Skip to main content
Top
Published in: Constitutional Political Economy 4/2008

01-12-2008 | Original Paper

The foundations of constitutionalism: an analysis of debaathification

Author: Jens Meierhenrich

Published in: Constitutional Political Economy | Issue 4/2008

Log in

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

This article analyzes the administration of lustration—what Arthur Stinchcombe termed the “social basis of constitutionalism”—and its unintended consequences in comparative and international law and politics. It is concerned with the social function of animating ideas in the evolution of institutions. The article demonstrates that in the case of Iraq, the commitment of institutional engineers and transitional administrators to the idea of purifying the state, and their concomitant willingness to watch the institution of lustration naturally evolve in respect of that central idea, has had disastrous consequences for the foundations of constitutionalism. These consequences flowed from the institutional design of the U.S. occupation more generally. By reconstructing, for the very first time, the evolution of debaathification in contemporary Iraq, this article deepens our understanding of the foundations of constitutionalism. Aside from its contribution to the theory of institutional design, the article also speaks to the ongoing debate over the creation of governments, regimes, and states in the international system. In the context of this debate, which has important implications for the practice of institutional design, the administration of lustration—from within or from without—is an insufficiently understood phenomenon, making it a worthy subject for institutional analysis.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Footnotes
1
For discussion of sovereigns and the origins of the rule of law, see Weingast (1997) and Barzel (2002).
 
2
On the controversy surrounding the formation of the IGC, and its functions, see International Crisis Group (2003).
 
3
On the role of the United Nations in the formation of the IIG, and the status of the occupation forces, see International Crisis Group (2004a, pp. 11–29).
 
4
The UIA’s constituent members are the Supreme Council for the Islamic Revolution in Iraq, or SCIRI, including the Badr Brigade, its military wing; the Da’wah Party; and the Sadr Movement (named after Muqtada al-Sadr, the leader of the Shi’ah opposition in Iraq). Although space constraints disallow an organizational analysis, it bears mentioning that the victory of the UIA belies its internal divisions. For a useful account of these divisions, see Marr (2007, pp. 7–12).
 
5
The theoretical inspiration for this analysis came from Preston and Roots (2004); Roots (2004) and Pierson (1993). See also McCubbins et al. (1990).
 
7
In June 2005, Khalilzad was sworn in as U.S. Ambassador to Iraq. From November 2003 to June 2005, he served as U.S. Ambassador to Afghanistan.
 
8
On the institution of “international territorial administration” in international law, see, most important, Caplan (2005); Chesterman (2004); and Wilde (2001, 2004).
 
9
On the term “technical correction,” see Farrell (2004). CPA efforts notwithstanding, most observers have interpreted the announcement as a policy reversal rather than a technical correction. “Coalition spokesmen have insisted that the change is only procedural and that Bremer’s original policy hasn’t changed. But many others, including American proponents of de-Baathification, see it as a significant rollback.” Moran (2004).
 
10
For examples of assassinations in Mosul, Najaf, and other Iraqi cities, see Saouli (2004).
 
11
On the ethics of lustration, see Meierhenrich (2006).
 
12
For a broader critique of the international administration of Iraq, see Watkins (2004, p. 5).
 
13
Consider in this context, for example, the controversy surrounding Article 7 of the draft constitution that outlawed the “Saddamist Baath” and caused Arab Sunnis to fear “de-Sunnification.”
 
