Skip to main content
Top
Published in: Soft Computing 4/2020

08-10-2018 | Focus

Sustainability efficiency evaluation of seaports in China: an uncertain data envelopment analysis approach

Authors: Bao Jiang, Yu Li, Waichon Lio, Jian Li

Published in: Soft Computing | Issue 4/2020

Log in

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

Sustainability is regarded as achieving economic, environmental, and social dimensions simultaneously that support an organization for long-term competitiveness. Port sustainability has attracted increasing attention because it is related to the issues of climate change and public health and safety. Therefore, it is urgent to measure the sustainability of ports. However, some variables (for instance, air pollutants and the neighboring relationship with surrounding communities) cannot be measured precisely by collecting quantitative data. This led us to select 23 seaports of China and use uncertain variables and uncertain data envelopment analysis model to measure their sustainability efficiency. Moreover, we captured the quantity to be improved of each output. The results show that 14 seaports such as Shanghai Port and Qingdao Port are deemed to be inefficient in terms of their sustainability. And our results can identify whether economic, environmental, or social dimensions contribute to the sustainability inefficiency of each seaport. On the basis of the results, we point out the managerial implications and put forward measures toward enhancing the efficiency of seaports with respect to these two dimensions.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Appendix
Available only for authorised users
Literature
go back to reference Autry CW, Lirn T, Chen YJ, Wu YJ (2013) Green performance criteria for sustainable ports in Asia. Int J Phys Distrib Logist Manag 43:427–451 Autry CW, Lirn T, Chen YJ, Wu YJ (2013) Green performance criteria for sustainable ports in Asia. Int J Phys Distrib Logist Manag 43:427–451
go back to reference Banker RD, Charnes A, Cooper WW (1984) Some models for estimating technical and scale inefficiencies in data envelopment analysis. Manag Sci 30:1078–1092MATH Banker RD, Charnes A, Cooper WW (1984) Some models for estimating technical and scale inefficiencies in data envelopment analysis. Manag Sci 30:1078–1092MATH
go back to reference Beskovnik B, Bajec P (2015) Application of environmental and social sustainable measures by port of koper: the basis for the regional approach. Problemy Ekorozw 10:99–106 Beskovnik B, Bajec P (2015) Application of environmental and social sustainable measures by port of koper: the basis for the regional approach. Problemy Ekorozw 10:99–106
go back to reference Brundtland GH (1987) Report of the world commission on environment and development. Environ Policy Law 14:26–30 Brundtland GH (1987) Report of the world commission on environment and development. Environ Policy Law 14:26–30
go back to reference Carter CR, Rogers DS (2008) A framework of sustainable supply chain management: moving toward new theory. Int J Phys Distrib Logist Manag 38:360–387 Carter CR, Rogers DS (2008) A framework of sustainable supply chain management: moving toward new theory. Int J Phys Distrib Logist Manag 38:360–387
go back to reference Chang YT (2013) Environmental efficiency of ports: a data envelopment analysis approach. Marit Policy Manag 40:467–478 Chang YT (2013) Environmental efficiency of ports: a data envelopment analysis approach. Marit Policy Manag 40:467–478
go back to reference Charnes A, Cooper WW, Rhodes E (1978) Measuring the efficiency of decision making units. Eur J Oper Res 2:429–444MathSciNetMATH Charnes A, Cooper WW, Rhodes E (1978) Measuring the efficiency of decision making units. Eur J Oper Res 2:429–444MathSciNetMATH
go back to reference Chen X, Gao J (2013) Uncertain Term Structure Model of Interest Rate. Soft Comput 17:597–604MATH Chen X, Gao J (2013) Uncertain Term Structure Model of Interest Rate. Soft Comput 17:597–604MATH
go back to reference Chen H, Lam JS, Liu N (2018) Strategic investment in enhancing port–hinterland container transportation network resilience: a network game theory approach. Transp Res Part B Methodol 111:83–112 Chen H, Lam JS, Liu N (2018) Strategic investment in enhancing port–hinterland container transportation network resilience: a network game theory approach. Transp Res Part B Methodol 111:83–112
