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Erschienen in:

2020 | OriginalPaper | Buchkapitel

1. Introduction to Alternative Investment Operations

verfasst von : Jason Scharfman

Erschienen in: Alternative Investment Operations

Verlag: Springer International Publishing

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Abstract

This chapter provides an introduction to the subject of alternative investment operations. It begins by defining alternative investments and providing an overview of the importance of classifying fund manager investment and operational activities. As part of this discussion, we provide an overview of the role of operations in facilitating investment activities. We also analyze the dependency of the investment function on the operations function. Next, we discuss several of the unique aspects of alternative investment operations. We also outline how different alternative investment strategies merit specific operational strategies.

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Nächstes Kapitel Trade Operations: Execution, Settlement and Reconciliation

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Financial Conduct Authority, Decision Notice, May 6, 2011, available at: https://www.fca.org.uk/publication/decision-notices/swift_trade.pdf.

See Securities and Exchange Commission v. AutoChina International Limited et al. available at: https://www.sec.gov/litigation/complaints/2012/comp-pr2012-59.pdf.

Id.

Securities and Exchange Commission, Schedule 13D, available at: https://www.sec.gov/fast-answers/answerssched13htm.html.

Financial Conduct Authority, Decision Notice, May 6, 2011, available at: https://www.fca.org.uk/publication/decision-notices/swift_trade.pdf.

J. Treanor, “Investment firm Swift Trade loses appeal over £8m fine for market abuse,” The Guardian, January 28, 2013.

Commodity Futures Trading Commission, Release Number 7264-15, October 19, 2015, available at: https://www.cftc.gov/PressRoom/PressReleases/pr7264-15.

M. Dave, “Head of 3Red Trading Settles CFTC Claims Engaged in Spoofing,” The Wall Street Journal, December 21, 2016.

Titel: Introduction to Alternative Investment Operations
verfasst von: Jason Scharfman
Verlag: Springer International Publishing
Buch: Alternative Investment Operations
Print ISBN: 978-3-030-46628-2

Electronic ISBN: 978-3-030-46629-9

Copyright-Jahr: 2020
DOI: https://doi.org/10.1007/978-3-030-46629-9_1