issue 5/2022

Log in

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

This paper deals with estimation of loads relaxed by surrounding rocks on underground excavations that might be a problematic issue because of uncertainties in different aspects of geotechnical characterization of a project. A probabilistic procedure has been proposed to estimate the rock load value considering peak and post-peak strength parameters of rock mass in the generalized Hoek–Brown model, which in turn assumes the uncertainties available in the parameters as well. Assigning single random variables (SRV) for geomechanical properties from their distribution functions, many numerical models have been analyzed to estimate statistics of response parameters (i.e. plastic zone thickness and rock load) using different failure criteria including the conventional Hoek–Brown and Mohr–Coulomb models and these models considering effects of residual strength parameters. Results show that plastic zone thicknesses/rock loads obtained using the Hoek–Brown strength drop model are completely close to the values obtained using the analytical method while the other models are not able to predict the response parameters’ range accurately. Moreover, in contrast to the Hoek–Brown model, strength drop consideration does not affect Mohr–Coulomb model results significantly.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Literature
go back to reference Alejano L, Rodriguez-Dono A, Alonso E, Fernandez-Manin G (2009) Ground reaction curves for tunnels excavated in different quality rock masses showing several types of post-failure behaviour. Tunn Undergr Sp Tech 24(6):689–705CrossRef Alejano L, Rodriguez-Dono A, Alonso E, Fernandez-Manin G (2009) Ground reaction curves for tunnels excavated in different quality rock masses showing several types of post-failure behaviour. Tunn Undergr Sp Tech 24(6):689–705CrossRef
go back to reference Alejano L, Alonso E, Rodriguez-Dono A, Fernandez-Manin G (2010) Application of the convergence-confinement method to tunnels in rock masses exhibiting Hoek-Brown strain-softening behaviour. Int J Rock Mech Min Sci 47(1):150–160CrossRef Alejano L, Alonso E, Rodriguez-Dono A, Fernandez-Manin G (2010) Application of the convergence-confinement method to tunnels in rock masses exhibiting Hoek-Brown strain-softening behaviour. Int J Rock Mech Min Sci 47(1):150–160CrossRef
go back to reference Barton N, Lien R, Lunde J (1974) Engineering classification of rock masses for design of tunnel support. Rock Mech 6(4):189–239CrossRef Barton N, Lien R, Lunde J (1974) Engineering classification of rock masses for design of tunnel support. Rock Mech 6(4):189–239CrossRef
go back to reference Bhasin R, Grimstad E (1996) The use of stress-strength relationships in the assessment of tunnel stability. Tunn Undergr Sp Tech 11(1):93–98CrossRef Bhasin R, Grimstad E (1996) The use of stress-strength relationships in the assessment of tunnel stability. Tunn Undergr Sp Tech 11(1):93–98CrossRef
go back to reference Cai M (2011) Rock mass characterization and rock property variability considerations for tunnel and cavern design. Rock Mech Rock Eng 44(4):379–399CrossRef Cai M (2011) Rock mass characterization and rock property variability considerations for tunnel and cavern design. Rock Mech Rock Eng 44(4):379–399CrossRef
go back to reference Cai M, Kaiser P, Tasaka Y, Minami M (2007) Determination of residual strength parameters of jointed rock masses using the GSI system. Int J Rock Mech Min Sci 44(2):247–265CrossRef Cai M, Kaiser P, Tasaka Y, Minami M (2007) Determination of residual strength parameters of jointed rock masses using the GSI system. Int J Rock Mech Min Sci 44(2):247–265CrossRef
