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Erschienen in: Applied Categorical Structures 3/2022

Open Access 09.12.2021

The Karoubi envelope and weak idempotent completion of an extriangulated category

verfasst von: Dixy Msapato

Erschienen in: Applied Categorical Structures | Ausgabe 3/2022

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Abstract

We show that the idempotent completion and weak idempotent completion of an extriangulated category are also extriangulated.
Hinweise
Communicated by Bernhard Keller.
A correction to this article is available online at https://​doi.​org/​10.​1007/​s10485-022-09683-z.

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1 Introduction

Extriangulated categories were introduced by Nakaoka and Palu in [13] as a simultaneous generalisation of exact categories and triangulated categories in the context of the study of cotorsion pairs. The known classes of examples of extriangulated categories include exact categories, triangulated categories and extension-closed subcategories of triangulated categories; see [13, Example 2.13, Remark 2.18, Proposition 3.22(1)]. There are many extriangulated categories which a neither exact nor triangulated. For example, it is shown in [8, Theorem 2.4] that the category of Cohen-Macaulay differential graded modules over certain Gorenstein differential graded algebras is extriangulated. Another is the subcategory \(K^{[-1,0]}(\text {proj } \Lambda )\), which is the subcategory of complexes concetrated in degree -1 and degree 0 in \(K^{\text {b}}(\text {proj }\Lambda )\), where \(\Lambda \) is an Artin algebra; see [15, Proposition 4.39]. For other constructions of extriangulated categories which are neither exact nor triangulated; see for example, [13, Proposition 3.30], [19, Example 4.14 and Corollary 4.12].
Let \({\mathscr {A}}\) be an additive category. A morphism \(e :A \rightarrow A\) in \({\mathscr {A}}\) is said to be idempotent if \(e^{2}=e\). The category \({\mathscr {A}}\) is said to be idempotent complete (or have split idempotents) if every idempotent morphism in \({\mathscr {A}}\) admits a kernel. Every additive category \({\mathscr {A}}\) can be embedded fully faithfully into an idempotent complete category \(\tilde{{\mathscr {A}}}\) called the idempotent completion (also called the Karoubi envelope); see for example [3, Remark 6.3]. The property of being idempotent complete is often desirable and has interesting consequences. For example, in defining n-Abelian categories for \(n \ge 2\), one of the required axioms is that the underlying additive category is idempotent complete, see [7, Definition 3.1]. Abelian categories ( note that 1-Abelian categories are precisely Abelian categories) are idempotent complete, however for \(n \ge 2\), idempotent completeness is independent of the other axioms of n-Abelian categories. One important consequence of idempotent completeness in the definition of n-Abelian categories is that of the existence of n-pushouts, see [7, Theorem 3.8]. Furthermore, an additive category \({\mathscr {A}}\) is Krull-Schmidt if and only if it is idempotent complete and the endormorphism ring of every object is semi-perfect, see [10, Corollary 4.4]. So by taking the idempotent completion of extriangulated categories, one could possibly obtain Krull-Schmidt extriangulated categories.
An additive category \({\mathscr {A}}\) is called weakly idempotent complete if every retraction has a kernel, or equivalently if every section has a cokernel [3, Definition 7.2]. Every small additive category can also be fully faithfully embedded into a weakly idempotent complete category \(\hat{{\mathscr {A}}}\) called the weak idempotent completion; see for example [3, Remark 7.8]. The property of being weakly idempotent complete also has many interesting consequences. For example, if \({\mathscr {A}}\) is a weakly idempotent category, then \({\mathscr {A}}\) has a unique maximal exact structure with respect to the stable exact sequences, see [4, Theorem 3.5]. If \({\mathscr {A}}\) is an exact weakly idempotent category, then an exact model structure on \({\mathscr {A}}\) corresponds to Hovey triples on \({\mathscr {A}}\), see [5, Corollary 3.4]. In the context of extriangulated categories, Nakaoka and Palu show that there is a correspondence between admissible model structures and Hovey twin cotorsion pairs, under the assumption that the extriangulated category satisfies the WIC conditions (see Conditions 3.32); we refer the reader to [13, §5] for more details. The WIC conditions are often assumed in the literature on extriangulated caetgories. In the case of exact categories, the WIC conditions are equivalent to the category being weakly idempotent complete; this is shown in [3, Proposition 7.6]. Triangulated categories trivially satisfy the WIC conditions and are weakly idempotent complete, but the analogous statement for extriangulated categories is not known. However, we are able to prove a partial statement: if an extriangulated category satisfies the WIC conditions, then it is weakly idempotent complete; see Proposition 3.33.
When \({\mathscr {A}}\) is a triangulated category, it has been shown that the idempotent completion \(\tilde{{\mathscr {A}}}\) is also triangulated; see [1, Theorem 1.5]. It has also been shown [11, Theorem 2.16] that the idempotent completion of a left triangulated category is again left triangulated, and likewise for right triangulated categories. When \({\mathscr {A}}\) is an exact category, it has also been shown that the idempotent completion and the weak idempotent completion are exact; see [3, Proposition 6.13, Remark 7.8]. In this paper we will unify these results by showing that when \({\mathscr {A}}\) is extriangulated then the idempotent completion and the weak idempotent completion are also extriangulated. In doing so, we also add to the family of examples of extriangulated categories.
Independent work by [18] has also shown that the idempotent completion of an extriangulated category is extriangulated. Although the result is the same, our work offers a different perspective. For example, the Ext\(^{1}\) functor of the idempotent completion in our paper has a different description to that of [18]. Our description of the biadditive functor has the advantage of allowing us to easily observe that the Ext\(^{1}\)-groups of an idempotent completion \(\tilde{{\mathscr {A}}}\) (and weak idempotent completion \(\hat{{\mathscr {A}}}\)) are subgroups of the Ext\(^{1}\)-groups of \({\mathscr {A}}\). In particular, the Ext\(^{1}\) bifunctor on \(\tilde{{\mathscr {A}}}\) ( and \(\hat{{\mathscr {A}}}\)) behaves like a subbifunctor of the Ext\(^{1}\) bifunctor on \({\mathscr {A}}\), in the sense of [6, Definition 3.7]. Our alternative perspective also leads us to a proof of the main theorem which is quite different to the proof presented in [1] for the triangulated case and [18] for extriangulated case. In our work, the role of the idempotent morphisms is clarified and the extriangles of the idempotent completion (and weak idempotent completion) have an explicit description which isn’t available in the treatment of [1] and [18]. As a consequence, with some additional work, we can prove that the weak idempotent completion is also extriangulated as a corollary to the fact that the idempotent completion is extriangulated. We do so by showing that the weak idempotent completion is an extension-closed subcategory of the idempotent completion; to the best of our knowledge, this additional result has not been shown in the triangulated or exact or extriangulated case.
This paper is organised as follows: in §2, we recall the necessary theory of idempotent completions, weak idempotent completions and the theory of extriangulated categories. Finally, in §3, we show that the idempotent completion and weak idempotent completion of an extriangulated category are also extriangulated.

2 Idempotent completion and extriangulated categories.

In this section, we recall the basic theory of idempotent completions of additive categories, weak idempotent completions of additive categories and the theory extriangulated categories as introduced in [13].
Let us set the common notation for this section. Let \({\mathscr {A}}\) be an additive category. Given objects XY in \({\mathscr {A}}\) we will write \({\mathscr {A}}(X,Y)\) for the group of morphisms \(X \rightarrow Y\). For an object X in \({\mathscr {A}}\) we denote the identity morphism of X by \(1_X\).

2.1 Idempotent completeness and weakly idempotent completeness.

Definition 2.1
[9, Definition 1.2.1,1.2.2]. Let \({\mathscr {A}}\) be an additive category. We say that \({\mathscr {A}}\) is idempotent complete if for every idempotent morphism \(p :A \rightarrow A\) ( i.e. \(p^2=p\)) in \({\mathscr {A}}\), there is a decomposition \(A \cong K \oplus I\) of A such that \(p \cong \begin{pmatrix} 0 &{} 0\\ 0 &{} 1_{I} \end{pmatrix}\) with respect to this decomposition.
Proposition 2.2
[3, Remark 6.2]. An additive category \({\mathscr {A}}\) is idempotent complete if and only if every idempotent morphism admits a kernel.
Every additive category \({\mathscr {A}}\) embeds fully faithfully into an idempotent complete category \(\tilde{{\mathscr {A}}}\). The category \(\tilde{{\mathscr {A}}}\) is commonly referred to as the idempotent completion or as the Karoubi envelope of \({\mathscr {A}}\).
Definition 2.3
[1, 1.2 Definition]. Let \({\mathscr {A}}\) be an additive category. The idempotent completion of \({\mathscr {A}}\) is denoted by \(\tilde{{\mathscr {A}}}\) and is defined as follows. The objects of \(\tilde{{\mathscr {A}}}\) are the pairs (Ap) where A is an object of \({\mathscr {A}}\) and \(p :A \rightarrow A\) is an idempotent morphism. A morphism in \(\tilde{{\mathscr {A}}}\) from (Ap) to (Bq) is a morphism \(\sigma :A \rightarrow B \in {\mathscr {A}}\) such that \(\sigma p = q \sigma = \sigma \). For any object (Ap) in \(\tilde{{\mathscr {A}}}\), the identity morphism \(1_{(A,p)} = p\).
Proposition 2.4
[3, See e.g. Remark 6.3]. Let \({\mathscr {A}}\) be an additive category. The Karoubi envelope \(\tilde{{\mathscr {A}}}\) is an idempotent complete category. The biproduct in \(\tilde{{\mathscr {A}}}\) is defined as \((A,p) \oplus (B,q) = (A \oplus B, p \oplus q)\). There is a fully faithful additive functor \(i_{{\mathscr {A}}} :{\mathscr {A}} \rightarrow \tilde{{\mathscr {A}}}\) defined as follows. For an object A in \({\mathscr {A}}\), we have that \(i_{{\mathscr {A}}}(A) = (A,1_A)\) and for a morphism f in \({\mathscr {A}}\), we have that \(i_{{\mathscr {A}}}(f)=f\).
The Karoubi envelope is unique with respect to the following universal property.
Proposition 2.5
[3, Proposition 6.10]. Let \({\mathscr {A}}\) be an additive category and let \({\mathscr {B}}\) be an idempotent complete category. For every additive functor \(F :{\mathscr {A}} \rightarrow {\mathscr {B}}\), there exists a functor \({\tilde{F}} :\tilde{{\mathscr {A}}} \rightarrow {\mathscr {B}}\) and a natural isomorphism \(\alpha :F \Rightarrow {\tilde{F}}i_{{\mathscr {A}}}.\)
We now introduce the related notion of a weakly idempotent complete category. To do, we must first recall the following definition which stems from work by Thomason on exact categories with weakly split idempotents, see [17, A.5.1.].
Definition 2.6
[3, §7]. Let \({\mathscr {A}}\) be an arbitrary category. A morphism \(r :B \rightarrow C\) is called a retraction if there exists a morphism \(q :C \rightarrow B\) such that \(rq=1_C\). A morphism \(s :A \rightarrow B\) is called a section if there exists a morphism \(t :B \rightarrow A\) such that \(ts=1_A\).
If \(r :B \rightarrow C\) is a retraction with a section \(s :C \rightarrow B\) then the composition sr is an idempotent morphism. This idempotent gives a decomposition of B in the sense of Definition 2.1 if the morphism r admits a kernel. See [3, Remark 7.4] for more details.
Proposition 2.7
[3, Lemma 7.1]. Let \({\mathscr {A}}\) be an additive category. Then the following statements are equivalent:
1.
Every section has a cokernel.
 
2.
Every retraction has a kernel.
 
Definition 2.8
[3, Definition 7.2]. Let \({\mathscr {A}}\) be an additive category. Then \({\mathscr {A}}\) is said to be weakly idempotent complete if every retraction has a kernel. Equivalently, \({\mathscr {A}}\) is weakly idempotent complete if every section has a cokernel.
Every small additive category \({\mathscr {A}}\) embeds fully faithfully into a weakly idempotent complete category \(\hat{{\mathscr {A}}}\). We call the category \(\hat{{\mathscr {A}}}\) a weak idempotent completion of \({\mathscr {A}}\). The construction of the weak idempotent completion \(\hat{{\mathscr {A}}}\) is similar to that of the idempotent completion \(\tilde{{\mathscr {A}}}\).
Definition 2.9
[16, Definition 3.1]. Let \({\mathscr {A}}\) be any category and A an object in \({\mathscr {C}}\). An idempotent morphism \(e :A \rightarrow A\) is said to split if it admits a retraction \(r :A \rightarrow X\) and a section \(s :X \rightarrow A\) such that \(s \circ r = e\) and \(r \circ s = 1_{X}\).
Definition 2.10
[14, 1.12]. Let \({\mathscr {A}}\) be a small additive category. The weak idempotent completion of \({\mathscr {A}}\) is denoted by \(\hat{{\mathscr {A}}}\) and is defined as follows. The objects of \(\hat{{\mathscr {A}}}\) are the pairs (Ap) where A is an object of \({\mathscr {A}}\) and \(p :A \rightarrow A\) is an idempotent morphism that splits. A morphism in \(\hat{{\mathscr {A}}}\) from (Ap) to (Bq) is a morphism \(\sigma :A \rightarrow B \in {\mathscr {A}}\) such that \(\sigma p = q \sigma = \sigma \). For any object (Ap) in \(\hat{{\mathscr {A}}}\), the identity morphism \(1_{(A,p)}=p.\)
Proposition 2.11
[3, E.g Remark 7.8]. Let \({\mathscr {A}}\) be a small additive category. The weak idempotent completion \(\hat{{\mathscr {A}}}\) is weakly idempotent complete. The biproduct in \(\hat{{\mathscr {A}}}\) is defined as \((A,p) \oplus (B,q) = (A \oplus B, p \oplus q)\). There is a fully faithful additive functor \(j_{{\mathscr {A}}} :{\mathscr {A}} \rightarrow \hat{{\mathscr {A}}}\) defined as follows. For an object A in \({\mathscr {A}}\), we have that \(j_{{\mathscr {A}}}(A) = (A,1_A)\) and for a morphism f in \({\mathscr {A}}\), we have that \(j_{{\mathscr {A}}}(f)=f\).
Proposition 2.12
[3, Remark 7.8]. Let \({\mathscr {A}}\) be a small additive category and let \({\mathscr {B}}\) be a weakly idempotent complete category. For every additive functor \(F :{\mathscr {A}} \rightarrow {\mathscr {B}}\), there exists a functor \({\hat{F}} :\hat{{\mathscr {A}}} \rightarrow {\mathscr {B}}\) and a natural isomorphism \(\alpha :F \Rightarrow {\hat{F}}j_{{\mathscr {A}}}.\)
The reader is directed to §6 and §7 of [3] for a more extensive exposition of idempotent completeness and weakly idempotent completeness.

