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2020 | OriginalPaper | Buchkapitel

3. Customary Principles of International Water Law

verfasst von : Philine Wehling

Erschienen in: Nile Water Rights

Verlag: Springer Berlin Heidelberg

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Abstract

The evolution of customary principles in international water law is ongoing. This chapter presents the current status of customary principles and discusses how these principles are correlated. The relationship between the core substantive principles, equitable and reasonable utilization and the no-harm rule, has been a highly controversial issue in international water law, particularly among Nile riparian states; however, current court and state practice arguably support the primacy of equitable and reasonable use. Both principles are generally recognized, although their detailed normative content, and thus their application, remain difficult to determine precisely. Furthermore, obligations exist to protect international watercourses and their ecosystems, but international water law is still developing with regard to environmental protection in watercourse management and use allocation. Given the general character of these substantive principles, the procedural obligations of cooperation, notification, consultation, and the exchange of data and information are particularly important. The obligation of prior notification includes the obligation to undertake an environmental impact assessment if a planned measure may have a significant adverse impact on shared water resources. These procedural principles ensure that the substantive rights and obligations of the riparian states translate into effective cooperation.

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Fußnoten
1
Art. 38, para. 1 of the Statute of the International Court of Justice.
 
2
On the formation of customary international law, see generally Mendelson (1998), pp. 155–410.
 
3
Such judicial decisions include those of the ICJ, ICC, and ITLOS as well as judgments of international arbitral tribunals and international law-related decisions of national courts. The views of the most highly qualified publicists include, inter alia, the reports of international codification bodies, in particular the ILC, the Institute of International Law, and the ILA, see Birnie et al. (2009), pp. 28–29.
 
4
See McCaffrey (2007a), p. 415; Baker Röben (2000), pp. 293–294.
 
5
Lipper (1967), p. 41.
 
6
Boisson de Chazournes (2013), p. 30; Caflisch (1998), p. 13.
 
7
See Art. 10 UN Watercourses Convention.
 
8
See e.g. Caponera (2007), p. 193; McCaffrey (2007a), pp. 384–385; Caflisch (1998), p. 13; Rieu-Clarke (2013), p. 251; Benvenisti (1997), pp. 270–271; Nanda and Pring (2013), p. 329; Le Floch (2010), p. 488; Godana (1985), p. 50. Among Egyptian publicists, see for example ‘Abd al-‘Āl (2010), p. 125; Kaška (2006), p. 93.
 
9
Nanda and Pring (2013), p. 35.
 
10
McCaffrey (2007a), p. 385. See for example Art. 5, para. 1 UN Watercourses Convention, according to which riparian states are to use and develop an international watercourse in an equitable and reasonable manner “consistent with adequate protection of the watercourse”.
 
11
See ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, p. 75, para. 177. This case concerned the construction of pulp mills on the Uruguay River.
 
12
For a discussion of two judgments of the Swiss Federal Tribunal involving disputes between cantons over their sovereignty of shared rivers on 12 January 1878 (Zürich v. Aargau) and 9 December 1892 (Aargau v. Solothurn), see Schindler (1921), pp. 169–172.
 
13
U.S. Supreme Court, Kansas v. Colorado, 206 U.S. 46 (1907).
 
14
Donauversinkung case (Württemberg and Prussia v. Baden), Judgment of the German Constitutional Court (Staatsgerichtshof) of 18 June 1927, RGZ 116, Annex p. 18, in the original German. For the English translation, see Ann. Digest of Pub. Int’l L. Cases, 1927–1928, Vol. 4, p. 128.
 
15
ILA, Helsinki Rules on the Uses of the Waters of International Rivers, Report of the Fifty-Second Conference held at Helsinki 1966, 1967, p. 477.
 
16
Caponera (2007), p. 201.
 
17
See Art. 5, para. 1 UN Watercourses Convention.
 
18
ICJ, Gabčíkovo-Nagymaros Project (Hungary v. Slovakia), Judgment of 25 September 1997, ICJ Reports 1997, p. 56, para. 85 and p. 80, para. 147. Detailed discussion of the judgment at McCaffrey (2002), pp. 1059–1068.
 
19
ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, p. 75, para. 177.
 