go back to reference Canakci H, Pala M (2007) Tensile strength of basalt from a neural network. Eng Geolog 94(1–2):10–18CrossRef Canakci H, Pala M (2007) Tensile strength of basalt from a neural network. Eng Geolog 94(1–2):10–18CrossRef
go back to reference Carranza-Torres C, Fairhurst C (2000) Application of the convergence-confinement method of tunnel design to rock masses that satisfy the Hoek-Brown failure criterion. Tunn Undergr Sp Tech 15:187–213CrossRef Carranza-Torres C, Fairhurst C (2000) Application of the convergence-confinement method of tunnel design to rock masses that satisfy the Hoek-Brown failure criterion. Tunn Undergr Sp Tech 15:187–213CrossRef
go back to reference Chehade FH, Shahrour I (2008) Numerical analysis of the interaction between twin-tunnels: influence of the relative position and construction procedure. Tunn Undergr Sp Tech 23(2):210–214CrossRef Chehade FH, Shahrour I (2008) Numerical analysis of the interaction between twin-tunnels: influence of the relative position and construction procedure. Tunn Undergr Sp Tech 23(2):210–214CrossRef
go back to reference Cheng H, Chen J, Li J (2019) Probabilistic analysis of ground movements caused by tunneling in a spatially variable soil. Int J Geomech 19(12):04019125CrossRef Cheng H, Chen J, Li J (2019) Probabilistic analysis of ground movements caused by tunneling in a spatially variable soil. Int J Geomech 19(12):04019125CrossRef
go back to reference Chun B, Shin Y (2001) A study on the design of NATM tunnel concrete lining. J Kor Soc Rock Mech 11(2):96–108 Chun B, Shin Y (2001) A study on the design of NATM tunnel concrete lining. J Kor Soc Rock Mech 11(2):96–108
go back to reference Deere D, Peck R, Monsees J, Schmidt B (1969) Design of tunnel liners and support systems. Highway research record 339 Final report, US Dept. of Transportation, Washington DC Deere D, Peck R, Monsees J, Schmidt B (1969) Design of tunnel liners and support systems. Highway research record 339 Final report, US Dept. of Transportation, Washington DC
go back to reference Dehkordi MS, Shahriar K, Moarefvand P, Gharouninik M (2013) Application of the strain energy to estimate the rock load in squeezing ground condition of Eamzade Hashem tunnel in Iran. Arab J Geosci 6(4):1241–1248CrossRef Dehkordi MS, Shahriar K, Moarefvand P, Gharouninik M (2013) Application of the strain energy to estimate the rock load in squeezing ground condition of Eamzade Hashem tunnel in Iran. Arab J Geosci 6(4):1241–1248CrossRef
go back to reference Fenner R (1938) Untersuchungen zur erkenntis des gebirgsdruckes. Glukauf 32 Fenner R (1938) Untersuchungen zur erkenntis des gebirgsdruckes. Glukauf 32
go back to reference Funatsu T, Hoshino T, Sawae H, Shimizu N (2008) Numerical analysis to better understand the mechanism of the effects of ground supports and reinforcements on the stability of tunnels using the distinct element method. Tunn Undergr Sp Tech 23(5):561–573CrossRef Funatsu T, Hoshino T, Sawae H, Shimizu N (2008) Numerical analysis to better understand the mechanism of the effects of ground supports and reinforcements on the stability of tunnels using the distinct element method. Tunn Undergr Sp Tech 23(5):561–573CrossRef
go back to reference Goel RK, Jethwa JL, Paithankar A (1995) Indian experiences with Q and RMR systems. Tunn Undergr Sp Tech 10(1):97–109CrossRef Goel RK, Jethwa JL, Paithankar A (1995) Indian experiences with Q and RMR systems. Tunn Undergr Sp Tech 10(1):97–109CrossRef
go back to reference Goel RK, Jethwa JL (1991) Prediction of support pressure using RMR classification. In: Proceedings of the indian getechnical conference, Surat, India, 203–205 Goel RK, Jethwa JL (1991) Prediction of support pressure using RMR classification. In: Proceedings of the indian getechnical conference, Surat, India, 203–205