2.2 Extriangulated categories.

In this section, we will recall mostly from [13] the basic theory of extriangulated categories needed for this paper. Through out this subsection, \({\mathscr {C}}\) will be an additive category equipped with a biadditive functor \({\mathbb {E}} :{\mathscr {C}}^{\text {op}} \times {\mathscr {C}} \rightarrow Ab\), where Ab is the category of Abelian groups.
Definition 2.13
[13, Definition 2.1]. Let AC be objects of \({\mathscr {C}}\). An element \(\delta \in {\mathbb {E}}(C,A)\) is called an \({\mathbb {E}}\)-extension. Formally, an \({\mathbb {E}}\)-extension is a triple \((A,\delta ,C)\).
Since \({\mathbb {E}}\) is a bifunctor, for any \(a \in {\mathscr {C}}(A,A^{\prime })\) and \(c \in {\mathscr {C}}(C^{\prime },C)\), we have the following \({\mathbb {E}}\)-extensions:
$$\begin{aligned}&a_{*}\delta {:}{=} {\mathbb {E}}(C,a)(\delta ) \in {\mathbb {E}}(C,A^{\prime }), \\&c^{*}\delta {:}{=} {\mathbb {E}}(c^{\text {op}},A)(\delta ) \in {\mathbb {E}}(C^{\prime },A) \text { and } \\&c^{*}a_{*}\delta = a_{*}c^{*}\delta {:}{=} {\mathbb {E}}(c^{\text {op}},a)(\delta ) \in {\mathbb {E}}(C^{\prime },A^{\prime }). \end{aligned}$$
We will abuse notation by writing \({\mathbb {E}}(c,-)\) instead of \({\mathbb {E}}(c^{\text {op}},-).\)
Definition 2.14
[13, Definition 2.3]. Let \((A,\delta ,C)\) and \((A^{\prime }, \delta ^{\prime }, C^{\prime })\) be any pair of \({\mathbb {E}}\)-extensions. A morphism \((a,c) :\delta \rightarrow \delta ^{\prime }\) of \({\mathbb {E}}\)-extensions is a pair of morphisms \(a \in {\mathscr {C}}(A,A^{\prime })\) and \(c \in {\mathscr {C}}(C,C^{\prime })\) such that:
$$\begin{aligned} a_{*}\delta = c^{*}\delta ^{\prime }. \end{aligned}$$
Lemma 2.15
[13, Remark 2.4]. Let \((A,\delta ,C)\) be an \({\mathbb {E}}\)-extension. Then we have the following.
1.
Any morphism \(a \in {\mathscr {C}}(A,A^{\prime })\) induces a morphism of \({\mathbb {E}}\)-extensions,
$$\begin{aligned} (a,1_C) :\delta \rightarrow a_{*}\delta . \end{aligned}$$
 
2.
Any morphism \(c \in {\mathscr {C}}(C^{\prime },C)\) induces a morphism of \({\mathbb {E}}\)-extensions,
$$\begin{aligned} (1_A,c) :c^{*}\delta \rightarrow \delta . \end{aligned}$$
 
Definition 2.16
[13, Definition 2.5]. For any objects AC in \({\mathscr {C}}\), the zero element \(0 \in {\mathbb {E}}(C,A)\) is called a split \({\mathbb {E}}\)-extension.
Definition 2.17
[13, Definition 2.6]. Let \(\delta \in {\mathbb {E}}(C,A)\) and \(\delta ^{\prime } \in {\mathbb {E}}(C^{\prime }, A^{\prime })\) be any pair of \({\mathbb {E}}\)-extensions. Let \(i_{C} :C \rightarrow C \oplus C^{\prime }\) and \(i_{C^{\prime }} :C^{\prime } \rightarrow C \oplus C^{\prime }\) be the canonical inclusion maps. Let \(p_{A} :A \oplus A^{\prime } \rightarrow A\), and \(p_{A^{\prime }} :A \oplus A^{\prime } \rightarrow A^{\prime }\) be the canonical projection maps. By the biadditivity of \({\mathbb {E}}\) we have the following isomorphism.
$$\begin{aligned} {\mathbb {E}}(C \oplus C^{\prime }, A \oplus A^{\prime }) \cong {\mathbb {E}}(C,A) \oplus {\mathbb {E}}(C,A^{\prime }) \oplus {\mathbb {E}}(C^{\prime }, A) \oplus {\mathbb {E}}(C^{\prime }, A^{\prime }) \end{aligned}$$
Let \(\delta \oplus \delta ^{\prime } \in {\mathbb {E}}(C \oplus C^{\prime }, A \oplus A^{\prime })\) be the element corresponding to \((\delta ,0,0,\delta ^{\prime })\) via the above isomorphism. If \(A = A^{\prime }\) and \(C = C^{\prime }\), then the sum \(\delta + \delta ^{\prime } \in {\mathbb {E}}(C,A)\) is obtained by
$$\begin{aligned} \delta + \delta ^{\prime } = {\mathbb {E}}(\Delta _{C},\nabla _{A})(\delta \oplus \delta ^{\prime }), \end{aligned}$$
where \(\Delta _{C} = \begin{pmatrix} 1 \\ 1 \end{pmatrix} : C \rightarrow C \oplus C\), and \(\nabla _{A} = \begin{pmatrix} 1,1 \end{pmatrix}: A \oplus A \rightarrow A.\)
Definition 2.18
[13, Definition 2.7]. Let AC be a pair of objects in \({\mathscr {C}}\). Two sequences of morphisms \(A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C\), and \(A \overset{x^{\prime }}{\longrightarrow } B^{\prime } \overset{y^{\prime }}{\longrightarrow } C\) in \({\mathscr {C}}\) are said to be equivalent if there exists an isomorphism \(b \in {\mathscr {C}}(B,B^{\prime })\) such that the following diagram commutes.
We denote the equivalence class of a sequence \(A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C\), by \([A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\).
Definition 2.19
[13, Definition 2.8]. Let \(A,B,C,A^{\prime }, B^{\prime }, C^{\prime }\) be objects in the category \({\mathscr {C}}\).
1.
We denote by 0 the equivalence class \([A \overset{\big [{\begin{matrix} 1_A\\ 0 \end{matrix}}\big ]}{\longrightarrow } A \oplus C \overset{[{\begin{matrix} 0&1_C \end{matrix}}]}{\longrightarrow } C]\).
 
2.
For any two equivalence classes \([A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\) and \([A^{\prime } \overset{x^{\prime }}{\longrightarrow } B^{\prime } \overset{y^{\prime }}{\longrightarrow } C^{\prime }]\), we denote by \([A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C] \oplus [A^{\prime } \overset{x^{\prime }}{\longrightarrow } B^{\prime } \overset{y^{\prime }}{\longrightarrow } C^{\prime }]\) the equivalence class \([A \oplus A^{\prime } \overset{x\oplus x^{\prime }}{\longrightarrow } B \oplus B^{\prime } \overset{y \oplus y^{\prime }}{\longrightarrow } C \oplus C^{\prime }].\)
 
Definition 2.20
[13, Definition 2.9]. Let \({\mathfrak {s}}\) be a correspondence associating an equivalence class \({\mathfrak {s}}(\delta ) = [A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\) to any \({\mathbb {E}}\)-extension \(\delta \in {\mathbb {E}}(C,A)\). We say that \({\mathfrak {s}}\) is a realisation of \({\mathbb {E}}\) if the following condition \((\circ )\) holds.
\((\circ )\) Let \(\delta \in {\mathbb {E}}(C,A)\) and \(\delta ^{\prime } \in {\mathbb {E}}(C^{\prime },A^{\prime })\) be \({\mathbb {E}}\)-extensions, with \({\mathfrak {s}}(\delta ) = [A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\) and \({\mathfrak {s}}(\delta ^{\prime }) = [A^{\prime } \overset{x^{\prime }}{\longrightarrow } B^{\prime } \overset{y^{\prime }}{\longrightarrow } C^{\prime }]\). Then for any morphism \((a,c) :\delta \rightarrow \delta ^{\prime }\) of \({\mathbb {E}}\)-extensions, there exists \(b \in {\mathscr {C}}(B,B^{\prime })\) such that the following diagram commutes.
In this situation, we say that the triple of morphisms (abc) realises (ac). For \(\delta \in {\mathbb {E}}(C,A)\), we say that the sequence \(A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C\) realises \(\delta \) if \({\mathfrak {s}}(\delta )=[A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\).
Definition 2.21
[13, Definition 2.10]. A realisation \({\mathfrak {s}}\) is said to be an additive realisation if the following conditions are satisfied,
1.
For any objects AC in \({\mathscr {C}}\), the split \({\mathbb {E}}\)-extension \( 0 \in {\mathbb {E}}(C,A)\) satisfies
$$\begin{aligned} {\mathfrak {s}}(0)=0. \end{aligned}$$
 
2.
For any pair of extensions \(\delta \) and \(\delta ^{\prime }\), we have that,
$$\begin{aligned} {\mathfrak {s}}(\delta \oplus \delta ^{\prime }) = {\mathfrak {s}}(\delta ) \oplus {\mathfrak {s}}(\delta ^{\prime }). \end{aligned}$$
 
We are now in a position to define an extriangulated category.
Definition 2.22
[13, Definition 2.12]. Let \({\mathscr {C}}\) be an additive category. An extriangulated category is a triple \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) satisfying the following axioms.
  • (ET1) The functor \({\mathbb {E}} :{\mathscr {C}}^{\text {op}} \times {\mathscr {C}} \rightarrow Ab \text { is a biadditive functor}\).
  • (ET2) The correspondence \({\mathfrak {s}}\) is an additive realisation of \({\mathbb {E}}\).
  • (ET3) Let \(\delta \in {\mathbb {E}}(C,A)\) and \(\delta ^{\prime } \in {\mathbb {E}}(C^{\prime },A^{\prime })\) be any pair of \({\mathbb {E}}\)-extensions, realised as \({\mathfrak {s}}(\delta ) = [A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]\) and \({\mathfrak {s}}(\delta ^{\prime }) = [A^{\prime } \overset{x^{\prime }}{\longrightarrow } B^{\prime } \overset{y^{\prime }}{\longrightarrow } C^{\prime }]\) respectively. For any commutative diagram there exists a morphism \(c \in {\mathscr {C}}(C,C^{\prime })\) such that \((a,c) :\delta \rightarrow \delta ^{\prime }\) is a morphism of \({\mathbb {E}}\)-extensions and the triple (abc) realises (ac).
  • \(\text {(ET3})^{\text {op}}\) The dual of (ET3).
  • (ET4) Let \(\delta \in {\mathbb {E}}(D,A)\) and \(\delta ^{\prime } \in {\mathbb {E}}(F,B)\) be any pair of \({\mathbb {E}}\)-extensions, realised by the sequences, \(A \overset{f}{\longrightarrow } B \overset{f^{\prime }}{\longrightarrow } D\) and \(B\overset{g}{\longrightarrow } C \overset{g^{\prime }}{\longrightarrow } F\). Then there exists an object E in \({\mathscr {C}}\), a commutative diagram in \({\mathscr {C}}\) and an \({\mathbb {E}}\)-extension \(\delta ^{\prime \prime } \in {\mathbb {E}}(E,A)\) realised by the sequence \(A \overset{h}{\longrightarrow } C \overset{h^{\prime }}{\longrightarrow } E\), which satisfy the following compatibilities:
    (i)
    \({\mathfrak {s}}((f^{\prime })_{*}\delta ^{\prime }) = [D \overset{d}{\longrightarrow } E \overset{e}{\longrightarrow } F].\)
     
    (ii)
    \(d^{*} \delta ^{\prime \prime } = \delta .\)
     
    (iii)
    \(f_{*}\delta ^{\prime \prime } = e^{*}\delta ^{\prime }.\)
     
  • \(\text {(ET4)}^{\text {op}}\) The dual of (ET4).
In this case, we call \({\mathfrak {s}}\) an \({\mathbb {E}}\)-triangulation of \({\mathscr {C}}\).
Definition 2.23
[2, Definition 2.31]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) and \(({\mathscr {C}}^{\prime },{\mathbb {E}}^{\prime },{\mathfrak {s}}^{\prime })\) be extriangulated categories. A covariant additive functor \(F :{\mathscr {C}} \rightarrow {\mathscr {C}}^{\prime }\) is called an extriangulated functor if there exists a natural transformation
$$\begin{aligned} \Gamma = \{\Gamma _{(C,A)}\}_{(C,A) \in {\mathscr {C}}^{\text {op}} \times {\mathscr {C}}} :{\mathbb {E}} \Rightarrow {\mathbb {E}}^{\prime }(F^{\text {op}}-,F-) \end{aligned}$$
of functors \({\mathscr {C}}^{\text {op}} \times {\mathscr {C}} \rightarrow Ab\), such that \({\mathfrak {s}}(\delta ) = [X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\) implies that \(\mathfrak {s}^{\prime }(\Gamma _{(Z,X)}(\delta )) = [F(A) \overset{F(x)}{\longrightarrow } F(B) \overset{F(y)}{\longrightarrow } F(C)]\). Here \(F^{\text {op}}\) is the opposite functor https://static-content.springer.com/image/art%3A10.1007%2Fs10485-021-09664-8/MediaObjects/10485_2021_9664_IEq253_HTML.gif given by \(F^{\text {op}}(A)=F(A)\) and \(F^{\text {op}}(f^{\text {op}})=(F(f))^{\text {op}}\). Furthermore, we say that F is an extriangulated equivalence if F is an equivalence of categories.
We will conclude this section by introducing some useful terminology from [13] and stating results about extriangulated categories which will be helpful for the rest of the paper.
Definition 2.24
[13, Definition 2.5, Definition 3.9]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\).
1.
A sequence \(A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C\) is called a conflation if it realises some \({\mathbb {E}}\)-extension \(\delta \in {\mathbb {E}}(C,A)\).
 
2.
A morphism \(f \in {\mathscr {C}}(A,B)\) is called an inflation if it admits some conflation \(A \overset{f}{\longrightarrow } B \longrightarrow C\).
 
3.
A morphism \(g \in {\mathscr {C}}(B,C)\) is called a deflation if it admits some conflation \(A \longrightarrow B \overset{g}{\longrightarrow } C\).
 
The terminology of conflations, inflations and deflations is also used in the context of exact categories and triangulated categories analogously.
Definition 2.25
[13, Definition 2.19]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2).
1.
If a conflation \(A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C\) realises \(\delta \in {\mathbb {E}}(C,A)\), we call the pair \((A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C, \delta )\) an \({\mathbb {E}}\)-triangle or extriangle and denote it by the following diagram.
 
2.
Let be any pair of \({\mathbb {E}}\)-triangles. If a triple (abc) realises \((a,c) :\delta \rightarrow \delta ^{\prime }\) we write it as in the following commutative diagram and call (abc) a morphism of \({\mathbb {E}}\)-triangles.
 
Lemma 2.26
[13, Corollary 3.6]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\). Let (abc) be a morphism of \({\mathbb {E}}\)-triangles. If any two of abc,  are isomorphisms, then so is the third.
Lemma 2.27
[13, Proposition 3.7]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\). Let be any \({\mathbb {E}}\)-triangle in \({\mathscr {C}}\). If \(f \in {\mathscr {C}}(A,X)\) and \(h \in {\mathscr {C}}(C,Z)\) are isomorphisms, then is again an \({\mathbb {E}}\)-triangle.
Corollary 2.28
Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\). Let be any \({\mathbb {E}}\)-triangle in \({\mathscr {C}}\). Suppose we have the following commutative diagram, where the morphisms fgh are isomorphisms. Then it follows that is an \({\mathbb {E}}\)-triangle.
Proof
By Proposition 2.27, is an \({\mathbb {E}}\)-triangle. Now consider the following diagram. Observe that it commutes, therefore it is an equivalence, which implies that is an \({\mathbb {E}}\)-triangle. \(\square \)
The following two propositions are special cases of propositions from [6] which are stated for general n-exangulated categories, but here we are restating them in the case of extriangulated categories which are in fact the same as 1-exangulated categories by [6, Proposition 4.3].
Proposition 2.29
[6, Proposition 3.3]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\). Let \((A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C, \delta )\) and \((X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z, \rho )\) be pairs consisting of a sequence of morphisms and an \({\mathbb {E}}\)-extension. Then the following statements are equivalent.
1.
\((A \oplus X \overset{a \oplus x}{\longrightarrow } B \oplus Y \overset{b \oplus y}{\longrightarrow } C \oplus Z, \delta \oplus \rho )\) is an \({\mathbb {E}}\)-triangle.
 
2.
Both \((A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C, \delta )\) and \((X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z, \rho )\) are \({\mathbb {E}}\)-triangles.
 
Proposition 2.30
[6, Corollary 3.4]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1), (ET2), (ET3) and \(\text {(ET3)}^{\text {op}}\). Suppose that is an \({\mathbb {E}}\)-triangle. Then for \(t = x - u \circ v\) and \(p = [1,0] :X \oplus A \rightarrow X\), is an \({\mathbb {E}}\)-triangle.
Proposition 2.31
[13, Corollary 3.12]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category. For any \({\mathbb {E}}\)-triangle the following sequences of natural transformations are exact.
The natural transformations \(\delta ^{\#}\) and \(\delta _{\#}\) are defined as follows. Given any object X in \({\mathscr {C}}\), we have that
1.
\((\delta ^{\#})_{X} :{\mathscr {C}}(A,X) \rightarrow {\mathbb {E}}(C,X) \text { ; } g \mapsto f_{*}\delta ,\)
 
2.
\((\delta _{\#})_{X} :{\mathscr {C}}(X,C) \rightarrow {\mathbb {E}}(X,A) \text { ; } f \mapsto f^{*}\delta .\)
 
The exactness of the first sequence of natural transformations means that for any object X in \({\mathscr {C}}\), the sequence is exact in Ab and likewise for the second sequence.
Proposition 2.32
[13, Proposition 3.3]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisfying (ET1) and (ET2). Then the following are equivalent.
1.
\(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) satisfies (ET3) and (ET3)\(^{\text {op}}\).
 
2.
For any \({\mathbb {E}}\)-triangle the following sequences of natural transformations are exact.
 
Lemma 2.33
[13, Lemma 3.2]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be a triple satisying (ET1),(ET2), (ET3), (ET3)\(^{\text {op}}\). Then for any \({\mathbb {E}}\)-triangle, the following statements hold:
1.
\(y \circ x = 0,\)
 
2.
\(x_{*}\delta = 0,\)
 
3.
\(y^{*}\delta = 0.\)
 
Proposition 2.34
[12, Proposition 1.20]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category. Let be an \({\mathbb {E}}\)-triangle, let \(f :A \rightarrow D\) be any morphism and let be an \({\mathbb {E}}\)-triangle realising \(f_{*}\delta \). Then there is a morphism g such that the following diagram commutes and that is an \({\mathbb {E}}\)-triangle.
Dually, let be an \({\mathbb {E}}\)-triangle, let \(h :E \rightarrow C\) be any morphism and let be an \({\mathbb {E}}\)-triangle realising \(h^{*}\delta \). Then there is a morphism \(g :D \rightarrow B\) such that the following diagram commutes and that is an \({\mathbb {E}}\)-triangle.
The following proposition is a special case of [6, Proposition 3.6] which applies to general n-exangulated categories. But here we are restating the statement just for extriangulated categories, which are the same as 1-exangulated categories. The statement of [6, Proposition 3.6] is a consequence of (ET2) and Proposition 2.34, or axioms (R0) and (EA2) respectively in the language of [6].
Corollary 2.35
[6, Proposition 3.6(2)]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category. Let and be \({\mathbb {E}}\)-triangles. Suppose we have the following solid commutative diagram. Then there exists a morphism \(w :C \rightarrow Z\) such \(wb = yu, w^{*}\delta = \varepsilon \) and that the following is an \({\mathbb {E}}\)-triangle,

3 Idempotent completion of extriangulated categories.

For the rest of this section, let \(({\mathscr {C}}, {\mathbb {E}}, {\mathfrak {s}})\) be an extriangulated category and let \(\tilde{{\mathscr {C}}}\) and \(\hat{{\mathscr {C}}}\) be the idempotent completion of \({\mathscr {C}}\) and the weak idempotent completion of \({\mathscr {C}}\) respectively. Note that in order to consider \(\hat{{\mathscr {C}}}\), we have to further assume that \({\mathscr {C}}\) is a small category.

