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2018 | OriginalPaper | Buchkapitel

18. Victims’ Right to Reparation and the Residual Application of Diplomatic and/or Functional Protection

verfasst von : Francesca Capone

Erschienen in: The Duty of Care of International Organizations Towards Their Civilian Personnel

Verlag: T.M.C. Asser Press

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Abstract

It is traditionally considered that under the existing international legal framework the obligation to provide reparations is incumbent on any actor/subject of international law that is accountable for the damage, material and moral, resulting from the breach of an international obligation. This is a key corollary of the attribution of international responsibility for wrongful acts, and as such it pertains to both States and international organizations. After providing a short overview of how the right to reparation developed beyond the traditional inter-State paradigm, this chapter will address the issue of redress for victims, focusing on civilian personnel sent on missions or assignments outside their normal place of activity, as well as on international organizations’ breaches of their duty of care. Furthermore, this chapter will discuss the residual application of States’ diplomatic protection and international organizations’ functional protection, in cases where the injury suffered by the staff member engages the interests of the State of nationality, the international organization, or both.

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Vorheriges Kapitel The Transnational Dimension of International Organizations’ Duty of Care Towards Their Civilian Personnel: Lessons from the Case Law on States’ Extraterritorial Human Rights Obligations

Nächstes Kapitel Concluding Remarks

Shelton 2015.

Gillard 2003, p. 530.

Factory at Chorzów, Germany v Poland, Judgment of 13 September 1928 (Merits), PCIJ, Ser. A, No. 17, para 78 (emphasis added).

On the issue of causation, see Plakokefalos 2015, pp. 481–483.

International Law Commission, Responsibility of States for Internationally Wrongful Acts, UN Doc. A/RES/56/83 (2001).

While there is overwhelming support in the international legal community for the right to reparation for individuals, see in particular Capone 2017; Shelton 2015; and Evans 2012, some authors, in particular Professor Tomuschat, offer an opposing opinion. See Tomuschat 2002, p. 166; and Tomuschat 2005, pp. 582–584.

Nissel 2006; Crawford 2002, p. 201.

Buyse 2008, p. 129.

Article 36 ARSIWA.

Tomuschat 2007, pp. 907–911.

Article 37 ARSIWA; Gray 1987, p. 13.

Shelton 2002, p. 845.

Daugirdas 2015, p. 994. The question of international organizations being subjects of international law and hence bound by certain legal obligations has been addressed by the ICJ: ‘[i]nternational organizations are subjects of international law and, as such, are bound by any obligations incumbent upon them under general rules of international law, under their constitutions or under international agreements to which they are parties’. ICJ, Interpretation of the Agreement of 25 March 1951 between the WHO and Egypt, Advisory Opinion, 20 December 1980, I.C.J. Rep. 73, paras 89–90.

Amerasinghe 2005, p. 272, where the author explains the ratio behind the necessity of such internal law: ‘[i]f the national law of the member states applied to relations between the organization and its staff, the courts of states would probably be competent to hear disputes, apart from employment relations being subject to the laws of member states, a situation which would have had drawbacks for the organization. It would then find itself subject to the control of members.’

Amerasinghe 2010, p. 375.

Amerasinghe 1996, p. 162, to use the author’s words: ‘It is important to note that these are not subsidiary organs of the organ of the organization establishing them or of any other organ. They are true judicial organs with independence and the capacity to give binding decisions like any court of justice, binding on the organization over which they exercise jurisdiction and even on the organs creating them.’

Ibid.

Articles on the responsibility of international organizations, with commentaries, Yearbook of the International Law Commission, 2011, vol. II, Part Two (ARIO with commentaries). See Chap. 3 by Spagnolo in this volume.

Simmonds 1968, pp. 231–235.

The terms ‘injury’, ‘harm’, ‘damage’, ‘loss’ etc… are not defined consistently in international law and there are no agreed or exact equivalencies between in all various official languages of the UN. Crawford et al. 2001, p. 971.

Articles on Responsibility of States for Internationally Wrongful Acts, with commentaries, Yearbook of the International Law Commission 2001, vol. II, Part Two, p. 101 (ARSIWA with commentaries).

UNGA, Basic Principles and Guidelines on the Right to a Remedy and Reparation for Victims of Gross Violations of International Human Rights Law and Serious Violations of International Humanitarian Law UNBPG 2005, A/RES/60/147.

Capone 2017, p. 71.

On the definition of remedies under international law see generally Capone 2012.

UNBPG 2005, p. 6.