go back to reference Gonzalez-Nicieza C, Alvarez-Virgil AE, Menendez-Diaz A, Gonzalez-Palacio C (2008) Influence of the depth and shape of a tunnel in the application of the convergence-confinement method. Tunn Undergr Sp Technol 23:25–37CrossRef Gonzalez-Nicieza C, Alvarez-Virgil AE, Menendez-Diaz A, Gonzalez-Palacio C (2008) Influence of the depth and shape of a tunnel in the application of the convergence-confinement method. Tunn Undergr Sp Technol 23:25–37CrossRef
go back to reference Hoek E (1998) Reliability of Hoek-Brown estimates of rock mass properties and their impact on design. Int J Rock Mech Min Sci 35(1):63–68CrossRef Hoek E (1998) Reliability of Hoek-Brown estimates of rock mass properties and their impact on design. Int J Rock Mech Min Sci 35(1):63–68CrossRef
go back to reference Hoek E, Diederichs MS (2006) Empirical estimation of rock mass modulus. Int J Rock Mech Min Sci 43(2):203–215CrossRef Hoek E, Diederichs MS (2006) Empirical estimation of rock mass modulus. Int J Rock Mech Min Sci 43(2):203–215CrossRef
go back to reference Hoek E, Marinos P, Benissi M (1998) Applicability of the Geological Strength Index (GSI) classification for very weak and sheared rock masses. The case of the Athens Schist Formation. Bull Eng Geolog Environ 57(2):151–160CrossRef Hoek E, Marinos P, Benissi M (1998) Applicability of the Geological Strength Index (GSI) classification for very weak and sheared rock masses. The case of the Athens Schist Formation. Bull Eng Geolog Environ 57(2):151–160CrossRef
go back to reference Hoek E, Kaiser PK, Bawden WF (2000) Support of underground excavations in hard rock. CRC PressCrossRef Hoek E, Kaiser PK, Bawden WF (2000) Support of underground excavations in hard rock. CRC PressCrossRef
go back to reference Hoek E, Carranza-Torres C, Corkum B (2002) Hoek-Brown failure criterion-2002 edition. In: Proceedings of NARMS-Tac, 267–273. Hoek E, Carranza-Torres C, Corkum B (2002) Hoek-Brown failure criterion-2002 edition. In: Proceedings of NARMS-Tac, 267–273.
go back to reference Hsu SC, Nelson PP (2006) Material spatial variability and slope stability for weak rock masses. J Geotech Geoenviron Eng 132(2):183–193CrossRef Hsu SC, Nelson PP (2006) Material spatial variability and slope stability for weak rock masses. J Geotech Geoenviron Eng 132(2):183–193CrossRef
go back to reference Idris MA, Basarir H, Nordlund E, Wettainen T (2013) The probabilistic estimation of rock masses properties in Malmberget mine, Sweden. Electron J Geotech Eng 18:269–287 Idris MA, Basarir H, Nordlund E, Wettainen T (2013) The probabilistic estimation of rock masses properties in Malmberget mine, Sweden. Electron J Geotech Eng 18:269–287
go back to reference Iman RL, Davenport JM, Zeigler DK (1980) Latin hypercube sampling (program user’s guide). Technical Report SAND 79–1473, Albuquerque, New Mexico, Sandia Laboratories Iman RL, Davenport JM, Zeigler DK (1980) Latin hypercube sampling (program user’s guide). Technical Report SAND 79–1473, Albuquerque, New Mexico, Sandia Laboratories
go back to reference Kroetz HM, Do NA, Dias D, Beck AT (2018) Reliability of tunnel lining design using the hyperstatic reaction method. Tunn Undergr Sp Technol 77:59–67CrossRef Kroetz HM, Do NA, Dias D, Beck AT (2018) Reliability of tunnel lining design using the hyperstatic reaction method. Tunn Undergr Sp Technol 77:59–67CrossRef
go back to reference Li T, Yang X (2018) Probabilistic stability analysis of subway tunnels combining multiple failure mechanisms and response surface method. Int J Geomech 18(12):04018167CrossRef Li T, Yang X (2018) Probabilistic stability analysis of subway tunnels combining multiple failure mechanisms and response surface method. Int J Geomech 18(12):04018167CrossRef
