Skip to main content
Top
Published in: Public Choice 1-2/2019

08-03-2018

Arrow, and unexpected consequences of his theorem

Author: Donald G. Saari

Published in: Public Choice | Issue 1-2/2019

Log in

Activate our intelligent search to find suitable subject content or patents.

search-config
loading …

Abstract

A new way to interpret Arrow’s impossibility theorem leads to valued insights that extend beyond voting and social choice to address other mysteries ranging from the social sciences to even the “dark matter” puzzle of astronomy.

Dont have a licence yet? Then find out more about our products and how to get one now:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Footnotes
1
A proof of his theorem and of Theorem 1 (given below) using the geometry of an equilateral triangle is in Saari (1995, pp. 91–94); different proofs based on how a cube’s vertices are arranged are in Saari (2001, Sect. 8.4) and (2018, Chap. 6).
 
2
See my referenced papers for details. Much of this article is motivated by material in my book (Saari 2018).
 
3
Hazelrigg was the first to recognize the importance of Arrow’s theorem with respect to concerns from engineering. His first paper (Hazelrigg 1996) generated a continuing discussion in this area.
 
4
The comments about apportionments come from Chap. 5.4 in Saari (1995) and my lecture (Saari 2015).
 
5
Because the US house size is fixed at 435, this becomes an argument for using his method.
 
6
That is, a state does not lose a seat with an increase in house size.
 
7
Recall, the Borda Count tallies a N-candidate ballot by assigning a top ranked candidate \((N-1)\) points, a second ranked candidate \((N-2)\), points, …, a jth ranked candidate \((N-j)\) points, ….
 