3.1 Idempotent completion.

Theorem 3.1
Let \(({\mathscr {C}}, {\mathbb {E}}, {\mathfrak {s}})\) be an extriangulated category. Let \(\tilde{{\mathscr {C}}}\) be the idempotent completion of \({\mathscr {C}}\). Then \(\tilde{{\mathscr {C}}}\) is extriangulated. Moreover, in this case the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) is an extriangulated functor.
Our first step in proving the above theorem is the construction of a bifunctor \({\mathbb {F}} :\tilde{{\mathscr {C}}}^{\text {op}} \times \tilde{{\mathscr {C}}} \rightarrow Ab\) for the extriangulated structure. Given a pair of objects (Xp) and (Yq) in \(\tilde{{\mathscr {C}}}\), we define \({\mathbb {F}}\) on objects by setting,
$$\begin{aligned} {\mathbb {F}}((X,p),(Y,q)) {:}{=} p^{*}q_{*}{\mathbb {E}}(X,Y) = \{p^{*}q_{*}\delta \mid \delta \in {\mathbb {E}}(X,Y)\}. \end{aligned}$$
Lemma 3.2
Let \(p :X \rightarrow X\) and \(q :Y \rightarrow Y\) be morphisms in \({\mathscr {C}}\). Then \(p^{*}q_{*}{\mathbb {E}}(X,Y) = \{p^{*}q_{*}\delta \mid \delta \in {\mathbb {E}}(X,Y)\}\) is a subgroup of \({\mathbb {E}}(X,Y)\).
Proof
Observe that \(p^{*}q_{*}{\mathbb {E}}(X,Y)\) is the image of \({\mathbb {E}}(X,Y)\) under the group homomorphism \({\mathbb {E}}(p,q)\), therefore \(p^{*}q_{*}{\mathbb {E}}(X,Y)\) is a subgroup of \({\mathbb {E}}(X,Y)\). \(\square \)
By Lemma 3.2, \(p^{*}q_{*}{\mathbb {E}}(X,Y)\) is an Abelian group. We now need to define \({\mathbb {F}}\) on morphisms.
Let \({\tilde{\alpha }} :(X,p) \rightarrow (Y,q)\) and \({\tilde{\beta }} :(U,e) \rightarrow (V,f)\) be any pair of morphisms in \(\tilde{{\mathscr {C}}}\). By definition these are morphisms \(\alpha :X \rightarrow Y\) and \(\beta :U \rightarrow V\) in \({\mathscr {C}}\) such that \(\alpha p = q \alpha = \alpha \) and \(\beta e = f \beta = \beta .\) Take \(\varepsilon \in {\mathbb {F}}((Y,q),(U,e))\), we have that \(\varepsilon = q^{*}e_{*}\delta _{\varepsilon }\) for some \(\delta _{\varepsilon } \in {\mathbb {E}}(Y,U)\), hence we observe that
$$\begin{aligned} \beta _{*}\alpha ^{*}\varepsilon= & {} \beta _{*}\alpha ^{*}q^{*}e_{*}\delta _{\varepsilon } = \beta _{*}e_{*}\alpha ^{*}q^{*}\delta _{\varepsilon } = (\beta e)_{*}(q\alpha )^{*}\delta _{\varepsilon } \\= & {} (f\beta )_{*}(\alpha p)^{*}\delta _{\varepsilon } = f_{*}\beta _{*}p^{*}\alpha ^{*}\delta _{\varepsilon } = p^{*}f_{*}(\alpha ^{*}\beta _{*}\delta _{\varepsilon }). \end{aligned}$$
Since \(\alpha ^{*}\beta _{*}\delta _{\varepsilon }\) is in \({\mathbb {E}}(X,V)\) we have that \(\alpha ^{*}\beta _{*}\varepsilon \) is an element of \({\mathbb {F}}((X,p),(V,f))\).
For the pair \(({\tilde{\alpha }},{\tilde{\beta }})\) we define \({\mathbb {F}}({\tilde{\alpha }}^{\text {op}}, {\tilde{\beta }}) :{\mathbb {F}}((Y,q),(U,e)) \rightarrow {\mathbb {F}}((X,p),(V,f))\) as follows. For \(\varepsilon \in {\mathbb {F}}((Y,q),(U,e))\) we set \({\mathbb {F}}({\tilde{\alpha }}^{\text {op}}, {\tilde{\beta }})(\varepsilon ) {:}{=} \beta _{*}\alpha ^{*}\varepsilon .\) It is easy to observe that \({\mathbb {F}}\) preserves identity morphisms from the above definition. Let \((\tilde{\alpha _{1}}, \tilde{\beta _{1}})\) and \((\tilde{\alpha _{2}}, \tilde{\beta _{2}})\) be a pair of composable morphisms in \(\tilde{{\mathscr {C}}}^{\text {op}} \times \tilde{{\mathscr {C}}}\) and \((\tilde{\alpha _{1}} \tilde{\alpha _{2}} , \tilde{\beta _{1}} \tilde{\beta _{2}} )\) be their composition. Then,
$$\begin{aligned}&{\mathbb {F}}((\tilde{\alpha _{1}} \tilde{\alpha _{2}})^{\text {op}}, \tilde{\beta _{1}} \tilde{\beta _{2}})(\varepsilon ) = {\mathbb {F}}(\tilde{\alpha _{2}}^{\text {op}} \tilde{\alpha _{1}}^{\text {op}}, \tilde{\beta _{1}} \tilde{\beta _{2}})(\varepsilon )\\&= \beta _{1*}\beta _{2*}(\alpha _{2}\alpha _{1})^{*}\varepsilon =\beta _{1*}\beta _{2*}\alpha _{1}^{*}\alpha _{2}^{*}\varepsilon = \beta _{1*}\alpha _{1}^{*}\beta _{2*}\alpha _{2}^{*}\varepsilon , \end{aligned}$$
so \({\mathbb {F}}\) preserves composition. This completes the definition of the bifunctor \({\mathbb {F}} :\tilde{{\mathscr {C}}}^{\text {op}} \times \tilde{{\mathscr {C}}} \rightarrow Ab\).
Our next step will be to verify that \({\mathbb {F}} :\tilde{{\mathscr {C}}}^{\text {op}} \times \tilde{{\mathscr {C}}} \rightarrow Ab\) is a biadditive functor. We will only show that \({\mathbb {F}}\) is additive in the second argument since the proof for additivity in the first argument is dual.
Proposition 3.3
Fix (Xp) in \(\tilde{{\mathscr {C}}}\). Then the functor \({\mathbb {F}}((X,p), -) :\tilde{{\mathscr {C}}} \rightarrow Ab\) is an additive functor.
Proof
For the zero object \((0,1_0)\) in \(\tilde{{\mathscr {C}}}\), we have that \({\mathbb {F}}((X,p),(0,1_0)) = p^{*}(1_{0})_{*}{\mathbb {E}}(X,0)=\{0\}.\)
Now let (Ue) and (Vf) be any pair of objects in \(\tilde{{\mathscr {C}}}\). Denote by \({\mathbb {F}}_{X}^{U \oplus V}\) the Abelian group \({\mathbb {F}}((X,p),(U \oplus V, e \oplus f)) = \{ p^{*}(e \oplus f)_{*} \delta \mid \delta \in {\mathbb {E}}(X,U \oplus V)\}\). We also denote by \({\mathbb {F}}_{X}^{U}\) the Abelian group \({\mathbb {F}}((X,p),(U,e)) = \{ p^{*}e_{*}\varepsilon \mid \varepsilon \in {\mathbb {E}}(X,U)\}\). We likewise denote by \({\mathbb {F}}_{X}^{V}\) the Abelian group \({\mathbb {F}}((X,p),(V,f)) = \{ p^{*}f_{*}\tau \mid \tau \in {\mathbb {E}}(X,V)\}\).
Since \({\mathbb {E}}\) is a biadditive functor, there is a group isomorphism \(\varphi :{\mathbb {E}}(X,U \oplus V) \rightarrow {\mathbb {E}}(X,U) \oplus {\mathbb {E}}(X,V)\), where an \({\mathbb {E}}\)-extension \(\delta \in {\mathbb {E}}(X,U \oplus V)\) corresponds to \(\varphi ( \delta ) = (\delta _{U},\delta _{V})\) for some \(\delta _{U} \in {\mathbb {E}}(X,U)\) and \(\delta _{V} \in {\mathbb {E}}(X,V)\).
Define the map \(G :{\mathbb {F}}_{X}^{U \oplus V} \rightarrow {\mathbb {F}}_{X}^{U} \oplus {\mathbb {F}}_{X}^{V}\) by setting \(G(p^{*}(e \oplus f)_{*}\delta ) = (p^{*}e_{*}\delta _{U}, p^{*}f_{*}\delta _{V})\) where \(\varphi (\delta ) =(\delta _{U},\delta _{V})\) for some \(\delta _{U} \in {\mathbb {E}}(X,U)\) and \(\delta _{V} \in {\mathbb {E}}(X,V)\). Observe that for any pair \(p^{*}(e \oplus f)_{*}\delta \) and \( p^{*}(e \oplus f)_{*}\varepsilon \) where \(\varphi (\delta )=(\delta _{U},\delta _{V})\) and \(\varphi (\varepsilon )=(\varepsilon _{U}, \varepsilon _{V})\) we have that \(\varphi (\delta + \varepsilon ) = \varphi (\delta ) + \varphi (\varepsilon ).\) So
$$\begin{aligned}&G(p^{*}(e \oplus f)_{*}\delta + p^{*}(e \oplus f)_{*}\varepsilon ) = G(p^{*}(e \oplus f)_{*}(\delta + \varepsilon ))=(p^{*}e_{*}(\delta _U + \varepsilon _U), p^{*}e_{*}(\delta _V + \varepsilon _V)) \\&= (p^{*}e_{*}\delta _U, p^{*}f_{*}\delta _V) + (p^{*}e_{*}\varepsilon _U, p^{*}f_{*}\varepsilon _V) = G(p^{*}(e \oplus f)_{*}\delta ) + G(p^{*}(e \oplus f)_{*}\varepsilon ). \end{aligned}$$
Hence G is a group homomorphism.
Define the map \(H :{\mathbb {F}}_{X}^{U} \oplus {\mathbb {F}}_{X}^{V} \rightarrow {\mathbb {F}}_{X}^{U \oplus V}\) by setting \(H(p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _{V}) = p^{*}(e \oplus f)_{*}\delta \) where \(\varphi ^{-1}(\delta _U,\delta _V) = \delta \) for some \(\delta \in {\mathbb {E}}(X,U \oplus V)\), and where \(\delta _{U} \in {\mathbb {E}}(X,U)\) and \(\delta _{V} \in {\mathbb {E}}(X,V)\). Take any pair \((p^{*}e_{*}\delta _{U} , p^{*}f_{*}\delta _{V})\) and \((p^{*}e_{*}\varepsilon ,p^{*}f_{*}\varepsilon _{V})\) in \({\mathbb {F}}_{X}^{U} \oplus {\mathbb {F}}_{X}^{V}\). Then if \(\varphi ^{-1}(\delta _U,\delta _V) = \delta \) and \(\varphi ^{-1}(\varepsilon _U,\varepsilon _V) = \varepsilon \) then \(\varphi ^{-1}((\delta _{U} + \varepsilon _{U}, \delta _{V} + \varepsilon _{V})) = \varphi ^{-1}(\delta _U,\delta _V)+ \varphi ^{-1}(\varepsilon _U,\varepsilon _V)\). So
$$\begin{aligned}&H((p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _{V}) +(p^{*}e_{*}\varepsilon _{U},p^{*}f_{*}\varepsilon _{V}) ) = H((p^{*}e_{*}(\delta _U + \varepsilon _U),p^{*}f_{*}(\delta _{V} + \varepsilon _{V})) \\&= p^{*}(e \oplus f)_{*}(\delta + \varepsilon ) =p^{*}(e \oplus f)_{*} \delta + p^{*}(e \oplus f)_{*} \varepsilon = H(p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _{V})\\&+ H(p^{*}e_{*}\varepsilon _{U},p^{*}f_{*}\varepsilon _{V}). \end{aligned}$$
Hence H is a group homomorphism.
We claim that \(G \circ H = 1_{{\mathbb {F}}_{X}^{U} \oplus {\mathbb {F}}_{X}^{V}}\). Take \((p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _V) \in {\mathbb {F}}_{X}^{U} \oplus {\mathbb {F}}_{X}^{V}\) and suppose \(\varphi ^{-1}(\delta _U, \delta _V) = \delta \). Then \(H((p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _V)) = p^{*}(e \oplus f)_{*}\delta \). Since \(\phi (\delta ) =(\delta _U,\delta _V)\), we have that
$$\begin{aligned} GH((p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _V))=G(p^{*}(e \oplus f)_{*}\delta )=(p^{*}e_{*}\delta _U,p^{*}f_{*}\delta _V). \end{aligned}$$
We also claim that \(H \circ G = 1_{{\mathbb {F}}_{X}^{U \oplus V}}\). Take \(p^{*}(e \oplus f)_{*}\delta \in {\mathbb {F}}_{X}^{U \oplus V}\) and suppose \(\varphi (\delta ) = (\delta _U, \delta _V)\). Then \(G(p^{*}(e \oplus f)_{*}\delta ) = (p^{*}e_{*}\delta _U, p^{*}f_{*}\delta _V)\). Since \(\varphi ^{-1}(\delta _U,\delta _V) = \delta \), we have that
$$\begin{aligned} H(G(p^{*}(e \oplus f)_{*}\delta ))=H((p^{*}e_{*}\delta _U, p^{*}f_{*}\delta _V))=p^{*}(e \oplus f)_{*}\delta . \end{aligned}$$
This shows that \({\mathbb {F}}((X,p),(U \oplus V, e \oplus f)) \cong {\mathbb {F}}((X,p),(U,e)) \oplus {\mathbb {F}}((X,p),(V,f))\). Therefore the functor \({\mathbb {F}}((X,p), -) :\tilde{{\mathscr {C}}} \rightarrow Ab\) is additive. \(\square \)
Proposition 3.4
Fix (Xp) in \(\tilde{{\mathscr {C}}}\). Then the functor \({\mathbb {F}}(-,(X,p)) :\tilde{{\mathscr {C}}}^{\text {op}} \rightarrow Ab\) is an additive functor.
Proof
The proof is dual to the proof of the previous proposition. \(\square \)
Having verified that the functor \({\mathbb {F}}\) is biadditive, the next thing we need to do is to define a correspondence which will be a realisation. In order to define the correspondence, we need the following lemma. This lemma is a generalisation of [1, Lemma 1.13] in the setting of extriangulated categories. The proof is also a straightforward adaptation.
Lemma 3.5
Let \(({\mathscr {A}}, {\mathbb {G}},{\mathfrak {t}})\) be a triple satisfying (ET1), (ET2), (ET3) and (ET3)\(^{\text {op}}\). Let ABC be objects of \({\mathscr {A}}\). Let \(\delta \) be an extension in \({\mathbb {G}}(C,A)\) with \({\mathfrak {t}}(\delta ) = [ A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C]\). Let \((e,f) :\delta \rightarrow \delta \) be a morphism of \({\mathbb {G}}\)-extensions where \(e :A \rightarrow A\) and \(f :C \rightarrow C\) are idempotent morphisms. Then there exists an idempotent morphism \(g :B \rightarrow B\) such that the triple (egf) realises the morphism of \({\mathbb {G}}\)-extensions \((e,f) :\delta \rightarrow \delta \).
Proof
Since \((e,f) :\delta \rightarrow \delta \) is a morphism of \({\mathbb {G}}\)-extensions and \({\mathfrak {t}}\) is a realisation, there exists a morphism \(i :B \rightarrow B\) such that the following diagram commutes. Let \(h {:}{=} i^{2}-i\). Then we have that \(ha = (i^2-i)a = 0\) and \(bh=b(i^{2}-i)=0\) from the commutativity of the above diagram and the fact that e and f are idempotent. By the exact sequences in Proposition 2.32, b is a weak cokernel of a so there exists \({\bar{h}} :C \rightarrow B\) such that \(h={\bar{h}}b.\) So we observe that \(h^{2}={\bar{h}}bh =0\).
Let \(g = i + h -2ih\). Since the morphisms i and h commute and \(h^2=0\) we have that \(g^{2} = i^2 + 2ih-4i^2h\). Since \(i^2 = i + h\) we have that \(g^2 = i +h + 2ih -4ih =g\). We have that \(ga = ia + ha -2iha = ia = ae\), since \(ha=0\). We likewise have that \(bg = bi + bh-2bih = bi + bh -2bhi = bi = fb\). Therefore, the above diagram commutes if we replace i with g. This completes the proof. \(\square \)
Lemma 3.6
Let \(({\mathscr {A}}, {\mathbb {G}},{\mathfrak {t}})\) be an extriangulated category. Let ABC be objects of \({\mathscr {A}}\). Let \(\delta \) be an extension in \({\mathbb {G}}(C,A)\) with \({\mathfrak {t}}(\delta ) = [ A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C]\). Let \((e,f) :\delta \rightarrow \delta \) be a morphism of \({\mathbb {G}}\)-extensions realised by (eif) where \(e :A \rightarrow A\) and \(i :B \rightarrow B\) are idempotent morphisms. Then there exists an idempotent morphism \(g :C \rightarrow C\) such that \((e,g) :\delta \rightarrow \delta \) is a morphism of \({\mathbb {G}}\)-extensions realised by (eig). Dually if we instead assume that \(i :B \rightarrow B\) and \(f :C \rightarrow C\) are idempotent. Then there exists an idempotent morphism \(k :A \rightarrow A\) such that \((k,f) :\delta \rightarrow \delta \) is a morphism of \({\mathbb {G}}\)-extensions realised by (kif).
Proof
Since \((e,f) :\delta \rightarrow \delta \) is realised by (eif), we have the following commutative diagram. Set \(h {:}{=} f^2 - f\). Then we have that
$$\begin{aligned} hb = f^{2}b - fb = f(bi)-bi = (fb)i-bi=bi^{2}-bi = bi - bi =0. \end{aligned}$$
We also have that
$$\begin{aligned} h^{*}\delta= & {} (f^{2}-f)^{*}\delta = f^{*}f^{*}\delta - f^{*}\delta = f^{*}e_{*}\delta - e_{*}\delta \\= & {} e_{*}(f^{*}\delta )-e_{*}\delta = (e^{2})_{*}\delta -e_{*}\delta =e_{*}\delta - e_{*}\delta =0. \end{aligned}$$
By Proposition 2.31 we have the following exact sequence in Ab. Since \(h^{*}\delta = (\delta _{\#})_{C}(h) =0\), it follows from the exactness of the above sequence that there exists a morphism \({\bar{h}} :C \rightarrow B\) such that \(h = b{\bar{h}}\). From this we can observe that \(h^{2} = b{\bar{h}}b{\bar{h}} = hb{\bar{h}} = 0\). Now set \(g{:}{=} f+h-2fh\), as f and h commute and \(h^2=0\), we then have that
$$\begin{aligned} g^{2} = (f+h-2fh)^2 = f^2 + 2fh-4f^2h. \end{aligned}$$
By noting that \(f^2 = f +h\) we obtain
$$\begin{aligned} g^2 = f + h -2fh = g. \end{aligned}$$
It is then easy to check that,