go back to reference Liu W, Luo X, Huang J, Hu L, Fu M (2018) Probabilistic analysis of tunnel face stability below river using Bayesian framework. Math Probl Eng 2018:1–8 Liu W, Luo X, Huang J, Hu L, Fu M (2018) Probabilistic analysis of tunnel face stability below river using Bayesian framework. Math Probl Eng 2018:1–8
go back to reference Lombardi G (1980) Some comments on the convergence–confinement method. Undergr Sp 4(4):249–258 Lombardi G (1980) Some comments on the convergence–confinement method. Undergr Sp 4(4):249–258
go back to reference Lü Q, Chan CL, Low BK (2013) System reliability assessment for a rock tunnel with multiple failure modes. Rock Mech Rock Eng 46(4):821–833CrossRef Lü Q, Chan CL, Low BK (2013) System reliability assessment for a rock tunnel with multiple failure modes. Rock Mech Rock Eng 46(4):821–833CrossRef
go back to reference Marinos V, Marinos P, Hoek E (2005) The geological strength index: applications and limitations. Bull Eng Geolog Environ 64(1):55–65CrossRef Marinos V, Marinos P, Hoek E (2005) The geological strength index: applications and limitations. Bull Eng Geolog Environ 64(1):55–65CrossRef
go back to reference Mazraehli M, Zare S (2020) An application of uncertainty analysis to rock mass properties characterization at porphyry copper mines. Bull Eng Geolog Environ 79:3721–3739CrossRef Mazraehli M, Zare S (2020) An application of uncertainty analysis to rock mass properties characterization at porphyry copper mines. Bull Eng Geolog Environ 79:3721–3739CrossRef
go back to reference McKay MD, Beckman RJ, Conover WJ (1979) Comparison of three methods for selecting values of input variables in the analysis of output from a computer code. Technometrics 21(2):239–245 McKay MD, Beckman RJ, Conover WJ (1979) Comparison of three methods for selecting values of input variables in the analysis of output from a computer code. Technometrics 21(2):239–245
go back to reference Mehdizadeh MJ, Shariatmadari N, Karimpour-Fard M (2020) Probabilistic slope stability analysis in Kahrizak landfill: effect of spatial variation of MSW’s geotechnical properties. Bul Eng Geolog Environ 79(5):2679–2695CrossRef Mehdizadeh MJ, Shariatmadari N, Karimpour-Fard M (2020) Probabilistic slope stability analysis in Kahrizak landfill: effect of spatial variation of MSW’s geotechnical properties. Bul Eng Geolog Environ 79(5):2679–2695CrossRef
go back to reference Mollon G, Dias D, Soubra AH (2009) Probabilistic analysis and design of circular tunnels against face stability. Int J Geomech 9(6):237–249CrossRef Mollon G, Dias D, Soubra AH (2009) Probabilistic analysis and design of circular tunnels against face stability. Int J Geomech 9(6):237–249CrossRef
go back to reference Nadim F (2007) Tools and strategies for dealing with uncertainty in geotechnics. Probabilistic methods in geotechnical engineering. Springer, Vienna, pp 71–95CrossRef Nadim F (2007) Tools and strategies for dealing with uncertainty in geotechnics. Probabilistic methods in geotechnical engineering. Springer, Vienna, pp 71–95CrossRef
go back to reference Pacher F, Rabcewicz L, Golser J (1974) Zum derzeitigen Stand der Gebirgsklassifizierung im Stollen-und Tunnelbau. In: Proceedings of 12th geomechanics colloqium, Salzburg, Austria, 51–58. Pacher F, Rabcewicz L, Golser J (1974) Zum derzeitigen Stand der Gebirgsklassifizierung im Stollen-und Tunnelbau. In: Proceedings of 12th geomechanics colloqium, Salzburg, Austria, 51–58.
go back to reference Panet M (1982) Analysis of convergence behind the face of a tunnel. In: Proceedings of 3rd International tunnelling symposium, Brighton, 7–11. Panet M (1982) Analysis of convergence behind the face of a tunnel. In: Proceedings of 3rd International tunnelling symposium, Brighton, 7–11.
