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Published in: Water Resources Management 12/2012

01-09-2012

The Development of Water Allocation Management in The Yellow River Basin

Authors: Chun Xia, Claudia Pahl-Wostl

Published in: Water Resources Management | Issue 12/2012

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Abstract

For decades, the Chinese government has been searching for solutions to cope with the increasing imbalance between the supply and demand of water in the Yellow River Basin. This paper aims at a better understanding of the development of the water allocation regime in the Yellow River Basin between 1950 and 2009, introducing a fresh perspective based on the notion of “regime transition”. Accordingly, we investigated 1) whether so-called “Windows of Opportunity for Transition (WOPTs)” emerged, triggering a transition, and whether WOPT(s) resulted in a stable transition towards the new regime; 2) how informal learning processes and epistemic communities have contributed to the regime change. We adapted Kingdon’s “multiple stream model” and identified four WOPTs from the 1950s, analyzing the reconfiguration process of the regime after the onset of the transition. Our examples of two types of informal learning processes demonstrate their contribution to the creation of WOPTs and the reconfiguration of the regime. Furthermore, this study indicates, in a qualitative manner, how epistemic communities contribute to the knowledge base of the regime, and thus to its development. Finally, we have provided a general insight into the further development of the water allocation regime and highlighted potential avenues for further studies.

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Footnotes
1
According to Van der Brugge (2009), the “actor” component includes both individuals and organisations.
 
2
The “process” component connects actors to regime structures (Van der Brugge 2009). It can include management practices such as the decision-making process of water allocation.
 
3
A management paradigm refers to strategic goals, problem framing and how to achieve these goals (Pahl-Wostl 2009)
 
4
A “basin of attraction” refers to “a region in state space in which the system tends to remain” (Walker et al. 2004). It can be a regime and the social-ecological system operating under this regime (Van der Brugge 2009)
 
5
Sometimes the informal learning process is called the “informal network” or “informal learning cycle”. To emphasise the process aspect of this term, we use the term “informal learning process” here.
 
6
Here, the formal policy process includes activities ranging from state/policy assessment, goal setting, policy formulation and policy implementation to monitoring & evaluation (Pahl-Wostl 2007).
 
7
Under this development goal, the whole country aimed at increasing grain production in all kinds of ways.
 
8
This will be referred to as “interruption” in the paragraphs that follow.
 
9
There are certain exemptions, such as for livestock and domestic purposes in rural areas and rural collectives taking water from their own ponds and reservoirs.
 
10
The TAC refers to the total water withdrawal quantity allowed for an administrative unit.
 
11
The exploitation rate refers to the proportion between water supply by the river (covering at least 75 % of water demand) and the average annual water resource of the river in recent decades.
 
12
The current National Development and Reform Commission (NDRC)
 
13
Henan River Management Bureau and Shandong River Management Bureau, affiliated to the YRCC, are in charge of water allocation in Henan and Shandong Province.
 
14
WUA is an organisation consisting of agricultural water users in a specific hydrological (recommended) or administrative unit to manage water-related issues.
 
15
The natural runoff measured at Huayuankou station, the discharge control station for entering the lower reach, was 37.1 %, 41.9 % and 46 %, respectively. It was lower than the average natural runoff since 1919.
 
16
This goal refers to an enhancement of biodiversity and ecosystem functions of water supply for sediment transport, flood mitigation and self-purification (An 2009).
 
17
Article 26 of the “Implementation Measures”: “transfer of the WWP certificate is forbidden….”. According to the Water Law (2002), water rights in China belong to the state.
 
18
These two institutes are among the best research establishments in China.“Academicians” from these institutes have a very high social standing and academic credibility, and their suggestions are often followed by governments at different levels.
 
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Metadata
Title
The Development of Water Allocation Management in The Yellow River Basin
Authors
Chun Xia
Claudia Pahl-Wostl
Publication date
01-09-2012
Publisher
Springer Netherlands
Published in
Water Resources Management / Issue 12/2012
Print ISSN: 0920-4741
Electronic ISSN: 1573-1650
DOI
https://doi.org/10.1007/s11269-012-0078-1

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