$$\begin{aligned} g^{*}\delta = f^{*}\delta +h^{*}\delta -2h^{*}f^{*}\delta = e_{*}\delta + 0 -2h^{*}e_{*}\delta = e_{*}\delta -2e_{*}h^{*}\delta = e_{*}\delta -2e_{*}0 = e_{*}\delta , \end{aligned}$$
and
$$\begin{aligned} gb = (f+h-2fh)b= fb + hb -2fhb = bi + 0 -2f0 =bi. \end{aligned}$$
We have shown that \(g :C \rightarrow C\) is an idempotent morphism such that \((e,g) :\delta \rightarrow \delta \) is a morphism of \({\mathbb {G}}\)-extensions realised by (eig). The proof of the other statement is dual. \(\square \)
Definition 3.7
Let \({\mathfrak {r}}\) be the correspondence between \({\mathbb {F}}\)-extensions and equivalence classes of sequences of morphisms in \(\tilde{{\mathscr {C}}}\) defined as follows. For any objects ZX in \({\mathscr {C}}\) and idempotent morphisms \(p :Z \rightarrow Z, q :X \rightarrow X\) in \({\mathscr {C}}\), let \(\delta = p^{*}q_{*}\varepsilon \) be an extension in \({\mathbb {F}}((Z,p),(X,q))\) such that
$$\begin{aligned} {\mathfrak {s}}(p^{*}q_{*}\varepsilon ) = [ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]. \end{aligned}$$
We set
$$\begin{aligned} {\mathfrak {r}}(\delta ) {:}{=} [ (X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)], \end{aligned}$$
where \(r :Y \rightarrow Y\) is an idempotent morphism such that \(rx=xq\) and \(yr=py\) obtained by application of Lemma 3.5.
Remark 3.8
Before we can proceed any further, we need to show that the above definition of \({\mathfrak {r}}\) is well-defined in the following sense. Given an \({\mathbb {F}}\)-extension \(\delta \), \({\mathfrak {r}}(\delta )\) is defined in terms of a choice of the representative \({\mathfrak {s}}(\delta )\). We will show that it is independent of this choice. Moreover, in the above definition, the idempotent morphism \(r :Y \rightarrow Y\) such that \(rx=xq\) and \(yr = py\) need not be unique. We will show that all choices of such an idempotent give equivalent sequences.
Lemma 3.9
Let \(\delta = p^{*}q_{*}\varepsilon \) be an extension in \({\mathbb {F}}((Z,p),(X,q))\) such that
$$\begin{aligned} {\mathfrak {s}}(p^{*}q_{*}\varepsilon ) = [ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]. \end{aligned}$$
For any object \((A,e) \in \tilde{{\mathscr {C}}}\), the following sequence in Ab is exact. In particular, in the sequence the morphism py is a weak cokernel of xq and the morphism xq is a weak kernel of py.
Proof
Since \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) is extriangulated and \({\mathfrak {s}}(p^{*}q_{*}\varepsilon ) = [ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\), we have that \(y \circ x = 0\) by Lemma 2.33. So it follows that for \(f \in \tilde{{\mathscr {C}}}((Z,p),(A,e))\),
$$\begin{aligned} (f \circ py) \circ (xq) = (fp)(y\circ x) = 0. \end{aligned}$$
That is to say im(\(\tilde{{\mathscr {C}}}(py{,}(A{,}e))) \subseteq \text {ker}(\tilde{{\mathscr {C}}}(xq{,}(A{,}e)))\).
Recall that r is an idempotent such that \(xq = rx\) and \(py = yr\). Given \(g \in \tilde{{\mathscr {C}}}((Y,r),(A,e))\) such that \(g \circ xq = 0\), we have that \(gxq = grx =0\). By the exactness of the sequence in Proposition 2.31, y is a weak cokernel of x, so we have that there exists a morphism \(h :Z \rightarrow A\) such that \(gr = hy\). Since \(gr =hy\) we have that
$$\begin{aligned} gr = gr^2 = hyr = hpy. \end{aligned}$$
Moreover for the morphism \(ehp :(Z,p) \rightarrow (A,e)\) we have that
$$\begin{aligned} gr = egy = ehpy = ehppy = (ehp) \circ py. \end{aligned}$$
This is to say \(gr \in \text {im}(\tilde{{\mathscr {C}}}(py{,}(A{,}e)))\), in particular \(\text {ker}(\tilde{{\mathscr {C}}}(xq{,}(A{,}e))) \subseteq \text { im}\tilde{{\mathscr {C}}}(py{,}(A{,}e))).\) This completes the proof. \(\square \)
Proposition 3.10
Let \(\delta \) be an extension in \({\mathbb {F}}((C,p),(A,q))\) realised under \({\mathfrak {s}}\) by the following sequences,
$$\begin{aligned} A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C, \\ A \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } C. \end{aligned}$$
Then given idempotents \(r :B \rightarrow B\) and \(w :Y \rightarrow Y\) such that
$$\begin{aligned} aq = ra, \text { } pb = br \text { and } xq = wx, \text { } py=yw \end{aligned}$$
(1)
the following sequences are equivalent,
$$\begin{aligned} (A,q) \overset{aq}{\longrightarrow } (B,r) \overset{pb}{\longrightarrow } (C,p), \\ (A,q) \overset{xq}{\longrightarrow } (Y,w) \overset{py}{\longrightarrow } (C,p). \end{aligned}$$
That is to say, \({\mathfrak {r}}\) is well-defined.
Proof
Since the sequences \(A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C,\) and \(A \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } C\) both realise \(\delta \), they are by definition equivalent in \({\mathscr {C}}\). That is to say we have the following commutative diagram, where the morphism \(f :B \rightarrow Y\) is an isomorphism. Now consider the following diagram. From the relations in (1) and those arising from the commutative diagram (2), we can observe the following,
$$\begin{aligned} wf(raq) = wf(aq) = wxq = xq, \end{aligned}$$
(4)
$$\begin{aligned} py(wfr) = p(yf)r = p(br) = pb. \end{aligned}$$
(5)
That is to say, diagram (3) commutes.
From (4) we can see that \(wfraq = wfaq\) therefore \((wfr-wf)aq =0\). By Lemma 3.9, pb is a weak cokernel of aq, so there exists a morphism \(h :(C,p) \rightarrow (Y,w)\) such that \(wfr-wf = hpb\). Since r is idempotent and satisfies the relations in (1), we have that
$$\begin{aligned} 0 = wfr -wfr = wfr^2 -wfr = hpbr = hpb, \end{aligned}$$
in particular
$$\begin{aligned} wfr -wf = hpb = 0. \end{aligned}$$
Hence \(wfr=wf\).
From (5) we have that \(py(wfr) = py(fr)\) therefore \(py(wfr-fr) = 0.\) By Lemma 3.9, we have that xq is a weak kernel of py and there exists a morphism \(g :(B,r) \rightarrow (A,q)\) such that \(wfr-fr = xqg.\) Since w is idempotent and satisfies the relations in (1), we have that
$$\begin{aligned} 0 = wfr -wfr = w^2fr -wfr =wxqg =xqg, \end{aligned}$$
in particular
$$\begin{aligned} wfr -fr = xqg = 0. \end{aligned}$$
Hence \(wfr=fr\).
Now consider the morphism \(rf^{-1}w :(Y,w) \rightarrow (B,r)\) in \(\tilde{{\mathscr {C}}}\). Since \(wfr = wf\) and \(wfr=fr\), we can observe that
$$\begin{aligned}&wfr \circ rf^{-1}w = wfrrf^{-1}w = (wfr)f^{-1}w = (wf)f^{-1}w = w, \\&rf^{-1}w \circ wfr =rf^{-1}wwfr =rf^{-1}(wfr) = rf^{-1}(fr) = r. \end{aligned}$$
This is to say the morphisms \(rf^{-1}w :(Y,w) \rightarrow (B,r)\) and \(wfr :(B,w) \rightarrow (Y,w)\) are mutual inverses in \(\tilde{{\mathscr {C}}}\). So diagram (3) does indeed give an equivalence of sequences in \({\mathscr {C}}\). This completes the proof. \(\square \)
From Proposition 3.10 we conclude that \({\mathfrak {r}}\) is well-defined in the sense of Remark 3.8.
Lemma 3.11
Let \(\delta \) be an extension in \({\mathbb {F}}((Z,p),(X,q))\) with \({\mathfrak {s}}(\delta )=[ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\) and \({\mathfrak {r}}(\delta ) = [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)]\). Suppose that \((X,q) \overset{u}{\longrightarrow } (W,s) \overset{v}{\longrightarrow } (Z,p)\) is another sequence realising \(\delta \) as an \({\mathbb {F}}\)-extension. Then \(u=u_{1}q\) and \(v=pv_{1}\) for some \(u_{1} :X \rightarrow W\) and \(v_{1} :W \rightarrow Z.\)
Proof
Since \((X,q) \overset{u}{\longrightarrow } (W,s) \overset{v}{\longrightarrow } (Z,p)\) realises \(\delta \), there is an equivalence, where f is an isomorphism. Since the above diagram commutes \(fxq = u\) and \(vf = py\), so set \(u_{1} = fx\) and \(v_{1} = yf^{-1}\). \(\square \)
Proposition 3.12
Let \({\mathfrak {r}}\) be the correspondence defined above. Then \({\mathfrak {r}}\) is an additive realisation of \({\mathbb {F}}.\)
Proof
Let \(\delta = p^{*}q_{*}\varepsilon \in {\mathbb {F}}((Z,p),(X,q))\) and \(\delta ^{\prime } = p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime } \in {\mathbb {F}}((Z^{\prime },p^{\prime }),(X^{\prime },q^{\prime }))\) be \({\mathbb {F}}\)-extensions with
$$\begin{aligned} {\mathfrak {s}}(\delta )= & {} [X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z], \\ {\mathfrak {r}}(\delta )= & {} [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)] \end{aligned}$$
and
$$\begin{aligned} {\mathfrak {s}}(\delta ^{\prime })= & {} [X^{\prime } \overset{x^{\prime }}{\longrightarrow } Y^{\prime } \overset{y^{\prime }}{\longrightarrow } Z^{\prime }], \\ {\mathfrak {r}}(\delta ^{\prime })= & {} [(X^{\prime },q^{\prime }) \overset{x^{\prime }q^{\prime }}{\longrightarrow } (Y^{\prime },r^{\prime }) \overset{p^{\prime }y^{\prime }}{\longrightarrow } (Z^{\prime },p^{\prime })]. \end{aligned}$$
Suppose that we have a morphism of \({\mathbb {F}}\)-extensions \((a,c) :\delta \rightarrow \delta ^{\prime }\) for some \(a \in \tilde{{\mathscr {C}}}((X,q),(X^{\prime },q^{\prime })\) and \(c \in \tilde{{\mathscr {C}}}((Z,p),(Z^{\prime },p^{\prime })\), that is to say \({\mathbb {F}}((Z,p),a)(\delta ) = {\mathbb {F}}(c,(X,q))(\delta ^{\prime })\). In other words, we have the following diagram in \(\tilde{{\mathscr {C}}}\).
By definition we have that \(\delta = p^{*}q_{*}\varepsilon \) and \(\delta ^{\prime } = p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }\) for some \(\varepsilon \in {\mathbb {E}}(Z,X)\) and some \(\varepsilon ^{\prime } \in {\mathbb {E}}(Z^{\prime },X^{\prime })\). Moreover the morphism \(a \in {\mathscr {C}}(X,X^{\prime })\) is such that \(aq = q^{\prime }a = a\), likewise for \( c \in {\mathscr {C}}(Z,Z^{\prime })\) we have that \(cp = p^{\prime }c=c\). We also have by definition that
$$\begin{aligned} {\mathbb {F}}((Z,p),a)(\delta ) = a_{*}(p^{*}q_{*}\varepsilon ) = {\mathbb {F}}(c,(X,q))(\delta ^{\prime }) = c^{*}(p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }). \end{aligned}$$
Therefore we have a morphism of \({\mathbb {E}}\)-extensions \((a,c) :p^{*}q_{*}\varepsilon \rightarrow p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }.\) In other words we have the following solid diagram in \({\mathscr {C}}\). Since \({\mathfrak {s}}\) is a realisation, there exists a morphism \(b :Y \rightarrow Y^{\prime }\) making the above diagram commute. Recall that by Lemma 3.5, we have that \(rx=xq\), \(yr=py,\) \(r^{\prime }x^{\prime }=x^{\prime }q^{\prime }\) and \(y^{\prime }r^{\prime }=p^{\prime }y^{\prime }\). It then follows that \(r^{\prime }br :(Y,r) \rightarrow (Y^{\prime },r^{\prime })\) makes diagram (6) commute since,
$$\begin{aligned} r^{\prime }brxq =r^{\prime }b(rxq) = r^{\prime }b(xq^2) = r^{\prime }(bx)q = r^{\prime }x^{\prime }(aq)= (r^{\prime }x^{\prime })a = x^{\prime }q^{\prime }a \end{aligned}$$
and
$$\begin{aligned} p^{\prime }y^{\prime }r^{\prime }br = p^{\prime }(y^{\prime }r^{\prime })br = (p^{\prime } p^{\prime }) y^{\prime } br = p^{\prime } ( y^{\prime } b ) r = p^{\prime }c(yr)= (p^{\prime }c)py = cpy. \end{aligned}$$
So we conclude that \({\mathfrak {r}}\) is a realisation of \({\mathbb {F}}\).
Now we verify additivity of \({\mathfrak {r}}\). For any pair (Zp), (Xq), we have that \(0 =p^{*}q_{*}0\) and
$$\begin{aligned} {\mathfrak {s}}(0) = [X \overset{\big [{\begin{matrix} 1_{X}\\ 0 \end{matrix}}\big ]}{\longrightarrow } X {\oplus } Z \overset{[{\begin{matrix} 0&{1_{Z}} \end{matrix}}]}{\longrightarrow } Z]=0. \end{aligned}$$
By definition we have that
$$\begin{aligned} {\mathfrak {r}}(0) = [(X,q) \overset{\big [{\begin{matrix} q\\ 0 \end{matrix}}\big ]}{\longrightarrow } (X,q) \oplus (Z,p) \overset{[{\begin{matrix} 0&p \end{matrix}}]}{\longrightarrow } (Z,p)], \end{aligned}$$
since \(q = 1_{(X,q)}\) and \(p = 1_{(Z,p)}\), we have that,
$$\begin{aligned} {\mathfrak {r}}(0) = 0. \end{aligned}$$
Now take a pair of \({\mathbb {F}}\)-extensions \(\delta = p^{*}q_{*}\varepsilon \in {\mathbb {F}}((Z,p),(X,q))\) and \(\delta ^{\prime } = p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime } \in {\mathbb {F}}((Z^{\prime },p^{\prime }),(X^{\prime },q^{\prime }))\). Since \({\mathfrak {s}}\) is an additive realisation we have that
$$\begin{aligned} {\mathfrak {s}}(p^{*}q_{*}\varepsilon \oplus p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }) = {\mathfrak {s}}(p^{*}q_{*}\varepsilon ) \oplus {\mathfrak {s}}(p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }). \end{aligned}$$
As \({\mathfrak {s}}(p^{*}q_{*}\varepsilon ) = [X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\) and \({\mathfrak {s}}(p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }) = [X^{\prime } \overset{x^{\prime } }{\longrightarrow } Y^{\prime } \overset{y^{\prime } }{\longrightarrow } Z^{\prime } ]\), we have that
$$\begin{aligned} {\mathfrak {s}}(p^{*}q_{*}\varepsilon \oplus p^{\prime *}q^{\prime }_{*} \varepsilon ^{\prime } ) = [X \oplus X^{\prime } \overset{x \oplus x^{\prime }}{\longrightarrow } Y \oplus Y^{\prime } \overset{y \oplus y^{\prime }}{\longrightarrow } Z \oplus Z^{\prime }] \end{aligned}$$
By the definition of \({\mathfrak {r}}\) we have that,
$$\begin{aligned}&{\mathfrak {r}}(\delta ) = [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)] \text {, } \\&{\mathfrak {r}}(\delta ^{\prime }) = [(X^{\prime },q^{\prime }) \overset{x^{\prime }q^{\prime }}{\longrightarrow } (Y^{\prime },r^{\prime }) \overset{p^{\prime }y^{\prime } }{\longrightarrow } (Z^{\prime },p^{\prime })] \text { and } \end{aligned}$$
We have that
$$\begin{aligned} (x \oplus x^{\prime })(q \oplus q^{\prime }) = \begin{pmatrix} x &{} 0\\ 0 &{} x^{\prime } \end{pmatrix} \begin{pmatrix} q &{} 0\\ 0 &{} q^{\prime } \end{pmatrix} = \begin{pmatrix} xq &{} 0\\ 0 &{} x^{\prime }q^{\prime } \end{pmatrix}=(xq) \oplus (x^{\prime }q^{\prime }), \end{aligned}$$
likewise \((p \oplus p^{\prime })(y \oplus y^{\prime }) = py \oplus p^{\prime }y^{\prime }\). It is also easy to check that \(r \oplus r^{\prime }\) is idempotent and satisfies the required equations arising from Lemma 3.5. So it follows that
$$\begin{aligned} {\mathfrak {r}}(\delta \oplus \delta ^{\prime }) = {\mathfrak {r}}(\delta ) \oplus {\mathfrak {r}}(\delta ^{\prime }). \end{aligned}$$
This completes the proof. \(\square \)