go back to reference Cheng TC, Farahani RZ, Lai KH, Sarkis J (2015) Sustainability in maritime supply chains: challenges and opportunities for theory and practice. Transp Res Part E Logist Transp Rev 78:1–2 Cheng TC, Farahani RZ, Lai KH, Sarkis J (2015) Sustainability in maritime supply chains: challenges and opportunities for theory and practice. Transp Res Part E Logist Transp Rev 78:1–2
go back to reference Chuang CC (2015) Social construction of port sustainability indicators: a case study of keelung port. Marit Policy Manag 42:26–42 Chuang CC (2015) Social construction of port sustainability indicators: a case study of keelung port. Marit Policy Manag 42:26–42
go back to reference Cook W, Seiford LM (2009) Data envelopment analysis (DEA)—thirty years on. Eur J Oper Res 192:1–17MathSciNetMATH Cook W, Seiford LM (2009) Data envelopment analysis (DEA)—thirty years on. Eur J Oper Res 192:1–17MathSciNetMATH
go back to reference Cooper WW, Park KS, Pastor JT (1999) Ram: a range adjusted measure of inefficiency for use with additive models, and relations to other models and measures in DEA. J Product Anal 11:5–42 Cooper WW, Park KS, Pastor JT (1999) Ram: a range adjusted measure of inefficiency for use with additive models, and relations to other models and measures in DEA. J Product Anal 11:5–42
go back to reference Cooper WW, Pastor JT, Borras F, Aparicio J, Pastor D (2011) Bam: a bounded adjusted measure of efficiency for use with bounded additive models. J Product Anal 35:85–94 Cooper WW, Pastor JT, Borras F, Aparicio J, Pastor D (2011) Bam: a bounded adjusted measure of efficiency for use with bounded additive models. J Product Anal 35:85–94
go back to reference Dooms M, Macharis C, Verbeke A (2004) Proactive stakeholder management in the port planning process: empirical evidence from the port of brussels. Eur Reg Sci Assoc 33:1–7 Dooms M, Macharis C, Verbeke A (2004) Proactive stakeholder management in the port planning process: empirical evidence from the port of brussels. Eur Reg Sci Assoc 33:1–7
go back to reference Dorsey JW, Hardy LC (2018) Sustainability factors in dynamical systems modeling: simulating the non-linear aspects of multiple equilibria. Ecolog Model 368:69–77 Dorsey JW, Hardy LC (2018) Sustainability factors in dynamical systems modeling: simulating the non-linear aspects of multiple equilibria. Ecolog Model 368:69–77
go back to reference Gao J, Yang X, Liu D (2017) Uncertain Shapley value of coalitional game with application to supply chain alliance. Appl Soft Comput 56:551–556 Gao J, Yang X, Liu D (2017) Uncertain Shapley value of coalitional game with application to supply chain alliance. Appl Soft Comput 56:551–556
go back to reference Ghareeb G (2009) The port of Los Angeles. Bill, Steamboat Ghareeb G (2009) The port of Los Angeles. Bill, Steamboat
go back to reference Glavi P, Lukman R (2007) Review of sustainability terms and their definitions. J Clean Prod 15:1875–1885 Glavi P, Lukman R (2007) Review of sustainability terms and their definitions. J Clean Prod 15:1875–1885
go back to reference Hou D, Ding Z, Li G, Wu L, Hu P, Guo G (2017) A sustainability assessment framework for agricultural land remediation in China. Land Degrad Dev 4:1005–1018 Hou D, Ding Z, Li G, Wu L, Hu P, Guo G (2017) A sustainability assessment framework for agricultural land remediation in China. Land Degrad Dev 4:1005–1018
go back to reference Kang D, Kim S (2017) Conceptual model development of sustainability practices: the case of port operations for collaboration and governance. Sustainability 9:2333 Kang D, Kim S (2017) Conceptual model development of sustainability practices: the case of port operations for collaboration and governance. Sustainability 9:2333
go back to reference Lam JS, Lai KH (2015) Developing environmental sustainability by ANP-QFD approach: the case of shipping operations. J Clean Prod 105:275–284 Lam JS, Lai KH (2015) Developing environmental sustainability by ANP-QFD approach: the case of shipping operations. J Clean Prod 105:275–284
go back to reference Lam JS, Su S (2015) Disruption risks and mitigation strategies: an analysis of asian ports. Marit Policy Manag 42:415–435 Lam JS, Su S (2015) Disruption risks and mitigation strategies: an analysis of asian ports. Marit Policy Manag 42:415–435
