Skip to main content
Erschienen in: Social Indicators Research 3/2017

09.07.2016

Combining Capabilities and Fundamental Human Needs: A Case Study with Vulnerable Teenagers in France

verfasst von: Jerome Pelenc

Erschienen in: Social Indicators Research | Ausgabe 3/2017

Einloggen

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

In the field of human development few studies attempted to combine the capability approach originally developed by Amartya Sen and the fundamental human needs approach developed by Manfred Max-Neef. The goal of this paper is to combine the two approaches in order to build a dynamic and multidimensional framework of human well-being. This framework enables a better description and assessment of the complexity of human well-being ranging from freedom of choice to needs satisfaction. To test this framework we conducted an action-research project with vulnerable teenagers who suffer severe social exclusion and educational difficulties. In order to assess subjective well-being inequalities, we organized participatory workshops followed by a questionnaire survey with the vulnerable group and with a control group. The results clearly demonstrate that the group of vulnerable teenagers suffers inequalities on almost all the dimensions of well-being that we tested. In sum, the theoretical reflections and the operationalization of the combined framework enables us (i) to better define and link the different concepts of capabilities, functionings, satisfiers and needs; (ii) to debate further the idea of a universal list of human well-being dimensions; (iii) to discuss the risk of aspirations adaptation of vulnerable students; (iv) to discuss the potential of needs and capabilities for improving education in a human development perspective; (v) to offer a matrix compounded of ten axiological capabilities and four existential capabilities; and (vi) to formulate a new definition of sustainable human development that reconciles needs and capabilities.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Anhänge
Nur mit Berechtigung zugänglich
Fußnoten
1
As the capability approach has been already discussed in this journal we just present its main features regarding well-being assessment. For further details see Sen (1999, 2009), Robeyns (2005) and for a complete review of human development see Alkire (2010).
 
2
For further details on this approach (both theoretical and empirical) see Max-Neef (1991), Cruz (2006), Cruz et al. (2009), Guillen-Rollo (2010, 2015), Rauschmayer et al. (2011).
 
3
The basic needs approach was criticized for three main reasons: (i) being to narrowly focused on material commodities bundles; (ii) being too paternalistic (iii) for neglecting the question of opportunities (see for further details Deneulin and Sahani (2010, p. 58).
 
4
According to Guillen-Royo (2015) Sen criticizes the language of needs as being paternalistic and addressing people only in terms of what they lack. Sen (2009, p. 250) seems to continue to maintain his position in The Idea of Justice: “Seeing people only in terms of needs may give us a rather meagre view of humanity”.
 
5
By giving the mean to actualize the need, the ‘helper’—State or NGO, UN, etc.,—was determining the need in itself.
 
6
Cited in Cruz et al. (2009).
 
7
According to Gough (2015), even Nussbaum heavily relies on the concept of needs to justify her list: “human need is a relatively stable matter, and thus there is some hope that we can give an account of basic human needs that will remain reasonably constant over time… the idea of what human beings need for fully human living is among the most vivid intuitive ideas we share” (Nussbaum 2006, pp. 278–279). According to Cruz et al. (2009), needs reveal that all human beings share the essence of being sentient, social and self-reflective. Thus, their fulfillment is always desirable for all, and their deterrence is undesirable for all as well (ibid.).
 
8
Those numbers come from the French institute of statistics (INSEE) for 2012: http://​www.​insee.​fr/​fr/​themes/​comparateur.​asp?​codgeo=​com-77152.
 
9
The students were asked to suggest satisfiers that could match with the three first categories of needs. One student listed the suggested satisfiers on the blackboard without classifying them. Then for each satisfier we made a round of the table asking each participant where he would put the satisfier. In other words, we first ask to which axiological category the satisfiers belongs and then to which existential category. Placing the satisfiers in the matrix often triggered an intense debate among the teenagers. During the debate each participant presented his arguments. Sometimes some of them reached unanimity. When unanimity cannot be reached, we proceeded to a vote for choosing in which box of the matrix the satisfier would fit the best.
 