Pisillo Mazzeschi 1992; Kulesza 2016, pp. 264–266.

Kolb 2017, p. 41.

Ibid.

Kulesza 2016, p. 267.

See Chap. 2 by de Guttry in this volume.

Blay et al. 2005.

Shelton 2015, p. 175.

Amerasinghe 2005, p. 489.

Ibid.

The majority of international organizations base their relations with their staff members on a contractual nexus, in only a handful of cases is the bond between the organization and its staff members statutory and not contractual. Amerasinghe 2005, p. 281. On the different models of internal administrative tribunals, see Chap. 2 by de Guttry in this volume.

Ibid., p. 497.

As stressed by the International Labour Organization Administrative Tribunal (ILOAT) in the Rubio case: ‘[…] an employee of an international organization is entitled to the safeguard of an impartial ruling by an international tribunal on any dispute with the employer’. ILOAT, Rubio v. Universal Postal Union, Judgment, 10 July 1997, Case No. 1644, para 12.

The concept that human rights are binding upon international organizations has been endorsed by many administrative tribunals in their jurisprudence; see Reinisch 2008, p. 290. On access to justice as a human rights see Francioni 2007.

There are many States whose courts have recognised the immunity from jurisdiction of international organizations in employment-related cases, e.g. Germany, Argentina, Mexico, Chile, the Philippines etc…See Amerasinghe 2005, p. 325.

Reinisch 2008, p. 291.

Reinisch 2008, p. 287.

Gaillard and Pingel-Lenuzza 2008, p. 2.

Reinisch 2008, p. 295. For example in some cases French courts have actually refused to accord immunity to international organizations where claimants would have been deprived of a forum hearing their claims, see Tribunal de grande instance de Paris (ord. Re f.), UNESCO v. Boulois, 20 October 1997, Rev. Arb. 575.

See ECtHR (Grand Chamber), Waite and Kennedy v. Germany, Judgment (Merits), 18 February 1999, Application No. 26083/94. In this case, which involved contractors suing the territorial State (Germany) for dismissing their claim regarding an employment contract with the European Space Agency (ESA), and in subsequent ones, the ECtHR found that: ‘[i]t would have been incompatible with the object and purpose of the ECHR if the Contracting States were totally absolved from their responsibility under the Convention in a particular field by the attribution of immunity to an international organization’, para 57. See Gaillard and Pingel-Lenuzza 2008, p. 5; see also Webb 2016, p. 756.

Ibid.

ILOAT, Mr. F. M. against the Organisation for the Prohibition of Chemical Weapons, 17 February 2005, Judgment No. 2403, para 16 (see Annex II, Case 14); ILOAT, Mr. A. P. against the International Telecommunication Union (ITU), 6 July 2011, Judgment No. 3025, para 2 (see Annex II, Case 11); ILOAT, J. T. B. (No. 4) v. WHO, 6 July 2016, Judgment No.3689, para 5 (see Annex II, Case 21).

Article 10(5)(a) and (b) UNDT Statute, as mirrored by Article 9(1)(a) and (b) UNAT Statute. Both provisions further specify that the UNDT and the UNAT in exceptional cases may order the payment of a higher compensation for harm, supported by evidence, and shall provide the reasons for that decision. Statute of the United Nations Dispute Tribunal (adopted 24 December 2008) by UNGA Res 63/253 GAOR 63rd Session Supp 49, vol. 1, 503; Statute of the United Nations Appeals Tribunal (adopted 24 December 2008) UNGA Res 63/253 GAOR 63rd Session Supp 49, vol. 1, 503.

Reinisch and Knahr 2008, p. 476.

Robertson et al. 2006, p. 20, para 53.

For a brief excursus on how ILOAT and UNDT/UNAT were established see Riddell 2010; see also Klabbers 2015, pp. 216–218. See Chap. 7 by Creta in this volume.

Statute of the Administrative Tribunal of the International Labour Organisation (adopted 9 October 1946 as amended 29 June 1949) (International Labour Office Geneva 1954). See Article VIII: ‘In cases falling under article II, the Tribunal, if satisfied that the complaint was well founded, shall order the rescinding of the decision impugned or the performance of the obligation relied upon. If such rescinding of a decision or execution of an obligation is not possible or advisable, the Tribunal shall award the complainant compensation for the injury caused to him.’

Administration of Justice: Harmonization of the Statutes of the United Nations Administrative Tribunal and the International Labour Organization Administrative Tribunal, Report of the Joint Inspection Unit, Doc. JIU/REP/2004/3, Geneva 2004, 2006, para 5.