go back to reference Laxe FG, Bermdez FM, Palmero FM, Novo-Corti I (2016) Sustainability and the spanish port system: analysis of the relationship between economic and environmental indicators. Mar Pollut Bull 113:232 Laxe FG, Bermdez FM, Palmero FM, Novo-Corti I (2016) Sustainability and the spanish port system: analysis of the relationship between economic and environmental indicators. Mar Pollut Bull 113:232
go back to reference Lio W, Liu B (2018) Uncertain data envelopment analysis with imprecisely observed inputs and outputs. Fuzzy Optim Decis Mak 17:357–373MathSciNetMATH Lio W, Liu B (2018) Uncertain data envelopment analysis with imprecisely observed inputs and outputs. Fuzzy Optim Decis Mak 17:357–373MathSciNetMATH
go back to reference Liu B, Liu YK (2002) Expected value of fuzzy variable and fuzzy expected value models. IEEE Trans Fuzzy Syst 10:445–450 Liu B, Liu YK (2002) Expected value of fuzzy variable and fuzzy expected value models. IEEE Trans Fuzzy Syst 10:445–450
go back to reference Liu B (2009a) Some research problems in uncertainty theory. J Uncertain Syst 3:3–10 Liu B (2009a) Some research problems in uncertainty theory. J Uncertain Syst 3:3–10
go back to reference Liu B (2009b) Theory and practice of uncertain programming. Springer, BerlinMATH Liu B (2009b) Theory and practice of uncertain programming. Springer, BerlinMATH
go back to reference Liu B (2010) Uncertainty theory: a branch of mathematics for modeling human uncertainty. Springer, Berlin Liu B (2010) Uncertainty theory: a branch of mathematics for modeling human uncertainty. Springer, Berlin
go back to reference Liu B (2012) Why is there a need for uncertainty theory. J Uncertain Syst 6:3–10 Liu B (2012) Why is there a need for uncertainty theory. J Uncertain Syst 6:3–10
go back to reference Liu B, Chen XW (2015) Uncertain multiobjective programming and uncertain goal programming. J Uncertain Anal Appl 3:1–8 Liu B, Chen XW (2015) Uncertain multiobjective programming and uncertain goal programming. J Uncertain Anal Appl 3:1–8
go back to reference Liu YH, Ha MH (2010) Expected value of function of uncertain variables. J Uncertain Syst 4:181–186 Liu YH, Ha MH (2010) Expected value of function of uncertain variables. J Uncertain Syst 4:181–186
go back to reference Liu B, Yao K (2015) Uncertain multilevel programming: algorithm and applications. Comput Ind Eng 89:235–240 Liu B, Yao K (2015) Uncertain multilevel programming: algorithm and applications. Comput Ind Eng 89:235–240
go back to reference Lu CS, Shang KC, Lin CC (2016) Examining sustainability performance at ports: port managers’ perspectives on developing sustainable supply chains. Marit Policy Manag 43:1–19 Lu CS, Shang KC, Lin CC (2016) Examining sustainability performance at ports: port managers’ perspectives on developing sustainable supply chains. Marit Policy Manag 43:1–19
go back to reference Mahdiloo M, Tavana M, Saen RF, Noorizadeh A (2014) A game theoretic approach to modeling undesirable outputs and efficiency decomposition in data envelopment analysis. Appl Math Comput 244:479–492MathSciNetMATH Mahdiloo M, Tavana M, Saen RF, Noorizadeh A (2014) A game theoretic approach to modeling undesirable outputs and efficiency decomposition in data envelopment analysis. Appl Math Comput 244:479–492MathSciNetMATH
go back to reference Nguyen HO, Nguyen HV, Chang YT, Chin AT, Tongzon J (2016) Measuring port efficiency using bootstrapped DEA: the case of vietnamese ports. Marit Policy Manag 43:644–659 Nguyen HO, Nguyen HV, Chang YT, Chin AT, Tongzon J (2016) Measuring port efficiency using bootstrapped DEA: the case of vietnamese ports. Marit Policy Manag 43:644–659
go back to reference Niavis S, Tsekeris T (2012) Ranking and causes of inefficiency of container seaports in south-eastern Europe. Eur Transp Res Rev 4:235–244 Niavis S, Tsekeris T (2012) Ranking and causes of inefficiency of container seaports in south-eastern Europe. Eur Transp Res Rev 4:235–244
go back to reference Quak HJ, Koster MD (2007) Exploring retailers’ sensitivity to local sustainability policies. J Oper Manag 25:1103–1122 Quak HJ, Koster MD (2007) Exploring retailers’ sensitivity to local sustainability policies. J Oper Manag 25:1103–1122