10
The categories of barriers correspond to the parameters that condition human agency presented in Table 1.
 
11
We conducted t tests (welch) to compare the means of the two groups for each dimensions. We chose a confidence interval of 95 %. P value is regarded to be significant if p < 0.05.
 
12
According to Conradie and Robeyns (2013) adaptation of aspiration occurs at a non-conscious level, as a reaction to the painful process of cognitive dissonance that a person who cannot fulfill her unreachable desires or aspirations feels.
 
13
According to Merle (2012), in France, success at school is particularly dependent upon the social origin of the student’s parents. France is ranked in the penultimate position regarding the correlation between the socio-economic origin of the parents and the success at school of their children (OECD 2012). More generally, according to Biggeri (2007) children’s capabilities sets are at least partially affected by the capability set and achieved functionings of their parents, involving a cumulative path-dependent process which can be responsible of social reproduction.
 
14
For example, “being able to be adequately nourished”, “being able to have adequate and clean drinking water” “being able to have energy to keep warm and to cook”, would belong to the Subsistence category of capability.
 
Literatur
Zurück zum Zitat Alkire, S. (2002). Dimensions of human development. World Development, 30(2), 181–205.CrossRef Alkire, S. (2002). Dimensions of human development. World Development, 30(2), 181–205.CrossRef
Zurück zum Zitat Alkire, S. (2006). Public debate and value construction in Sen’s approach. In A. Kaufman (Ed.), Capabilities equality: Basic issues and problems (pp. 133–144). New York, London: Routledge. Alkire, S. (2006). Public debate and value construction in Sen’s approach. In A. Kaufman (Ed.), Capabilities equality: Basic issues and problems (pp. 133–144). New York, London: Routledge.
Zurück zum Zitat Ballet, J., Dubois, J. L., & Mahieu, F. R. (2005). L’autre développement, le développement socialement soutenable. Paris: L’Harmattan. Ballet, J., Dubois, J. L., & Mahieu, F. R. (2005). L’autre développement, le développement socialement soutenable. Paris: L’Harmattan.
Zurück zum Zitat Ballet, J., Dubois, J.-L., & Mahieu, F.-R. (2007). Responsibility for each other’s freedom: agency as the source of collective capability. Journal of Human Development, 8, 185–201.CrossRef Ballet, J., Dubois, J.-L., & Mahieu, F.-R. (2007). Responsibility for each other’s freedom: agency as the source of collective capability. Journal of Human Development, 8, 185–201.CrossRef
Zurück zum Zitat Ballet, J., Bazin, D., Dubois, J. L., & Mahieu, F. R. (2013). Freedom, responsibility and economics of the person. New York: Routledge. Ballet, J., Bazin, D., Dubois, J. L., & Mahieu, F. R. (2013). Freedom, responsibility and economics of the person. New York: Routledge.
Zurück zum Zitat Biggeri, M. (2007). Children’s valued capabilities. In M. Walker & E. Unterhalter (Eds.), Amartya Sen’s capability approach and social justice in education (pp. 197–214). London: Palgrave Macmillan.CrossRef Biggeri, M. (2007). Children’s valued capabilities. In M. Walker & E. Unterhalter (Eds.), Amartya Sen’s capability approach and social justice in education (pp. 197–214). London: Palgrave Macmillan.CrossRef
Zurück zum Zitat Biggeri, M., Ballet, J., & Comim, F. (Eds.). (2011). Children and the capability approach. London: Palgrave MacMillan. Biggeri, M., Ballet, J., & Comim, F. (Eds.). (2011). Children and the capability approach. London: Palgrave MacMillan.
