Laboratory and Field Testing of Unsaturated Soils

Experimental equipment for the measurement of matric suction in unsaturated soils using hydraulic tensiometers and the axis translation technique share a common working principle; that is, the measurement of a pressure differential across a high air entry porous ceramic. In this paper, the current state of the art in these two suction measurement techniques is presented and discussed together with the underlying physics thereby giving the reader the necessary basis to use and interpret the results obtained from those two techniques.

This paper reports on indirect soil suction measurement methods. Indirect suction measurement techniques measure the moisture equilibrium condition of the soil instead of suction. The moisture equilibrium condition of the soil can be determined by primary means as in vapor pressure, secondary means as through another porous medium or tertiary means as in measuring other physical properties of the porous medium that indicates its moisture equilibrium condition. Indirect suction measurement techniques employing primary means include thermocouple psychrometers, transistor psychrometer and chilled-mirror psychrometer. Indirect suction measurement techniques employing secondary means includes the filter paper method and indirect suction measurement techniques employing tertiary means include thermal conductivity sensors and electrical conductivity sensors. These techniques have been widely used in engineering practice and in research laboratories. However, each of these techniques has its own limitations and capabilities, and active research into improving these techniques is ongoing in universities, research laboratories, and private sector. This paper outlines working principles, calibration, measurement, and application areas of these methods based on recent literature and practice.

Negative water column and axis translation techniques are conventionally used experimental techniques for obtaining data to interpret the engineering behavior of unsaturated soils. The negative or the hanging water column technique is used as a suction control method in the low suction range (i.e., 0–30 kPa). The axis translation technique is used in the suction range 0 to 500 kPa or higher. This technique is particularly useful for testing specimens with suction values greater than 100 kPa avoiding problems associated with cavitation. While the axis-translation technique has been commonly used, the limitations associated with this technique related to air diffusion, water volume change and evaporation are not discussed in greater detail in the literature. This paper highlights some of the key aspects related to the negative water column and axis translation technique that are of interest both to the researchers and practicing engineers.

The vapour equilibrium method and osmotic technique have gained widespread acceptance as reliable methods for controlling relative humidity and thereby suction in soil specimens. The ability to impose suction on soil specimens allows for drying and wetting stress paths to be imposed to evaluate resulting changes in strength, deformation and flow characteristics. The two methods presented and discussed in this paper have been adapted for use with a number of traditional laboratory tests including the oedometer, direct shear and triaxial tests. This report provides a summary of some recent developments and knowledge regarding the use of these techniques highlighting the limitations and drawbacks of the methods.

The state-of-the-art report presented herein is aimed at documenting, to the largest extent possible, some of the recent advances in laboratory testing of unsaturated soils for stress–strain–strength–stiffness characterization under suction-controlled isotropic, axisymmetric, and true triaxial stress states. The report is intended to be neither comprehensive nor fully inclusive, offering plenty of room for further discussion on recent refinements and techniques not yet reported in the literature. The main sections in this report are devoted to describing current methods and technologies using cylindrical triaxial systems, including advances in volume change measurements; resonant column/torsional shear systems; bender element-based systems; and suction-controlled testing under true triaxial stress states. Concluding remarks are included in the last section of the report.

This paper synthesizes the state-of-the art of the various laboratory testing techniques presently available for measuring the water hydraulic constitutive functions of unsaturated soils. Emphasis is on the laboratory testing techniques for measuring the soil–water retention curves and the water hydraulic conductivity functions of unsaturated soils. The significant recent advances in the investigation of the hydraulic behaviour of unsaturated swelling soils, are also presented. Comprehensive recent references on each measurement method are listed and discussed.