go back to reference Soltanzadeh E, Omrani H (2017) Dynamic network data envelopment analysis model with fuzzy inputs and outputs: an application for iranian airlines. Appl Soft Comput 63:268–288 Soltanzadeh E, Omrani H (2017) Dynamic network data envelopment analysis model with fuzzy inputs and outputs: an application for iranian airlines. Appl Soft Comput 63:268–288
go back to reference Sun S, Wang Y, Liu J, Cai H, Wu P, Geng Q (2016) Sustainability assessment of regional water resources under the DPSIR framework. J Hydrol 532:140–148 Sun S, Wang Y, Liu J, Cai H, Wu P, Geng Q (2016) Sustainability assessment of regional water resources under the DPSIR framework. J Hydrol 532:140–148
go back to reference Tone KA (2001) A slacks-based measure of efficiency in data envelopment analysis. Eur J Oper Res 130:498–509MathSciNetMATH Tone KA (2001) A slacks-based measure of efficiency in data envelopment analysis. Eur J Oper Res 130:498–509MathSciNetMATH
go back to reference Virginia LM, Spiegler Mohamed MN, Joakim W (2012) A control engineering approach to the assessment of supply chain resilience. Int J Prod Res 50:6162–6187 Virginia LM, Spiegler Mohamed MN, Joakim W (2012) A control engineering approach to the assessment of supply chain resilience. Int J Prod Res 50:6162–6187
go back to reference Wei YY, Lam JS (2013) 80 million-twenty-foot-equivalent-unit container port? Sustainability issues in port and coastal development. Ocean Coast Manag 71:13–25 Wei YY, Lam JS (2013) 80 million-twenty-foot-equivalent-unit container port? Sustainability issues in port and coastal development. Ocean Coast Manag 71:13–25
go back to reference Wen M (2014) Uncertain data envelopment analysis. Springer, BerlinMATH Wen M (2014) Uncertain data envelopment analysis. Springer, BerlinMATH
go back to reference Wen M, Qin Z, Kang R (2015) Sensitivity and stability analysis of the additive model in uncertain data envelopment analysis (DEA). Soft Comput 19:1987–1996 Wen M, Qin Z, Kang R (2015) Sensitivity and stability analysis of the additive model in uncertain data envelopment analysis (DEA). Soft Comput 19:1987–1996
go back to reference Yang X, Gao J (2016) Linear quadratic uncertain differential game with application to resource extraction problem. IEEE Trans Fuzzy Syst 24:819–826 Yang X, Gao J (2016) Linear quadratic uncertain differential game with application to resource extraction problem. IEEE Trans Fuzzy Syst 24:819–826
go back to reference Yang X, Gao J (2017) Bayesian equilibria for uncertain bimatrix game with asymmetric information. J Intell Manuf 28:515–525 Yang X, Gao J (2017) Bayesian equilibria for uncertain bimatrix game with asymmetric information. J Intell Manuf 28:515–525
go back to reference Yang X, Gao J, Ni Y (2018) Resolution principle in uncertain random environment. IEEE Trans Fuzzy Syst 26:1578–1588 Yang X, Gao J, Ni Y (2018) Resolution principle in uncertain random environment. IEEE Trans Fuzzy Syst 26:1578–1588
go back to reference Yao K (2017) Uncertain statistical inference models with imprecise observations. IEEE Trans Fuzzy Syst 26:409–415 Yao K (2017) Uncertain statistical inference models with imprecise observations. IEEE Trans Fuzzy Syst 26:409–415
go back to reference Yao K, Zhou J (2018) Ruin time of uncertain insurance risk process. IEEE Trans Fuzzy Syst 26:19–28 Yao K, Zhou J (2018) Ruin time of uncertain insurance risk process. IEEE Trans Fuzzy Syst 26:19–28
go back to reference Zhou P, Poh KL, Ang BW (2007) A non-radial DEA approach to measuring environmental performance. Eur J Oper Res 178:1–9MATH Zhou P, Poh KL, Ang BW (2007) A non-radial DEA approach to measuring environmental performance. Eur J Oper Res 178:1–9MATH
go back to reference Zhou P, Poh KL, Ang BW (2008) A survey of data envelopment analysis in energy and environmental studies. Eur J Oper Res 189:1–18MathSciNetMATH Zhou P, Poh KL, Ang BW (2008) A survey of data envelopment analysis in energy and environmental studies. Eur J Oper Res 189:1–18MathSciNetMATH
Metadata
Title
Sustainability efficiency evaluation of seaports in China: an uncertain data envelopment analysis approach
Authors
Bao Jiang
Yu Li
Waichon Lio
Jian Li
Publication date
08-10-2018
Publisher
Springer Berlin Heidelberg
Published in
Soft Computing / Issue 4/2020
Print ISSN: 1432-7643
Electronic ISSN: 1433-7479
DOI
https://doi.org/10.1007/s00500-018-3559-1

Other articles of this Issue 4/2020

Soft Computing 4/2020 Go to the issue

Premium Partner