Literature
go back to reference Baker, J. A., & Hamilton, L. H. (Eds.). (2006). The Iraq study group report. New York: Vintage. Baker, J. A., & Hamilton, L. H. (Eds.). (2006). The Iraq study group report. New York: Vintage.
go back to reference Barzel, Y. (2002). A theory of the state: Economic rights, legal rights, and the scope of the state. Cambridge: Cambridge University Press. Barzel, Y. (2002). A theory of the state: Economic rights, legal rights, and the scope of the state. Cambridge: Cambridge University Press.
go back to reference Bremer, L. P., & McConnell, M. (2006). My year in Iraq: The struggle to build a future of hope. New York: Simon and Schuster. Bremer, L. P., & McConnell, M. (2006). My year in Iraq: The struggle to build a future of hope. New York: Simon and Schuster.
go back to reference Brennan, G., & Buchanan, J. M. (1985). The reason of rules: Constitutional political economy. Cambridge: Cambridge University Press. Brennan, G., & Buchanan, J. M. (1985). The reason of rules: Constitutional political economy. Cambridge: Cambridge University Press.
go back to reference Caplan, R. (2005). International governance of war-torn territories: Rule and reconstruction. Oxford: Oxford University Press. Caplan, R. (2005). International governance of war-torn territories: Rule and reconstruction. Oxford: Oxford University Press.
go back to reference Chandrasekaran, R. (2006a). Imperial life in the Emerald City: Inside Iraq’s green zone. New York: Knopf. Chandrasekaran, R. (2006a). Imperial life in the Emerald City: Inside Iraq’s green zone. New York: Knopf.
go back to reference Chandrasekaran, R. (2006b). Ties to GOP trumped know-how among staff sent to rebuild Iraq. Washington Post, September 17. Chandrasekaran, R. (2006b). Ties to GOP trumped know-how among staff sent to rebuild Iraq. Washington Post, September 17.
go back to reference Chesterman, S. (2004). You, the people: The United Nations, transitional administration, and state-building. Oxford: Oxford University Press. Chesterman, S. (2004). You, the people: The United Nations, transitional administration, and state-building. Oxford: Oxford University Press.
go back to reference Constable, P. (2003). Idled Iraqis cry foul over firings. Washington Post, July 27. Constable, P. (2003). Idled Iraqis cry foul over firings. Washington Post, July 27.
go back to reference Constable, P. (2004). Iraqis revise policy on ex-baath members; thousands may lose their jobs, but procedures for appeals are strengthened. Washington Post, January 12. Constable, P. (2004). Iraqis revise policy on ex-baath members; thousands may lose their jobs, but procedures for appeals are strengthened. Washington Post, January 12.
go back to reference Coughlin, C. (2006). How the Neocons lost the war. Daily Telegraph, October 28. Coughlin, C. (2006). How the Neocons lost the war. Daily Telegraph, October 28.
go back to reference David, R. (2006). From Prague to Baghdad: Lustration systems and their political effects. Government and Opposition, 41, 347–372.CrossRef David, R. (2006). From Prague to Baghdad: Lustration systems and their political effects. Government and Opposition, 41, 347–372.CrossRef
go back to reference De Young, K., & Slevin, P. (2003). Full U.S. control planned for Iraq. Washington Post, February 21. De Young, K., & Slevin, P. (2003). Full U.S. control planned for Iraq. Washington Post, February 21.
go back to reference Diamond, L. (2005). Squandered victory: The American occupation and the bungled effort to bring democracy to Iraq. New York: Times Books. Diamond, L. (2005). Squandered victory: The American occupation and the bungled effort to bring democracy to Iraq. New York: Times Books.
go back to reference Dodge, T. (2003). Inventing Iraq: The failure of nation-building and a history denied. New York: Columbia University Press. Dodge, T. (2003). Inventing Iraq: The failure of nation-building and a history denied. New York: Columbia University Press.
go back to reference Elias, N. (1956). Problems of involvement and detachment. British Journal of Sociology, 7, 226–252.CrossRef Elias, N. (1956). Problems of involvement and detachment. British Journal of Sociology, 7, 226–252.CrossRef
go back to reference Ellis, M. S. (1996). Purging the past: The current state of lustration laws in the former communist bloc. Law and Contemporary Problems, 181, 181–196.CrossRef Ellis, M. S. (1996). Purging the past: The current state of lustration laws in the former communist bloc. Law and Contemporary Problems, 181, 181–196.CrossRef