20
The first implicit judicial recognition of the principle at the international level is often seen in the decision of the PCIJ in the Case relating to the Territorial Jurisdiction of the International Commission of the River Oder, Judgment No. 16, 10 September 1929, PCIJ Series A.-No. 23, p. 27. On the implicit recognition of the principle in this judgment, see Brown Weiss (2007), p. 198.
 
21
See for example Art. 2, para. 2(c) Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, UNTS, Vol. 1936, p. 269; Art. 5 Agreement on the Cooperation for the Sustainable Development of the Mekong River Basin (signed 5 April 1995, entered into force on the same day), ILM 34 (1995), p. 864; Art. 3, paras. 7 and 8 Revised Protocol on Shared Watercourses in the Southern African Development Community (SADC) (signed 7 August 2000, entered into force 22 September 2003), ILM 40 (2001), p. 321. Detailed survey of the treaties at Schwebel (1981), pp. 65, 78–82, paras. 58–72.
 
22
McCaffrey (2007a), p. 144.
 
23
See Lipper (1967), p. 44. The principle of the equality of rights was recognized by the PCIJ in its 1929 decision in the River Oder case, and it has recently been confirmed for non-navigational uses by the ICJ in the Gabčíkovo-Nagymaros Project case. See PCIJ, Case relating to the Territorial Jurisdiction of the International Commission of the River Oder, Judgment No. 16, 10 September 1929, PCIJ Series A.-No. 23, p. 27; and ICJ, Gabčíkovo-Nagymaros Project (Hungary v. Slovakia), Judgment of 25 September 1997, ICJ Reports 1997, p. 56, para. 85.
 
24
McCaffrey (2007a), p. 391.
 
25
Godana (1985), p. 66.
 
26
Matz-Lück (2009), p. 134.
 
27
See Art. 6, para. 1 of the UN Watercourses Convention.
 
28
Fuentes and McIntyre discuss additional factors that may be relevant in a particular case, for instance traditional practices of native peoples using the land and water in a river basin, see Fuentes (1996), pp. 373–374; McIntyre (2007), pp. 186–88.
 
29
McCaffrey (2007a), p. 401.
 
30
For details on the question of special protection for existing uses, see Caflisch (1989), pp. 158–160; Fuentes (1996), pp. 356–357.
 
31
See for example Maḥfūẓ Muḥammad (2009), p. 389, citing further references, and pp. 478–479.
 
32
For details on the doctrine of prior appropriation, see Brown Weiss (2013), pp. 16–21; Brown Weiss (2007), pp. 189–194.
 
33
Caflisch (1989), p. 159; McCaffrey (2007a), p. 397.
 
34
McCaffrey (2007a), p. 398. For detailed analysis of treaty practice with regard to the preferential protection of existing uses, see Reinicke (1991), pp. 161–162.
 
35
See also the codification of this principle in Art. 6 of the UN Watercourses Convention. The Convention thereby subordinates the doctrine of prior appropriation to the broader concept of equitable use, Brown Weiss (2007), p. 193; Azarva (2011), p. 485.
 
36
McCaffrey (2007a), p. 403.
 
37
Ibid., pp. 402–403.
 
38
See also ibid., p. 405.
 
39
Nanda and Pring (2013), p. 23.
 
40
Wolfrum (2000), p. 7; Caponera (2007), p. 193; Caflisch (1998), p. 16; Nanda and Pring (2013), p. 329; Le Floch (2010), p. 488; among Egyptian commentators for example Maḥfūẓ Muḥammad (2009), p. 487.
 
41
Trail Smelter Arbitration (United States v. Canada), 16 April 1938 and 11 March 1941, RIAA III 1949, p. 1905, 1965. See also Wolfrum (1990), pp. 309–400. Discussion of the Trail Smelter case at Madders (1981), pp. 276–280.
 
42
Caflisch (1998), p. 13; Bulto (2009), p. 314.
 
43
Caflisch (1989), p. 161.
 
44
See also Caflisch (1998), p. 13.
 
45
Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 281, in the original French. For English translations, see ILR 24 (1957) p. 101 and AJIL 53 (1959), p. 156.
 
46
Settlement of Gut Dam Claims (United States v. Canada), ILM 8 (1969) (Lake Ontario Claims Tribunal), p. 118. This case concerned claims of the United States for erosion damage on the banks of the Great Lakes after the disruption of a dam in Canada.
 