go back to reference Pelizza S, Oreste P, Peila D, Oggeri C (2000) Stability analysis of a large cavern in Italy for quarrying exploitation of a pink marble. Tunn Undergr Sp Tech 15(4):421–435CrossRef Pelizza S, Oreste P, Peila D, Oggeri C (2000) Stability analysis of a large cavern in Italy for quarrying exploitation of a pink marble. Tunn Undergr Sp Tech 15(4):421–435CrossRef
go back to reference Phoon KK, Kulhawy FH (1999a) Characterization of geotechnical variability. Can Geotech J 36:612–624CrossRef Phoon KK, Kulhawy FH (1999a) Characterization of geotechnical variability. Can Geotech J 36:612–624CrossRef
go back to reference Phoon KK, Kulhawy FH (1999b) Evaluation of geotechnical property variability. Can Geotech J 36:625–639CrossRef Phoon KK, Kulhawy FH (1999b) Evaluation of geotechnical property variability. Can Geotech J 36:625–639CrossRef
go back to reference Protodyakonov N (1963) Firmness coefficient for estimation of rock loads. Personal communication to Beas Design Organisation New Delhi, India, pp 65–76 Protodyakonov N (1963) Firmness coefficient for estimation of rock loads. Personal communication to Beas Design Organisation New Delhi, India, pp 65–76
go back to reference Riedmüller G, Schubert W (1999) Rock mass modelling in tunnelling versus rock mass classification using rating methods. Rock Mech Indus, 601–605. Riedmüller G, Schubert W (1999) Rock mass modelling in tunnelling versus rock mass classification using rating methods. Rock Mech Indus, 601–605.
go back to reference Rocscience (2019) RS2 Version 2019, Finite Element Analysis for Excavations and Slopes. Rocscience Inc., Canada Rocscience (2019) RS2 Version 2019, Finite Element Analysis for Excavations and Slopes. Rocscience Inc., Canada
go back to reference Rose D (1982) Revising Terzaghi's tunnel rock load coefficients. In: 23rd US Symposium on Rock Mechanics (USRMS), American Rock Mechanics Association Rose D (1982) Revising Terzaghi's tunnel rock load coefficients. In: 23rd US Symposium on Rock Mechanics (USRMS), American Rock Mechanics Association
go back to reference Sari M (2009) The stochastic assessment of strength and deformability characteristics for a pyroclastic rock mass. Int J Rock Mech Min Sci 46(3):613–626CrossRef Sari M (2009) The stochastic assessment of strength and deformability characteristics for a pyroclastic rock mass. Int J Rock Mech Min Sci 46(3):613–626CrossRef
go back to reference Sari M, Karpuz C (2006) Rock variability and establishing confining pressure levels for triaxial tests on rocks. Int J Rock Mech Min Sci 43(2):328–335CrossRef Sari M, Karpuz C (2006) Rock variability and establishing confining pressure levels for triaxial tests on rocks. Int J Rock Mech Min Sci 43(2):328–335CrossRef
go back to reference Schweiger HF, Thurner R, Pottler R (2001) Reliability analysis in geotechnics with deterministic finite elements. Int J Geomech 1(4):389–413CrossRef Schweiger HF, Thurner R, Pottler R (2001) Reliability analysis in geotechnics with deterministic finite elements. Int J Geomech 1(4):389–413CrossRef
go back to reference Song KI, Cho GC, Lee SW (2011) Effects of spatially variable weathered rock properties on tunnel behavior. Prob Eng Mech 26(3):413–426CrossRef Song KI, Cho GC, Lee SW (2011) Effects of spatially variable weathered rock properties on tunnel behavior. Prob Eng Mech 26(3):413–426CrossRef
go back to reference Sonmez H, Ulusay R (1999) Modifications to the geological strength index (GSI) and their applicability to stability of slopes. Int J Rock Mech Min Sci 36(6):743–760CrossRef Sonmez H, Ulusay R (1999) Modifications to the geological strength index (GSI) and their applicability to stability of slopes. Int J Rock Mech Min Sci 36(6):743–760CrossRef