go back to reference Elster, J. (1992). On doing what one can. East European Constitutional Review, 1, 15–17. Elster, J. (1992). On doing what one can. East European Constitutional Review, 1, 15–17.
go back to reference Fallows, J. (2004). Blind into Baghdad. Atlantic Monthly, January/February. Fallows, J. (2004). Blind into Baghdad. Atlantic Monthly, January/February.
go back to reference Farrell, S. (2004). Baathist officials in from cold as US does u-turn. Times, April 24. Farrell, S. (2004). Baathist officials in from cold as US does u-turn. Times, April 24.
go back to reference Farrell, S., & Philp, C. (2003). Baathists banned from jobs in US policy u-turn. Times, May 17. Farrell, S., & Philp, C. (2003). Baathists banned from jobs in US policy u-turn. Times, May 17.
go back to reference Galbraith, P. W. (2004). How to get out of Iraq. New York Review of Books, May 13. Galbraith, P. W. (2004). How to get out of Iraq. New York Review of Books, May 13.
go back to reference Goodin, R. (1996). Institutions and their design. In R. Goodin (Ed.), The theory of institutional design (pp. 1–53). Cambridge: Cambridge University Press. Goodin, R. (1996). Institutions and their design. In R. Goodin (Ed.), The theory of institutional design (pp. 1–53). Cambridge: Cambridge University Press.
go back to reference Hashim, A. S. (2006). Insurgency and counter-insurgency in Iraq. Ithaca: Cornell University Press. Hashim, A. S. (2006). Insurgency and counter-insurgency in Iraq. Ithaca: Cornell University Press.
go back to reference Herring, E., & Rangwala, G. (2006). Iraq in fragments: The occupation and its legacy. Ithaca: Cornell University Press. Herring, E., & Rangwala, G. (2006). Iraq in fragments: The occupation and its legacy. Ithaca: Cornell University Press.
go back to reference Hess, P. (2003). Transcript of Jay Garner interview. United Press International, July 7. Hess, P. (2003). Transcript of Jay Garner interview. United Press International, July 7.
go back to reference Hoagland, J. (2003). De-baathification, root and branch. Washington Post, April 24. Hoagland, J. (2003). De-baathification, root and branch. Washington Post, April 24.
go back to reference Ignatius, D. (2003). Adjusting to reality in Iraq. Washington Post, September 30. Ignatius, D. (2003). Adjusting to reality in Iraq. Washington Post, September 30.
go back to reference Independent Electoral Commission of Iraq. (2006). Certification of the council of representatives elections final results. February 10. Available at http://www.ieciraq.org. Independent Electoral Commission of Iraq. (2006). Certification of the council of representatives elections final results. February 10. Available at http://​www.​ieciraq.​org.
go back to reference International Crisis Group. (2003). Governing Iraq. Baghdad: International Crisis Group. International Crisis Group. (2003). Governing Iraq. Baghdad: International Crisis Group.
go back to reference International Crisis Group. (2004a). Iraq’s transition: On a knife edge. Baghdad: International Crisis Group. International Crisis Group. (2004a). Iraq’s transition: On a knife edge. Baghdad: International Crisis Group.
go back to reference International Crisis Group. (2004b). Reconstructing Iraq. Amman: International Crisis Group. International Crisis Group. (2004b). Reconstructing Iraq. Amman: International Crisis Group.
go back to reference International Crisis Group. (2005). Unmaking Iraq: A constitutional process gone awry. Amman: International Crisis Group. International Crisis Group. (2005). Unmaking Iraq: A constitutional process gone awry. Amman: International Crisis Group.
go back to reference Karl, T. L. (1997). The paradox of plenty: Oil booms and petro-states. Berkeley: University of California Press. Karl, T. L. (1997). The paradox of plenty: Oil booms and petro-states. Berkeley: University of California Press.
go back to reference Katzman, K. (2005). Iraq: U.S. regime change efforts and post-Saddam governance. Washington: Congressional Research Service. Updated May 16, 2005. Katzman, K. (2005). Iraq: U.S. regime change efforts and post-Saddam governance. Washington: Congressional Research Service. Updated May 16, 2005.
go back to reference Ketz, S. (2004). Scores of baathists could make come back after Chalabi-coalition row. Agence France Press, May 21. Ketz, S. (2004). Scores of baathists could make come back after Chalabi-coalition row. Agence France Press, May 21.