ILOAT, In re Grasshoff v. World Health Organization (WHO), 24 April 1980, Judgment No. 402, para 6 (see Annex II, Case 19).

Article XII, Amended Statute of the World Bank Administrative Tribunal. See Chap. 14 by Viterbo in this volume.

Lewis 2012, p. 344.

See Chap. 8 by Saluzzo in this volume.

Articles 73(1) and (2), Regulation No 31 (EEC), 11 (EAEC), laying down the Staff Regulations of Officials and the Conditions of Employment of Other Servants of the European Economic Community and the European Atomic Energy Community, last amended 12 December 2014 (EU Staff Regulations).

Article 24 EU Staff Regulations.

Article 70 EU Staff Regulations.

EU Civil Service Tribunal, Livio Missir Mamachi di Lusignano v. European Commission, 12 May 2011, Case F-50/09 (see Annex II, Case 7).

Ibid., para 106.

Ibid., paras 192–193.

Ibid., paras 84–86.

General Court of the EU (Appeal Chamber), Livio Missir Mamachi di Lusignano and Others v. Commission, 7 December 2017, Case T-401/11 P RENV-RX, paras 114–119 (see Annex II, Case 10).

Ibid., paras 204–205.

Ibid., para 194. See Chap. 4 by Gasbarri in this volume.

NATO Civilian Personnel Regulations, last amended 25 June 2016.

Ibid., Article 14(4). Disputes concerning the decision can be brought before the NATO Administrative Tribunal.

See for example NATO AT, JF Appellant v. NATO Airborne Early Warning and Control Force (Geilenkirchen Respondent), 2 September 2016, Case No. 2016/1070, para 48.

Staff Regulations of the Council of Europe, amended version in force since 1 January 2017.

Ibid., Article 60(7).

CoE Administrative Tribunal, Nelly Rougie-Eichler v. Secretary General, 17 March 2015, Appeal No. 529/2012.

Article IX of the Statute of the OAS Administrative Tribunal, 16 July 1971, Resolution CP/RES. 48 (I-O/71) (emphasis added).

Amerasinghe 2005, p. 487.

See Chap. 4 by Gasbarri in this volume.

Fifth report on diplomatic protection, by Mr. John Dugard, Special Rapporteur, 4 March 2004, A/CN.4/538, p. 49.

Grant and Barker 2009, p. 230.

Crawford 2014, p. 567.

Conforti 2005, p. 113.

Conforti and Focarelli 2016, p. 132.

Hardy 1961, p. 517.

Conforti and Focarelli 2016, p. 141.

Ibid., p. 143.

Ibid., p. 144.

Conforti 2005, p. 115.

Conforti and Focarelli 2016, p. 142.

Hardy 1961, p. 525.

A more comprehensive definition is enshrined in Article 1 of the ILC Articles on Diplomatic Protection, which reads: ‘For the purposes of the present draft articles, diplomatic protection consists of the invocation by a State, through diplomatic action or other means of peaceful settlement, of the responsibility of another State for an injury caused by an internationally wrongful act of that State to a natural or legal person that is a national of the former State with a view to the implementation of such responsibility.’ Draft Articles on Diplomatic Protection, Official Records of the General Assembly, Sixty-first Session, Supplement No. 10 (A/61/10) (Draft Articles on Diplomatic Protection).

McGregor 2007, pp. 908–911; Vermeer-Künzli 2007, p. 580.

Dugard, First Report, Yearbook of the International Law Commission, 2000, vol. II, Part One, pp. 220–226.

Crawford 2014, p. 571; Dugard 2005, p. 80.

PCIJ, The Mavrommatis Palestine Concessions, Greece v. Britain, Preliminary Objections, 30 August 1924, PCIJ Ser. A No. 2, p. 4.

Crawford 2014, p. 580; see Article 44 ARSIWA.

ICJ, Interhandel Case, Switzerland v. U.S., Preliminary Objections, 21 March 1959, I.C.J. Rep. 6, p. 27.

Amerasinghe 2010, p. 371.

Ritter 1962, pp. 454–455.

Gautier 2000, pp. 334–337.

ICJ, Reparation for Injuries Suffered in the Service of the United Nations, Advisory Opinion, 11 April 1949, I.C.J. Rep. 174, p. 179 (Reparations case).

Amerasinghe 2010, p. 374; Crawford 2012, p. 714; Cançado Trindade 1979.

100

Institut de Droit International, Session of Zagreb, 1971, Article 8: 54 AIDI (1971-II), pp. 469–70.