47
See e.g. the judgment of the German Constitutional Court (Staatsgerichtshof) in the Donauversinkung case of 18 June 1927, Württemberg and Prussia v. Baden, RGZ 116, Annex p. 31, transl. in Ann. Digest of Pub. Int’l L. Cases, 1927–1928, Vol. 4, p. 128. Having affirmed the applicability of the generally accepted rules of international law to the relationship between the states of Germany, the court stated regarding the general principles of international law concerning international watercourses: “Each State is limited in the exploitation of a shared river on its territory by the principle of international law that it may not violate any other member of the international community. […] No state may significantly affect the other in the exploitation of a watercourse that nature has made possible. This view has been increasingly followed in international relations.”
 
48
For a survey of relevant judicial decisions, see McCaffrey (2007a), pp. 419–423.
 
49
Art. 7, para. 1 UN Watercourses Convention.
 
50
For example, Brown Weiss (2007), p. 194; McCaffrey (2007a), pp. 143–144.
 
51
On the different underlying principles of the no-harm rule for the use of transboundary watercourses, see Caflisch (1989), pp. 135–136; Schwebel (1981), pp. 92–98; Bruhács (1993), p. 122; Nanda and Pring (2013), p. 23; Andrassy (1952), pp. 104–105.
 
52
See also the codification of the no-harm rule in Art. 7 of the UN Watercourses Convention.
 
53
McCaffrey (2007a), pp. 444–445.
 
54
Wolfrum (2000), pp. 28–29.
 
55
For detail on the notion of harm, see McCaffrey (2007b), pp. 785–791. For a discussion of harm in the form of a foreclosure of future uses by downstream riparian states initiating new uses, see Salman (2010).
 
56
See also Art. 7 UN Watercourses Convention. The Drafting Committee of the General Assembly for the UN Watercourses Convention stated, on the question of when a “significant adverse effect” is to be assumed: “While such an effect must be capable of being established by objective evidence and not be trivial in nature, it need not rise to the level of being substantial.” Report of the Sixth Committee convening as the Working Group of the Whole, UN Doc. A/51/869, GAOR, 51st Sess., 11 April 1997, Agenda item 144, para. 8 “Statements of understanding: As regards Article 3(b)”.
 
57
Handl (2007), pp. 535–536; Nanda and Pring (2013), pp. 314–315. In the following, it is assumed that the question of the threshold is not governed by an applicable treaty.
 
58
Nollkaemper (1993), p. 63.
 
59
See also Handl (2007), p. 539.
 
60
See Maḥfūẓ Muḥammad (2009), p. 480, citing further references.
 
61
See the formulation proposed by Egypt for Art. 14(b) of the CFA, according to which the Nile riparian states would agree “not to adversely affect the water security and current uses and rights of any other Nile Basin State”. For a detailed analysis of the proposed clause, see Chap. 8, Sects. 8.​2.​4 and 8.​2.​9.
 
62
McCaffrey (2007a), pp. 409–500. McCaffrey also points out that the wording of the no-harm rule in Art. 7, para. 1 of the UN Watercourses Convention seems to be too narrow, since it merely obliges states to take all appropriate measures “in utilizing an international watercourse” to prevent the causing of significant harm to other watercourse states.
 
63
Freestone and Salman (2007), p. 351.
 
64
See for example the Egyptian delegation during the negotiation and vote on the UN Watercourses Convention, UN GAOR, Sixth Committee, 51st Sess., 62nd meeting, UN Doc. A/C.6/51/SR.62/Add. 1 (1997), pp. 3–4, paras. 9–10. Among Egyptian commentators, see Maḥfūẓ Muḥammad (2009), pp. 335 and 480, citing further references. On the Egyptian position regarding the relationship between the two principles, see Kaška (2006), p. 98.
 
65
See especially the Ethiopian statement in the vote on the UN Watercourses Convention in the United Nations General Assembly, UN GAOR, 51st Sess., 99th plenary meeting, UN Doc. A/51/PV.99 (1997), pp. 10–11.
 