Zurück zum Zitat Biggeri, M., Libanora, R., Mariani, S., & Menchini, L. (2006). Children conceptualizing their capabilities: Results of a survey conducted during the first children’s world congress on child labour. Journal of Human Development, 7(1), 59–83.CrossRef Biggeri, M., Libanora, R., Mariani, S., & Menchini, L. (2006). Children conceptualizing their capabilities: Results of a survey conducted during the first children’s world congress on child labour. Journal of Human Development, 7(1), 59–83.CrossRef
Zurück zum Zitat Biggeri, M., & Santi, M. (2012). The missing dimensions of children’s well-being and well-becoming in education systems: Capabilities and philosophy for children. Journal of Human Development and Capabilities, 13(3), 373–395.CrossRef Biggeri, M., & Santi, M. (2012). The missing dimensions of children’s well-being and well-becoming in education systems: Capabilities and philosophy for children. Journal of Human Development and Capabilities, 13(3), 373–395.CrossRef
Zurück zum Zitat Bonvin, J.-M., & Farvaque, N. (2008). Amartya Sen: Une politique de la liberté. Paris: Michalon. Bonvin, J.-M., & Farvaque, N. (2008). Amartya Sen: Une politique de la liberté. Paris: Michalon.
Zurück zum Zitat Conradie, I., & Robeyns, I. (2013). Aspirations and human development interventions. Journal of Human Development and Capabilities, 14(4), 559–580.CrossRef Conradie, I., & Robeyns, I. (2013). Aspirations and human development interventions. Journal of Human Development and Capabilities, 14(4), 559–580.CrossRef
Zurück zum Zitat Cruz, I. (2006). Human Development assessment through the human-scale development approach: Integrating different perspectives in the contribution to a sustainable human development theory. Ph.D. dissertation, Polytechnic University of Cataluña. Cruz, I. (2006). Human Development assessment through the human-scale development approach: Integrating different perspectives in the contribution to a sustainable human development theory. Ph.D. dissertation, Polytechnic University of Cataluña.
Zurück zum Zitat Cruz, I., Stahel, A., & Max-Neef, M. (2009). Towards a systemic development approach: Building on the human-scale development paradigm. Ecological Economics, 68(7), 2021–2030.CrossRef Cruz, I., Stahel, A., & Max-Neef, M. (2009). Towards a systemic development approach: Building on the human-scale development paradigm. Ecological Economics, 68(7), 2021–2030.CrossRef
Zurück zum Zitat Deneulin, S., & Sahani, L. (Eds.). (2010). Introduction to the human development and capability approach. London: Earthscan. Deneulin, S., & Sahani, L. (Eds.). (2010). Introduction to the human development and capability approach. London: Earthscan.
Zurück zum Zitat Dubois, J. L., & Trani, J. (2009). Enlarging the capability paradigm to address the complexity of disability. ALTER-European Journal of Disability Research, 3(3), 2–28.CrossRef Dubois, J. L., & Trani, J. (2009). Enlarging the capability paradigm to address the complexity of disability. ALTER-European Journal of Disability Research, 3(3), 2–28.CrossRef
Zurück zum Zitat Frediani, A. (2015). Participatory capabilities in development practice. In A. Frediani & J. Hansen (Eds.), The capability approach in development planning and urban design (pp. 121–133). The DPU Working paper. Frediani, A. (2015). Participatory capabilities in development practice. In A. Frediani & J. Hansen (Eds.), The capability approach in development planning and urban design (pp. 121–133). The DPU Working paper.
Zurück zum Zitat Gough, I. (2015). Climate change and sustainable welfare: the centrality of human needs. Cambridge Journal of Economics, 39(5), 1191–1214.CrossRef Gough, I. (2015). Climate change and sustainable welfare: the centrality of human needs. Cambridge Journal of Economics, 39(5), 1191–1214.CrossRef
Zurück zum Zitat Guillen-Royo, M. (2010). Realising the ‘wellbeing dividend’ An exploratory study using the human scale development approach. Ecological Economics, 70(2), 384–393.CrossRef Guillen-Royo, M. (2010). Realising the ‘wellbeing dividend’ An exploratory study using the human scale development approach. Ecological Economics, 70(2), 384–393.CrossRef