So far we have constructed the triple \((\tilde{{\mathscr {C}}}, {\mathbb {F}}, \mathfrak {r)}\). Since \(\tilde{{\mathscr {C}}}\) is the idempotent completion of \({\mathscr {C}}\), it is an additive category. Propositions 3.3, 3.4 and 3.12 show that the triple \((\tilde{{\mathscr {C}}}, {\mathbb {F}}, \mathfrak {r)}\) satisfies axioms (ET1) and (ET2) of the definition of an extriangulated category, see Definition 2.22. So what is left is to verify axioms (ET3), \(\text {(ET3)}^{\text {op}}\), (ET4) and \(\text {(ET4)}^{\text {op}}\).
Proposition 3.13
The triple \((\tilde{{\mathscr {C}}}, {\mathbb {F}}, \mathfrak {r)}\) satisfies the axioms (ET3) and \(\text {(ET3)}^{\text {op}}\).
Proof
Let \(\delta = p^{*}q_{*}\varepsilon \in {\mathbb {F}}((Z,p),(X,q))\) and \(\delta ^{\prime } = (p^{\prime })^{*}(q^{\prime })_{*}\varepsilon ^{\prime } \in {\mathbb {F}}((Z^{\prime },p^{\prime }),(X^{\prime },q^{\prime }))\) be \({\mathbb {F}}\)-extensions with
$$\begin{aligned} {\mathfrak {s}}(\delta )= & {} [X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z], \\ {\mathfrak {r}}(\delta )= & {} [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)], \end{aligned}$$
whereby \(rx = xq\) and \(py = yr\) by Lemma 3.5 and
$$\begin{aligned}&{\mathfrak {s}}(\delta ^{\prime }) = [X^{\prime } \overset{x^{\prime }}{\longrightarrow } Y^{\prime } \overset{y^{\prime }}{\longrightarrow } Z^{\prime }], \\&{\mathfrak {r}}(\delta ^{\prime }) = [(X^{\prime },q^{\prime }) \overset{x^{\prime }q^{\prime }}{\longrightarrow } (Y^{\prime },r^{\prime }) \overset{p^{\prime }y^{\prime }}{\longrightarrow } (Z^{\prime },p^{\prime })], \end{aligned}$$
whereby \(r^{\prime }x^{\prime } = x^{\prime }q^{\prime }\) and \(p^{\prime }y^{\prime } = y^{\prime }r^{\prime }\) by Lemma 3.5. Suppose we have the following commutative diagram in \(\tilde{{\mathscr {C}}}\). Note that we have that \(q^{\prime }a = aq =a\) and \(r^{\prime }b = br =b\) by the definition of morphisms in \(\tilde{{\mathscr {C}}}\).
We then have the following diagram in \({\mathscr {C}}\).
Using the above relations, we have that
$$\begin{aligned} r^{\prime }brx = r^{\prime }bxq = r^{\prime }x^{\prime }q^{\prime }a = r^{\prime }r^{\prime }x^{\prime }a = r^{\prime }x^{\prime }a = x^{\prime }q^{\prime }a = x^{\prime }a \end{aligned}$$
hence the left square of diagram (8) commutes. Since \({\mathscr {C}}\) is an extriangulated category, there exists \(c :Z \rightarrow Z^{\prime }\) such that the diagram commutes and \(a_{*}(p^{*}q_{*}\varepsilon ) = c^{*}(p^{\prime *}q^{\prime }_{*}\varepsilon ^{\prime }).\)
Consider the morphism \(p^{\prime }cp :(Z,p) \rightarrow (Z,p^{\prime })\), we have that
$$\begin{aligned} p^{\prime }c(pp)y =p^{\prime }c(py) = p^{\prime }(cy)r = p^{\prime }y^{\prime }r^{\prime }b(rr)=p^{\prime }y^{\prime }(r^{\prime }br)=p^{\prime }y^{\prime }b, \end{aligned}$$
so \(p^{\prime }cp\) makes diagram (7) commute.
We also have that,
$$\begin{aligned} (p^{\prime }cp)^{*}(p^{\prime *}q_{*}^{\prime } \varepsilon ^{\prime }) = p^{*}c^{*}p^{\prime *}p^{\prime *}q_{*}^{\prime } \varepsilon ^{\prime } = p^{*}c^{*}p^{\prime *}q_{*}^{\prime } \varepsilon ^{\prime } =p^{*}a_{*}p^{*}q_{*}\varepsilon =a_{*}p^{*}p^{*}q_{*}\varepsilon =a_{*}p^{*}q_{*}\varepsilon \end{aligned}$$
therefore we have a morphism of \({\mathbb {F}}\)-extensions \((a,p^{\prime }cp) :\delta \rightarrow \delta ^{\prime }\), as required. This verifies (ET3). The proof for \(\text {(ET3)}^{\text {op}}\) is dual. \(\square \)
Before we can prove that \(\tilde{{\mathscr {C}}}\) satisfies (ET4) and (ET4)\(^\text {op}\). We first need to prove the upcoming statements, which will play an important part in our proof of (ET4) and (ET4)\(^{\text {op}}\).
Lemma 3.14
Let \(\delta \) be an extension in \({\mathbb {F}}((Z,p),(X,q))\) where \({\mathfrak {s}}(\delta )=[ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\) and \({\mathfrak {r}}(\delta ) = [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)]\). Then the following sequences of natural transformations are exact.
Proof
Let (Ae) be any object in \(\tilde{{\mathscr {C}}}\). We need to show that the following sequence in Ab is exact.
Take \(\theta \in {\mathbb {F}}((A,e),(Y,r))\). Recall that, by definition, we have that \(e^{*}\theta = r_{*}\theta = \theta \). Suppose that \({\mathbb {F}}((A,e),py)(\theta ) = (py)_{*}\theta = 0\). Recall that, by construction \(py = yr\), hence we have that \(0 = (py)_{*}\theta = (yr)_{*}\theta = y_{*}(r_{*}\theta )\). In particular we have that \(r_{*}\theta = \theta \in \text {ker}({\mathbb {E}}(A,y))\). By Proposition 2.31, the following sequence is exact in Ab.
Therefore we have that \(r_{*}\theta = \theta = x_{*}(\sigma )\) for some \(\sigma \in {\mathbb {E}}(A,X)\). Observe the following,
$$\begin{aligned} \theta = e^{*}\theta = e^{*}x_{*}\sigma = x_{*}(e^{*}\sigma ), \end{aligned}$$
thus
$$\begin{aligned} (xq)_{*}(e^{*}\sigma ) = (rx)_{*}(e^{*}\sigma ) = r_{*}( x_{*}e^{*}\sigma ) = r_{*}(\theta ) = \theta . \end{aligned}$$
Therefore we have that \((xq)_{*}(q_{*}e^{*}\sigma ) = \theta \). In other words, \(\theta \in \text {im}({\mathbb {F}}((A,e),xq))\) and in particular, ker\(({\mathbb {F}}((A,e),py)) \subseteq \text {im}({\mathbb {F}}((A,e),xq)).\)
Now take \(\sigma \in {\mathbb {F}}((A,e),(X,q))\), then
$$\begin{aligned} (py)_{*}((xq)_{*}\sigma ) = (py)_{*}(x_{*}q_{*}\sigma ) =p_{*}(yx)_{*}(q_{*}\sigma ) = 0 \end{aligned}$$
since \(y \circ x = 0\) by Lemma 2.33. Hence \(\text {im}({\mathbb {F}}((A,e),xq)) \subseteq \text {ker}({\mathbb {F}}((A,e),py))\). The proof of the dual statement is dual. This completes the proof. \(\square \)
Remark 3.15
Since \(\tilde{{\mathscr {C}}}\) satisfies (ET3) and (ET3)\(^{\text {op}}\) we have that \(\tilde{{\mathscr {C}}}\) satisfies Proposition 2.32. By Lemma 3.14, we see that \(\tilde{{\mathscr {C}}}\) induces long exact sequences as in Proposition 2.31 without requiring that \(\tilde{{\mathscr {C}}}\) is an extriangulated category as a priori.
Corollary 3.16
Let \(\delta \) be an extension in \({\mathbb {F}}((Z,p),(X,q))\) where \({\mathfrak {s}}(\delta )=[ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\) and \({\mathfrak {r}}(\delta ) = [(X,q) \overset{xq}{\longrightarrow } (Y,r) \overset{py}{\longrightarrow } (Z,p)]\). Suppose that \((X,q) \overset{u}{\longrightarrow } (W,s) \overset{v}{\longrightarrow } (Z,p)\) is another sequence realising \(\delta \) as an \({\mathbb {F}}\)-extension. Then the following sequences of natural transformations are exact.
Proof
Since \((X,q) \overset{u}{\longrightarrow } (W,s) \overset{v}{\longrightarrow } (Z,p)\) realises \(\delta \), there is an equivalence,
Then, for any object \((A,e) \in \tilde{{\mathscr {C}}}\) we have the following commutative diagram, where by Lemma 3.14, the top row is exact. From the above commutative diagram, it is easy to see that the bottom row is also exact. \(\square \)
The following proposition is an analogue of Proposition 2.34 in \(\tilde{{\mathscr {C}}}\). Remarkably, we are able to prove the statement of the following proposition without requiring \(\tilde{{\mathscr {C}}}\) to be extriangulated unlike in the statement of Proposition 2.34. We only require that \((\tilde{{\mathscr {C}}}, {\mathbb {F}},{\mathfrak {r}})\) satisfies axioms (ET1) and (ET2).
Proposition 3.17
Let \(\delta = p^{*}q_{*}\varepsilon \in {\mathbb {F}}((C,p),(A,q))\) be an \({\mathbb {F}}\)-extension where
$$\begin{aligned} {\mathfrak {s}}(\delta )=[ A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C] \text { and } {\mathfrak {r}}(\delta ) = [(A,q) \overset{xq}{\longrightarrow } (B,r) \overset{py}{\longrightarrow } (C,p)]. \end{aligned}$$
Let \(h :(E,w) \longrightarrow (C,p)\) be any morphism and suppose
$$\begin{aligned} {\mathfrak {s}}(h^{*}\delta )=[ A \overset{d}{\longrightarrow } D \overset{e}{\longrightarrow } E] \text { and } {\mathfrak {r}}(h^{*}\delta ) = [(A,q) \overset{dq}{\longrightarrow } (D,s) \overset{we}{\longrightarrow } (E,w)]. \end{aligned}$$
Then there exists a morphism \(g :(D,s) \longrightarrow (B,r)\) such that \((1_{(A,q)},h) :h^{*}\delta \rightarrow \delta \) is realised by \((1_{(A,q)}, g, h).\) Moreover
$$\begin{aligned} {\mathfrak {r}}((dq)_{*}\delta ) = [(D,s) \overset{\begin{pmatrix} -es \\ gs \end{pmatrix}}{\longrightarrow } (E,w) \oplus (B,r) \overset{\begin{pmatrix} h&py \end{pmatrix}}{\longrightarrow } (C,p)]. \end{aligned}$$
Proof
We apply Proposition 2.34 to the morphism \(h :E \rightarrow C\) and
Then there is a morphism \({\bar{g}} :D \rightarrow B\) such that the following diagram commutes and that
Since \(h :(E,w) \longrightarrow (C,p)\) is a morphism in \(\tilde{{\mathscr {C}}}\) we have that \(h=hw\), therefore
$$\begin{aligned} h^{*}\delta = w^{*}h^{*}\delta = w^{*}h^{*}p^{*}q_{*}\varepsilon = w^{*}q_{*}(h^{*}p^{*}\varepsilon ). \end{aligned}$$
In other words \(h^{*}\delta \in {\mathbb {F}}((E,w),(A,q))\), so we have that
$$\begin{aligned} {\mathfrak {r}}(h^{*}\delta ) = [(A,q) \overset{dq}{\longrightarrow } (D,s) \overset{we}{\longrightarrow } (E,w)], \end{aligned}$$
where \(s :D \rightarrow D\) is an idempotent morphism such that \(dq=sd\) and \(we=es\). Consider the following diagram.
By diagram (9) and the relations \(h=hw=ph\), we can observe that
$$\begin{aligned}&(r{\bar{g}}s)dq = r{\bar{g}}(dq) = r({\bar{g}}d)q = rxq = xq \text { and} \\&py(r{\bar{g}}s) = (pyr){\bar{g}}s = (py){\bar{g}}s = p(y{\bar{g}})s = p(he)s = (ph)es = h(es) = hwe. \end{aligned}$$
Therefore diagram (10) commutes and \((1_{(A,q)},h)\) is realised by \((1_{(A,q)}, g, h).\)
Since \(dq = sd\), we have that
$$\begin{aligned} (dq)_{*}\delta = (sd)_{*}p^{*}q_{*}\varepsilon = s_{*}d_{*}p^{*}q_{*}\varepsilon = s_{*}p^{*}(d_{*}q_{*}\varepsilon ). \end{aligned}$$
That is to say, \((dq)_{*}\delta \in {\mathbb {F}}((C,p),(D,s))\). By definition \((E,w) \oplus (B,r) = (E \oplus B, w \oplus r)\), where \(w \oplus r = \begin{pmatrix} w &{} 0 \\ 0 &{} r \end{pmatrix}\), which we observe is an idempotent morphism. Also observe that,
$$\begin{aligned} \begin{pmatrix} w &{} 0 \\ 0 &{} r \end{pmatrix} \begin{pmatrix} -e\\ g \end{pmatrix} = \begin{pmatrix} -we\\ rg \end{pmatrix} = \begin{pmatrix} -es\\ gs \end{pmatrix} = \begin{pmatrix} -e\\ g \end{pmatrix}s \text { and} \\ \begin{pmatrix} h&y \end{pmatrix} \begin{pmatrix} w &{} 0\\ 0 &{} r \end{pmatrix} = \begin{pmatrix} hw&yr \end{pmatrix} = \begin{pmatrix} h&py \end{pmatrix}. \end{aligned}$$
Therefore
$$\begin{aligned} {\mathfrak {r}}((dq)_{*}\delta ) = [(D,s) \overset{\begin{pmatrix} -es \\ gs \end{pmatrix}}{\longrightarrow } (E,w) \oplus (B,r) \overset{\begin{pmatrix} h&py \end{pmatrix}}{\longrightarrow } (C,p)], \end{aligned}$$
as required. \(\square \)
Corollary 3.18
Let \(\varepsilon = p^{*}q_{*}\sigma \in {\mathbb {F}}((C,p),(A,q))\) and \(\delta = t^{*}q_{*}\theta \in {\mathbb {F}}((Z,t),(A,q))\) be \({\mathbb {F}}\)-extensions where
$$\begin{aligned} {\mathfrak {s}}(\varepsilon ) = [A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C] \text { and } {\mathfrak {r}}(\varepsilon ) = [(A,q) \overset{aq}{\longrightarrow } (B,r) \overset{pb}{\longrightarrow } (C,p)] \end{aligned}$$
and
$$\begin{aligned} {\mathfrak {s}}(\delta ) = [A \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z] \text { and } {\mathfrak {r}}(\delta ) = [(A,q) \overset{xq}{\longrightarrow } (Y,s) \overset{ty}{\longrightarrow } (Z,t)]. \end{aligned}$$
Suppose we have the following diagram, where the left square commutes i.e. \(uaq=xq\).
Then there exists a morphism \(w :(C,p) \rightarrow (Z,t)\) in \(\tilde{{\mathscr {C}}}\) such \(wpb = tyu, w^{*}\delta = \varepsilon \) and that the following is an \({\mathbb {F}}\)-triangle,
Proof
This statement is the analogue of the statement of [6, Proposition 3.6] (Corollary 2.35). The proof of [6, Proposition 3.6] is a consequence of (ET2) and Proposition 2.34, or axioms (R0) and (EA2) respectively in the language of [6]. We have shown that \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) satisfies (ET2) in Proposition 3.12 and Proposition 3.17 shows that \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) satisfies Proposition 2.34. Hence the statement of the corollary follows, by using an argument as in [6]. \(\square \)
So far we have shown that the triple \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) satisfies the axioms (ET1), (ET2), (ET3) and (ET3)\(^{\text {op}}\). We are now in a position to prove axioms (ET4) and (ET4)\(^{\text {op}}\).
Proposition 3.19
The triple \((\tilde{{\mathscr {C}}}, {\mathbb {F}}, \mathfrak {r)}\) satisfies the axioms (ET4) and \(\text {(ET4)}^{\text {op}}\).
Proof
Let \((D,p), (A,q), (F,t) \text { and } (B,r)\) be objects in \(\tilde{{\mathscr {C}}}\) and let \(\delta \in {\mathbb {F}}((D,p),(A,q))\) and \(\delta ^{\prime } \in {\mathbb {F}}((F,t),(B,r))\) be \({\mathbb {F}}\)-extensions with
$$\begin{aligned} {\mathfrak {s}}(\delta ) = [A \overset{f}{\longrightarrow } B \overset{f^{\prime }}{\longrightarrow } D], \end{aligned}$$
and
$$\begin{aligned} {\mathfrak {s}}(\delta ^{\prime }) = [B \overset{g}{\longrightarrow } C \overset{g^{\prime }}{\longrightarrow } F] \end{aligned}$$
in the extriangulated category \(({\mathscr {C}}, {\mathbb {E}}, {\mathfrak {s}})\). Then by definition
$$\begin{aligned} {\mathfrak {r}}(\delta ) = [(A,q) \overset{fq}{\longrightarrow } (B,r) \overset{pf^{\prime }}{\longrightarrow } (D,p)], \end{aligned}$$
for some idempotent \(r :B \rightarrow B\) where
$$\begin{aligned} fq=rf \text { and }pf^{\prime } = f^{\prime }r \end{aligned}$$
(11)
and
$$\begin{aligned} {\mathfrak {r}}(\delta ^{\prime }) = [(B,r) \overset{gr}{\longrightarrow } (C,s) \overset{tg^{\prime }}{\longrightarrow } (F,t)], \end{aligned}$$
for some idempotent \(s :C \rightarrow C\) where
$$\begin{aligned} gr = sg \text { and } tg^{\prime } = g^{\prime }s. \end{aligned}$$
(12)
We must show that there exists an object \((E,w) \in \tilde{{\mathscr {C}}}\), an \({\mathbb {F}}\)-extension \(\delta ^{\prime \prime } \in {\mathbb {F}}((E,w),(A,q))\) such that the following diagram commutes,
and that the following compatibilities hold,
(1)
\({\mathfrak {r}}((pf^{\prime })_{*}\delta ^{\prime }) = [(D,p) \overset{{\bar{d}}}{\longrightarrow } (E,w) \overset{{\bar{e}}}{\longrightarrow } (F,t)].\)
 