66
This is the majority view of the commentators on the UN Watercourses Convention, see e.g. Bourne (1997), pp. 224–225; McCaffrey (2007a), p. 366; Rieu-Clarke and Loures (2009), p. 190; Rieu-Clarke (2013), p. 253. But see Fitzmaurice (2001), pp. 439–440. For a detailed discussion of the codification of both principles in the UN Watercourses Convention, see Chap. 4, Sect. 4.​1.​1.​2 under “General principles”.
 
67
ICJ, Gabčíkovo-Nagymaros Project (Hungary v. Slovakia), Judgment of 25 September 1997, ICJ Reports 1997, for example p. 56, para. 85 and p. 80, para. 147.
 
68
ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, p. 75, para. 177. However, the ICJ did not use the opportunity in this case to develop on the relationship between the procedural and substantive obligations. For a critical assessment on the relativization of the procedural requirements by the ICJ, see Al-Khasawneh and Simma, who also criticize the handling by the ICJ of complex technical facts, Al-Khasawneh and Simma, Joint Dissenting Opinion of Judges Al-Khasawneh and Simma, ICJ Reports 2010, p. 108.
 
69
For example, Wouters (2000), p. 502; McCaffrey (2007a), pp. 406–407; Caflisch (1997), p. 798; Nollkaemper (1996), pp. 55–56; Rieu-Clarke (2013), pp. 251–252; Abseno (2009), p. 91. Some commentators deny any competition between the two principles and consider the no-harm rule as an integral part of the principle of equitable utilization, see among Sudanese publicists for example ‘Alī Ṭāhā (2005), pp. 120–121.
 
70
Baker Röben (2000), p. 301; McCaffrey (2007a), pp. 406–407.
 
71
McCaffrey (2007a), p. 388. See also Baker Röben (2000), p. 301.
 
72
ILC, Draft Articles on the Law of the Non-Navigational Uses of International Watercourses and commentaries thereto adopted by the Drafting Committee on second reading, YBILC 1994, Vol. II, Pt. 2, p. 103, para. 2.
 
73
McCaffrey (2007a), p. 412.
 
74
See also Nollkaemper (1996), pp. 56–57.
 
75
If a riparian state has suffered or is likely to suffer significant harm as a result of the conduct of another riparian state, procedurally, the latter must produce exonerating evidence. It would have to prove that it has fulfilled its duty of care to prevent the harm and that its use is equitable and reasonable. McCaffrey (2007a), p. 399.
 
76
Nanda and Pring (2013), p. 330.
 
77
Ibid.
 
78
Nollkaemper (1993), p. 70; McIntyre (2007), pp. 265–266.
 
79
Hey (1992), pp. 305–306; Nollkaemper (1993), pp. 71–72; Bodansky (1991), pp. 413–414. See also the 1992 Convention on the Protection and Use of Transboundary Watercourses and International Lakes of the United Nations Economic Commission for Europe (UNECE Water Convention), which anchors the precautionary principle for transboundary water pollution in Art. 2, para. 5(a) in conjunction with Art. 2, paras. 1 and 2. Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, ILM 31 (1992), p. 1312.
 
80
McCaffrey (2007a), p. 461.
 
81
See chiefly Agenda 21, Chap. 18, paras. 18.35–18.36; and UN GAOR A/RES/S-19/2, 28 June 1997, Programme for the Further Implementation of Agenda 21, Annex, p. 19, para. 34(a). On ecosystem integrity in international water law, see Tarlock (1996), pp. 199–208; Abramovitz (1996), p. 77.
 
82
Tarlock (1996), p. 186.
 
83
Ibid., pp. 182 and 196. However, these new rules essentially deal with the prevention of water pollution and thus remain incomplete, see ibid., p. 197.
 
84
See ICJ, Gabčíkovo-Nagymaros Project (Hungary v. Slovakia), Judgment of 25 September 1997, ICJ Reports 1997, p. 78, para. 140.
 
85
ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, pp. 55–56, para. 101. The Court again confirmed this finding in ICJ, Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua) and Construction of a Road in Costa Rica along the San Juan River (Nicaragua v. Costa Rica), Judgment, ICJ Reports 2015, p. 706, para. 104.
 