Literature
go back to reference Arrow, K. (1951). Social choice and individual values. New York, NY: Wiley (2nd edn. 1963). Arrow, K. (1951). Social choice and individual values. New York, NY: Wiley (2nd edn. 1963).
go back to reference Arrow, K., & Debreu, G. (1954). Existence of an equilibrium for a competitive economy. Econometrica, 22(3), 265–290.CrossRef Arrow, K., & Debreu, G. (1954). Existence of an equilibrium for a competitive economy. Econometrica, 22(3), 265–290.CrossRef
go back to reference Balinski, M., & Young, P. (2001). Fair representation: Meeting the ideal of one man, one vote (2nd ed.). Washington, DC: Brooking Institution Press. Balinski, M., & Young, P. (2001). Fair representation: Meeting the ideal of one man, one vote (2nd ed.). Washington, DC: Brooking Institution Press.
go back to reference Binney, J., & Tremaine, S. (2008). Galactic dynamics (2nd ed.). Princeton: Princeton University Press. Binney, J., & Tremaine, S. (2008). Galactic dynamics (2nd ed.). Princeton: Princeton University Press.
go back to reference Black, D. (1958). The theory of committees and elections. Cambridge, MA: Cambridge University Press. Black, D. (1958). The theory of committees and elections. Cambridge, MA: Cambridge University Press.
go back to reference Borda, J. C. (1781). Memoire sur les elections au Scrutin. Histoire de l’Academie Royale des Sciences, Paris. Borda, J. C. (1781). Memoire sur les elections au Scrutin. Histoire de l’Academie Royale des Sciences, Paris.
go back to reference Brown, J. (2009). Madoff report highlights SEC lapses in detecting fraud. PBS NewsHour. Brown, J. (2009). Madoff report highlights SEC lapses in detecting fraud. PBS NewsHour.
go back to reference Condorcet, M. (1785). Éssai sur l’application de l’analyse à la probabilité des décisions rendues à la pluralité des voix, Paris. Condorcet, M. (1785). Éssai sur l’application de l’analyse à la probabilité des décisions rendues à la pluralité des voix, Paris.
go back to reference Greenberg, J. (1979). Consistent majority rule over compact sets of alternatives. Econometrica, 47, 627–636.CrossRef Greenberg, J. (1979). Consistent majority rule over compact sets of alternatives. Econometrica, 47, 627–636.CrossRef
go back to reference Hazelrigg, G. (1996). The implications of Arrow’s Impossibility Theorem on approaches to optimal engineering design. Journal of Mechanical Design, 118(2), 161–164.CrossRef Hazelrigg, G. (1996). The implications of Arrow’s Impossibility Theorem on approaches to optimal engineering design. Journal of Mechanical Design, 118(2), 161–164.CrossRef
go back to reference Huntington, E. V. (1928). The apportionment of representatives in Congress. Transactions of the American Mathematical Society, 30, 85–110.CrossRef Huntington, E. V. (1928). The apportionment of representatives in Congress. Transactions of the American Mathematical Society, 30, 85–110.CrossRef
go back to reference Kearns, D. (2010). Lessons learned from the “Underwear Bomber.” Network World. Kearns, D. (2010). Lessons learned from the “Underwear Bomber.” Network World.
go back to reference McKenzie, L. W. (1954). On equilibrium in Graham’s model of world trade and other competitive systems. Econometrica, 22(2), 147–161.CrossRef McKenzie, L. W. (1954). On equilibrium in Graham’s model of world trade and other competitive systems. Econometrica, 22(2), 147–161.CrossRef
go back to reference Nakamura, K. (1975). The core of a simple game with ordinal preferences. International Journal of Game Theory, 4, 95–104.CrossRef Nakamura, K. (1975). The core of a simple game with ordinal preferences. International Journal of Game Theory, 4, 95–104.CrossRef
go back to reference Nakamura, K. (1978). The voters in a simple game with ordinal preferences. International Journal of Game Theory, 8, 55–61.CrossRef Nakamura, K. (1978). The voters in a simple game with ordinal preferences. International Journal of Game Theory, 8, 55–61.CrossRef
go back to reference Nash, J. (1950). Equilibrium points in \(n\)-person games. Proceedings of the National Academy of Sciences, 36(1), 48–49.CrossRef Nash, J. (1950). Equilibrium points in \(n\)-person games. Proceedings of the National Academy of Sciences, 36(1), 48–49.CrossRef
go back to reference Saari, D. G. (1978). Methods of apportionment and the House of Representatives. The American Mathematical Monthly, 85, 792–802.CrossRef Saari, D. G. (1978). Methods of apportionment and the House of Representatives. The American Mathematical Monthly, 85, 792–802.CrossRef
go back to reference Saari, D. G. (2000). Mathematical structure of voting paradoxes 1; pairwise vote. Economic Theory, 15, 1–53.CrossRef Saari, D. G. (2000). Mathematical structure of voting paradoxes 1; pairwise vote. Economic Theory, 15, 1–53.CrossRef
go back to reference Saari, D. G. (2001). Decisions and elections. New York, NY: Cambridge University Press.CrossRef Saari, D. G. (2001). Decisions and elections. New York, NY: Cambridge University Press.CrossRef
go back to reference Saari, D. G. (2008). Disposing dictators: Demystifying voting paradoxes. New York, NY: Cambridge University Press.CrossRef Saari, D. G. (2008). Disposing dictators: Demystifying voting paradoxes. New York, NY: Cambridge University Press.CrossRef
go back to reference Saari, D. G. (2010). Aggregation and multilevel design for systems: Finding guidelines. Journal of Mechanical Design, 132, 081006-1–081006-9.CrossRef Saari, D. G. (2010). Aggregation and multilevel design for systems: Finding guidelines. Journal of Mechanical Design, 132, 081006-1–081006-9.CrossRef
go back to reference Saari, D. G. (2014a). A new way to analyze paired comparison rules. Mathematics of Operations Research, 39, 647–655.CrossRef Saari, D. G. (2014a). A new way to analyze paired comparison rules. Mathematics of Operations Research, 39, 647–655.CrossRef
go back to reference Saari, D. G. (2014b). Unifying voting th eory from Nakamura’s to Greenberg’s Theorems. Mathematical Social Sciences, 69, 1–11.CrossRef Saari, D. G. (2014b). Unifying voting th eory from Nakamura’s to Greenberg’s Theorems. Mathematical Social Sciences, 69, 1–11.CrossRef
go back to reference Saari, D. G. (2016a). From Arrow’s Theorem to “dark matter,” (Invited featured article). British Journal of Political Science, 46, 1–9.CrossRef Saari, D. G. (2016a). From Arrow’s Theorem to “dark matter,” (Invited featured article). British Journal of Political Science, 46, 1–9.CrossRef
go back to reference Saari, D. G. (2016b). Dynamics and the dark matter mystery, Invited 12/01/2016 article, SIAM News. Saari, D. G. (2016b). Dynamics and the dark matter mystery, Invited 12/01/2016 article, SIAM News.
go back to reference Saari, D. G. (2018). Mathematics motivated by the social and behavioral sciences. Philadelphia, PA: SIAM.CrossRef Saari, D. G. (2018). Mathematics motivated by the social and behavioral sciences. Philadelphia, PA: SIAM.CrossRef
go back to reference US Securities and Exchange Commission. (2009). Office of Inspector General, Case number OIG-509, Investigation of Failure of the SEC to uncover Bernard Madoff’s Ponzi Scheme. US Securities and Exchange Commission. (2009). Office of Inspector General, Case number OIG-509, Investigation of Failure of the SEC to uncover Bernard Madoff’s Ponzi Scheme.
go back to reference Ward, B. (1965). Majority voting and the alternative forms of public enterprise. In J. Margolis (Ed.), The public economy of urban communities (pp. 112–126). Baltimore, MD: Johns Hopkins University Press. Ward, B. (1965). Majority voting and the alternative forms of public enterprise. In J. Margolis (Ed.), The public economy of urban communities (pp. 112–126). Baltimore, MD: Johns Hopkins University Press.
Metadata
Title
Arrow, and unexpected consequences of his theorem
Author
Donald G. Saari
Publication date
08-03-2018
Publisher
Springer US
Published in
Public Choice / Issue 1-2/2019
Print ISSN: 0048-5829
Electronic ISSN: 1573-7101
DOI
https://doi.org/10.1007/s11127-018-0531-7

Other articles of this Issue 1-2/2019

Public Choice 1-2/2019 Go to the issue