(2)
\(({\bar{d}})^{*} \delta ^{\prime \prime } = \delta .\)
 
(3)
\((fq)_{*}\delta ^{\prime \prime } = ({\bar{e}})^{*}\delta ^{\prime }.\)
 
Since \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) is extriangulated we can apply (ET4) to the above \({\mathbb {E}}\)-triangles to get an object E in \({\mathscr {C}}\), a commutative diagram
in \({\mathscr {C}}\) and an \({\mathbb {E}}\)-extension \(\delta ^{\prime \prime } \in {\mathbb {E}}(E,A)\) where
$$\begin{aligned} {\mathfrak {s}}(\delta ^{\prime \prime }) = [A \overset{h}{\longrightarrow } C \overset{h^{\prime }}{\longrightarrow } E] \end{aligned}$$
such that the following compatibilities are satisfied:
(i)
\({\mathfrak {s}}((f^{\prime })_{*}\delta ^{\prime }) = [D \overset{d}{\longrightarrow } E \overset{e}{\longrightarrow } F].\)
 
(ii)
\(d^{*} \delta ^{\prime \prime } = \delta .\)
 
(iii)
\(f_{*}\delta ^{\prime \prime } = e^{*}\delta ^{\prime }.\)
 
Recall that since \(\delta ^{\prime } \in {\mathbb {F}}((F,t),(B,r))\), then by definition \(\delta ^{\prime } = t^{*}r_{*}\varepsilon ^{\prime }\) for some \(\varepsilon ^{\prime } \in {\mathbb {E}}(F,B)\). Also recall that \(pf^{\prime } = f^{\prime }r\) by (11), so we have that
$$\begin{aligned} f^{\prime }_{*}\delta ^{\prime } = f^{\prime }_{*} t^{*}r_{*}\varepsilon ^{\prime } = t^{*} f^{\prime }_{*}r_{*}\varepsilon ^{\prime } = t^{*}(f^{\prime }r)_{*}\varepsilon ^{\prime } = t^{*}(pf^{\prime })_{*}\varepsilon ^{\prime } = t^{*}p_{*}(f^{\prime }_{*}\varepsilon ^{\prime }). \end{aligned}$$
In other words \(f^{\prime }_{*}\delta ^{\prime } \in {\mathbb {F}}((F,t),(D,p))\) and so we have by definition that
$$\begin{aligned} {\mathfrak {r}}(f^{\prime }_{*}\delta ^{\prime }) = [(D,p) \overset{dp}{\longrightarrow } (E,v) \overset{te}{\longrightarrow } (F,t)], \end{aligned}$$
(14)
where \(v :E \rightarrow E\) is an idempotent such that
$$\begin{aligned} dp = vd \text { and } te = ev. \end{aligned}$$
(15)
Now consider the element \(\delta ^{\prime \prime } \in {\mathbb {E}}(E,A)\). We are going to show that \(\delta ^{\prime \prime } \in {\mathbb {F}}((E,v),(A,q))\). Note that by the compatibility (iii), we have that \(f_{*}\delta ^{\prime \prime } = e^{*}\delta ^{\prime }\). Recall the relations \(fq=rf, te=ev\) and \(t^{*}\delta ^{\prime } = \delta ^{\prime }\) by (11) and (15). We can then observe that
$$\begin{aligned} (fq)_{*}\delta ^{\prime \prime }= & {} (rf)_{*}\delta ^{\prime \prime } = r_{*}f_{*}\delta ^{\prime \prime } = r_{*}e^{*}t^{*}\delta ^{\prime } = r_{*}(te)^{*}\delta ^{\prime } = r_{*}(ev)^{*}\delta ^{\prime } \\= & {} r_{*}v^{*}(e^{*}\delta ^{\prime })\in {\mathbb {F}}((E,v),(B,r)). \end{aligned}$$
Consider the \({\mathbb {F}}\)-triangle,
and the following diagram arising from it.
Note that the vertical inclusion maps are due to the fact that the \({\mathbb {F}}\)-extension groups are subgroups of the respective \({\mathbb {E}}\)-extension groups and the diagram commutes. By Lemma 3.14, the top row is exact in Ab. Moreover, the sequence obtained by appending the morphism \(\delta _{\#} :\tilde{{\mathscr {C}}}((E,v),(D,p)) \rightarrow {\mathbb {F}}((E,v),(A,q))\) to the top row is exact by Proposition 2.32 and Lemma 3.14.
Observe that \((fq)_{*}\delta ^{\prime \prime } \in {\mathbb {F}}((E,v),(B,r))\) and
$$\begin{aligned} (pf^{\prime })_{*}((fq)_{*}\delta ^{\prime \prime } )= p_{*}(f^{\prime } f)_{*}q_{*}\delta ^{\prime \prime } = p_{*}0_{*}q_{*}\delta ^{\prime \prime } = 0. \end{aligned}$$
That is to say, \((fq)_{*}\delta ^{\prime \prime }\) is in the kernel of \((pf^{\prime })_{*}\) in the top row. So there exists an \({\mathbb {F}}\)-extension \(\sigma \in {\mathbb {F}}((E,v),(A,q))\) such that \((fq)_{*}\sigma = (fq)_{*}\delta ^{\prime \prime }\), so \((fq)_{*}(\sigma - \delta ^{\prime \prime }) = 0\). That is to say \(\sigma - \delta ^{\prime \prime }\) is in the kernel of \((fq)_{*}\) in the top row, therefore there exists \(k \in \tilde{{\mathscr {C}}}((E,v),(D,p))\) such that \(\delta _{\#}(k) = \sigma - \delta ^{\prime \prime }\). In other words \(\delta ^{\prime \prime } = \sigma - \delta _{\#}(k) \in {\mathbb {F}}((E,v),(A,q))\) as required.
Consider the solid part of the following diagram.
By (12) we have that,
$$\begin{aligned} sh = s(gf) = (sg)f = g(rf) =(gf)q = hq, \end{aligned}$$
therefore the solid square commutes, so by axiom (ET3) for \({\mathscr {C}}\), there exists a morphism \(u :E \rightarrow E\) such that \((q,u) :\delta ^{\prime \prime } \rightarrow \delta ^{\prime \prime }\) is a morphism of \({\mathbb {E}}\)-extensions realised by (qsu). Since q and s are idempotent, it follows from Lemma 3.6 that there exists an idempotent morphism \(w :E \rightarrow E\) such that \((q,w) :\delta ^{\prime \prime } \rightarrow \delta ^{\prime \prime }\) is a morphism of \({\mathbb {E}}\)-extensions and diagram (16) commutes. As
$$\begin{aligned} \delta ^{\prime \prime } = q_{*}\delta ^{\prime \prime } = w^{*}\delta ^{\prime \prime } = w^{*}q_{*}\delta ^{\prime \prime }, \end{aligned}$$
we have that \(\delta ^{\prime \prime } \in {\mathbb {F}}((E,w),(A,q))\), and since \(s :C \rightarrow C\) is an idempotent such that
$$\begin{aligned} sh = hq \text { and } wh^{\prime } = h^{\prime } s, \end{aligned}$$
and furthermore
$$\begin{aligned} {\mathfrak {s}}(\delta ^{\prime \prime }) = [A \overset{h}{\longrightarrow } C \overset{h^{\prime }}{\longrightarrow } E], \end{aligned}$$
we have that
$$\begin{aligned} {\mathfrak {r}}(\delta ^{\prime \prime }) = [(A,q) \overset{hq}{\longrightarrow } (C,s) \overset{wh^{\prime }}{\longrightarrow } (E,w)]. \end{aligned}$$
Applying Corollary 3.18 to the following solid commutative diagram,
we get a morphism \({\bar{d}} :(D,p) \rightarrow (E,w)\) such that \({\bar{d}} \circ pf^{\prime } = wh^{\prime } \circ gr, {\bar{d}}^{*}\delta ^{\prime \prime } = \delta ^{\prime } \text { and that}\)
is an \({\mathbb {F}}\)-triangle.
Applying Corollary 3.18 to the following solid commutative diagram,
we get a morphism \({\bar{e}} :(E,w) \rightarrow (F,t)\) such that \({\bar{e}} \circ \begin{pmatrix} {\bar{d}} wh^{\prime } \end{pmatrix} = tg^{\prime } \circ \begin{pmatrix} 0 1 \end{pmatrix} , {\bar{e}}^{*}\delta ^{\prime } = (fq)_{*}\delta ^{\prime \prime } \text { and that,}\)
is an \({\mathbb {F}}\)-triangle.
By Proposition 2.30 applied to the above \({\mathbb {F}}\)-triangle, the following is an \({\mathbb {F}}\)-triangle.
This \({\mathbb {F}}\)-triangle is isomorphic using the triple \((-1_{(D,p)},1_{(E,w)},1_{(F,t)})\).
Hence, by Corollary 2.28, we have that (19) is an \({\mathbb {F}}\)-triangle, so
$$\begin{aligned} {\mathfrak {r}}((pf^{\prime })_{*}\delta ^{\prime }) = [(D,p) \overset{{\bar{d}}}{\longrightarrow } (E,w) \overset{{\bar{e}}}{\longrightarrow } (F,t) ]. \end{aligned}$$
Now consider the following diagram.
Using the relations arising from the commutative diagram (17), we have that the top squares of the above diagram commute and that \({\bar{d}}^{*}\delta ^{\prime \prime } = \delta \). From the relations arising from the commutative diagram (18) we have that the bottom right square of the above diagram commutes and that \((fq)_{*}\delta ^{\prime \prime } = {\bar{e}}^{*}\delta ^{\prime }.\)
To conclude we have shown that there exists an object \((E,w) \in \tilde{{\mathscr {C}}}\), an \({\mathbb {F}}\)-extension \(\delta ^{\prime \prime } \in {\mathbb {F}}((E,w),(A,q))\) such that the following diagram commutes,
and that the following compatibilities hold.
(1)
\({\mathfrak {r}}((pf^{\prime })_{*}\delta ^{\prime }) = [(D,p) \overset{{\bar{d}}}{\longrightarrow } (E,w) \overset{{\bar{e}}}{\longrightarrow } (F,t)].\)
 
(2)
\(({\bar{d}})^{*} \delta ^{\prime \prime } = \delta .\)
 
(3)
\((fq)_{*}\delta ^{\prime \prime } = ({\bar{e}})^{*}\delta ^{\prime }.\)
 