86
For example, the Additional Protocol to the Convention on the Protection of the Rhine against Pollution with Chlorides, concluded on 25 September 1991, UNTS, Vol. 1840, p. 372; Arts. 2 and 3 of the Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, UNTS, Vol. 1936, p. 269; Arts. 2, 6 and 7 of the Convention on Cooperation for the Protection and Sustainable Use of the River Danube (signed 29 June 1994, entered into force 22 October 1998), OJ L 342, 12 December 1997, p. 19; Arts. 3, 4 and 18 of the Agreement on the Cooperation for the Sustainable Development of the Mekong River Basin (signed 5 April 1995, entered into force on the same day), ILM 34 (1995), p. 864; Art. 2, paras. 3, 11 and 12 and Art. 5(d) of the Protocol on Shared Watercourse Systems in the Southern African Development Community (SADC) Region (signed 28 August 1995, entered into force 29 December 1998), reproduced in FAO, 1997, p. 146. For a comprehensive survey of agreements concerning the environmental protection of international watercourses, see McCaffrey (1988), pp. 219–223.
 
87
For regional agreements, this depends on the regional priorities. For example, in the United Nations Economic Commission for Europe (UNECE) region, environmental protection and pollution control are of central importance, which is the reason why the focus of the 1992 UNECE Water Convention is on preventing, controlling, and reducing transboundary impacts, in particular by monitoring water quality. See Boisson de Chazournes (2013), pp. 123–124.
 
88
Boisson de Chazournes (2013), p. 119; Birnie et al. (2009), pp. 562–563.
 
89
Arts. 5 and 6(a) and (f) UN Watercourses Convention.
 
90
See in particular Arts. 20–23 UN Watercourses Convention.
 
91
See ILC, Draft Articles on the Law of the Non-Navigational Uses of International Watercourses and commentaries thereto adopted by the Drafting Committee on second reading, YBILC 1994, Vol. II, Pt. 2, p. 122, para. 4.
 
92
McCaffrey (2007a), p. 449.
 
93
McCaffrey (1987), p. 23, paras. 34–35; McIntyre and Tignino (2013), p. 290.
 
94
McIntyre and Tignino (2013), p. 290.
 
95
Vinogradov et al. (2003), p. 54.
 
96
See Baker Röben (2000), pp. 303–304. See also Nollkaemper (1993), p. 152.
 
97
Nollkaemper (1993), p. 152; Garane (2005), p. 242; ‘Abd al-‘Āl (2010), p. 125.
 
98
Caponera (2007), p. 193; McCaffrey (2007a), pp. 470–471; Nollkaemper (1993), pp. 152–153 and 220; Mager (2015), p. 12; Garane (2005), p. 242; Sands et al. (2013), pp. 203–204; Egyptian publicists ‘Abd al-‘Āl (2010), p. 125; Maḥfūẓ Muḥammad (2009), p. 478.
 
99
McCaffrey (2007a), pp. 465–466. To the same effect see Vinogradov et al. (2003), pp. 54–55.
 
100
ICJ, Gabčíkovo-Nagymaros Project (Hungary v. Slovakia), Judgment of 25 September 1997, ICJ Reports 1997, pp. 18 and 20, para. 17.
 
101
For a survey of the treaties, see McCaffrey (1987), paras. 43–46, with a list of international watercourse agreements containing provisions on cooperation in Annex I, pp. 45–46.
 
102
Art. 8 of the UN Watercourses Convention is based on the draft Art. 8 prepared by the ILC. In accordance with its usual practice, the Commission did not indicate whether or to what extent it considers this provision as a codification of customary international law or as the progressive development of international law. See ILC, Draft Articles on the Law of the Non-Navigational Uses of International Watercourses and commentaries thereto adopted by the Drafting Committee on second reading, YBILC 1994, Vol. II, Pt. 2, p. 105–107, paras. 1–6.
 
103
McCaffrey (2007a), p. 470.
 
104
For a comprehensive overview of state practice and the work of joint institutions in the management of transboundary watercourses, see Caponera (2007), pp. 235 and 319–396; and McCaffrey (1990), paras. 2–19.
 