Zurück zum Zitat Guillen-Royo, M. (2015). Sustainability and wellbeing: Human-scale development in practice. London: Routledge. Guillen-Royo, M. (2015). Sustainability and wellbeing: Human-scale development in practice. London: Routledge.
Zurück zum Zitat Hart, C. (2012). Aspirations, education and social justice: Applying Sen and Bourdieu. London: Bloomsbury. Hart, C. (2012). Aspirations, education and social justice: Applying Sen and Bourdieu. London: Bloomsbury.
Zurück zum Zitat Kindon, S., Pain, R., & Kesby, M. (2009). Participatory action research. International Encyclopedia of Human Geography, 8, 90–95.CrossRef Kindon, S., Pain, R., & Kesby, M. (2009). Participatory action research. International Encyclopedia of Human Geography, 8, 90–95.CrossRef
Zurück zum Zitat Lehtonen, M. (2004). The environmental-social interface of sustainable development: Capabilities, social capital, institutions. Ecological Economics, 49(2), 199–214.CrossRef Lehtonen, M. (2004). The environmental-social interface of sustainable development: Capabilities, social capital, institutions. Ecological Economics, 49(2), 199–214.CrossRef
Zurück zum Zitat Max-Neef, M. (1992). Development and human needs. In P. Ekins & M. Max-Neef (Eds.), Real life economics (pp. 197–214). London: Routledge. Max-Neef, M. (1992). Development and human needs. In P. Ekins & M. Max-Neef (Eds.), Real life economics (pp. 197–214). London: Routledge.
Zurück zum Zitat Millenium Ecosystem Assessment. (2005). Ecosystems and human well-being. Washington, DC: Island press. Millenium Ecosystem Assessment. (2005). Ecosystems and human well-being. Washington, DC: Island press.
Zurück zum Zitat Nussbaum, M. (2003). Capabilities as fundamental entitlements: Sen and social justice. Feminist Economics, 9(2–3), 33–59.CrossRef Nussbaum, M. (2003). Capabilities as fundamental entitlements: Sen and social justice. Feminist Economics, 9(2–3), 33–59.CrossRef
Zurück zum Zitat Nussbaum, M. C. (2006). Frontiers of justice: Disability, nationality, species membership. Cambridge, MA: Belknap Press. Nussbaum, M. C. (2006). Frontiers of justice: Disability, nationality, species membership. Cambridge, MA: Belknap Press.
Zurück zum Zitat Otto, H. U., & Ziegler, H. (2010). Education, welfare and the capabilities approach: A European perspective. Opladen: Barbara Budrich. Otto, H. U., & Ziegler, H. (2010). Education, welfare and the capabilities approach: A European perspective. Opladen: Barbara Budrich.
Zurück zum Zitat Pelenc, J., Bazile, D., & Ceruti, C. (2015). Collective capability and collective agency for sustainability: A case study. Ecological Economics, 118, 226–239.CrossRef Pelenc, J., Bazile, D., & Ceruti, C. (2015). Collective capability and collective agency for sustainability: A case study. Ecological Economics, 118, 226–239.CrossRef
Zurück zum Zitat Pelenc, J., Lompo, M. K., Ballet, J., & Dubois, J. L. (2013). Sustainable human development and the capability approach: Integrating environment, responsibility and collective agency. Journal of Human Development and Capabilities, 14(1), 77–94.CrossRef Pelenc, J., Lompo, M. K., Ballet, J., & Dubois, J. L. (2013). Sustainable human development and the capability approach: Integrating environment, responsibility and collective agency. Journal of Human Development and Capabilities, 14(1), 77–94.CrossRef
Zurück zum Zitat Peugny, C. (2013). Le destin au berceau: Inégalités et reproduction sociale. Paris: Seuil. Peugny, C. (2013). Le destin au berceau: Inégalités et reproduction sociale. Paris: Seuil.
Zurück zum Zitat Pick, S., & Sirkin, J. (2010). Breaking the poverty cycle: The human basis for sustainable development. Oxford: Oxford University Press.CrossRef Pick, S., & Sirkin, J. (2010). Breaking the poverty cycle: The human basis for sustainable development. Oxford: Oxford University Press.CrossRef