This completes the proof of (ET4). The proof of (ET4)\(^{\text {op}}\) is dual. \(\square \)
Having shown that \((\tilde{{\mathscr {C}}},{\mathbb {E}},{\mathfrak {r}})\) satisfies (ET4) and (ET4)\(^{\text {op}}\), we can now conclude that \((\tilde{{\mathscr {C}}},{\mathbb {E}},{\mathfrak {r}})\) is an extriangulated category. Recall that there is a fully faithful additive functor \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) defined as follows. For an object A of \({\mathscr {C}}\), we have that \(i_{{\mathscr {C}}}(A) = (A,1_A)\) and for a morphism f in \({\mathscr {C}}\), we have that \(i_{{\mathscr {C}}}(f)=f\). We will show that this functor is an extriangulated functor in the sense of [2, Definition 2.31]. In particular, the functor \(i_{{\mathscr {C}}}\) preserves the extriangulated structure of \({\mathscr {C}}\).
Proposition 3.20
Let \({\mathscr {C}}\) be an extriangulated category and \(\tilde{{\mathscr {C}}}\) be its idempotent completion. Then the functor \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) is an extriangulated functor.
Proof
It is easy to see that the functor \(i_{{\mathscr {C}}}\) is a covariant additive functor. So all that is left is to define a natural transformation
$$\begin{aligned} \Gamma = \{\Gamma _{(C,A)}\}_{(C,A) \in {\mathscr {C}}^{\text {op}} \times {\mathscr {C}}} :{\mathbb {E}} \Rightarrow {\mathbb {F}}(i_{{\mathscr {C}}}^{\text {op}}-,i_{{\mathscr {C}}}-) \end{aligned}$$
of functors \({\mathscr {C}}^{\text {op}} \times {\mathscr {C}} \rightarrow Ab\), such that for any \({\mathbb {E}}\)-extension \(\delta \) if
$$\begin{aligned} {\mathfrak {s}}(\delta ) = [X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z] \end{aligned}$$
then
$$\begin{aligned} {\mathfrak {r}}(\Gamma _{(Z,X)}(\delta )) = [i_{\mathscr {C}}(A) \overset{i_{{\mathscr {C}}}(x)}{\longrightarrow } i_{\mathscr {C}}(B) \overset{i_{\mathscr {C}}(y)}{\longrightarrow } i_{\mathscr {C}}(C)]. \end{aligned}$$
First note that by definition, \({\mathbb {F}}((C,1),(A,1)) = {\mathbb {E}}(C,A).\) So given a pair of objects AC in \({\mathscr {C}}\) we define \(\Gamma _{(C,A)} :{\mathbb {E}}(C,A) \rightarrow {\mathbb {F}}((C,1),(A,1))\) by setting \(\Gamma _{(C,A)}(\delta ) = \delta \) for all \(\delta \in {\mathbb {E}}(C,A)\). Given a morphism \((f,g) :(C,A) \rightarrow (Z,X)\) in \({\mathscr {C}}^{\text {op}} \times {\mathscr {C}}\), consider the following diagram:
For \(\delta \in {\mathbb {E}}(C,A)\), we have that \({\mathbb {E}}(f,g)(\delta ) = f^{*}g_{*}\delta \). Therefore \(\Gamma _{(Z,X)}({\mathbb {E}}(f,g)(\delta ))=f^{*}g_{*}\delta .\) On the other hand, \(\Gamma _{(C,A)}(\delta ) =\delta \) and \({\mathbb {F}}(f,g)(\delta )=f^{*}g_{*}\delta \). So the diagram commutes.
Let AC be an objects in \({\mathscr {C}}\) and \(\delta \) be any extension in \({\mathbb {E}}(C,A)\). Then by definition, we have that \(\Gamma _{(C,A)}(\delta ) = \delta \in {\mathbb {F}}((C,1),(A,1))\). Suppose
$$\begin{aligned} {\mathfrak {s}}(\delta ) = [A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C]. \end{aligned}$$
Then
$$\begin{aligned} {\mathfrak {r}}(\Gamma _{(C,A)}(\delta ))&= [(A,1) \overset{x}{\longrightarrow } (B,1) \overset{y}{\longrightarrow } (C,1)] \\&= [i_{\mathscr {C}}(A) \overset{i_{{\mathscr {C}}}(x)}{\longrightarrow } i_{\mathscr {C}}(B) \overset{i_{\mathscr {C}}(y)}{\longrightarrow } i_{\mathscr {C}}(C)]. \end{aligned}$$
So we conclude that \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) is in fact an extriangulated functor as required. \(\square \)
Theorem 3.21
Let \(({\mathscr {C}}, {\mathbb {E}}, {\mathfrak {s}})\) be an extriangulated category. Let \(\tilde{{\mathscr {C}}}\) be the idempotent completion of \({\mathscr {C}}\). Then \(\tilde{{\mathscr {C}}}\) is extriangulated. Moreover, the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) is an extriangulated functor.
Proof
This follows from the following Propositions 3.3, 3.4, 3.12, 3.13, 3.19 and 3.20. \(\square \)
In the introduction of this paper, we had made the claim that Theorem 3.21 unifies the analogous results for exact categories and triangulated categories. We will clarify this claim starting with the triangulated case.
For the rest of this subsection, let \(({\mathscr {C}},\Sigma ,\Delta )\) be a triangulated category with an additive category \({\mathscr {C}}\), shift functor \(\Sigma \) and a collection of distinguished triangles \(\Delta \). Balmer and Schlichting showed in [1, Theorem 1.12] that the idempotent completion of \(({\mathscr {C}},\Sigma ,\Delta )\) is again a triangulated category \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\). By [13, Proposition 3.22], the triangulated category \(({\mathscr {C}},\Sigma ,\Delta )\) may be viewed as an extriangulated category \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\), therefore from this viewpoint the idempotent completion is also an extriangulated category \((\tilde{{\mathscr {C}}}, {\mathbb {F}},{\mathfrak {r}})\) by Theorem 3.21. We will show that \((\tilde{{\mathscr {C}}}, {\mathbb {F}},{\mathfrak {r}})\) has the structure of a triangulated category \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},\Theta )\), and that this triangulated structure coincides with the triangulated structure \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\).
We start by recalling how the triangulated structure \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\) is defined in [1, Definition 1.10]. The shift functor \(\Sigma :{\mathscr {C}} \rightarrow {\mathscr {C}}\) induces the functor \({\tilde{\Sigma }} :\tilde{{\mathscr {C}}} \rightarrow \tilde{{\mathscr {C}}}\) as follows. For an object (Ae), we have that \({\tilde{\Sigma }}(A,e) {:}{=} (\Sigma A,\Sigma e)\), and for a morphism \(f :(X,q) \rightarrow (Y,p)\), we have that \({\tilde{\Sigma }}(f) {:}{=} \Sigma (f) :(\Sigma X, \Sigma q) \rightarrow (\Sigma Y, \Sigma p)\). Elements of \({\tilde{\Delta }}\) are the following sequences of morphisms.
Definition 3.22
[1, Definition 1.10] A sequence of morphisms
is a distinguished triangle in \({\tilde{\Delta }}\) if there exists a sequence of morphisms
such that \(t \oplus t^{\prime }\) is isomorphic to the image of a distinguished triangle in \(\Delta \) under the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\).
By [1, Theorem 1.12], the triple \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\) is a triangulated category, in particular \({\tilde{\Sigma }}\) is an auto-equivalence on \(\tilde{{\mathscr {C}}}\).
Now let us recall how the extriangulated structure \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) is defined in [13, Proposition 3.22].
  • For any objects \(A,C \in {\mathscr {C}}\), the biadditive functor \({\mathbb {E}}\) is such that \({\mathbb {E}}(C,A) {:}{=} {\mathscr {C}}(C,\Sigma A)\). For \(\delta \in {\mathbb {E}}(C,A)\), \(a \in {\mathscr {C}}(A,A^{\prime })\), and \(c \in {\mathscr {C}}(C^{\prime },C)\), we have that
    $$\begin{aligned} a_{*}\delta {:}{=} \Sigma a \circ \delta \text { and } c^{*}\delta {:}{=} \delta \circ c. \end{aligned}$$
  • For an extension \(\delta \in {\mathbb {E}}(C,A) = {\mathscr {C}}(C,\Sigma A)\) with a distinguished triangle \(\delta \) is realised as
Now let us consider the extriangulated category \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}}).\)
Lemma 3.23
\({\mathbb {F}}({-},{-}) = \tilde{{\mathscr {C}}}(-,{\tilde{\Sigma }} -).\)
Proof
Let (Cp) and (Aq) be any pair of objects in \(\tilde{{\mathscr {C}}}\). By definition
$$\begin{aligned} {\mathbb {F}}((C,p),(A,q)) {:}{=} p^{*}q_{*}{\mathbb {E}}(C,A) = \{p^{*}q_{*}\delta \mid \delta \in {\mathbb {E}}(C,A)\}. \end{aligned}$$
By the definition of \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) above, we have that
$$\begin{aligned} {\mathbb {F}}((C,p),(A,q)) = p^{*}q_{*}{\mathscr {C}}(C,\Sigma A) = \{\Sigma q \circ \delta \circ p \mid \delta \in {\mathscr {C}}(C,\Sigma A \}. \end{aligned}$$
From this it can be observed that that \({\mathbb {F}}((C,p),(A,q)) \subseteq \tilde{{\mathscr {C}}}((C,p),{\tilde{\Sigma }}(A,q)).\)
We will now show the opposite inclusion. Take a morphism f in \(\tilde{{\mathscr {C}}}((C,p),{\tilde{\Sigma }}(A,q))\), then by definition f is a morphism in \({\mathscr {C}}(C,\Sigma A)\) such that \(\Sigma q \circ f = f = f \circ p\), from this it may be observed that \(f = \Sigma q \circ f \circ p\), therefore \(f \in {\mathbb {F}}((C,p),(A,q)\), hence \(\tilde{{\mathscr {C}}}((C,p),{\tilde{\Sigma }}(A,q)) \subseteq {\mathbb {F}}((C,p),(A,q)).\) We conclude that
$$\begin{aligned} {\mathbb {F}}((C,p),(A,q))= \tilde{{\mathscr {C}}}((C,p),{\tilde{\Sigma }}(A,q)). \end{aligned}$$
For any morphisms \(f : (X,q) \rightarrow (Y,p), g : (U,e) \rightarrow (V,i),\) and \({\mathbb {F}}\)-extension \(\delta :(Y,p) \rightarrow (\Sigma U, \Sigma e)\),
$$\begin{aligned} {\mathbb {F}}(f,g)(\delta ) = f^{*}g_{*}\delta = \Sigma g \circ \delta \circ f, \end{aligned}$$
we also have that
$$\begin{aligned} \tilde{{\mathscr {C}}}(f,\Sigma g)(\delta ) = \Sigma g \circ \delta \circ f. \end{aligned}$$
Therefore \({\mathbb {F}}({-},{-}) = \tilde{{\mathscr {C}}}(-,{\tilde{\Sigma }} -)\) as required. \(\square \)
The category \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) is extriangulated with auto-equivalence \({\tilde{\Sigma }}\), such that \({\mathbb {F}}({-},{-}) = \tilde{{\mathscr {C}}}(-,\Sigma -)\), so by [13, Proposition 3.22] it has has the structure of a triangulated category \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},\Theta )\), where \(\Theta \) is defined as follows. The collection \(\Theta \) is defined to be collection of the sequences
for which
$$\begin{aligned} {\mathfrak {r}}(\delta ) = [(A,q) \overset{xq}{\longrightarrow } (B,r) \overset{py}{\longrightarrow } (C,p)]. \end{aligned}$$
We will show that the collections \(\Theta \) and \({\tilde{\Delta }}\) are equal, thus confirming that the triangulated structure of \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) which is given as \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},\Theta )\) coincides with the triangulated structure of \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\).
Lemma 3.24
For any \({\mathbb {F}}\)-triangle \(((A,q) \overset{xq}{\longrightarrow } (B,r) \overset{py}{\longrightarrow } (C,p), \delta )\) in \((\tilde{{\mathscr {C}}},{\mathbb {F}},{\mathfrak {r}})\) there exists an \({\mathbb {F}}\)-triangle \(((A^{\prime },q^{\prime }) \overset{x^{\prime }q^{\prime }}{\longrightarrow } (B^{\prime },r^{\prime }) \overset{p^{\prime }y^{\prime }}{\longrightarrow } (C^{\prime },p^{\prime }), \delta ^{\prime })\) such that their direct sum is isomorphic to the image of an \({\mathbb {E}}\)-triangle in \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) under the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\).
Proof
Recall that for any object \((X,w) \in \tilde{{\mathscr {C}}}\), we have that
$$\begin{aligned} (X,w) \oplus (X,1-w) {:}{=} (X \oplus X, w \oplus (1-w)) \cong (X,1); \end{aligned}$$
see for example [17, A.9.1]. Consider an \({\mathbb {F}}\)-extension \(\delta = p^{*}q_{*}\varepsilon = \Sigma q \circ \varepsilon \circ p\) where \(\varepsilon \in {\mathbb {E}}(C,A)\), and \(p :C \rightarrow C, q :A \rightarrow A\) are idempotent morphisms. Suppose that \(\delta \) has an \({\mathbb {F}}\)-triangle
Recall from Definition 3.7, that we have the \({\mathbb {E}}\)-triangle
Now consider the following diagram.
The vertical morphisms are isomorphisms, for example, by calculation we can observe that the morphisms
$$\begin{aligned} \begin{pmatrix} q (1-q) \end{pmatrix} :(A \oplus A, q \oplus (1-q)) \longrightarrow (A,1) \end{aligned}$$
and
$$\begin{aligned} \begin{pmatrix} q \\ 1-q \end{pmatrix} :(A,1) \longrightarrow (A \oplus A, q \oplus (1-q)) \end{aligned}$$
are mutual inverses. Making use of the fact that \(rx=xq\) and \(yr=py\) (see Definition 3.7), it can also be observed that the squares of the diagram commute. It can be further observed that the bottom row of morphisms give an \({\mathbb {F}}\)-triangle
Since the diagram commutes, and the vertical morphisms are isomorphisms, by Corollary 2.28 the top row of morphisms realises the \({\mathbb {F}}\)-extension,
$$\begin{aligned} \begin{pmatrix} q \\ 1-q \end{pmatrix}_{*}\begin{pmatrix} p (1-p) \end{pmatrix}^{*}\delta =\begin{pmatrix} \Sigma q \\ \Sigma (1-q) \end{pmatrix} \circ \delta \circ \begin{pmatrix} p (1-p) \end{pmatrix} = \begin{pmatrix} \delta &{} 0 \\ 0 &{} 0 \end{pmatrix} = \delta \oplus 0, \end{aligned}$$
hence we have the \({\mathbb {F}}\)-triangle
Since (21) is an \({\mathbb {F}}\)-triangle, by Proposition 2.29, its direct summands are also \({\mathbb {F}}\)-triangles, namely,
is an \({\mathbb {F}}\)-triangle. This concludes the proof. \(\square \)
Proposition 3.25
The triangulated structure of \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},\Theta )\) coincides with that of \((\tilde{{\mathscr {C}}},{\tilde{\Sigma }},{\tilde{\Delta }})\), that is to say \(\Theta = {\tilde{\Delta }}\).
Proof
Recall that the distinguished triangles of \({\tilde{\Delta }}\) are direct summands of images of distinguished triangles in \(\Delta \) under the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\) (see Definition 3.22). It follows from Lemma 3.24 and the definition of \(\Theta \) that the distinguished triangles of \(\Theta \) are direct summands of images of distinguished triangles in \(\Delta \) under the embedding \(i_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \tilde{{\mathscr {C}}}\), hence \(\Theta \subseteq {\tilde{\Delta }}\).
We will now show the opposite inclusion. Consider a triangle in \({\tilde{\Delta }}\)
By the definition of \({\tilde{\Delta }}\), there exists \(t^{\prime } \in {\tilde{\Delta }}\) such that \(t \oplus t^{\prime } \cong i_{{\mathscr {C}}}(\tau )\) where \(\tau \) is a distinguished triangle in \(({\mathscr {C}},\Sigma ,\Delta )\). Suppose that
and
we then have the following isomorphism of triangles in \(({\mathscr {C}},\Sigma ,{\tilde{\Delta }})\)
Assign to \(t,t^{\prime }\) and \(i_{{\mathscr {C}}}(\tau )\) the pairs
$$\begin{aligned}&((A,q) \overset{a}{\longrightarrow } (B,r) \overset{b}{\longrightarrow } (C,p), \delta ), \end{aligned}$$
(22)
$$\begin{aligned}&((A^{\prime },q^{\prime }) \overset{a^{\prime }}{\longrightarrow } (B^{\prime },r^{\prime }) \overset{b^{\prime }}{\longrightarrow } (C^{\prime },p^{\prime }), \delta ^{\prime }), \end{aligned}$$
(23)
and
$$\begin{aligned} ((X,1) \overset{x}{\longrightarrow } (Y,1) \overset{y}{\longrightarrow } (Z,1), \varepsilon ) \end{aligned}$$
(24)
respectively.
The isomorphism \((\varphi _{1},\varphi _{2},\varphi _{3})\) induces an isomorphism of pairs (22) \(\oplus \) (23) \(\cong \) (24). It can be observed that (24) is an \({\mathbb {F}}\)-triangle because it is the image of a distinguished triangle in \(\Delta \). Since (22) \(\oplus \) (23) \(\cong \)(24), it follows that (22) \(\oplus \) (23) is also an \({\mathbb {F}}\)-triangle by Corollary 2.28. By Proposition 2.29, it follows that (22) is an \({\mathbb {F}}\)-triangle, therefore by the definition of \(\Theta \) we have that \(t \in \Theta \). So we conclude that \({\tilde{\Delta }} \subseteq \Theta \), therefore \(\Theta = {\tilde{\Delta }}\) as required. \(\square \)
Let \(({\mathscr {A}}, {\mathcal {E}})\) be an exact category, with certain smallness conditions on \({\mathscr {A}}\), the exact category \(({\mathscr {A}},{\mathcal {E}})\) can be viewed as an extriangulated category \(({\mathscr {A}},{\mathbf {E}}^{1},{\mathbf {s}})\) in an analogous way to triangulated categories; see [13, Example 2.13]. Conversely, an extriangulated category in which every inflation is a monomorphism, and every deflation is an epimorphism, has the structure of an exact category; see [13, Corollary 3.18]. B\(\ddot{\text {u}}\)hler showed in [3, Proposition 6.13] that the idempotent completion of \(({\mathscr {A}}, {\mathcal {E}})\) is an exact category \((\tilde{{\mathscr {A}}}, \tilde{{\mathcal {E}}})\), whereby a sequence of morphisms
is an exact sequence in \(\tilde{{\mathcal {E}}}\) if there exists a sequence of morphisms
such that \(t \oplus t^{\prime }\) is isomorphic to the image of an exact sequence in \({\mathcal {E}}\) under the embedding \(i_{{\mathscr {A}}} :{\mathscr {A}} \rightarrow \tilde{{\mathscr {A}}}\); see [3, Proposition 6.13]. By Theorem 3.21 the idempotent completion of \(({\mathscr {A}},{\mathbf {E}}^{1},{\mathbf {s}})\) is an extriangulated category \((\tilde{{\mathscr {A}}},{\mathbf {F}}^{1},{\mathbf {r}})\). As in the triangulated case above, we can show that the category \((\tilde{{\mathscr {A}}},{\mathbf {F}}^{1},{\mathbf {r}})\) has an exact structure \((\tilde{{\mathscr {A}}},{\mathcal {F}})\). It is then true that \((\tilde{{\mathscr {A}}},\tilde{{\mathcal {E}}}) = (\tilde{{\mathscr {A}}},{\mathcal {F}})\) by arguments analogous to the ones in the triangulated case shown above.