105
Caponera (2007), p. 235.
 
106
Boisson de Chazournes (2013), pp. 68–69; McCaffrey (2007a), p. 473; Baker Röben (2000), pp. 305–306; Rieu-Clarke and Loures (2009), p. 194; Vinogradov et al. (2003), p. 55; Rieu-Clarke (2013), p. 254; Nanda and Pring (2013), pp. 329–330; among Egyptian publicists e.g. Maḥfūẓ Muḥammad (2009), p. 487; ‘Abd al-‘Āl (2010), p. 125. For a detailed discussion of the obligation of notification, see Garane (2005), pp. 241–280. See also Nollkaemper (1993), p. 165.
 
107
Boisson de Chazournes (2013), p. 70.
 
108
Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 281; ICJ, Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua) and Construction of a Road in Costa Rica along the San Juan River (Nicaragua v. Costa Rica), Judgment, ICJ Reports 2015, p. 707, para. 104.
 
109
For an overview of the treaties, see McCaffrey (1987), paras. 60–72, with a list of international agreements containing provisions on notification and consultation in Annex II, p. 46.
 
110
For example, Art. 5 of the Resolution adopted by the Institute of International Law on the Utilization of Non-maritime International Waters, 11 September 1961, Annuaire de l’Institut de Droit International, Vol. 49 II, Session de Salzbourg, September 1961, pp. 381–384; Part III of the ILC Draft Articles on the Law of the Non-Navigational Uses of International Watercourses and commentaries thereto adopted by the Drafting Committee on second reading, YBILC 1994, Vol. II, Pt. 2, pp. 111–118.
 
111
Bourne (1972), pp. 212–213; Caflisch (1989), p. 195; McCaffrey (2007a), p. 473; Plakokefalos (2012), pp. 5–6; see also the Egyptian publicists Maḥfūẓ Muḥammad (2009), p. 487; ‘Abd al-‘Āl (2010), p. 125.
 
112
Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 281. English translations in ILR 24 (1957) p. 101 and AJIL 53 (1959), p. 156. The Lake Lanoux award is the fundamental decision in international water law concerning the obligations of notification, consultation, and negotiations.
 
113
For example, Art. 6 Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, UNTS, Vol. 1936, p. 269; Art. 5 Agreement on the Cooperation for the Sustainable Development of the Mekong River Basin (signed 5 April 1995, entered into force on the same day), ILM 34 (1995), p. 864; Art. 4, para. 1 Revised Protocol on Shared Watercourses in the Southern African Development Community (SADC) (signed 7 August 2000, entered into force 22 September 2003), ILM 40 (2001), p. 321.
 
114
Part III of the UN Watercourses Convention contains eight articles setting out the minimum requirements for the notification procedure, including the respective obligations of riparian states.
 
115
Ethiopia argued that Part III on the notification of planned measures poses a major burden on upstream riparian states; see the rationale of Ethiopia for its voting behavior in the United Nations General Assembly, Verbatim record, 99th plenary meeting, 21 May 1997, UN Doc. A/51/PV.99, p. 9.
 
116
McCaffrey (2007a), p. 473.
 
117
Boisson de Chazournes (2013), pp. 70–73; McCaffrey (2007a), pp. 474–476. See also Nollkaemper (1993), pp. 165–166.
 
118
Environmental impact assessments are, for example, provided for in Art. 3, para. 1(h) of the Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, UNTS, Vol. 1936, p. 269; and in Art. 2, para. 3 of the Convention on Environmental Impact Assessment in a Transboundary Context, Espoo, 25 February 1991, UNTS, Vol. 1989, p. 309.
 
119
ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, pp. 82–83, paras. 204–205. See Sands et al. (2013), p. 307; Nanda and Pring (2013), p. 299; Plakokefalos (2012), pp. 10–11.
 
120
ICJ, Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua) and Construction of a Road in Costa Rica along the San Juan River (Nicaragua v. Costa Rica), Judgment, ICJ Reports 2015, p. 706, para. 104.
 
121
ICJ, Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, ICJ Reports 2010, p. 83, para. 205; ICJ, Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua) and Construction of a Road in Costa Rica along the San Juan River (Nicaragua v. Costa Rica), Judgment, ICJ Reports 2015, p. 707, para. 104.
 
122
Sands et al. (2013), p. 306; Caponera (2007), p. 193; Nanda and Pring (2013), p. 329; among Egyptian publicists for example Maḥfūẓ Muḥammad (2009), p. 487.
 