101

Amerasinghe 2010, p. 374.

102

Ibid., p. 376.

103

Ibid.

104

Amerasinghe 2005, p. 505.

105

Reparations case, p. 183 (emphasis added).

106

As already stressed above, the resort to functional protection remains a faculty of the international organization and not an obligation. A significant example is provided by the Alrayes case, discussed in Chap. 14 by Viterbo in this volume. When the US G4 visa of Mr. Alrayes, a Saudi Arabian national who worked as International Finance Corporation (IFC) Senior Officer on a Term contract, was cancelled for alleged terrorist activities the IFC provided assistance, also offering Mr. Alrayes new terms of appointment, but refused to take legal action against the US. WBAT, US. Alrayes v. IFC, Preliminary Objection, 13 November 2015, Decision No. 520; WBAT, US. Alrayes v. IFC, Merits, 8 April 2016, Decision No. 529 (see Annex II, Case 43).

107

Reparations case, p. 64 (emphasis added).

108

Convention on the Privileges and Immunities of the United Nations, opened for signature 13 February 1946, UNTS 33, vol. 90, p. 327, entered into force 17 September 1946.

109

Reparations case, p. 183. See WBAT, Abadian v. International Bank for Reconstruction and Development (IBRD), 19 May 1995, Decision No. 141; in which the IBRD contended that the applicant was not performing official functions and that therefore the Bank was not in the position to pursue claims involving personal assets with a member country.

110

ICJ, Difference Relating to Immunity from Legal Process of a Special Rapporteur of the Commission on Human Rights, Advisory Opinion, 29 April 1999, I.C.J. Rep. 62, p. 85, para 52.

111

For example Regulation 2.07 of the Organization for Security and Co-operation in Europe (OSCE) Staff Regulations and Staff Rules, according to which: ‘OSCE officials shall be entitled to the (functional) protection of the OSCE in the performance of their duties within the limits specified in the Staff Rules.’ See Chap. 10 by Russo in this volume. See also Article 40(1) of the Council of Europe Staff Regulations, which states that: ‘[s]taff members may seek the assistance of the Secretary General to protect their material or non-material interests and those of their family where these interests have been harmed without fault or negligence on their part by actions directed against them by reason of their being a staff member of the Council.’ See Chap. 11 by Magi in this volume. See also Article 14(1) of the NATO CPRs. See Chap. 9 by Vierucci and Korotkikh in this volume.

112

Hardy 1961, p. 523.

113

Eagleton 1925, p. 304. See Chap. 4 by Gasbarri in this volume.

114

League of Nations Official Journal 1924, No 4, 524; quoted in Przetacznik 1983, p. 202 (emphasis added).

115

Amerasinghe 2005, p. 392.

116

Przetacznik 1983, p. 39.

117

Reparations case, p. 187.

118

Conforti 2005, p. 116.

119

Amerasinghe 2005, p. 393; Crawford 2014, p. 596.

120

On this point see Chap. 16, Sect. 16.6 by Poli in this volume.

121

Reparations case, p. 186.

122

Ibid.

123

ICJ, Effect of Awards of Compensation Made by the United Nations Administrative Tribunal, Advisory Opinion, 13 July 1954, I.C.J. Rep. 47, p. 57.

124

There have been (so far fruitless) proposals for merging UNAT and ILOAT, in order to provide a strong and authoritative appeal tribunal for the resolution of all disputes involving staff employed by the UN or associated International Organisations. Robertson et al. 2006, p. 21.

125

de Vuyst 1981, p. 82.

126

This does not exclude the fact that international organizations still have the duty to take steps to alleviate the predicament in which the staff member finds himself/herself following a wrongful act or omission by the host State; as emerged from the Hassouna case, which concerned a UN staff member placed on persona non grata (PNG) status by the government of Sudan. UNDT, Hassouna v. Secretary General of the United Nations, 10 July 2014, Judgment No. UNDT/2014/094, para 51 (see Annex II, Case 40).

127

EU Civil Service Tribunal, Livio Missir Mamachi di Lusignano, para 30.

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Titel: Victims’ Right to Reparation and the Residual Application of Diplomatic and/or Functional Protection
verfasst von: Francesca Capone
Verlag: T.M.C. Asser Press
Buch: The Duty of Care of International Organizations Towards Their Civilian Personnel
Print ISBN: 978-94-6265-257-6

Electronic ISBN: 978-94-6265-258-3

Copyright-Jahr: 2018
DOI: https://doi.org/10.1007/978-94-6265-258-3_18

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