go back to reference Khalilzad, Z. (2003). A free country run by free people. Wall Street Journal, April 16. Khalilzad, Z. (2003). A free country run by free people. Wall Street Journal, April 16.
go back to reference Kirby, S. (2003). US takes aim at baathists, backs away from government deadline. Agence France Press, May 17. Kirby, S. (2003). US takes aim at baathists, backs away from government deadline. Agence France Press, May 17.
go back to reference Kreps, D. (1990). A course in microeconomic theory. New York: Harvester Wheatsheaf. Kreps, D. (1990). A course in microeconomic theory. New York: Harvester Wheatsheaf.
go back to reference Marr, P. (2005a). Written testimony for the U.S. senate committee on foreign relations. July 19. Marr, P. (2005a). Written testimony for the U.S. senate committee on foreign relations. July 19.
go back to reference Marr, P. (2005b). Occupational hazards: Washington’s record in Iraq. Foreign Affairs, 84, 180–186. Marr, P. (2005b). Occupational hazards: Washington’s record in Iraq. Foreign Affairs, 84, 180–186.
go back to reference Marr, P. (2006). Who are Iraq’s new leaders? What do they want? Special report. Washington: U.S. Institute of Peace. Marr, P. (2006). Who are Iraq’s new leaders? What do they want? Special report. Washington: U.S. Institute of Peace.
go back to reference Marr, P. (2007). Iraq’s new political map, special report. Washington: U.S. Institute of Peace. Marr, P. (2007). Iraq’s new political map, special report. Washington: U.S. Institute of Peace.
go back to reference McCubbins, M. D., Noll, R. C., & Weingast, B. R. (1990). Slack, public interest, and structure-induced policy. Journal of Law, Economics, and Organization, 6, 203–212. McCubbins, M. D., Noll, R. C., & Weingast, B. R. (1990). Slack, public interest, and structure-induced policy. Journal of Law, Economics, and Organization, 6, 203–212.
go back to reference Meierhenrich, J. (2006). The ethics of lustration. Ethics and International Affairs, 20, 99–120.CrossRef Meierhenrich, J. (2006). The ethics of lustration. Ethics and International Affairs, 20, 99–120.CrossRef
go back to reference Moran, R. (2004). Former baathists eye change after U.S. decision to ease restrictions. Knight Rider, May 2. Moran, R. (2004). Former baathists eye change after U.S. decision to ease restrictions. Knight Rider, May 2.
go back to reference Nordhaus, W. D. (2002). Iraq: The economic consequences of war. New York Review of Books, December 5. Nordhaus, W. D. (2002). Iraq: The economic consequences of war. New York Review of Books, December 5.
go back to reference Perito, R. (2003). Establishing the rule of law in Iraq, special report. Washington: U.S. Institute of Peace. Perito, R. (2003). Establishing the rule of law in Iraq, special report. Washington: U.S. Institute of Peace.
go back to reference Phillips, D. L. (2005). Losing Iraq: Inside the postwar reconstruction Fiasco. Boulder: Westview. Phillips, D. L. (2005). Losing Iraq: Inside the postwar reconstruction Fiasco. Boulder: Westview.
go back to reference Pierson, P. (1993). When effect becomes cause: Policy feedback and political change. World Politics, 45, 595–628.CrossRef Pierson, P. (1993). When effect becomes cause: Policy feedback and political change. World Politics, 45, 595–628.CrossRef
go back to reference Pierson, P. (2004). Politics in time: History, institutions, and social analysis. Princeton: Princeton University Press. Pierson, P. (2004). Politics in time: History, institutions, and social analysis. Princeton: Princeton University Press.
go back to reference Preston, F. W., & Roots, R. I. (2004). Law and its unintended consequences. American Behavioral Scientist, 47, 1371–1375.CrossRef Preston, F. W., & Roots, R. I. (2004). Law and its unintended consequences. American Behavioral Scientist, 47, 1371–1375.CrossRef
go back to reference Przeworski, A. (1991). Democracy and the market: Political and economic reforms in Eastern Europe and Latin America. Cambridge: Cambridge University Press. Przeworski, A. (1991). Democracy and the market: Political and economic reforms in Eastern Europe and Latin America. Cambridge: Cambridge University Press.
go back to reference Przeworski, A. (1995). Sustainable democracy. Cambridge: Cambridge University Press. Przeworski, A. (1995). Sustainable democracy. Cambridge: Cambridge University Press.