3.2 Weak idempotent completion.

Definition 3.26
[14, 1.12]. Let \({\mathscr {A}}\) be a small additive category. The weak idempotent completion of \({\mathscr {A}}\) is denoted by \(\hat{{\mathscr {A}}}\) and is defined as follows. The objects of \(\hat{{\mathscr {A}}}\) are the pairs (Ap) where A is an object of \({\mathscr {A}}\) and \(p :A \rightarrow A\) is an idempotent factoring as \(p=cr\) for some retraction \(r :A \rightarrow X\) and some section \(c :X \rightarrow A\) with \(rc=1_X\) (i.e. p is a split idempotent). A morphism in \(\hat{{\mathscr {A}}}\) from (Ap) to (Bq) is a morphism \(\sigma :A \rightarrow B \in {\mathscr {A}}\) such that \(\sigma p = q \sigma = \sigma \).
There is fully faithful additive functor \(j_{{\mathscr {A}}} :{\mathscr {A}} \rightarrow \hat{{\mathscr {A}}}\) from \({\mathscr {A}}\) to its weak idempotent completion defined as follows. For an object A in \({\mathscr {A}}\), we have that \(j_{{\mathscr {A}}}(A) = (A,1_A)\), and for a morphism f in \({\mathscr {C}}\), we have that \(j_{{\mathscr {A}}}(f)=f\).
The following lemma is key in proving the main theorem for this subsection. It is an analogue of Lemma 3.5 where we replace the idempotent morphisms with split idempotent morphisms.
Lemma 3.27
Let \(({\mathscr {A}}, {\mathbb {G}},{\mathfrak {t}})\) be a triple satisfying (ET1), (ET2), (ET3) and (ET3)\(^{\text {op}}\). Let \(A,B \text { and }C\) be objects of \({\mathscr {A}}\). Let \(\delta \) be an extension in \({\mathbb {G}}(C,A)\) with \({\mathfrak {t}}(\delta ) = [ A \overset{a}{\longrightarrow } B \overset{b}{\longrightarrow } C]\). Let \((e,f) :\delta \rightarrow \delta \) be a morphism of \({\mathbb {G}}\)-extensions where \(e :A \rightarrow A\) and \(f :C \rightarrow C\) are idempotent morphisms that split. Then there exists an idempotent morphism \(g :B \rightarrow B\) that splits such that the triple (egf) realises the morphism of \({\mathbb {G}}\)-extensions (ef).
Proof
Since e splits, there is an object \(X \in {\mathscr {A}}\) and morphisms \(e_{2} :A \rightarrow X\) and \(e_{1} :X \rightarrow A\) such that \(e=e_{1}e_{2}\) and \(e_{2}e_{1}=1_{X}\). Likewise, for f there is an object \(Z \in {\mathscr {A}}\) and morphisms \(f_{2} :C \rightarrow Z\) and \(f_{1} :Z \rightarrow C\) such that \(f=f_{1}f_{2}\) and \(f_{2}f_{1}=1_{Z}\).
Suppose that \({\mathfrak {t}}(e_{2*}f_{1}^{*}\delta ) = [ X \overset{x}{\longrightarrow } Y \overset{y}{\longrightarrow } Z]\). Consider the following diagram of \({\mathbb {G}}\)-triangles.
Observe that
$$\begin{aligned} e_{1*}(e_{2*}f_{1}^{*}\delta ) = e_{*}f_{1}^{*}\delta = f_{1}^{*}(e_{*}\delta ) = f_{1}^{*}(f^{*}\delta ) = f_{1}^{*}(f_{1}f_{2})^{*}\delta = ((f_{2}f_{1})f_{1})^{*}\delta = f_{1}^{*}\delta . \end{aligned}$$
Therefore \((e_{1},f_{1}) :e_{2*}f_{1}^{*}\delta \rightarrow \delta \) is a morphism of \({\mathbb {G}}\)-extensions. So, by the axiom (ET2), there exists a morphism \(r_{1} :Y \rightarrow B\) such that the top row of the above diagram commutes. Also observe that
$$\begin{aligned} f_{2}^{*}(e_{2*}f_{1}^{*}\delta ) = e_{2*}f_{2}^{*}f_{1}^{*}\delta = e_{2*}(f^{*}\delta ) = e_{*2}(e_{*}\delta )= ((e_{2}e_{1})e_{2})_{*}\delta = e_{2*}\delta . \end{aligned}$$
Therefore \((e_{2}, f_{2}) :\delta \rightarrow e_{2*}f_{1}^{*}\delta \) is a morphism of \({\mathbb {G}}\)-extensions. So by axiom (ET2), there exists a morphism \(r_{2} :B \rightarrow Y\) such that the bottom row of the above diagram commutes. Collapsing the above diagram into the diagram below, we obtain the following morphism of \({\mathbb {G}}\)-triangles and commutative diagram.
By Lemma 2.26, the morphism \(r_{2}r_{1}\) is an automorphism of Y. That is to say, there exists \(h :Y \rightarrow Y\) such that \(r_{2}r_{1}h = 1_{Y}\) and \(hr_{2}r_{1} = 1_{Y}\). Set \(g {:}{=} (r_{1}h)r_{2} :B \rightarrow B\). Observe that
$$\begin{aligned} g^{2} = r_{1}h(r_{2}r_{1}h)r_{2} = r_{1}h(1_{Y})r_{2} = r_{1}hr_{2} = g, \end{aligned}$$
so g is an idempotent morphism. Moreover,
$$\begin{aligned} r_{2}(r_{1}h) = 1_{Y}. \end{aligned}$$
So g is in fact a split idempotent. Now consider the following diagram.
Note that, by the commutativity of diagram (26),
$$\begin{aligned} r_{2}r_{1}x = x \end{aligned}$$
so
$$\begin{aligned} x= (hr_{2}r_{1})x= hx, \end{aligned}$$
and similarly
$$\begin{aligned} yr_{2}r_{1} = y, \end{aligned}$$
so
$$\begin{aligned} y = y(r_{2}r_{1}h) = yh. \end{aligned}$$
Using the fact that diagram (25) commutes, we further observe that
$$\begin{aligned} ga =r_{1}h(r_{2}a) = r_{1}(hx)e_{2} = (r_{1}x)e_{2} = a(e_{1}e_{2}) = ae, \end{aligned}$$
and
$$\begin{aligned} bg = (br_{1})hr_{2} = f_{1}(yh)r_{2} = (f_{1}y)r_{2} = (f_{1}f_{2})b = fb, \end{aligned}$$
so diagram (27) commutes. This completes the proof. \(\square \)
Definition 3.28
[13, Definition 2.17]. Let \(({\mathscr {M}}, {\mathbb {G}}, {\mathfrak {t}})\) be an extriangulated category and \({\mathscr {N}}\) be a full additive subcategory closed under isomorphisms. The subcategory \({\mathscr {N}}\) is said to be extension-closed if, for any conflation \(A \rightarrow B \rightarrow C\) with \(A,C \in {\mathscr {N}}\), we have that \(B \in {\mathscr {N}}.\)
Lemma 3.29
[13, Remark 2.18]. Let \(({\mathscr {M}}, {\mathbb {G}}, {\mathfrak {t}})\) be an extriangulated category and let \({\mathscr {N}}\) be an extension-closed subcategory of \(({\mathscr {M}}, {\mathbb {G}}, {\mathfrak {t}})\). Let \({\mathbb {G}}_{{\mathscr {N}}}\) and \({\mathfrak {t}}_{{\mathscr {N}}}\) be the restrictions of \({\mathbb {G}}\) and \({\mathfrak {t}}\) to \({\mathscr {N}}^{\text {op}} \times {\mathscr {N}}\). Then \(({\mathscr {N}}, {\mathbb {G}}_{N}, {\mathfrak {t}}_{{\mathscr {N}}})\) is an extriangulated category.
Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category such that \({\mathscr {C}}\) is small. We have shown that the idempotent completion \(\tilde{{\mathscr {C}}}\) is also an extriangulated category. Now consider the weak idempotent completion \(\hat{{\mathscr {C}}}\). From the definition of the idempotent completion and the definition of the weak idempotent completion, it is easy to see that the weak idempotent completion \(\hat{{\mathscr {C}}}\) (Definition 2.10) is a full subcategory of the idempotent completion \(\tilde{{\mathscr {C}}}\) (Definition 2.4). As we will see in the following proposition, the weak idempotent completion \(\hat{{\mathscr {C}}}\) is extension-closed as a subcategory of the idempotent completion \(\tilde{{\mathscr {C}}}\).
Proposition 3.30
Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category such that \({\mathscr {C}}\) is small and \((\tilde{{\mathscr {C}}}, {\mathbb {F}}, {\mathfrak {r}})\) be its idempotent completion. Then the weak idempotent completion \(\hat{{\mathscr {C}}}\) of \({\mathscr {C}}\) is an extension-closed subcategory of \(\tilde{{\mathscr {C}}}\).
Proof
By Definitions 2.4, 2.10, it is easy to see that \(\hat{{\mathscr {C}}}\) is a full additive subcategory of \(\tilde{{\mathscr {C}}}\). Now consider two objects \((A,q) \in \hat{{\mathscr {C}}}\) and \((B,p) \in \tilde{{\mathscr {C}}}\). Suppose there exists an isomorphism \(f :(A,q) \rightarrow (B,p) \in \tilde{{\mathscr {C}}}\). We will show that (Bp) is also in \(\hat{{\mathscr {C}}}\). Since \((A,q) \in \hat{{\mathscr {C}}}\), we have that q is a split idempotent, which is to say there exists an object \(X \in {\mathscr {C}}\) such that there are morphisms \(q_{2} :A \rightarrow X, q_{1} :X \rightarrow A\) satisfying \(q =q_{1}q_{2}\) and \(q_{2}q_{1} = 1_{X}\).
Since \(f :(A,q) \rightarrow (B,p) \in \tilde{{\mathscr {C}}}\) is an isomorphism, there exists a morphism \(f^{-1} :(B,p) \rightarrow (A,q)\) such that \(ff^{-1} = p\) and \(f^{-1}f=q\). Moreover f satisfies the relations \(fq = pf=f\) since it is a morphism in \(\tilde{{\mathscr {C}}}\). Set \(p_{1} = fq_{1} :X \rightarrow B\) and \(p_{2} = q_{2}f^{-1} :B \rightarrow X\), then we observe that \(p = p_{1}p_{2}\) and \(p_{2}p_{1} = 1_{X}.\) Hence, the idempotent p splits, so \((B,p) \in \hat{{\mathscr {C}}}\). We conclude that \(\hat{{\mathscr {C}}}\) is closed under isomorphisms.
Let (Aq) and (Cp) be objects in \(\hat{{\mathscr {C}}}\) and consider a conflation \((A,q) \overset{u^{\prime }}{\longrightarrow } (M,m) \overset{v^{\prime }}{\longrightarrow } (C,p)\) of some \({\mathbb {F}}\)-extension \(\delta = p^{*}q_{*}\varepsilon \) in \({\mathbb {F}}((C,p),(A,q))\). We will show that (Mm) is also in \(\hat{{\mathscr {C}}}\). By Lemma 3.11, \(u^{\prime } = uq\) and \(v^{\prime } = pv\) for some \(u :A \rightarrow M\) and \(v :M \rightarrow C\), so
$$\begin{aligned} {\mathfrak {r}}(\delta ) = [(A,q) \overset{uq}{\longrightarrow } (M,m) \overset{pv}{\longrightarrow } (C,p)]. \end{aligned}$$
Suppose that
$$\begin{aligned} {\mathfrak {s}}(\delta )=[ A \overset{x}{\longrightarrow } B \overset{y}{\longrightarrow } C] \end{aligned}$$
then
$$\begin{aligned} {\mathfrak {r}}(\delta ) = [(A,q) \overset{xq}{\longrightarrow } (B,r) \overset{py}{\longrightarrow } (C,p)]. \end{aligned}$$
By definition we have the following equivalence,
for some isomorphism \(h :(M,m) \rightarrow (B,r)\). Since \((A,q), (C,p) \in \hat{{\mathscr {C}}}\), we have that the idempotents q and p are split idempotents. Since \( q_{*}\delta = p^{*}\delta \) we have that \((q,p) :\delta \rightarrow \delta \) is a morphism of \({\mathbb {F}}\)-extensions. Therefore by Lemma 3.27, there exists a split idempotent \(w :B \rightarrow B\) such that \(wx = xq\) and \(py = yw\). By Proposition 3.10, we have the following equivalence
for some isomorphism \(g :(B,r) \rightarrow (B,w)\). The composition \(gh :(M,m) \rightarrow (B,w)\) is an isomorphism. Moreover (Bw) lies in \(\hat{{\mathscr {C}}}\) since w is a split idempotent, so it follows that \((M,m) \in \hat{{\mathscr {C}}}\) since \(\hat{{\mathscr {C}}}\) is closed under isomorphims. This completes the proof. \(\square \)
Theorem 3.31
Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category such that \({\mathscr {C}}\) is small. Let \(\hat{{\mathscr {C}}}\) be the weak idempotent completion of \({\mathscr {C}}\). Then \(\hat{{\mathscr {C}}}\) is extriangulated. Moreover, the embedding \(j_{{\mathscr {C}}} :{\mathscr {C}} \rightarrow \hat{{\mathscr {C}}}\) is an extriangulated functor.
Proof
Since the idempotent completion \(\tilde{{\mathscr {C}}}\) is extriangulated and the weak idempotent completion \(\hat{{\mathscr {C}}}\) is an extension-closed subcategory of \(\tilde{{\mathscr {C}}}\) by Proposition 3.30, \(\hat{{\mathscr {C}}}\) is also extriangulated by Lemma 3.29. The other statement follows as an easy consequence of this and Theorem 3.21. \(\square \)
It is also possible to argue as at the end of the §3.1 that this result unifies the result for the exact and triangulated case.
Condition 3.32
(WIC Conditions) [13, Condition 5.8]. Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category. Consider the following conditions.
1.
Let \(f \in {\mathscr {C}}(A,B)\) and \(g \in {\mathscr {C}}(B,C)\) be composable morphisms. If gf is a deflation, then g is also a deflation.
 
2.
Let \(f \in {\mathscr {C}}(A,B)\) and \(g \in {\mathscr {C}}(B,C)\) be composable morphisms. If gf is an inflation, then f is also an inflation.
 
Proposition 3.33
Let \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) be an extriangulated category. If \(({\mathscr {C}}, {\mathbb {E}},{\mathfrak {s}})\) satisfies one of the WIC conditions then \({\mathscr {C}}\) is weakly idempotent complete.
Proof
Suppose that \(({\mathscr {C}},{\mathbb {E}},{\mathfrak {s}})\) satisfies the first WIC condition. We will show that \({\mathscr {C}}\) is weakly idempotent complete by demonstrating that every retraction has a kernel. Let \(r :B \rightarrow C\) be a retraction with corresponding section \(s :C \rightarrow B\) in \({\mathscr {C}}\). Then, since \(1_{C} = rs\) is a deflation, by the first WIC condition r is a deflation, so we have the following \({\mathbb {E}}\)-triangle:
Now consider the solid part of the following commutative diagram:
By the axiom (ET3)\(^{\text {op}}\), the above diagram can be completed to a morphism of \({\mathbb {E}}\)-triangles. In particular, we have that \(1_{C}^{*}\delta = \delta =0\). Therefore, we have the following equivalence to the split \({\mathbb {E}}\)-triangle:
so x is a kernel of r. Therefore, any retraction r in \({\mathscr {C}}\) has a kernel, which is to say, \({\mathscr {C}}\) is a weakly idempotent complete category. The proof of the statement that if \({\mathscr {C}}\) satisfies the second WIC condition, then \({\mathscr {C}}\) is weakly idempotent complete is dual. \(\square \)

Acknowledgements

The author also wishes to thank their supervisor, Bethany Marsh for their support and invaluable insight. The author is also thankful to Yann Palu for their question to the author about the relation between weak idempotent completeness of the underlying additive category and the WIC conditions, which inspired the author. Finally, the author also wishes to thank the reviewers for offering their suggestion to clarify the unification of the main theorems. This suggestion helped in making this work more complete

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Metadaten
Titel
The Karoubi envelope and weak idempotent completion of an extriangulated category
verfasst von
Dixy Msapato
Publikationsdatum
09.12.2021
Verlag
Springer Netherlands
Erschienen in
Applied Categorical Structures / Ausgabe 3/2022
Print ISSN: 0927-2852
Elektronische ISSN: 1572-9095
DOI
https://doi.org/10.1007/s10485-021-09664-8

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