With the advent of modern microstructural testing techniques and microstructure based constitutive models the microstructural characterisation of soils is gaining prominence. This paper reviews the history of microstructure investigation in unsaturated soils and discusses the engineering significance of this research to date. After a brief overview of the main microstructural techniques, the paper focuses on the evaluation of the current state of use and the development of two widely used techniques to study the microstructure of partially saturated soils, namely mercury intrusion porosimetry and the environmental scanning electron microscopy. The details of these techniques, their advantages and limitations, are first covered, followed by the presentation of selected test results. These results highlight the use of these techniques for understanding different hydro-mechanical behavioural features observed at macroscopic scale. Specifically, the paper shows the use of these techniques to explore the fundamental properties of water retention characteristics, water permeability, and micro and macrostructural interactions along different hydro-mechanical paths.

Geoenvironmental concerns involve unsaturated soils in problems like soil contamination, waste disposal and ground-atmosphere interactions. This paper deals with the two first points. To tackle geoenvironmental problems in unsaturated soils, it is necessary to identify experimentally the retention and transfer phenomena that govern the movements of fluids and chemical species in the unsaturated soil. Some of the experimental techniques used in unsaturated soils can be adapted to face these problems, but extensions accounting for the various physico-chemical processes involved in soil contamination and waste disposal are necessary, including temperature effects and the mechanical couplings resulting from the changes in temperature and chemical concentrations. After an introduction to the geoenvironmental problems that are related to unsaturated soils, the paper presents a series of experimental developments carried out in relation to retention and transfer properties of water (pure or with dissolved species), hydrocarbons and gas, also accounting for temperature effects and chemical effects. The techniques presented are applicable to soil contamination and waste disposal, with a special concern addressed to nuclear waste disposal, in which the effects of desaturation of the geological barrier together with the unsaturated nature of compacted engineered barriers appeared to be quite important.

This paper presents a review of techniques for field measurement of suction, water content, and water hydraulic conductivity (permeability). Main problems in the use of field tensiometers are addressed and hints on how to improve tensiometer performance are given. Advantages and limitations of instruments for indirect measurement of suction including electrical conductivity sensors, thermal conductivity sensors, dielectric permittivity sensors, filter paper, and psychrometer are discussed. Techniques for water content measurement based on dielectric methods are then presented. These include time and amplitude domain reflectometry and capacitance. Finally, a brief overview of methods for measurement of water permeability in the field is presented.

Among the various components of the water balance, measurement of evapotranspiration has probably been the most difficult component to quantify and measure experimentally. Some attempts for direct measurement of evapotranspiration have included the use of weighing lysimeters. However, quantification of evapotranspiration has been typically conducted using energy balance approaches or indirect water balance methods that rely on quantification of other water balance components. This paper initially presents the fundamental aspects of evapotranspiration as well as of its evaporation and transpiration components. Typical methods used for prediction of evapotranspiration based on meteorological information are also discussed. The current trend of using evapotranspirative cover systems for closure of waste containment facilities located in arid climates has brought renewed needs for quantification of evapotranspiration. Finally, case histories where direct or indirect measurements of evapotranspiration have been conducted are described and analyzed.

Field monitoring is necessary for the geotechnical engineer to verify design assumptions. More importantly, the field data may also be assembled into a comprehensive case record that is available for use when checking validity of any analytical and numerical models. The ongoing process of back-analysis in unsaturated soil engineering can help to refine and improve our understanding, providing guidance for future designs, where the effects of soil suction and hydraulic hysteresis are still being explored. A range of recent field studies of the mechanisms of rainfall infiltration into slopes is presented. In addition, some physical simulations of unsaturated soil slopes subjected to rainfall, rising ground water table and changes of moisture in centrifuge model tests are reported.

Two large-scale “in situ” demonstration experiments and their instrumentation are described. The first test (FEBEX Experiment) involves the hydration of a compacted bentonite barrier under the combined effect of an inner source of heat and an outer water flow from the confining saturated granite rock. In the second case, the progressive de-saturation of Opalinus clay induced by maintained ventilation of an unlined tunnel is analyzed. The paper shows the performance of different sensors (capacitive cells, psychrometers, TDR’s) and a comparison of fill behaviour with modelling results. The long term performance of some instruments could also be evaluated specially in the case of FEBEX test. Capacitive sensors provide relative humidity data during long transient periods characterised by very large variations of suction within the bentonite.