Zurück zum Zitat Polishchuk, Y., & Rauschmayer, F. (2012). Beyond ‘benefits’? Looking at ecosystems services through the capability approach. Ecological Economics, 81, 103–111.CrossRef Polishchuk, Y., & Rauschmayer, F. (2012). Beyond ‘benefits’? Looking at ecosystems services through the capability approach. Ecological Economics, 81, 103–111.CrossRef
Zurück zum Zitat Rauschmayer, F., Omann, I., & Frühmann, J. (Eds.). (2011). Sustainable development: capabilities, needs, and well-being. London: Routledge. Rauschmayer, F., Omann, I., & Frühmann, J. (Eds.). (2011). Sustainable development: capabilities, needs, and well-being. London: Routledge.
Zurück zum Zitat Robeyns, I. (2005). The capability approach: A theoretical survey. Journal of Human Development and Capabilities, 6(1), 93–117.CrossRef Robeyns, I. (2005). The capability approach: A theoretical survey. Journal of Human Development and Capabilities, 6(1), 93–117.CrossRef
Zurück zum Zitat Schweiger, G., & Graf, G. (2015). A philosophical examination of social justice and child poverty. Basingstoke: Palgrave Macmillan. Schweiger, G., & Graf, G. (2015). A philosophical examination of social justice and child poverty. Basingstoke: Palgrave Macmillan.
Zurück zum Zitat Sen, A. (1992). Inequality reexamined. Oxford: Oxford University Press. Sen, A. (1992). Inequality reexamined. Oxford: Oxford University Press.
Zurück zum Zitat Sen, A. (1999). Development as freedom. Oxford: Oxford University Press. Sen, A. (1999). Development as freedom. Oxford: Oxford University Press.
Zurück zum Zitat Sen, A. (2004). Capabilities, lists, and public reason: Continuing the conversation. Feminist Economics, 10(3), 77–80.CrossRef Sen, A. (2004). Capabilities, lists, and public reason: Continuing the conversation. Feminist Economics, 10(3), 77–80.CrossRef
Zurück zum Zitat Sen, A. (2009). The idea of justice. London: Allen Lane. Sen, A. (2009). The idea of justice. London: Allen Lane.
Zurück zum Zitat Trani, J. F., Biggeri, M., & Mauro, V. (2013). The multidimensionality of child poverty: Evidence from Afghanistan. Social Indicators Research, 112(2), 391–416.CrossRef Trani, J. F., Biggeri, M., & Mauro, V. (2013). The multidimensionality of child poverty: Evidence from Afghanistan. Social Indicators Research, 112(2), 391–416.CrossRef
Zurück zum Zitat Van Ootegem, L., & Verhofstadt, E. (2012). Using capabilities as an alternative indicator for well-being. Social Indicators Research, 106(1), 133–152.CrossRef Van Ootegem, L., & Verhofstadt, E. (2012). Using capabilities as an alternative indicator for well-being. Social Indicators Research, 106(1), 133–152.CrossRef
Zurück zum Zitat Walker, M., & Unterhalter, E. (Eds.). (2007). Amartya Sen’s capability approach and social justice in education. London: Palgrave Macmillan. Walker, M., & Unterhalter, E. (Eds.). (2007). Amartya Sen’s capability approach and social justice in education. London: Palgrave Macmillan.
Zurück zum Zitat Wüst, K., & Volkert, J. (2012). Childhood and capability deprivation in Germany: A quantitative analysis using German socio-economic panel data. Social Indicators Research, 106(3), 439–469.CrossRef Wüst, K., & Volkert, J. (2012). Childhood and capability deprivation in Germany: A quantitative analysis using German socio-economic panel data. Social Indicators Research, 106(3), 439–469.CrossRef
Metadaten
Titel
Combining Capabilities and Fundamental Human Needs: A Case Study with Vulnerable Teenagers in France
verfasst von
Jerome Pelenc
Publikationsdatum
09.07.2016
Verlag
Springer Netherlands
Erschienen in
Social Indicators Research / Ausgabe 3/2017
Print ISSN: 0303-8300
Elektronische ISSN: 1573-0921
DOI
https://doi.org/10.1007/s11205-016-1399-x

Weitere Artikel der Ausgabe 3/2017

Social Indicators Research 3/2017 Zur Ausgabe

Premium Partner