go back to reference Riker, W. H. (1996). The strategy of rhetoric: Campaigning for the American constitution. New Haven: Yale University Press. Riker, W. H. (1996). The strategy of rhetoric: Campaigning for the American constitution. New Haven: Yale University Press.
go back to reference Rodenbeck, M. (2003). The occupation. New York Review of Books, August 14. Rodenbeck, M. (2003). The occupation. New York Review of Books, August 14.
go back to reference Saouli, N. (2004). Former baath officials face uncertain future. Washington Post, January 2. Saouli, N. (2004). Former baath officials face uncertain future. Washington Post, January 2.
go back to reference Slevin, P. (2003). U.S. bans more Iraqis from jobs; move called necessary to purge party members. Washington Post, May 17. Slevin, P. (2003). U.S. bans more Iraqis from jobs; move called necessary to purge party members. Washington Post, May 17.
go back to reference Stinchcombe, A. (1995). Lustration as a problem of the social basis of constitutionalism. Law and Social Inquiry, 20, 245–273.CrossRef Stinchcombe, A. (1995). Lustration as a problem of the social basis of constitutionalism. Law and Social Inquiry, 20, 245–273.CrossRef
go back to reference Stover, E., Megally, H., & Mufti, H. (2005). Bremer’s ‘Gordian Knot’: Transitional justice and the US occupation of Iraq. Human Rights Quarterly, 27, 830–857.CrossRef Stover, E., Megally, H., & Mufti, H. (2005). Bremer’s ‘Gordian Knot’: Transitional justice and the US occupation of Iraq. Human Rights Quarterly, 27, 830–857.CrossRef
go back to reference Struck, D. (2005). ‘My hands are not stained with blood:’ Civil servants ousted as baathists decry treatment, become issue for new government. Washington Post, February 3. Struck, D. (2005). ‘My hands are not stained with blood:’ Civil servants ousted as baathists decry treatment, become issue for new government. Washington Post, February 3.
go back to reference Ward, C. J. (2005). The coalition provisional authority’s experience with governance in Iraq: Lessons identified, special report. Washington: U.S. Institute of Peace. Ward, C. J. (2005). The coalition provisional authority’s experience with governance in Iraq: Lessons identified, special report. Washington: U.S. Institute of Peace.
go back to reference Watkins, S. (2004). Vichy on the Tigris. New Left Review, 28, 5–17. Watkins, S. (2004). Vichy on the Tigris. New Left Review, 28, 5–17.
go back to reference Weingast, B. R. (1997). The political foundations of democracy and the rule of law. American Political Science Review, 91, 245–263.CrossRef Weingast, B. R. (1997). The political foundations of democracy and the rule of law. American Political Science Review, 91, 245–263.CrossRef
go back to reference Wilde, R. (2001). From Danzig to East Timor and beyond: The role of international territorial administration. American Journal of International Law, 95, 583–606.CrossRef Wilde, R. (2001). From Danzig to East Timor and beyond: The role of international territorial administration. American Journal of International Law, 95, 583–606.CrossRef
go back to reference Wilde, R. (2004). Representing international territorial administration: A critique of some approaches. European Journal of International Law, 15, 71–96.CrossRef Wilde, R. (2004). Representing international territorial administration: A critique of some approaches. European Journal of International Law, 15, 71–96.CrossRef
go back to reference Wong, E. (2004a). Policy barring ex-baathists from key Iraq posts is eased. Washington Post, April 22. Wong, E. (2004a). Policy barring ex-baathists from key Iraq posts is eased. Washington Post, April 22.
go back to reference Wong, E. (2004b). U.S. relaxes its policy on baath exclusion. New York Times, April 24. Wong, E. (2004b). U.S. relaxes its policy on baath exclusion. New York Times, April 24.
go back to reference Yaphe, J. S. (2004). Reclaiming Iraq from the baathists. Current History, 103, 11–16. Yaphe, J. S. (2004). Reclaiming Iraq from the baathists. Current History, 103, 11–16.
Metadata
Title
The foundations of constitutionalism: an analysis of debaathification
Author
Jens Meierhenrich
Publication date
01-12-2008
Publisher
Springer US
Published in
Constitutional Political Economy / Issue 4/2008
Print ISSN: 1043-4062
Electronic ISSN: 1572-9966
DOI
https://doi.org/10.1007/s10602-008-9042-8

Other articles of this Issue 4/2008

Constitutional Political Economy 4/2008 Go to the issue

Premium Partner