123
For a detailed discussion of the obligation of consultation, see Garane (2005), pp. 241–280. See also Nollkaemper (1993), p. 165.
 
124
Boisson de Chazournes (2013), p. 74.
 
125
For example, the UN Watercourses Convention provides for consultations in a variety of provisions with different regulatory objectives, such as for the determination of an equitable and reasonable utilization according to Art. 6, para. 2; to eliminate or mitigate significant harm according to Art. 7, para. 2; to prevent and control the pollution of a watercourse according to Art. 21, para. 3; and in several articles on the procedure concerning planned measures in Part III. See also McCaffrey (2007a), pp. 476–477.
 
126
Garane (2005), p. 244; McCaffrey (2007a), pp. 477–478.
 
127
English translation in ILR 24 (1957) p. 133, of the original Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 310, para. 17: “il existe une obligation de consultation et d’harmonisation des actions respectives des deux Etats, lorsque des intérêts généraux sont engagés en matière d’eaux”. For a discussion of the Lake Lanoux case, see Rauschning (1981), pp. 166–168.
 
128
For example, Art. 3, para. 5; Art. 6, para. 2; Art. 7, para. 2; and Art. 21, para. 3 UN Watercourses Convention.
 
129
See also Caponera (2007), p. 221.
 
130
Ibid., p. 221.
 
131
Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 306, para. 11; ILR 24 (1957) pp. 127–128.
 
132
English translation in ILR 24 (1957) p. 130, of the original Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 308, para. 13: “la règle suivant laquelle les Etats ne peuvent utiliser la force hydraulique des cours d’eau internationaux qu’à la condition d’un accord préalable entre les Etats intéressés ne peut être établie ni à titre de coutume, ni encore moins à titre de principe général du droit” (emphasis in original).
 
133
Lake Lanoux Arbitration (France v. Spain), 16 November 1957, RIAA XII (1957), p. 315, para. 22; ILR 24 (1957) p. 139.
 
134
Caponera (2007), p. 219; McCaffrey (2007a), p. 479; Baker Röben (2000), pp. 310–311; among Egyptian publicists, see Maḥfūẓ Muḥammad (2009), p. 477; ‘Abd al-‘Āl (2010), p. 125.
 
135
The exchange of data and information can be considered either as an essential part of these two principles or as a separate, supporting obligation, McCaffrey (2007a), pp. 478–479.
 
136
Caponera (2007), p. 219.
 
137
McCaffrey (2007a), p. 478. See also Kaška (2006), p. 94.
 
138
For example, in Art. VI Indus Waters Treaty, Karachi, 19 September 1960, UNTS, Vol. 419, p. 126; Art. XXIX, para. 1 Helsinki Rules on the Uses of the Waters of International Rivers, Report of the Fifty-Second Conference held at Helsinki 1966, 1967, p. 477; Art. 6 Convention on the Protection and Use of Transboundary Watercourses and International Lakes, Helsinki, 17 March 1992, UNTS, Vol. 1936, p. 269; Art. 12 Convention on Cooperation for the Protection and Sustainable Use of the River Danube (signed 29 June 1994, entered into force 22 October 1998), OJ L 342, 12 December 1997, p. 19; Art. 5(b) Agreement on the Cooperation for the Sustainable Development of the Mekong River Basin (signed 5 April 1995, entered into force on the same day), ILM 34 (1995), p. 864; Art. 5 Convenio sobre cooperación para la protección y el aprovechamiento sostenible de las aquas de las cuencas hidrográficas hispano-portuguesas (Convention on the Cooperation for the Protection and Sustainable Use of the Waters of the Luso-Spanish River Basins) (opened for signature 20 November 1998, entered into force 31 January 2000), available at http://​www.​fao.​org/​faolex/​en/​ (accessed 10 June 2019); Art. 3, para. 6 Revised Protocol on Shared Watercourses in the Southern African Development Community (SADC) (signed 7 August 2000, entered into force 22 September 2003), ILM 40 (2001), p. 321.
 
139
Art. 9 UN Watercourses Convention.
 
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Metadaten
Titel
Customary Principles of International Water Law
verfasst von
Philine Wehling
Copyright-Jahr
2020
Verlag
Springer Berlin Heidelberg
DOI
https://doi.org/10.1007/978-3-662-60796-1_3