go back to reference Sonmez H, Ulusay R (2002) A discussion on the Hoek-Brown failure criterion and suggested modifications to the criterion verified by slope stability case studies. Bull Earth Sci Appl Res Centre Hacettepe Univ 26(1):77–99 Sonmez H, Ulusay R (2002) A discussion on the Hoek-Brown failure criterion and suggested modifications to the criterion verified by slope stability case studies. Bull Earth Sci Appl Res Centre Hacettepe Univ 26(1):77–99
go back to reference Taghizadeh H, Zare S, Mazraehli M (2020) Analysis of rock load for tunnel lining design. Geotech Geolog Eng 38:2989–3005CrossRef Taghizadeh H, Zare S, Mazraehli M (2020) Analysis of rock load for tunnel lining design. Geotech Geolog Eng 38:2989–3005CrossRef
go back to reference Terzaghi K (1946) Rock defects and loads on tunnel supports. In: Introduction to rock tunnelling with steel support, RV Proctor and TC White, Youngstown, Ohio, USA Terzaghi K (1946) Rock defects and loads on tunnel supports. In: Introduction to rock tunnelling with steel support, RV Proctor and TC White, Youngstown, Ohio, USA
go back to reference Tiwari G, Pandit B, Latha GM, Babu GS (2017) Probabilistic analysis of tunnels considering uncertainty in peak and post-peak strength parameters. Tunn Undergr Sp Tech 70:375–387CrossRef Tiwari G, Pandit B, Latha GM, Babu GS (2017) Probabilistic analysis of tunnels considering uncertainty in peak and post-peak strength parameters. Tunn Undergr Sp Tech 70:375–387CrossRef
go back to reference Tiwari G, Pandit B, Latha GM, Babu GS (2018) Analysis of tunnel support requirements using deterministic and probabilistic approaches in average quality rock mass. Int J Geomech 18(4):1–20CrossRef Tiwari G, Pandit B, Latha GM, Babu GS (2018) Analysis of tunnel support requirements using deterministic and probabilistic approaches in average quality rock mass. Int J Geomech 18(4):1–20CrossRef
go back to reference Unal E (1983) Development of design guidelines and roof-control standards for coal-mine roofs. Ph.D. Dissertation, Pennsylvania State University, USA Unal E (1983) Development of design guidelines and roof-control standards for coal-mine roofs. Ph.D. Dissertation, Pennsylvania State University, USA
go back to reference Yoo KH, Lee DH (2008) The estimation of the relaxed rock mass height of a subsea tunnel under the overstressed ground conditions in coupled analysis. In Proceedingss of the Korean Geotechical Society Conference, Korean Geotechical Society, pp 716–724 Yoo KH, Lee DH (2008) The estimation of the relaxed rock mass height of a subsea tunnel under the overstressed ground conditions in coupled analysis. In Proceedingss of the Korean Geotechical Society Conference, Korean Geotechical Society, pp 716–724
go back to reference Zhu W, Li S, Li S, Chen W, Lee C (2003) Systematic numerical simulation of rock tunnel stability considering different rock conditions and construction effects. Tunn Undergr Sp Tech 18(5):531–536CrossRef Zhu W, Li S, Li S, Chen W, Lee C (2003) Systematic numerical simulation of rock tunnel stability considering different rock conditions and construction effects. Tunn Undergr Sp Tech 18(5):531–536CrossRef
Metadata
Title
Probabilistic Estimation of Rock Load Acting on Tunnels Considering Uncertainty in Peak and Post-peak Strength Parameters
Authors
Masoud Mazraehli
Shokrollah Zare
Publication date
22-01-2022
Publisher
Springer International Publishing
Published in
Geotechnical and Geological Engineering / Issue 5/2022
Print ISSN: 0960-3182
Electronic ISSN: 1573-1529
DOI
https://doi.org/10.1007/s10706-022-02057-1

Other articles of this Issue 5/2022

Geotechnical and Geological Engineering 5/2022 Go to the issue